CIK: 0001509510 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 14, 2019
Total Value ($000): $272,713 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXDT | NexPoint Credit Strategies Fund | 763,966 | $16,632 | 6.1% | $21.16 | — | COM NEW | 65340G205 |
| — | Highland Floating Rate Opportunities Fund | 896,781 | $12,456 | 4.6% | $12.91 | — | SHS BEN INT | 43010E404 |
| — | Central Securities Corp | 421,014 | $12,062 | 4.4% | $23.45 | — | COM | 155123102 |
| — | Nuveen Credit Strategies Income Fund | 1,483,406 | $11,467 | 4.2% | $7.80 | — | COM SHS | 67073D102 |
| — | Boulder Growth & Income Fund Inc | 1,050,052 | $11,320 | 4.2% | $8.47 | — | COM | 101507101 |
| — | Cornerstone Strategic Value Fund Inc | 855,036 | $10,414 | 3.8% | $11.22 | — | COM | 21924B302 |
| — | Tekla Healthcare Opportunities Fund | 474,479 | $8,360 | 3.1% | $19.34 | — | SHS | 879105104 |
| — | PGIM Short Duration High Yield Fund, Inc. | 455,864 | $6,464 | 2.4% | $13.94 | — | COM | 69346H100 |
| — | The Herzfeld Caribbean Basin Fund Inc | 1,044,789 | $6,112 | 2.2% | $7.55 | — | COM | 42804T106 |
| MTZ | MasTec Inc | 117,297 | $5,642 | 2.1% | $31.33 | +43.4% | COM | 576323109 |
| — | General American Investors Co Inc | 168,054 | $5,598 | 2.1% | $33.21 | — | COM | 368802104 |
| — | Apollo Tactical Income Fund Inc | 372,430 | $5,471 | 2.0% | $15.59 | — | COM | 037638103 |
| OCCI | OFS Credit Company Inc | 303,497 | $5,417 | 2.0% | $15.42 | — | COM | 67111Q107 |
| — | Aberdeen Total Dynamic Dividend Fund | 561,957 | $4,636 | 1.7% | $8.75 | — | COM SH BEN INT | 00326L100 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 304,107 | $4,239 | 1.6% | $13.57 | — | COM | 69346J106 |
| — | Tekla World Healthcare Fund | 301,327 | $3,860 | 1.4% | $14.67 | — | BEN INT SHS | 87911L108 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 35,758 | $3,632 | 1.3% | $101.53 | — | ENHAN SHRT MA AC | 72201R833 |
| NEAR | iShares Short Maturity Bond ETF | 72,236 | $3,629 | 1.3% | $50.24 | — | SHT MAT BD ETF | 46431W507 |
| RCL | Royal Caribbean Cruises Ltd | 31,229 | $3,579 | 1.3% | $52.67 | +105.3% | COM | V7780T103 |
| — | Adams Diversified Equity Fund Inc | 236,302 | $3,412 | 1.3% | $12.79 | — | COM | 006212104 |
| — | Cornerstone Total Rtrn Fd In | 278,964 | $3,345 | 1.2% | $11.20 | — | COM | 21924U300 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 56,944 | $3,130 | 1.1% | $39.57 | +30.2% | SHS | G66721104 |
| FBP | First BanCorp/Puerto Rico | 264,477 | $3,031 | 1.1% | $4.74 | +82.4% | COM NEW | 318672706 |
| — | Voya Prime Rate Trust | 626,509 | $2,995 | 1.1% | $4.97 | — | SH BEN INT | 92913A100 |
| BPOP | Popular Inc | 55,230 | $2,879 | 1.1% | $28.10 | +53.9% | COM NEW | 733174700 |
| SHV | Ishares Tr | 25,000 | $2,764 | 1.0% | $110.56 | — | SHORT TREAS BD | 464288679 |
| — | Nuveen Floating Rate Income Opportunity Fund | 281,406 | $2,699 | 1.0% | $10.34 | — | COM SHS | 6706EN100 |
