Location: San Francisco, CA
CIK: 0001697366 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 19, 2017
Total Value: $258M (40.5% shares, 59.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Dominion Resources Inc/VA | 273,000 | $13.86M | 5.4% | $50.27 | — | UNIT 08/15/2019 | 25746U836 |
| — | Red Hat Inc | 8,749,000 | $13.46M | 5.2% | $1.27 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | Novellus Systems Inc | 2,295,000 | $12.61M | 4.9% | $2.39 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | Anthem Inc | 233,361 | $12.2M | 4.7% | $50.09 | — | UNIT 05/01/20188 | 036752202 |
| — | Becton Dickinson and Co | 220,599 | $12.12M | 4.7% | $54.95 | — | PFD SHS CONV A | 075887208 |
| — | Wells Fargo & Co | 8,655 | $11.38M | 4.4% | $1191.87 | — | PERP PFD CNV A | 949746804 |
| — | Ares Capital Corp | 10,670,000 | $10.72M | 4.2% | $1.04 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | Intel Corp | 4,730,000 | $8.691M | 3.4% | $1.60 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | Stanley Black & Decker Inc | 74,950 | $8.55M | 3.3% | $108.15 | — | UNIT 05/15/2020 | 854502887 |
| — | VEREIT Inc | 7,955,000 | $8.273M | 3.2% | $1.01 | — | NOTE 3.750%12/1 | 02917TAB0 |
| — | Welltower Inc | 121,990 | $7.739M | 3.0% | $63.40 | — | 6.50% PFD PREPET | 95040Q203 |
| — | DTE Energy Co | 142,500 | $7.682M | 3.0% | $53.35 | — | UNIT 99/99/9999 | 233331883 |
| — | Illumina Inc | 6,716,000 | $7.635M | 3.0% | $1.09 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | Prospect Capital Corp | 7,015,000 | $7.116M | 2.8% | $1.02 | — | NOTE 5.750% 3/1 | 74348TAL6 |
| — | Old Republic International Corp | 5,267,000 | $6.735M | 2.6% | $1.30 | — | NOTE 3.750% 3/1 | 680223AH7 |
| — | Fidelity National Financial Inc | 2,469,000 | $6.646M | 2.6% | $2.09 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | NextEra Energy Inc | 99,850 | $6.598M | 2.6% | $58.45 | — | UNIT 08/31/2018 | 65339F846 |
| — | Macquarie Infrastructure Corp | 6,194,000 | $6.577M | 2.6% | $1.11 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | Jefferies Group LLC | 5,530,000 | $5.537M | 2.1% | $1.02 | — | DBCV 3.875%11/0 | 472319AG7 |
| — | Illumina Inc | 5,210,000 | $5.497M | 2.1% | $1.05 | — | NOTE 6/1 | 452327AF6 |
| — | Prospect Capital Corp | 5,400,000 | $5.447M | 2.1% | $1.01 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | Priceline Group Inc/The | 3,600,000 | $5.195M | 2.0% | $1.20 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | TPG Specialty Lending Inc | 4,705,000 | $4.852M | 1.9% | $1.03 | — | NOTE 4.500%12/1 | 87265KAB8 |
| — | Priceline Group Inc/The | 2,512,000 | $4.85M | 1.9% | $1.88 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | Spirit Realty Capital Inc | 4,640,000 | $4.742M | 1.8% | $1.02 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | FireEye Inc | 4,560,000 | $4.229M | 1.6% | $0.90 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | Microchip Technology Inc | 2,120,000 | $3.699M | 1.4% | $1.37 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | BioMarin Pharmaceutical Inc | 2,478,000 | $2.966M | 1.2% | $1.23 | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | ALZA Corp | 1,606,000 | $2.866M | 1.1% | $1.56 | — | SDCV 7/2 | 02261WAB5 |
