Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: Jan 11, 2016
Total Value: $439M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY ALL STAR EQUITY FUND | 6,449,921 | $37.93M | 8.6% | $5.88 | $5.85 | — | COM | 530158104 |
| — | EATON VANCE RISK-MANAGED DIV | 3,353,359 | $37.89M | 8.6% | $11.30 | $10.68 | — | COM | 27829G106 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,354,665 | $28.92M | 6.6% | $21.35 * | $20.29 | +15.5% | COM | 33766Y100 |
| — | SWISS HELVETIA FUND | 1,493,323 | $21.47M | 4.9% | $14.38 | $12.71 | — | COM | 870875101 |
| — | ZWEIG TOTAL RETURN FD | 1,502,782 | $21.13M | 4.8% | $14.06 | $12.62 | — | COM | 989837208 |
| — | WESTERN ASSET INFL MGMT FD INC | 1,161,451 | $20.74M | 4.7% | $17.86 | $17.09 | — | COM | 95766U107 |
| — | MVC CAPITAL INC | 1,289,284 | $17.47M | 4.0% | $13.55 | $12.67 | — | COM | 553829102 |
| — | AMER STRAT INC PTF III | 2,226,702 | $15.83M | 3.6% | $7.11 | $6.93 | — | COM | 03009T101 |
| — | IMPERIAL HOLDINGS INC | 2,296,697 | $13.21M | 3.0% | $5.75 | $2.90 | — | COM | 452834104 |
| — | HF2 FINANCIAL MANAGEMENT INC | 1,187,411 | $12.18M | 2.8% | $10.26 | $10.11 | — | COM | 40421A104 |
| STC | STEWART INFO. SERVICES | 334,049 | $11.73M | 2.7% | $35.13 * | $34.36 | 0.0% | COM | 860372101 |
| — | ALLIANCEBERNSTEIN INC FUND | 1,467,704 | $10.77M | 2.5% | $7.34 | $7.10 | — | COM | 01881E101 |
| — | DWS HIGH INCOME OPP | 645,580 | $9.432M | 2.1% | $14.61 | $14.49 | — | COM | 23339M204 |
| — | AQUASITION CORP | 884,647 | $9.037M | 2.1% | $10.22 | $9.89 | — | COM | Y0192H103 |
| — | CLOUGH GLOBAL EQUITY FUND | 563,710 | $8.692M | 2.0% | $15.42 | $14.10 | — | COM | 18914C100 |
| — | ADAMS EXPRESS CO | 665,338 | $8.636M | 2.0% | $12.98 | $11.96 | — | COM | 006212104 |
| — | TRI CONTL CORP | 392,619 | $7.884M | 1.8% | $20.08 | $11.64 | — | COM | 895436103 |
| — | QUARTET MERGER CORP | 700,000 | $7.098M | 1.6% | $10.14 | $10.08 | — | COM | 747717304 |
| — | AMER STRAT INC PORT II | 736,620 | $6.121M | 1.4% | $8.31 | $7.71 | — | COM | 030099105 |
| — | BOULDER GROWTH & INCOME FUND | 737,947 | $6M | 1.4% | $8.13 | $6.33 | — | COM | 101507101 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $5.986M | 1.4% | $10.35 | $10.19 | — | SHS | G2266G102 |
| — | VIRTUS TOTAL RETURN FD | 1,321,362 | $5.84M | 1.3% | $4.42 | $3.96 | — | COM | 92829A103 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 549,900 | $5.565M | 1.3% | $10.12 | $10.05 | — | COM | 37953N108 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 660,374 | $5.541M | 1.3% | $8.39 | $3.91 | — | COM | 021060108 |
| — | NUVEEN DIVERSIFIED CURRENCY OPPOR FD | 511,732 | $5.368M | 1.2% | $10.49 | $10.48 | — | COM | 67090N109 |