| — | Adams Natural Resources Fund Inc | 149,674 | $2,510 | 0.9% | $20.01 | — | COM | 00548F105 |
| — | The Gabelli Healthcare & WellnessRx Trust | 228,446 | $2,401 | 0.9% | $10.26 | — | SHS | 36246K103 |
| LEN | Lennar Corp | 47,500 | $2,332 | 0.9% | $35.37 | +17.6% | CL A | 526057104 |
| ECC | Eagle Point Credit Co Inc | 136,268 | $2,267 | 0.8% | $17.36 | — | COM | 269808101 |
| — | Tortoise Energy Infrastructure Corporation | 94,387 | $2,218 | 0.8% | $22.88 | — | COM | 89147L100 |
| — | The Taiwan Fund Inc | 121,241 | $2,171 | 0.8% | $19.86 | — | COM | 874036106 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 114,559 | $2,132 | 0.8% | $19.29 | — | COM | 89147X104 |
| PCEF | Invesco Exchng Traded Fd Tr | 95,084 | $2,107 | 0.8% | $20.23 | — | CEF INM COMPSI | 46138E404 |
| — | Clearbridge MLP and Midstrm | 163,800 | $2,074 | 0.8% | $11.54 | — | COM | 184692101 |
| — | Invesco Senior Income Trust | 480,925 | $2,020 | 0.7% | $4.31 | — | COM | 46131H107 |
| — | Kayne Anderson MLP Investment Company | 125,956 | $2,019 | 0.7% | $16.58 | — | COM | 486606106 |
| — | Aberdeen Global Dynamic Dividend Fund | 209,635 | $1,985 | 0.7% | $10.17 | — | COM | 00302M106 |
| CPA | Copa Holdings SA | 24,317 | $1,960 | 0.7% | $81.78 | -11.6% | CL A | P31076105 |
| — | Source Capital Inc | 53,876 | $1,940 | 0.7% | $36.99 | — | COM | 836144105 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 265,870 | $1,854 | 0.7% | $6.87 | — | COM | 00306J109 |
| — | Tortoise Pipeline & Energy Fund Inc | 121,410 | $1,845 | 0.7% | $22.22 | — | COM | 89148H108 |
| — | Kayne Anderson Midstream/Energy Fund Inc | 150,747 | $1,794 | 0.7% | $14.06 | — | COM | 48661E108 |
| — | The New Germany Fund Inc | 125,546 | $1,755 | 0.6% | $16.59 | — | COM | 644465106 |
| — | Eaton Vance Limited Duration Income Fund | 130,584 | $1,652 | 0.6% | $12.66 | — | COM | 27828H105 |
| VAC | Marriott Vacations Worldwide Corp | 16,745 | $1,566 | 0.6% | $87.86 | +2.2% | COM | 57164Y107 |
| CWCO | Consolidated Water Co Ltd | 121,638 | $1,565 | 0.6% | $8.64 | +27.8% | ORD | G23773107 |
| — | Ares Dynamic Credit Allocation Fund, Inc. | 104,732 | $1,554 | 0.6% | $15.31 | — | COM | 04014F102 |
| SHY | Ishares Tr 13 Yr | 18,200 | $1,531 | 0.6% | $84.12 | — | 1 3 YR TREAS BD | 464287457 |
| — | The India Fund Inc | 70,765 | $1,512 | 0.6% | $24.27 | — | COM | 454089103 |
| — | First Trust High Income Long/Short Fund | 99,580 | $1,455 | 0.5% | $15.10 | — | COM | 33738E109 |
| CX | Cemex SAB de CV | 310,645 | $1,441 | 0.5% | $8.77 | — | SPON ADR NEW | 151290889 |
| — | Salient Midstream & MLP Fund | 151,628 | $1,393 | 0.5% | $11.92 | — | SH BEN INT | 79471V105 |
| FMX | Fomento Economico Mexicano SAB de CV | 15,055 | $1,389 | 0.5% | $97.55 | — | SPON ADR UNITS | 344419106 |
| CCL | Carnival Corp | 26,518 | $1,345 | 0.5% | $38.00 | +38.9% | UNIT 99/99/9999 | 143658300 |
| — | Great Elm Cap Corp | 150,921 | $1,247 | 0.5% | $8.26 | — | COM | 390320109 |
| — | Neuberger Berman MLP Income Fund Inc | 156,531 | $1,246 | 0.5% | $9.45 | — | COM | 64129H104 |