| — | BlackRock Capital Investment Corp | 2,600,000 | $2.717M | 1.1% | $1.04 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | Apollo Commercial Real Estate Finance Inc | 2,500,000 | $2.542M | 1.0% | $1.02 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | Danaher Corp | 693,000 | $2.271M | 0.9% | $2.95 | — | DBCV 1/2 | 235851AF9 |
| — | Gramercy Property Trust | 71,788 | $2.172M | 0.8% | $30.26 | — | COM | 385002308 |
| — | Royal Gold Inc | 1,900,000 | $2.097M | 0.8% | $1.03 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | Janus Capital Group Inc | 738,000 | $1.146M | 0.4% | $1.55 | — | NOTE 0.750% 7/1 | 47102XAH8 |
| — | RPM International Inc | 970,000 | $1.118M | 0.4% | $1.21 | — | NOTE 2.250%12/1 | 749685AT0 |
| — | Citrix Systems Inc | 820,000 | $951K | 0.4% | $1.20 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | ON Semiconductor Corp | 659,000 | $765K | 0.3% | $1.00 | — | NOTE 1.625%10/1 | 682189AN5 |
| — | Pandora Media Inc | 800,000 | $747K | 0.3% | $0.95 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | Priceline Group Inc/The | 624,000 | $716K | 0.3% | $1.01 | — | NOTE 0.900% 9/1 | 741503AX4 |
| RNG | RingCentral Inc | 15,460 | $645K | 0.3% | $38.36 | 0.0% | COM | 76680R206 |
| — | Model N Inc | 41,924 | $627K | 0.2% | $8.87 | — | COM | 607525102 |
| — | Time Warner Inc | 6,048 | $620K | 0.2% | $98.68 | — | COM | 887317303 |
| — | E-Trade Financial Corp | 13,791 | $601K | 0.2% | $35.00 | — | COM | 269246401 |
| — | Cornerstone OnDemand Inc | 14,608 | $593K | 0.2% | $41.73 | — | COM | 21925Y103 |
| — | Apptio Inc | 31,440 | $581K | 0.2% | $14.74 | — | COM | 03835C108 |
| — | InterXion Holding NV | 11,025 | $562K | 0.2% | $36.67 | — | COM | N47279109 |
| CRM | Salesforce.com Inc | 5,898 | $551K | 0.2% | $80.64 | +12.7% | COM | 79466L302 |
| QLYS | Qualys Inc | 10,633 | $551K | 0.2% | $39.32 | +16.7% | COM | 74758T303 |
| — | MINDBODY Inc | 21,029 | $544K | 0.2% | $22.98 | — | COM | 60255W105 |
| — | ProofPoint Inc | 6,003 | $524K | 0.2% | $75.89 | — | COM | 743424103 |
| — | Talend SA | 12,750 | $522K | 0.2% | $34.80 | — | ADS | 874224207 |
| — | Aspen Technology Inc | 8,208 | $516K | 0.2% | $54.76 | — | COM | 045327103 |
| — | FireEye Inc | 28,801 | $483K | 0.2% | $11.91 | — | COM | 31816Q101 |
| AMG | Affiliated Managers Group Inc | 2,500 | $475K | 0.2% | $153.62 | +12.5% | COM | 008252108 |
| MELI | MercadoLibre Inc | 1,825 | $473K | 0.2% | $259.94 | +1.8% | COM | 58733R102 |
| XYZ | Square Inc | 16,400 | $472K | 0.2% | $21.14 | +23.8% | COM | 852234103 |
| YELP | Yelp Inc | 10,880 | $471K | 0.2% | $36.87 | +4.6% | COM | 985817105 |
| ZION | Zions Bancorporation | 9,512 | $449K | 0.2% | $36.84 | +20.8% | COM | 989701107 |
| RF | Regions Financial Corp | 29,412 | $448K | 0.2% | $9.10 | +14.6% | COM | 7591EP100 |
| — | Mellanox Technologies Ltd | 9,450 | $446K | 0.2% | $40.93 | — | COM | M51363113 |
| — | New Relic Inc | 8,914 | $444K | 0.2% | $37.54 | — | COM | 64829B100 |
| — | Callidus Software Inc | 17,964 | $443K | 0.2% | $21.60 | — | COM | 13123E500 |
| VEEV | Veeva Systems Inc | 7,401 | $417K | 0.2% | $47.80 | +26.9% | COM | 922475108 |
| — | Splunk Inc | 6,207 | $412K | 0.2% | $52.31 | — | COM | 848637104 |
| — | Cavium Inc | 6,187 | $408K | 0.2% | $63.14 | — | COM | 14964U108 |
| — | SVB Financial Group | 2,157 | $404K | 0.2% | $171.67 | — | COM | 78486Q101 |
