Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 12, 2017
Total Value: $673M (54.6% shares, 45.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TAKE-TWO INTERACTIVE SOFTWAR | 16,602,000 | $45.66M | 6.8% | $2.75 | $1.52 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | NOVELLUS SYS INC | 6,720,000 | $25.48M | 3.8% | $3.79 | $3.79 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | VERISIGN INC | 9,709,000 | $24.78M | 3.7% | $2.55 | $2.44 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | PRICELINE GRP INC | 11,456,000 | $21.56M | 3.2% | $1.88 | $1.43 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | CTRIP COM INTL LTD | 16,030,000 | $21.02M | 3.1% | $1.31 | $1.26 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | PALO ALTO NETWORKS INC | 17,244,000 | $20.52M | 3.0% | $1.19 | $1.53 | — | NOTE 7/0 | 697435AB1 |
| — | ARES CAP CORP | 17,148,000 | $17.45M | 2.6% | $1.02 | $1.02 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | YAHOO INC | 16,680,000 | $17.27M | 2.6% | $1.04 | $0.99 | — | NOTE 12/0 | 984332AF3 |
| — | SALESFORCE COM INC | 12,508,000 | $16.11M | 2.4% | $1.29 | $1.22 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| — | STARWOOD PPTY TR INC | 15,064,000 | $15.3M | 2.3% | $1.02 | $1.01 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | DHT HOLDINGS INC | 13,575,000 | $13.56M | 2.0% | $1.00 | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | MOLINA HEALTHCARE INC | 9,988,000 | $12.73M | 1.9% | $1.28 | $1.39 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | MERCADOLIBRE INC | 6,833,000 | $11.89M | 1.8% | $1.74 | $1.02 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | NATIONAL HEALTH INVS INC | 10,547,000 | $11.72M | 1.7% | $1.11 | $1.02 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | EURONET WORLDWIDE INC | 9,155,000 | $11.57M | 1.7% | $1.26 | $1.21 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | TESLA INC | 11,125,000 | $11.57M | 1.7% | $1.04 | $1.04 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | J2 GLOBAL INC | 8,340,000 | $11.28M | 1.7% | $1.35 | $1.14 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | TAL ED GROUP | 2,745,000 | $11.13M | 1.7% | $4.06 | $2.44 | — | NOTE 2.500% 5/1 | 874080AB0 |
| — | MEDICINES CO | 6,461,000 | $10.19M | 1.5% | $1.58 | $1.15 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | EASTERLY ACQUISITION CORP | 1,005,167 | $10.05M | 1.5% | $10.00 | $9.91 | — | COM | 27616L102 |
| — | SERVICENOW INC | 7,736,000 | $9.969M | 1.5% | $1.29 | $1.24 | — | NOTE 11/0 | 81762PAB8 |
| — | LIGAND PHARMACEUTICALS INC | 6,470,000 | $9.632M | 1.4% | $1.49 | $1.36 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | GP INVTS ACQUISITION COR | 956,733 | $9.539M | 1.4% | $9.97 | $9.81 | — | SHS | G40357124 |
| — | INTEL CORP | 5,360,000 | $9.357M | 1.4% | $1.75 | $1.59 | — | SDCV 3.250% 8/0 | 458140AF7 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 9,282,000 | $9.236M | 1.4% | $1.00 | $1.01 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | INTERDIGITAL INC | 7,025,000 | $9.154M | 1.4% | $1.30 | $1.33 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | DEPOMED INC | 9,275,000 | $8.707M | 1.3% | $0.94 | $1.02 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | MICROCHIP TECHNOLOGY INC | 5,960,000 | $8.549M | 1.3% | $1.43 | $1.43 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | MATLIN & PARTNERS ACQUISITIO | 800,000 | $8.016M | 1.2% | $10.02 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | CITRIX SYS INC | 5,941,000 | $7.442M | 1.1% | $1.25 | $1.15 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | ALBANY MOLECULAR RESH INC | 6,575,000 | $7.162M | 1.1% | $1.09 | $1.15 | — | NOTE 2.250%11/1 | 012423AB5 |