| NEE | NextEra Energy Inc | 6,045 | $1,169 | 0.4% | $19.51 | +97.8% | COM | 65339F101 |
| FDP | Fresh Del Monte Produce Inc | 42,500 | $1,149 | 0.4% | $38.19 | -34.0% | ORD | G36738105 |
| WSO | Watsco Inc | 8,000 | $1,146 | 0.4% | $87.67 | +63.7% | COM | 942622200 |
| — | Morgan Stanley India Investment Fund Inc | 54,645 | $1,142 | 0.4% | $22.86 | — | COM | 61745C105 |
| — | Avianca Holdings SA | 270,869 | $1,111 | 0.4% | $7.89 | — | SPON ADR REP PFD | 05367G100 |
| — | Brookfield Real Assets Incom | 51,134 | $1,106 | 0.4% | $19.07 | — | COM SH BEN INT | 112830104 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 6,600 | $1,068 | 0.4% | $163.14 | — | SPON ADR SER B | 40051E202 |
| — | Rivernorth Doubleline Strate | 64,628 | $1,060 | 0.4% | $16.34 | — | COM | 76882G107 |
| ESRT | Empire State Realty Trust Inc | 63,894 | $1,010 | 0.4% | $18.42 | — | CL A | 292104106 |
| BIL | SPDR Ser Tr | 10,919 | $1,000 | 0.4% | $91.49 | — | SPDR BLOOMBERG | 78468R663 |
| — | AllianzGI Convertible & Income 2024 Target Term Fund | 109,003 | $981 | 0.4% | $8.94 | — | COM | 01883H102 |
| SVVC | Firsthand Technology Value Fund, Inc. | 72,817 | $966 | 0.4% | $13.74 | -2.8% | COM | 33766Y100 |
| — | Invesco Dynamic Credit Opportunities Fund | 88,181 | $957 | 0.4% | $11.56 | — | COM | 46132R104 |
| — | Bancolombia SA | 18,280 | $933 | 0.3% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | MFS Investment Grade Municipal Trust | 96,702 | $908 | 0.3% | $9.24 | — | SH BEN INT | 59318B108 |
| SMMU | PIMCO ETF Tr | 17,856 | $899 | 0.3% | $50.35 | — | SHTRM MUN BD ACT | 72201R874 |
| — | Morgan Stanley Em Mkts Dm De | 135,030 | $894 | 0.3% | $6.14 | — | COM | 617477104 |
| OXSQ | Oxford Square Capital Corp. | 130,230 | $846 | 0.3% | $6.60 | 0.0% | COM | 69181V107 |
| — | PGT Innovations Inc | 60,170 | $833 | 0.3% | $15.68 | — | COM | 69336V101 |
| LIVN | LivaNova PLC | 8,330 | $810 | 0.3% | $60.69 | +53.8% | SHS | G5509L101 |
| — | Eaton Vance Short Duration Diversified Income Fund | 61,328 | $795 | 0.3% | $12.99 | — | COM | 27828V104 |
| — | First Trust Energy Infrastructure Fund | 48,464 | $768 | 0.3% | $15.94 | — | COM | 33738C103 |
| — | Royal Dutch Shell PLC | 308 | $748 | 0.3% | $2465.42 | — | SPON ADR B | 780259107 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 54,258 | $747 | 0.3% | $13.29 | — | COM | 09253X102 |
| SEB | Seaboard Corp | 174 | $746 | 0.3% | $2768.90 | +36.7% | COM | 811543107 |
| — | Japan Smaller Capitalization Fund Inc | 84,390 | $740 | 0.3% | $9.60 | — | COM | 47109U104 |
| — | Nuveen Multi-Market Income Fund Inc | 104,489 | $739 | 0.3% | $7.25 | — | COM | 67075J107 |
| — | RMR Real Estate Income Fund | 38,417 | $718 | 0.3% | $18.78 | — | COM | 76970B101 |
| — | Tekla Healthcare Investors | 34,522 | $709 | 0.3% | $21.99 | — | SH BEN INT | 87911J103 |
| — | Cohen & Steers Closed-End Opportunity Fund, Inc. | 57,282 | $708 | 0.3% | $11.09 | — | COM | 19248P106 |