| USB | US Bancorp | 7,500 | $402K | 0.2% | $37.86 | -0.3% | COM | 902973304 |
| — | Zendesk Inc | 13,707 | $399K | 0.2% | $22.22 | — | COM | 98936J101 |
| — | Mimecast Ltd | 13,980 | $397K | 0.2% | $23.67 | — | COM | GB00BYT5J |
| SLAB | Silicon Laboratories Inc | 4,861 | $388K | 0.2% | $73.23 | +1.7% | COM | 826919102 |
| — | Citrix Systems Inc | 5,000 | $384K | 0.1% | $79.60 | — | COM | 177376100 |
| NOW | ServiceNow Inc | 3,248 | $382K | 0.1% | $20.80 | +6.9% | COM | 81762P102 |
| W | Wayfair Inc | 5,551 | $374K | 0.1% | $35.95 | +106.4% | COM | 94419L101 |
| ETSY | Etsy Inc | 21,697 | $366K | 0.1% | $11.96 | +31.9% | COM | 29786A106 |
| ADSK | Autodesk Inc | 3,248 | $365K | 0.1% | $84.53 | +30.5% | COM | 052769106 |
| MPWR | Monolithic Power Systems Inc | 3,358 | $358K | 0.1% | $74.44 | +27.3% | COM | 609839105 |
| — | NeoPhotonics Corp | 61,586 | $342K | 0.1% | $9.80 | — | COM | 64051T100 |
| SYNA | Synaptics Inc | 8,495 | $333K | 0.1% | $57.83 | -22.0% | COM | 87157D109 |
| — | Pandora Media Inc | 43,021 | $331K | 0.1% | $12.73 | — | COM | 698354107 |
| WDAY | Workday Inc | 3,039 | $320K | 0.1% | $80.58 | +28.1% | COM | 98138H101 |
| PI | Impinj Inc | 7,678 | $319K | 0.1% | $36.72 | +14.6% | COM | 453204109 |
| — | Tableau Software Inc | 4,110 | $308K | 0.1% | $42.15 | — | COM | 87336U105 |
| — | Hess Corp | 6,444 | $302K | 0.1% | $54.58 | — | COM | 42809H107 |
| — | Imperva Inc | 6,832 | $297K | 0.1% | $39.29 | — | COM | 45321L100 |
| — | DISH Network Corp | 5,200 | $282K | 0.1% | $62.71 | — | COM | 25470M109 |
| KEY | Keycorp | 14,000 | $263K | 0.1% | $12.44 | +0.2% | COM | 493267108 |
| AKAM | Akamai Technologies Inc | 5,157 | $251K | 0.1% | $52.94 | -9.6% | COM | 00971T101 |
| GWRE | Guidewire Software Inc | 3,083 | $240K | 0.1% | $56.01 | +30.8% | COM | 40171V100 |
| — | Anadarko Petroleum Corp | 4,033 | $197K | 0.1% | $51.59 | — | COM | 032511107 |
| MTSI | M/A-COM Technology Solutions Holdings Inc | 4,281 | $191K | 0.1% | $43.68 | +11.7% | COM | 55405Y100 |
| SHOP | Shopify Inc | 1,432 | $167K | 0.1% | $4.20 | +143.2% | COM | 82509L107 |
| HUBS | HubSpot Inc | 1,842 | $155K | 0.1% | $52.95 | +35.2% | COM | 443573100 |
| NFLX | NetFlix Inc | 504 | $91,000 | 0.0% | $12.38 | +40.9% | COM | 64110L106 |
| EXC | Exelon Corp | 1,430 | $54,000 | 0.0% | $18.86 | +6.1% | COM | 30161N101 |
| — | Wayfair Inc | 50,000 | $48,000 | 0.0% | $0.96 | — | NOTE 0.375% 9/0 | 94419LAA9 |
| PANW | Palo Alto Networks Inc | 173 | $25,000 | 0.0% | $23.96 | -4.9% | COM | 697435105 |
| — | Bank of America Corp | 15 | $20,000 | 0.0% | $1217.02 | — | 7.25%CNV PFD L | 060505682 |
| — | Allergan plc | 25 | $18,000 | 0.0% | $865.19 | — | PFD CONV SER A | IE00BY9D6 |
| — | NextEra Energy Inc | 300 | $17,000 | 0.0% | $53.33 | — | UNIT 09/01/2019 | 65339F820 |
| — | Anadarko Petroleum Corp | 300 | $12,000 | 0.0% | $41.72 | — | UNIT 99/99/9999 | 032511404 |
| — | Crown Castle International Corp | 10 | $11,000 | 0.0% | $1100.00 | — | 6.875% CON PFD A | 22822V309 |
| — | Workday Inc | 5,000 | $7,000 | 0.0% | $1.26 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | ProofPoint Inc | 5,000 | $6,000 | 0.0% | $1.15 | — | DBCV 0.750% 6/1 | 743424AD5 |
| COST | Costco Wholesale Corp | 30 | $5,000 | 0.0% | $150.98 | -7.2% | COM | 22160K105 |