CIK: 0001504304 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: Jan 11, 2016
Total Value ($000): $439,021
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LIBERTY ALL STAR EQUITY FUND | 6,449,921 | $37,926 | 8.6% | $5.85 | — | — | 530158104 |
| — | EATON VANCE RISK-MANAGED DIV | 3,353,359 | $37,893 | 8.6% | $10.68 | — | — | 27829G106 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,354,665 | $28,922 | 6.6% | $20.29 | +15.5% | — | 33766Y100 |
| — | SWISS HELVETIA FUND | 1,493,323 | $21,474 | 4.9% | $12.71 | — | — | 870875101 |
| — | ZWEIG TOTAL RETURN FD | 1,502,782 | $21,129 | 4.8% | $12.62 | — | — | 989837208 |
| — | WESTERN ASSET INFL MGMT FD INC | 1,161,451 | $20,744 | 4.7% | $17.09 | — | — | 95766U107 |
| — | MVC CAPITAL INC | 1,289,284 | $17,470 | 4.0% | $12.67 | — | — | 553829102 |
| — | AMER STRAT INC PTF III | 2,226,702 | $15,832 | 3.6% | $6.93 | — | — | 03009T101 |
| — | IMPERIAL HOLDINGS INC | 2,296,697 | $13,206 | 3.0% | $2.90 | — | — | 452834104 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,187,411 | $12,183 | 2.8% | $10.11 | — | — | 40421A104 |
| STC | STEWART INFO. SERVICES | 334,049 | $11,735 | 2.7% | $34.36 | 0.0% | — | 860372101 |
| — | ALLIANCEBERNSTEIN INC FUND | 1,467,704 | $10,773 | 2.5% | $7.10 | — | — | 01881E101 |
| — | DWS HIGH INCOME OPP | 645,580 | $9,432 | 2.1% | $14.49 | — | — | 23339M204 |
| — | AQUASITION CORP | 884,647 | $9,037 | 2.1% | $9.89 | — | — | Y0192H103 |
| — | CLOUGH GLOBAL EQUITY FUND | 563,710 | $8,692 | 2.0% | $14.10 | — | — | 18914C100 |
| — | ADAMS EXPRESS CO | 665,338 | $8,636 | 2.0% | $11.96 | — | — | 006212104 |
| — | TRI CONTL CORP | 392,619 | $7,884 | 1.8% | $11.64 | — | — | 895436103 |
| — | QUARTET MERGER CORP | 700,000 | $7,098 | 1.6% | $10.08 | — | — | 747717304 |
| — | AMER STRAT INC PORT II | 736,620 | $6,121 | 1.4% | $7.71 | — | — | 030099105 |
| — | BOULDER GROWTH & INCOME FUND | 737,947 | $6,000 | 1.4% | $6.33 | — | — | 101507101 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $5,986 | 1.4% | $10.19 | — | — | G2266G102 |
| — | VIRTUS TOTAL RETURN FD | 1,321,362 | $5,840 | 1.3% | $3.96 | — | — | 92829A103 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 549,900 | $5,565 | 1.3% | $10.05 | — | — | 37953N108 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 660,374 | $5,541 | 1.3% | $3.91 | — | — | 021060108 |
| — | NUVEEN DIVERSIFIED CURRENCY OPPOR FD | 511,732 | $5,368 | 1.2% | $10.48 | — | — | 67090N109 |
| — | HELIOS STRATEGIC INC FD | 787,326 | $5,338 | 1.2% | $6.48 | — | — | 42328A203 |
| — | INDIA FUND INC | 212,902 | $4,905 | 1.1% | $21.10 | — | — | 454089103 |
| — | ROYCE MICRO-CAP TR INC | 393,163 | $4,812 | 1.1% | $8.13 | — | — | 780915104 |
| — | BOULDER TOTAL RETURN FD INC | 192,385 | $4,681 | 1.1% | $14.75 | — | — | 101541100 |
| — | CAPITOL ACQUISITION CORP II | 475,152 | $4,680 | 1.1% | $9.66 | — | — | 14056V105 |
| — | AMERICAN SELECT PORTFOLIO | 433,772 | $4,310 | 1.0% | $9.46 | — | — | 029570108 |
| — | CIS AQUISITION LTD | 415,736 | $4,241 | 1.0% | $10.01 | — | — | G21490209 |
| — | ROYCE VALUE TR INC | 261,557 | $4,114 | 0.9% | $11.48 | — | — | 780910105 |
| — | CHART ACQUISITION CORP | 368,393 | $3,662 | 0.8% | $9.67 | — | — | 161151105 |
| — | ADVENT/CLAYMORE ENH GR & INC | 343,787 | $3,503 | 0.8% | $10.11 | — | — | 00765E104 |
| IRT | INDEPENDENCE REALTY TRUST IN | 361,323 | $3,219 | 0.7% | $8.47 | — | — | 45378A106 |
| — | CENTRAL SECS CORP | 139,987 | $3,132 | 0.7% | $20.12 | — | — | 155123102 |
| — | QUINPARIO ACQUISITION CORP | 285,152 | $3,108 | 0.7% | $10.26 | — | — | 74874R207 |
| — | THAI FUND INC | 246,331 | $2,668 | 0.6% | $16.97 | — | — | 882904105 |