| — | BOULEVARD ACQUISITION | 704,262 | $7.057M | 1.0% | $10.02 | $9.81 | — | CL A | 10157Q102 |
| HUNTF | HUNTER MARITIME ACQUISITION | 707,970 | $6.987M | 1.0% | $9.87 | $9.77 | 0.0% | CL A | Y37828111 |
| — | LAM RESEARCH CORP | 3,300,000 | $6.977M | 1.0% | $2.11 | $2.11 | — | NOTE 1.250% 5/1 | 512807AL2 |
| — | COLONY CAP INC | 7,050,000 | $6.946M | 1.0% | $0.99 | $0.93 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | TTM TECHNOLOGIES INC | 3,902,000 | $6.885M | 1.0% | $1.76 | $1.35 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | SEACOR HOLDINGS INC | 7,540,000 | $6.673M | 1.0% | $0.89 | $0.83 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | CARRIAGE SVCS INC | 5,125,000 | $6.663M | 1.0% | $1.30 | $1.18 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | DYNEGY INC NEW DEL | 110,000 | $6.413M | 1.0% | $58.30 | $58.30 | — | UNIT 07/01/20191 | 26817R405 |
| — | TWITTER INC | 6,840,000 | $6.413M | 1.0% | $0.94 | $0.85 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | CORENERGY INFRASTRUCTURE TR | 5,562,000 | $6.191M | 0.9% | $1.11 | $0.88 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | CF CORP | 610,887 | $6.115M | 0.9% | $10.01 | $9.92 | — | SHS CL A | G20307107 |
| — | DOUBLE EAGLE ACQUISITION COR | 606,324 | $6.063M | 0.9% | $10.00 | $9.83 | — | COM | G28195124 |
| — | MEDIDATA SOLUTIONS INC | 5,305,000 | $6.054M | 0.9% | $1.14 | $1.14 | — | NOTE 1.000% 8/0 | 58471AAB1 |
| — | CARDTRONICS INC | 5,310,000 | $5.751M | 0.9% | $1.08 | $1.18 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | CIENA CORP | 3,980,000 | $5.448M | 0.8% | $1.37 | $1.40 | — | DEBT 4.000%12/1 | 171779AK7 |
| — | HEALTHSOUTH CORP | 4,151,000 | $5.054M | 0.8% | $1.22 | $1.18 | — | DEBT 2.000%12/0 | 421924BL4 |
| — | SHUTTERFLY INC | 4,905,000 | $4.869M | 0.7% | $0.99 | $0.99 | — | NOTE 0.250% 5/1 | 82568PAB2 |
| — | ELECTRUM SPL ACQUISITION COR | 468,493 | $4.662M | 0.7% | $9.95 | $9.75 | — | SHS | G3105C104 |
| — | 51JOB INC | 4,270,000 | $4.585M | 0.7% | $1.07 | $1.03 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | FINTECH ACQUISITION CORP II | 440,857 | $4.523M | 0.7% | $10.26 | $10.26 | — | UNIT 99/99/9999 | 31810G208 |
| — | APOLLO COML REAL EST FIN INC | 3,870,000 | $4.238M | 0.6% | $1.10 | $1.07 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | PHOTRONICS INC | 3,440,000 | $4.16M | 0.6% | $1.21 | $1.12 | — | NOTE 3.250% 4/0 | 719405AK8 |
| — | NUVASIVE INC | 2,965,000 | $4.047M | 0.6% | $1.36 | $1.36 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | HARMONY MERGER CORP | 395,908 | $4.038M | 0.6% | $10.20 | $10.07 | — | COM | 413247107 |
