Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jan 11, 2016
Total Value: $473M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY ALL STAR EQUITY FUND | 6,449,921 | $38.76M | 8.2% | $6.01 | $5.85 | — | COM | 530158104 |
| — | NUVEEN DIVERSIFIED CURRENCY OPPOR FD | 2,989,268 | $33.57M | 7.1% | $11.23 | $11.10 | — | COM | 67090N109 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,354,665 | $28.79M | 6.1% | $21.25 * | $20.29 | +2.5% | COM | 33766Y100 |
| — | GENERAL AMERICAN INVESTORS | 732,353 | $26.96M | 5.7% | $36.82 | $36.71 | — | COM | 368802104 |
| — | SWISS HELVETIA FUND | 1,738,973 | $25.34M | 5.4% | $14.57 | $12.97 | — | COM | 870875101 |
| — | MVC CAPITAL INC | 1,412,685 | $18.29M | 3.9% | $12.95 | $12.69 | — | COM | 553829102 |
| — | AMER STRAT INC PTF III | 2,226,702 | $16.3M | 3.4% | $7.32 | $6.93 | — | COM | 03009T101 |
| — | IMPERIAL HOLDINGS INC | 2,296,697 | $15.66M | 3.3% | $6.82 | $2.90 | — | COM | 452834104 |
| — | ALLIANCEBERNSTEIN INC FUND | 1,924,170 | $14.47M | 3.1% | $7.52 | $7.20 | — | COM | 01881E101 |
| STC | STEWART INFO. SERVICES | 439,575 | $13.63M | 2.9% | $31.01 * | $33.78 | -5.4% | COM | 860372101 |
| — | ZWEIG TOTAL RETURN FD | 889,396 | $12.8M | 2.7% | $14.39 | $12.62 | — | COM | 989837208 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,187,411 | $12.23M | 2.6% | $10.30 | $10.11 | — | COM | 40421A104 |
| — | DWS HIGH INCOME OPP | 826,947 | $12.21M | 2.6% | $14.77 | $14.55 | — | COM | 23339M204 |
| — | NUVEEN GLOBAL INCOME OPP | 907,572 | $11.57M | 2.4% | $12.75 | $12.75 | — | COM | 67073C104 |
| — | IMPERIAL HOLDINGS INC 8.5% 2/15/2019 | 9,243,000 | $11.14M | 2.4% | $1.21 | $1.21 | — | DEBT | 452834AB0 |
| — | WINTHROP REALTY TRUST | 673,224 | $10.33M | 2.2% | $15.35 | $15.35 | — | COM | 976391300 |
| — | AQUASITION CORP | 984,647 | $10.06M | 2.1% | $10.22 | $9.92 | — | COM | Y0192H103 |
| — | ADAMS EXPRESS CO | 665,338 | $9.148M | 1.9% | $13.75 | $11.96 | — | COM | 006212104 |
| — | TRI CONTL CORP | 392,619 | $8.237M | 1.7% | $20.98 | $11.64 | — | COM | 895436103 |
| — | VIRTUS TOTAL RETURN FD | 1,522,119 | $7.306M | 1.5% | $4.80 | $4.07 | — | COM | 92829A103 |
| — | QUARTET MERGER CORP | 700,000 | $7.028M | 1.5% | $10.04 | $10.08 | — | COM | 747717304 |
| — | CLOUGH GLOBAL EQUITY FUND | 438,656 | $6.79M | 1.4% | $15.48 | $14.10 | — | COM | 18914C100 |
| — | AMER STRAT INC PORT II | 736,620 | $6.468M | 1.4% | $8.78 | $8.78 | — | COM | 30099105 |
| — | BOULDER GROWTH & INCOME FUND | 737,947 | $6.287M | 1.3% | $8.52 | $6.33 | — | COM | 101507101 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $6.067M | 1.3% | $10.49 | $10.19 | — | COM | G2266G102 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 549,900 | $5.625M | 1.2% | $10.23 | $10.05 | — | COM | 37953N108 |
| — | BOULDER TOTAL RETURN FD INC | 192,385 | $4.937M | 1.0% | $25.66 | $14.75 | — | COM | 101541100 |