| — | HELIOS STRATEGIC INC FD | 787,326 | $5.338M | 1.2% | $6.78 | $6.48 | — | COM | 42328A203 |
| — | INDIA FUND INC | 212,902 | $4.905M | 1.1% | $23.04 | $21.10 | — | COM | 454089103 |
| — | ROYCE MICRO-CAP TR INC | 393,163 | $4.812M | 1.1% | $12.24 | $8.13 | — | COM | 780915104 |
| — | BOULDER TOTAL RETURN FD INC | 192,385 | $4.681M | 1.1% | $24.33 | $14.75 | — | COM | 101541100 |
| — | CAPITOL ACQUISITION CORP II | 475,152 | $4.68M | 1.1% | $9.85 | $9.66 | — | COM | 14056V105 |
| — | AMERICAN SELECT PORTFOLIO | 433,772 | $4.31M | 1.0% | $9.94 | $9.46 | — | COM | 029570108 |
| — | CIS AQUISITION LTD | 415,736 | $4.241M | 1.0% | $10.20 | $10.01 | — | COM | G21490209 |
| — | ROYCE VALUE TR INC | 261,557 | $4.114M | 0.9% | $15.73 | $11.48 | — | COM | 780910105 |
| — | CHART ACQUISITION CORP | 368,393 | $3.662M | 0.8% | $9.94 | $9.67 | — | COM | 161151105 |
| — | ADVENT/CLAYMORE ENH GR & INC | 343,787 | $3.503M | 0.8% | $10.19 | $10.11 | — | COM | 00765E104 |
| IRT | INDEPENDENCE REALTY TRUST IN | 361,323 | $3.219M | 0.7% | $8.91 | $8.47 | — | COM | 45378A106 |
| — | CENTRAL SECS CORP | 139,987 | $3.132M | 0.7% | $22.37 | $20.12 | — | COM | 155123102 |
| — | QUINPARIO ACQUISITION CORP | 285,152 | $3.108M | 0.7% | $10.90 | $10.26 | — | UNIT | 74874R207 |
| — | THAI FUND INC | 246,331 | $2.668M | 0.6% | $10.83 | $16.97 | — | COM | 882904105 |
| — | ANWORTH MORTGAGE ASSET CORP | 529,369 | $2.626M | 0.6% | $4.96 | $4.56 | — | COM | 037347101 |
| — | MADISON STRATEGIC SECTR PREM | 199,119 | $2.425M | 0.6% | $12.18 | $12.18 | — | COM | 558268108 |
| — | ABERDEEN ISRAEL FUND INC | 126,998 | $2.315M | 0.5% | $18.23 | $13.95 | — | COM | 00301L109 |
| — | MFS INTERMARKET INC TRUST I | 250,000 | $2.08M | 0.5% | $8.32 | $8.32 | — | COM | 59318R103 |
| — | LEVY ACQUISITION CORP | 200,000 | $2.02M | 0.5% | $10.10 | $10.01 | — | COM | 52748T203 |
| — | HENNESSY CAPITAL ACQUIS | 200,000 | $2.012M | 0.5% | $10.06 | $10.06 | — | COM | 425886207 |
| — | BANCROFT FUND LTD | 102,168 | $1.997M | 0.5% | $19.55 | $17.33 | — | COM | 059695106 |
| — | ROI ACQUISITION CORP II | 190,936 | $1.931M | 0.4% | $10.11 | $10.18 | — | COM | 74966G200 |
| — | PREFERRED APARTMENT COMMUN-A | 229,024 | $1.845M | 0.4% | $8.06 | $8.04 | — | COM | 74039L103 |
| — | CLOUGH GLOBAL ALLOCATION | 120,094 | $1.823M | 0.4% | $15.18 | $15.18 | — | COM | 18913Y103 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 135,641 | $1.729M | 0.4% | $12.75 | $12.87 | — | SH | 18914E106 |
| — | NEUBERGER BERMAN REAL ESTATE | 359,824 | $1.698M | 0.4% | $4.72 | $3.21 | — | COM | 64190A103 |
| — | ORCHID ISLAND CAPITAL INC | 125,451 | $1.49M | 0.3% | $11.88 | $11.88 | — | COM | 68571X103 |
| — | KEATING CAPITAL INC | 210,740 | $1.289M | 0.3% | $6.12 | $6.15 | — | COM | 48722R106 |