| — | TWITTER INC | 4,300,000 | $3.913M | 0.6% | $0.91 | $0.90 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 3,493,000 | $3.77M | 0.6% | $1.08 | $1.05 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | SEACOR HOLDINGS INC | 3,700,000 | $3.749M | 0.6% | $1.01 | $1.01 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | QUINPARIO ACQUISITION CORP 2 | 371,025 | $3.71M | 0.6% | $10.00 | $9.86 | — | COM | 74874U101 |
| — | BROOKDALE SR LIVING INC | 3,750,000 | $3.684M | 0.5% | $0.98 | $0.97 | — | NOTE 2.750% 6/1 | 112463AA2 |
| — | THERAVANCE INC | 3,790,000 | $3.599M | 0.5% | $0.95 | $0.95 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | BLACKSTONE MTG TR INC | 2,973,000 | $3.393M | 0.5% | $1.14 | $1.11 | — | NOTE 5.250%12/0 | 09257WAA8 |
| — | GTY TECHNOLOGY HOLDINGS INC | 321,692 | $3.32M | 0.5% | $10.32 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | GLOBAL PARTNER ACQUISITION C | 329,137 | $3.291M | 0.5% | $10.00 | $9.86 | — | COM | 37954X105 |
| — | HEALTHWAYS INC | 2,050,000 | $3.167M | 0.5% | $1.54 | $1.35 | — | NOTE 1.500% 7/0 | 422245AB6 |
| — | GTY TECHNOLOGY HOLDINGS INC | 298,191 | $3.012M | 0.4% | $10.10 | $10.12 | — | CL A | G4182A102 |
| — | ICONIX BRAND GROUP INC | 3,100,000 | $2.949M | 0.4% | $0.95 | $0.93 | — | NOTE 1.500% 3/1 | 451055AF4 |
| — | TWO HBRS INVT CORP | 2,815,000 | $2.875M | 0.4% | $1.02 | $1.02 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| — | ANDINA ACQUISITION CORP II | 246,909 | $2.494M | 0.4% | $10.10 | $9.96 | — | SHS | G0441P104 |
| — | FLUIDIGM CORP DEL | 3,530,000 | $2.365M | 0.4% | $0.67 | $0.61 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | GORES HLDGS II INC | 225,000 | $2.363M | 0.4% | $10.50 | $10.50 | — | COM CL A | 382867109 |
| — | LANDCADIA HLDGS INC | 234,505 | $2.338M | 0.3% | $9.97 | $9.77 | — | CL A | 51476W107 |
| — | VECTOR GROUP LTD | 2,000,000 | $2.26M | 0.3% | $1.13 | $1.06 | — | NOTE 1.750% 4/1 | 92240MBC1 |
| — | GENERAL CABLE CORP DEL NEW | 2,900,000 | $2.244M | 0.3% | $0.77 | $0.65 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | ACORDA THERAPEUTICS INC | 2,515,000 | $2.125M | 0.3% | $0.84 | $0.82 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | BROADSOFT INC | 1,750,000 | $2.093M | 0.3% | $1.20 | $1.21 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | FIREEYE INC | 2,230,000 | $1.997M | 0.3% | $0.90 | $0.87 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | FINTECH ACQUISITION CORP II | 200,000 | $1.97M | 0.3% | $9.85 | $9.85 | — | COM | 31810G109 |
| — | VEON LTD | 479,350 | $1.956M | 0.3% | $4.08 | $4.08 | — | SPONSORED ADR | 91822M106 |
| — | NEW YORK MTG TR INC | 2,000,000 | $1.946M | 0.3% | $0.97 | $0.97 | — | NOTE 6.250% 1/1 | 649604AD7 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 170,000 | $1.692M | 0.3% | $9.95 | $9.95 | — | CL A | G0726L125 |
| — | PATTERN ENERGY GROUP INC | 1,565,000 | $1.556M | 0.2% | $0.99 | $1.00 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| ON | ON SEMICONDUCTOR CORP | 94,400 | $1.462M | 0.2% | $15.49 | $11.94 | +29.8% | COM | 682189105 |
| — | PRICELINE GRP INC | 820 | $1.46M | 0.2% | $1780.49 | $1403.11 | — | COM NEW | 741503403 |
| — | PACIFIC SPL ACQUISITION CORP | 130,759 | $1.353M | 0.2% | $10.35 | $10.33 | — | SHS | G68588105 |