| — | CENTRAL SECS CORP | 208,591 | $4.891M | 1.0% | $23.45 | $21.21 | — | COM | 155123102 |
| — | CAPITOL ACQUISITION CORP II | 475,152 | $4.695M | 1.0% | $9.88 | $9.66 | — | COM | 14056V105 |
| — | AMERICAN SELECT PORTFOLIO | 433,772 | $4.641M | 1.0% | $10.70 | $9.46 | — | COM | 029570108 |
| — | NUVEEN DIVID ADV MUNI FD 3 | 335,694 | $4.592M | 1.0% | $13.68 | $13.68 | — | COM | 67070X101 |
| — | HELIOS STRATEGIC INC FD | 656,956 | $4.526M | 1.0% | $6.89 | $6.48 | — | COM | 42328A203 |
| — | CIS AQUISITION LTD | 415,736 | $4.269M | 0.9% | $10.27 | $10.01 | — | COM | G21490209 |
| — | PREFERRED APARTMENT COMMUN-A | 428,735 | $3.803M | 0.8% | $8.87 | $8.43 | — | COM | 74039L103 |
| — | EATON VANCE RISK MNGD DIV EQTY | 328,976 | $3.796M | 0.8% | $11.54 | $10.68 | — | COM | 27829G106 |
| — | CHART ACQUISITION CORP | 368,393 | $3.68M | 0.8% | $9.99 | $9.67 | — | COM | 161151105 |
| — | NUVEEN DIVID ADV MUNI INC FD | 258,864 | $3.666M | 0.8% | $14.16 | $14.16 | — | COM | 67071L106 |
| — | FIRST OPPORTUNITY FD INC | 306,290 | $2.947M | 0.6% | $9.62 | $9.62 | — | COM | 33587T108 |
| — | CLOUGH GLOBAL ALLOCATION | 187,067 | $2.9M | 0.6% | $15.50 | $15.30 | — | COM | 18913Y103 |
| — | ROYCE VALUE TR INC | 180,511 | $2.888M | 0.6% | $16.00 | $11.48 | — | COM | 780910105 |
| — | MFS INTERMARKET INC TRUST I | 314,883 | $2.686M | 0.6% | $8.53 | $8.36 | — | COM | 59318R103 |
| — | MADISON STRATEGIC SECTR PREM | 207,168 | $2.652M | 0.6% | $12.80 | $12.20 | — | COM | 558268108 |
| — | H&Q HEALTHCARE INVESTORS | 89,590 | $2.362M | 0.5% | $26.36 | $26.36 | — | COM | 404052102 |
| — | ROYCE MICRO-CAP TR INC | 170,134 | $2.147M | 0.5% | $12.62 | $8.13 | — | COM | 780915104 |
| — | ABERDEEN ISRAEL FUND INC | 116,743 | $2.087M | 0.4% | $17.88 | $13.95 | — | COM | 00301L109 |
| — | BANCROFT FUND LTD | 102,168 | $2.062M | 0.4% | $20.18 | $17.33 | — | COM | 059695106 |
| — | LEVY ACQUISITION CORP | 200,000 | $2.023M | 0.4% | $10.12 | $10.01 | — | COM | 52748T203 |
| — | HENNESSY CAPITAL ACQUIS | 200,000 | $2.016M | 0.4% | $10.08 | $10.06 | — | COM | 425886207 |
| — | ROI ACQUISITION CORP II | 190,936 | $1.923M | 0.4% | $10.07 | $10.18 | — | COM | 74966G200 |
| — | H&Q LIFE SCIENCES INVESTORS | 89,615 | $1.86M | 0.4% | $20.76 | $20.76 | — | COM | 404053100 |
| — | NEUBERGER BERMAN REAL ESTATE | 359,824 | $1.799M | 0.4% | $5.00 | $3.21 | — | COM | 64190A103 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 135,641 | $1.763M | 0.4% | $13.00 | $12.87 | — | SH | 18914E106 |
| — | LMP REAL ESTATE INCOME FD | 152,582 | $1.756M | 0.4% | $11.51 | $11.14 | — | COM | 50208C108 |
| — | DCP MIDSTREAM PARTNERS LP | 25,385 | $1.447M | 0.3% | $57.00 | $49.66 | — | COM | 23311P100 |
| — | ELLSWORTH FUND LTD | 148,608 | $1.312M | 0.3% | $8.83 | $7.09 | — | COM | 289074106 |
