CIK: 0001358331 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 13, 2014
Total Value ($000): $359,156 (86.4% shares, 13.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| UHAL | Amerco | 242,865 | $62,416 | 17.4% | $21.49 | +28.6% | Common | 023586100 |
| — | Mannkind | 29,885,000 | $32,873 | 9.2% | $1.06 | — | Cv 5.75% | 56400PAC6 |
| IBM | IBM | 118,500 | $22,182 | 6.2% | $114.82 | -0.4% | Common | 459200101 |
| ALL | Allstate | 327,000 | $19,907 | 5.5% | $41.10 | +14.2% | Common | 020002101 |
| — | Flotek | 784,335 | $19,835 | 5.5% | $17.94 | — | Common | 343389102 |
| — | Merck | 265,000 | $15,547 | 4.3% | $44.42 | — | Common | 589331107 |
| ABBV | Abbvie | 231,300 | $13,241 | 3.7% | $26.55 | +32.5% | Common | 00287Y109 |
| — | Phoenix Cos. | 235,352 | $13,193 | 3.7% | $50.93 | — | Common | 71902E604 |
| PFE | Pfizer | 452,000 | $13,139 | 3.7% | $16.51 | +5.7% | Common | 717081103 |
| — | Nextera Energy | 124,000 | $11,741 | 3.3% | $77.68 | — | Common | 302571104 |
| ABT | Abbott | 229,300 | $9,447 | 2.6% | $29.23 | +16.7% | Common | 002824100 |
| — | Diamond Foods | 323,000 | $9,341 | 2.6% | $20.75 | — | Common | 252603105 |
| — | Petroquest | 203,000 | $8,729 | 2.4% | $33.00 | — | Pfd 6.875% | 716748207 |
| — | Bunge | 100,000 | $8,249 | 2.3% | $73.88 | — | Common | G16962105 |
| — | XM Sirius | 4,000,000 | $7,600 | 2.1% | $1.90 | — | Cv 7% | 98375YAU0 |
| — | Direct TV | 86,500 | $7,491 | 2.1% | $61.62 | — | Common | 25490A101 |
| — | Calpine | 294,849 | $6,448 | 1.8% | $21.23 | — | Common | 131347304 |
| RLI | RLI | 149,600 | $6,438 | 1.8% | $12.47 | +13.6% | Common | 749607107 |
| — | Sandridge Energy | 60,000 | $6,000 | 1.7% | $93.00 | — | Pfd 8.5% | 80007P604 |
| — | C&J Energy | 200,000 | $5,864 | 1.6% | $19.37 | — | Common | 12467B304 |
| — | Titan Wheel | 425,000 | $4,913 | 1.4% | $16.87 | — | Common | 88830m102 |
| — | Omega Protein | 341,000 | $4,224 | 1.2% | $8.98 | — | Common | 68210P107 |
| — | Bunge | 37,400 | $4,044 | 1.1% | $106.98 | — | Pfd 4.875% | 032549322 |
| SUPN | Supernus | 400,000 | $3,476 | 1.0% | $9.00 | +0.3% | Common | 868459108 |
| — | Astrotech | 1,070,073 | $3,017 | 0.8% | $0.70 | — | Common | 846243400 |
| — | BPZ Resources | 3,000,000 | $2,900 | 0.8% | $0.83 | — | Cv 6.5% | 055639aa6 |
| — | Supernus | 1,500,000 | $2,550 | 0.7% | $1.25 | — | Cv 7.5% | 868459AA6 |
| — | Ashland | 25,000 | $2,515 | 0.7% | $97.00 | — | Common | 044209104 |
| — | AES | 46,400 | $2,379 | 0.7% | $50.00 | — | Pfd 6.75% | 00808N202 |
| — | Actua | 153,300 | $2,374 | 0.7% | $11.40 | — | Common | 46059C205 |
| — | Intrepid Potash | 150,000 | $2,211 | 0.6% | $15.46 | — | Common | 46121Y102 |
| — | Gainsco | 240,727 | $2,166 | 0.6% | $8.75 | — | Common | 363127200 |
| EDAP | Edap | 1,565,494 | $2,113 | 0.6% | $2.73 | — | Common | 268311107 |
| — | Durect | 1,215,973 | $1,726 | 0.5% | $1.05 | — | Common | 266605104 |
| — | Pepco Holding | 60,900 | $1,638 | 0.5% | $18.98 | — | Common | 713291102 |
| — | Integrys Energy | 24,594 | $1,605 | 0.4% | $58.43 | — | Common | 92931B106 |
| — | Titan Wheel | 1,000,000 | $1,560 | 0.4% | $1.90 | — | Cv 5.625% | 888305aa7 |
| — | Perrigo | 9,926 | $1,476 | 0.4% | $153.44 | — | Common | BGH1M56 |
| XEL | XEL Energy | 47,511 | $1,452 | 0.4% | $20.73 | +5.0% | Common | 98389B100 |
| DUK | Duke Energy | 19,000 | $1,437 | 0.4% | $45.64 | 0.0% | Common | 26441C204 |
| — | Gevo | 2,000,000 | $1,260 | 0.4% | $0.75 | — | Cv 7.5% | 374396AA7 |
| — | US Ecology | 25,300 | $1,145 | 0.3% | $26.52 | — | Common | 91732J102 |
| KGC | Kinross | 344,848 | $1,144 | 0.3% | $5.82 | -32.5% | Common | 496902404 |
| — | DeCode Genetics | 24,787,000 | $867 | 0.2% | $0.03 | — | Cv 3.5% | 243586AB0 |
| — | Sandridge Energy | 182,168 | $765 | 0.2% | $4.76 | — | Common | 80007P307 |
| — | Agenus | 233,515 | $709 | 0.2% | $3.79 | — | Common | 00847G705 |
| AVA | Avista | 20,000 | $616 | 0.2% | $20.15 | 0.0% | Common | 05379B107 |
| CMS | CMS Energy | 20,000 | $599 | 0.2% | $21.23 | 0.0% | Common | 125896100 |
| — | Endeavor | 11,750,000 | $587 | 0.2% | $0.61 | — | Cv 5.5% | 29257MAD2 |
| — | Hospira | 10,000 | $519 | 0.1% | $31.20 | — | Common | 441060100 |
| XOM | Exxon | 5,184 | $483 | 0.1% | $53.69 | +14.6% | Common | 30231G102 |
| XPL | Solitario | 254,040 | $309 | 0.1% | $1.22 | +17.0% | Common | 8342EP107 |
| — | Escalera | 156,919 | $298 | 0.1% | $3.92 | — | Common | 258570209 |
| — | Kellogg | 4,436 | $269 | 0.1% | $38.95 | +4.0% | Common | 487836108 |
| — | Oscient Pharm Corp | 2,499,575 | $129 | 0.0% | $0.05 | — | Cv 12.5% | 68812RAD7 |