| — | ELECTRUM SPL ACQUISITION COR | 124,900 | $1.305M | 0.2% | $10.45 | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | AMAG PHARMACEUTICALS INC | 1,140,000 | $1.24M | 0.2% | $1.09 | $1.32 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | PROOFPOINT INC | 15,000 | $1.115M | 0.2% | $74.33 | $74.87 | — | COM | 743424103 |
| — | FRONTIER COMMUNICATIONS CORP | 450,000 | $963K | 0.1% | $2.14 | — | — | Call | 35906A108 |
| — | BOULEVARD ACQUISITION | 89,120 | $931K | 0.1% | $10.45 | $9.90 | — | UNIT 99/99/9999 | 10157Q201 |
| — | QUINPARIO ACQUISITION CORP 2 | 85,000 | $889K | 0.1% | $10.46 | $10.02 | — | UNIT 01/01/2023X | 74874U200 |
| — | FINISAR CORP | 750,000 | $841K | 0.1% | $1.12 | $1.12 | — | NOTE 0.500%12/1 | 31787AAM3 |
| — | DOUBLE EAGLE ACQUISITION COR | 75,000 | $791K | 0.1% | $10.55 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | AXAR ACQUISITION CORP | 75,000 | $737K | 0.1% | $9.83 | $9.85 | — | COM | 05455L102 |
| VOD | VODAFONE GROUP PLC NEW | 26,300 | $695K | 0.1% | $26.43 | — | — | Call | 92857W308 |
| INVA | INNOVIVA INC | 50,000 | $692K | 0.1% | $13.84 | — | — | Put | 45781M101 |
| — | FRONTIER COMMUNICATIONS CORP | 14,050 | $691K | 0.1% | $49.18 | $49.18 | — | PFD CONV SER-A | 35906A207 |
| — | GLOBAL EAGLE ENTMT INC | 1,250,000 | $663K | 0.1% | $0.53 | $0.72 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| CENTA | CENTRAL GARDEN & PET CO | 16,000 | $556K | 0.1% | $34.75 * | $13.05 | +112.8% | CL A NON-VTG | 153527205 |
| — | SCORPIO TANKERS INC | 125,000 | $555K | 0.1% | $4.44 | — | — | Put | Y7542C106 |
| CUK | CARNIVAL PLC | 8,900 | $515K | 0.1% | $57.87 | $46.37 | — | ADR | 14365C103 |
| — | GREAT ELM CAP CORP | 43,367 | $494K | 0.1% | $11.39 | $11.67 | — | COM | 390320109 |
| — | TWO HBRS INVT CORP | 50,000 | $480K | 0.1% | $9.60 | — | — | Put | 90187B101 |
| — | ROYAL DUTCH SHELL PLC | 8,998 | $474K | 0.1% | $52.68 | $52.74 | — | SPONS ADR A | 780259206 |
| — | ZIONS BANCORPORATION | 50,000 | $454K | 0.1% | $9.08 | $3.96 | — | *W EXP 11/14/201 | 989701131 |
| HTGC | HERCULES CAPITAL INC | 30,000 | $454K | 0.1% | $15.13 | — | — | Put | 427096508 |
| — | KLR ENERGY ACQUISITION CORP | 43,056 | $442K | 0.1% | $10.27 | $10.16 | — | CL A | 49877M108 |
| — | CAPITOL ACQUISITION CORP III | 36,985 | $390K | 0.1% | $10.54 | $10.54 | — | COM | 14055M106 |
| — | SABAN CAP ACQUISITION CORP | 32,878 | $367K | 0.1% | $11.16 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | SCORPIO TANKERS INC | 81,800 | $363K | 0.1% | $4.44 | — | — | Call | Y7542C106 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 14,600 | $356K | 0.1% | $24.38 | $38.29 | — | COM | 87157B103 |
| — | HUNTER MARITIME ACQUISITION | 34,104 | $355K | 0.1% | $10.41 | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| — | CAPITOL ACQUISITION CORP III | 30,000 | $347K | 0.1% | $11.57 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | M I ACQUISITIONS INC | 26,411 | $270K | 0.0% | $10.22 | $10.05 | — | UNIT 99/99/9999 | 55304A203 |
| — | 51JOB INC | 6,650 | $244K | 0.0% | $36.69 | $31.89 | — | SP ADR REP COM | 316827104 |
| — | JENSYN ACQUISITION CORP | 20,000 | $216K | 0.0% | $10.80 | $10.00 | — | UNIT 99/99/9999 | 47632B201 |
| PHUN | STELLAR ACQUISITION III INC | 21,518 | $216K | 0.0% | $10.04 | $10.02 | — | COM | Y8172W107 |
| — | CF CORP | 20,000 | $215K | 0.0% | $10.75 | $10.20 | — | UNIT 99/99/9999E | G20307123 |