| — | Blackstone / GSO Strategic Credit Fund | 48,961 | $698 | 0.3% | $14.05 | — | COM SHS BEN IN | 09257R101 |
| — | Tekla Life Science Investors | 39,562 | $678 | 0.2% | $15.36 | — | SH BEN INT | 87911K100 |
| — | BlackRock Credit Allocation Income Trust | 53,957 | $670 | 0.2% | $12.42 | — | COM | 092508100 |
| — | Credit Suisse Asset Management Income Fund Inc | 208,186 | $645 | 0.2% | $3.15 | — | COM | 224916106 |
| XMPT | Vaneck Vectors ETF Tr | 24,474 | $638 | 0.2% | $23.90 | — | CEF MUN INCOME E | 92189F460 |
| — | America Movil SAB de CV | 44,690 | $638 | 0.2% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| — | Advent Claymore Convertible Securities and Income Fund | 41,111 | $607 | 0.2% | $14.07 | — | COM | 00764C109 |
| MLM | Martin Marietta Materials Inc | 3,000 | $604 | 0.2% | $99.70 | +78.2% | COM | 573284106 |
| VMC | Vulcan Materials Co | 5,000 | $592 | 0.2% | $59.98 | +69.7% | COM | 929160109 |
| — | Nuveen Select Tax-Free Income 3 Portfolio | 37,534 | $553 | 0.2% | $14.73 | — | SH BEN INT | 67063X100 |
| — | Western Asset High Incm Fd | 80,756 | $523 | 0.2% | $6.48 | — | COM | 95766J102 |
| — | Western Asset Mun Hi Incm Fd | 68,027 | $503 | 0.2% | $7.39 | — | COM | 95766N103 |
| EVTC | EVERTEC Inc | 16,956 | $472 | 0.2% | $20.34 | +33.9% | COM | 30040P103 |
| — | Liberty All Star Growth Fund Inc | 84,193 | $468 | 0.2% | $5.53 | — | COM | 529900102 |
| — | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | 38,787 | $468 | 0.2% | $12.54 | — | COM | 01883A107 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | 48,447 | $456 | 0.2% | $10.77 | — | COM SHS | 19249B106 |
| XMHIX | Pioneer Municipal High Income Trust | 37,302 | $445 | 0.2% | $11.46 | — | COM SHS | 723763108 |
| XHNWX | Pioneer Diversified High Income Trust | 29,649 | $422 | 0.2% | $14.66 | — | COM | 723653101 |
| — | Templeton Dragon Fund Inc | 20,955 | $417 | 0.2% | $19.85 | — | COM | 88018T101 |
| — | KKR Income Opportunities Fund | 25,206 | $390 | 0.1% | $15.92 | — | COM | 48249T106 |
| — | Ivy High Income Opportunities Fund | 28,424 | $384 | 0.1% | $14.25 | — | COM | 465893105 |
| — | Liberty All Star Equity Fund | 62,465 | $382 | 0.1% | $5.96 | — | SH BEN INT | 530158104 |
| — | The Mexico Equity & Income Fund Inc | 34,568 | $367 | 0.1% | $11.11 | — | COM | 592834105 |
| — | BlackRock Municipal 2030 Target Term Trust | 15,686 | $349 | 0.1% | $21.24 | — | COM SHS BEN IN | 09257P105 |
| XPHTX | Pioneer High Income Trust | 36,965 | $331 | 0.1% | $9.50 | — | COM | 72369H106 |
| — | Aberdeen Emerging Markets Equity Inc. | 43,750 | $318 | 0.1% | $7.18 | — | COM | 00301W105 |
| — | First Trust Mortgage Income Fund | 23,402 | $317 | 0.1% | $13.40 | — | COM SHS | 33734E103 |
| TV | Grupo Televisa SAB | 28,400 | $314 | 0.1% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| — | Eaton Vance Mun Bd Fd | 23,538 | $292 | 0.1% | $11.47 | — | COM | 27827X101 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,102 | $281 | 0.1% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| — | Invesco Municipal Opportunity Trust | 23,131 | $276 | 0.1% | $12.24 | — | COM | 46132C107 |