| — | ELLSWORTH FUND LTD | 148,608 | $1.278M | 0.3% | $8.60 | $7.09 | — | COM | 289074106 |
| — | DCP MIDSTREAM PARTNERS LP | 25,385 | $1.272M | 0.3% | $50.11 | $49.66 | — | COM | 23311P100 |
| — | CAMBRIDGE CAPITAL ACQUIS | 114,869 | $1.112M | 0.3% | $9.68 | $9.68 | — | COM | 13215Q106 |
| — | INFINITY CROSS BORDER ACQUIS | 137,597 | $1.097M | 0.2% | $7.97 | $7.90 | — | COM | G4772R101 |
| EQS | EQUUS TOTAL RETURN INC | 523,605 | $1.005M | 0.2% | $1.92 | $2.28 | -15.7% | COM | 294766100 |
| — | DWS GLBL HIGH INCOME FD INC | 116,064 | $944K | 0.2% | $8.13 | $8.07 | — | COM | 23338W104 |
| — | DELAWARE INV DIVIDEND & INC | 97,229 | $930K | 0.2% | $9.57 | $9.49 | — | COM | 245915103 |
| — | BROOKFIELD GLOBAL LISTED INF | 41,334 | $884K | 0.2% | $21.39 | $19.77 | — | COM | 11273Q109 |
| — | LMP REAL ESTATE INCOME FD | 80,722 | $872K | 0.2% | $10.80 | $10.80 | — | COM | 50208C108 |
| — | INFINITY CROSS BORDER ACQUIS | 850,772 | $633K | 0.1% | $0.74 | $0.59 | — | W | G4772R119 |
| — | MONTGOMERY ST INCOME SEC INC | 37,485 | $603K | 0.1% | $16.09 | $15.72 | — | COM | 614115103 |
| — | MERGEWORTHRX CORP | 71,285 | $576K | 0.1% | $8.08 | $8.14 | — | COM | 58952R106 |
| — | GENERAL AMERICAN INVESTORS | 15,061 | $531K | 0.1% | $35.26 | $31.55 | — | COM | 368802104 |
| — | ROBERTS REALTY INVESTORS INC | 607,114 | $449K | 0.1% | $0.74 | $1.43 | — | COM | 769900101 |
| — | GABELLI GLOBAL UTIL & INCOME | 22,412 | $446K | 0.1% | $19.90 | $18.83 | — | COM | 36242L105 |
| — | BLUE CAPITAL REINSURANCE HOL | 18,886 | $328K | 0.1% | $17.37 | $17.37 | — | COM | G1190F107 |
| — | CENTRAL EUR RUSS & TURK FD INC | 11,314 | $297K | 0.1% | $26.25 | $28.88 | — | COM | 153436100 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $271K | 0.1% | $9.68 | $9.68 | — | COM | 827694100 |
| — | AQUASITION CORP WTS 01/22/18 | 884,647 | $230K | 0.1% | $0.26 | $0.24 | — | W | Y0192H111 |
| — | JETPAY CORP | 93,037 | $227K | 0.1% | $2.44 | $3.46 | — | COM | 477177109 |
| — | WHEELER REIT | 46,848 | $215K | 0.0% | $4.59 | $4.27 | — | COM | 963025101 |
| — | CHART ACQUISITION CORP | 368,393 | $210K | 0.0% | $0.57 | $0.61 | — | W | 161151113 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $111K | 0.0% | $5.55 | $6.16 | — | COM | 76120W302 |
| — | CAPITOL ACQUISITION CORP | 237,576 | $110K | 0.0% | $0.46 | $0.56 | — | W | 14056V113 |
| — | CIS ACQUISITION LTD | 415,736 | $99,000 | 0.0% | $0.24 | $0.29 | — | W | G21490118 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $83,000 | 0.0% | $0.14 | $0.18 | — | W | G2266G110 |
| — | CAMBRIDGE CAPITAL ACQUI-CW18 | 114,869 | $48,000 | 0.0% | $0.42 | $0.42 | — | W | 13215Q114 |
| — | SILVER EAGLE ACQUISITION | 27,992 | $20,000 | 0.0% | $0.71 | $0.61 | — | W | 827694118 |