| — | LANDCADIA HLDGS INC | 20,000 | $214K | 0.0% | $10.70 | $10.20 | — | UNIT 12/31/2021T | 51476W206 |
| — | KINDRED HEALTHCARE INC | 25,000 | $209K | 0.0% | $8.36 | — | — | Call | 494580103 |
| — | CONYERS PK ACQUISITION | 17,950 | $187K | 0.0% | $10.42 | $10.00 | — | CL A COM | 212894109 |
| DHT | DHT HOLDINGS INC | 40,000 | $179K | 0.0% | $4.47 * | $2.11 | +14.9% | SHS NEW | Y2065G121 |
| — | GLOBAL EAGLE ENTMT INC | 30,000 | $96,000 | 0.0% | $3.20 | — | — | Call | 37951D102 |
| — | SANOFI | 125,000 | $56,000 | 0.0% | $0.45 | $0.61 | — | RIGHT 12/31/2020 | 80105N113 |
| — | BANK AMER CORP | 50,000 | $46,000 | 0.0% | $0.92 | $0.71 | — | *W EXP 10/28/201 | 060505153 |
| — | ACORDA THERAPEUTICS INC | 1,700 | $36,000 | 0.0% | $21.18 | $21.18 | — | COM | 00484M106 |
| — | SHUTTERFLY INC | 700 | $34,000 | 0.0% | $48.57 | $48.57 | — | COM | 82568P304 |
| — | SABAN CAP ACQUISITION CORP | 24,800 | $33,000 | 0.0% | $1.33 | $1.33 | — | *W EXP 09/21/202 | 78516C114 |
| — | ANDINA ACQUISITION CORP II | 55,000 | $28,000 | 0.0% | $0.51 | $0.39 | — | RIGHT 09/01/2017 | G0441P120 |
| — | GORES HLDGS II INC | 20,500 | $26,000 | 0.0% | $1.27 | $1.27 | — | *W EXP 03/06/202 | 382867117 |
| — | GP INVTS ACQUISITION COR | 43,500 | $22,000 | 0.0% | $0.51 | $0.51 | — | *W EXP 05/19/202 | G40357108 |
| — | HUNTER MARITIME ACQUISITION | 22,700 | $18,000 | 0.0% | $0.79 | $0.79 | — | *W EXP 99/99/999 | Y37828129 |
| — | HARMONY MERGER CORP | 30,000 | $15,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 01/01/202 | 413247123 |
| — | CITIGROUP INC | 81,500 | $12,000 | 0.0% | $0.15 | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| — | CAPITOL ACQUISITION CORP III | 5,000 | $10,000 | 0.0% | $2.00 | $0.80 | — | *W EXP 10/19/202 | 14055M114 |
| — | KLR ENERGY ACQUISITION CORP | 7,450 | $9,000 | 0.0% | $1.21 | $1.21 | — | *W EXP 09/16/202 | 49877M116 |
| — | EASTERLY ACQUISITION CORP | 21,525 | $8,000 | 0.0% | $0.37 | $0.40 | — | *W EXP 07/29/202 | 27616L110 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 14,500 | $7,000 | 0.0% | $0.48 | $0.48 | — | *W EXP 99/99/999 | G0726L117 |
| — | AXAR ACQUISITION CORP | 98,127 | $7,000 | 0.0% | $0.07 | $0.07 | — | *W EXP 12/31/202 | 05455L110 |
| — | QUINPARIO ACQUISITION CORP 2 | 13,992 | $7,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 01/01/202 | 74874U119 |
| — | JENSYN ACQUISITION CORP | 479 | $5,000 | 0.0% | $10.44 | $10.44 | — | COM | 47632B102 |
| — | JM GLOBAL HLDG CO | 4,200 | $2,000 | 0.0% | $0.48 | $0.17 | — | *W EXP 07/29/201 | 46590H119 |
| — | M III ACQUISITION CORP | 5,100 | $2,000 | 0.0% | $0.39 | $0.20 | — | *W EXP 10/10/202 | 55378T112 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,633 | $2,000 | 0.0% | $1.22 | $0.90 | — | *W EXP 99/99/999 | G4182A128 |
| — | DOUBLE EAGLE ACQUISITION COR | 3,666 | $2,000 | 0.0% | $0.55 | $0.47 | — | *W EXP 09/16/202 | G28195116 |
| — | ANDINA ACQUISITION CORP II | 4,925 | $1,000 | 0.0% | $0.20 | $0.24 | — | *W EXP 11/23/202 | G0441P138 |
| — | KINDER MORGAN INC DEL | 337,000 | $1,000 | 0.0% | $0.00 | $0.04 | — | *W EXP 05/25/201 | 49456B119 |
| — | SILICONWARE PRECISION INDS L | 50 | $0 | 0.0% | $0.00 | $7.71 | — | SPONSD ADR SPL | 827084864 |