| EQS | EQUUS TOTAL RETURN INC | 523,605 | $1.299M | 0.3% | $2.48 * | $2.28 | -4.8% | COM | 294766100 |
| — | KEATING CAPITAL INC | 217,607 | $1.286M | 0.3% | $5.91 | $6.14 | — | COM | 48722R106 |
| — | CAMBRIDGE CAPITAL ACQUIS | 115,825 | $1.13M | 0.2% | $9.76 | $9.68 | — | COM | 13215Q106 |
| — | ADVENT/CLAYMORE ENH GR & INC | 102,797 | $1.059M | 0.2% | $10.30 | $10.11 | — | COM | 00765E104 |
| — | DWS GLBL HIGH INCOME FD INC | 113,733 | $956K | 0.2% | $8.41 | $8.07 | — | COM | 23338W104 |
| — | AMERICAN REALTY CAP. PROP | 70,000 | $877K | 0.2% | $12.53 | $12.53 | — | COM | 02917T104 |
| — | FIVE OAKS INVESTMENT CORP | 55,000 | $621K | 0.1% | $11.29 | $11.29 | — | COM | 33830W106 |
| — | QUINPARIO ACQUISITION CORP | 452,905 | $616K | 0.1% | $1.36 | $1.36 | — | W | 74874R116 |
| — | MERGEWORTHRX CORP | 71,285 | $584K | 0.1% | $8.19 | $8.14 | — | COM | 58952R106 |
| — | ROBERTS REALTY INVESTORS INC | 607,114 | $480K | 0.1% | $0.79 | $1.43 | — | COM | 769900101 |
| — | QUARTET MERGER CORP RTS | 700,000 | $466K | 0.1% | $0.67 | $0.67 | — | RTS | 747717205 |
| — | HERZFELD CARIBBEAN BASIN FD | 52,204 | $426K | 0.1% | $8.16 | $8.16 | — | COM | 42804T106 |
| — | CENTRAL EUR RUSS & TURK FD INC | 11,314 | $331K | 0.1% | $29.26 | $28.88 | — | COM | 153436100 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 36,500 | $326K | 0.1% | $8.93 | $3.91 | — | COM | 021060108 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $273K | 0.1% | $9.75 | $9.68 | — | COM | 827694100 |
| — | CHART ACQUISITION CORP | 368,393 | $198K | 0.0% | $0.54 | $0.61 | — | W | 161151113 |
| — | JETPAY CORP | 93,037 | $194K | 0.0% | $2.09 | $3.46 | — | COM | 477177109 |
| — | GYRODYNE CO OF AMERICA INC | 36,399 | $187K | 0.0% | $5.14 | $5.14 | — | COM | 403820103 |
| — | GABELLI GLOBALDEAL FUND | 12,579 | $137K | 0.0% | $10.89 | $10.89 | — | COM | 361570104 |
| — | AQUASITION CORP WTS 01/22/18 | 877,125 | $127K | 0.0% | $0.14 | $0.24 | — | W | Y0192H111 |
| — | PROFIRE ENERGY INC | 27,237 | $123K | 0.0% | $4.52 | $4.52 | — | COM | 74316X101 |
| — | CAPITOL ACQUISITION CORP | 237,576 | $116K | 0.0% | $0.49 | $0.56 | — | W | 14056V113 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $113K | 0.0% | $5.65 | $6.16 | — | COM | 76120W302 |
| — | WHEELER REIT | 19,443 | $93,000 | 0.0% | $4.78 | $4.27 | — | COM | 963025101 |
| — | CIS ACQUISITION LTD-CW17 | 404,036 | $62,000 | 0.0% | $0.15 | $0.29 | — | W | G21490118 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $46,000 | 0.0% | $0.08 | $0.18 | — | W | G2266G110 |
| — | CAMBRIDGE CAPITAL ACQUI-CW18 | 115,825 | $41,000 | 0.0% | $0.35 | $0.42 | — | W | 13215Q114 |
| — | GABELLI HLTHCARE & WELLNESS TRUST | 93,314 | $36,000 | 0.0% | $0.39 | $0.39 | — | RTS | 36246K137 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $17,000 | 0.0% | $0.61 | $0.61 | — | W | 827694118 |