| — | ANWORTH MORTGAGE ASSET CORP | 529,369 | $2,626 | 0.6% | $4.56 | — | — | 037347101 |
| — | MADISON STRATEGIC SECTR PREM | 199,119 | $2,425 | 0.6% | $12.18 | — | — | 558268108 |
| — | ABERDEEN ISRAEL FUND INC | 126,998 | $2,315 | 0.5% | $13.95 | — | — | 00301L109 |
| — | MFS INTERMARKET INC TRUST I | 250,000 | $2,080 | 0.5% | $8.32 | — | — | 59318R103 |
| — | LEVY ACQUISITION CORP | 200,000 | $2,020 | 0.5% | $10.01 | — | — | 52748T203 |
| — | HENNESSY CAPITAL ACQUIS | 200,000 | $2,012 | 0.5% | $10.06 | — | — | 425886207 |
| — | BANCROFT FUND LTD | 102,168 | $1,997 | 0.5% | $17.33 | — | — | 059695106 |
| — | ROI ACQUISITION CORP II | 190,936 | $1,931 | 0.4% | $10.18 | — | — | 74966G200 |
| — | PREFERRED APARTMENT COMMUN-A | 229,024 | $1,845 | 0.4% | $8.04 | — | — | 74039L103 |
| — | CLOUGH GLOBAL ALLOCATION | 120,094 | $1,823 | 0.4% | $15.18 | — | — | 18913Y103 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 135,641 | $1,729 | 0.4% | $12.87 | — | — | 18914E106 |
| — | NEUBERGER BERMAN REAL ESTATE | 359,824 | $1,698 | 0.4% | $3.21 | — | — | 64190A103 |
| — | ORCHID ISLAND CAPITAL INC | 125,451 | $1,490 | 0.3% | $11.88 | — | — | 68571X103 |
| — | KEATING CAPITAL INC | 210,740 | $1,289 | 0.3% | $6.15 | — | — | 48722R106 |
| — | ELLSWORTH FUND LTD | 148,608 | $1,278 | 0.3% | $7.09 | — | — | 289074106 |
| — | DCP MIDSTREAM PARTNERS LP | 25,385 | $1,272 | 0.3% | $49.66 | — | — | 23311P100 |
| — | CAMBRIDGE CAPITAL ACQUIS | 114,869 | $1,112 | 0.3% | $9.68 | — | — | 13215Q106 |
| — | INFINITY CROSS BORDER ACQUIS | 137,597 | $1,097 | 0.2% | $7.90 | — | — | G4772R101 |
| EQS | EQUUS TOTAL RETURN INC | 523,605 | $1,005 | 0.2% | $2.28 | -15.7% | — | 294766100 |
| — | DWS GLBL HIGH INCOME FD INC | 116,064 | $944 | 0.2% | $8.07 | — | — | 23338W104 |
| — | DELAWARE INV DIVIDEND & INC | 97,229 | $930 | 0.2% | $9.49 | — | — | 245915103 |
| — | BROOKFIELD GLOBAL LISTED INF | 41,334 | $884 | 0.2% | $19.77 | — | — | 11273Q109 |
| — | LMP REAL ESTATE INCOME FD | 80,722 | $872 | 0.2% | $10.80 | — | — | 50208C108 |
| — | INFINITY CROSS BORDER ACQUIS | 850,772 | $633 | 0.1% | $0.59 | — | — | G4772R119 |
| — | MONTGOMERY ST INCOME SEC INC | 37,485 | $603 | 0.1% | $15.72 | — | — | 614115103 |
| — | MERGEWORTHRX CORP | 71,285 | $576 | 0.1% | $8.14 | — | — | 58952R106 |
| — | GENERAL AMERICAN INVESTORS | 15,061 | $531 | 0.1% | $31.55 | — | — | 368802104 |
| — | ROBERTS REALTY INVESTORS INC | 607,114 | $449 | 0.1% | $1.43 | — | — | 769900101 |
| — | GABELLI GLOBAL UTIL & INCOME | 22,412 | $446 | 0.1% | $18.83 | — | — | 36242L105 |
| — | BLUE CAPITAL REINSURANCE HOL | 18,886 | $328 | 0.1% | $17.37 | — | — | G1190F107 |
| — | CENTRAL EUR RUSS & TURK FD INC | 11,314 | $297 | 0.1% | $28.88 | — | — | 153436100 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $271 | 0.1% | $9.68 | — | — | 827694100 |
| — | AQUASITION CORP WTS 01/22/18 | 884,647 | $230 | 0.1% | $0.24 | — | — | Y0192H111 |
| — | JETPAY CORP | 93,037 | $227 | 0.1% | $3.46 | — | — | 477177109 |
| — | WHEELER REIT | 46,848 | $215 | 0.0% | $4.27 | — | — | 963025101 |
| — | CHART ACQUISITION CORP | 368,393 | $210 | 0.0% | $0.61 | — | — | 161151113 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $111 | 0.0% | $6.16 | — | — | 76120W302 |
| — | CAPITOL ACQUISITION CORP | 237,576 | $110 | 0.0% | $0.56 | — | — | 14056V113 |
| — | CIS ACQUISITION LTD | 415,736 | $99 | 0.0% | $0.29 | — | — | G21490118 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $83 | 0.0% | $0.18 | — | — | G2266G110 |
| — | CAMBRIDGE CAPITAL ACQUI-CW18 | 114,869 | $48 | 0.0% | $0.42 | — | — | 13215Q114 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $20 | 0.0% | $0.61 | — | — | 827694118 |