| — | Nuveen Select Tax-Free Income 2 Portfolio | 19,746 | $275 | 0.1% | $13.93 | — | SH BEN INT | 67063C106 |
| — | Principal Real Estate Income Fund | 14,400 | $268 | 0.1% | $17.68 | — | SHS BEN INT | 74255X104 |
| — | Flaherty & Crumine Total Return | 13,197 | $254 | 0.1% | $19.25 | — | COM | 338479108 |
| XPCKX | PIMCO California Municipal Income Fund II | 27,762 | $250 | 0.1% | $8.20 | — | COM | 72200M108 |
| — | Franklin Unvl Tr | 32,074 | $226 | 0.1% | $7.05 | — | SH BEN INT | 355145103 |
| — | MFS Municipal Income Trust | 30,279 | $210 | 0.1% | $6.50 | — | SH BEN INT | 552738106 |
| SUB | Ishares Tr Short Term | 1,958 | $208 | 0.1% | $106.23 | — | SHRT NAT MUN ETF | 464288158 |
| — | Sprott Focus Trust Inc | 29,847 | $204 | 0.1% | $7.19 | — | COM | 85208J109 |
| — | First Tr Inter Dur Pfd & In | 9,058 | $198 | 0.1% | $19.88 | — | COM | 33718W103 |
| — | Eaton Vance Tax Adv Bd Opt S | 21,152 | $196 | 0.1% | $8.51 | — | COM SH BEN INT | 27829M103 |
| — | BlackRock Munihldngs Cali QL | 14,050 | $186 | 0.1% | $12.31 | — | COM | 09254L107 |
| XJPIX | Nuveen Pfd & Income Term Fd | 7,761 | $174 | 0.1% | $22.42 | — | COM | 67075A106 |
| — | Royce Value Trust Inc | 12,395 | $171 | 0.1% | $14.00 | — | COM | 780910105 |
| MRK | Merck & Co Inc | 2,000 | $166 | 0.1% | $38.07 | +58.4% | COM | 58933Y105 |
| — | Macquarie Global Infrastructure Total Return Fund Inc | 7,082 | $157 | 0.1% | $21.33 | — | COM | 55608D101 |
| — | Era Group Inc | 13,474 | $155 | 0.1% | $21.75 | — | COM | 26885G109 |
| — | BlackRock Debt Strategies Fund | 14,095 | $151 | 0.1% | $11.21 | — | COM NEW | 09255R202 |
| — | The European Equity Fund Inc | 17,189 | $150 | 0.1% | $9.22 | — | COM | 298768102 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 11,884 | $150 | 0.1% | $12.97 | — | COM | 24610V103 |
| — | Nuveen All Cap Ene MLP Oppo | 20,449 | $142 | 0.1% | $6.94 | — | COM | 67075E108 |
| — | Nuveen California Amt Qlt Mu | 10,000 | $139 | 0.1% | $12.70 | — | COM | 670651108 |
| — | Eaton Vance Muni Income Trust | 11,241 | $137 | 0.1% | $12.19 | — | SH BEN INT | 27826U108 |
| — | AllianceBernstein National Municipal Income Fund Inc | 10,411 | $135 | 0.0% | $13.34 | — | COM | 01864U106 |
| — | Nuveen Global High Income Fund | 8,839 | $134 | 0.0% | $15.39 | — | SHS | 67075G103 |
| AMGN | Amgen Inc | 700 | $133 | 0.0% | $115.39 | +34.0% | COM | 031162100 |
| — | Eaton Vance California Municipal Income Trust | 10,947 | $131 | 0.0% | $12.41 | — | SH BEN INT | 27826F101 |
| — | Rivernorth Opportunistic Mun | 5,816 | $121 | 0.0% | $20.80 | — | COM | 76883F108 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 10,020 | $121 | 0.0% | $12.13 | — | COM | 94987D101 |
| — | MFS High Income Municipal Trust | 22,677 | $116 | 0.0% | $4.85 | — | SH BEN INT | 59318D104 |
| — | Nuveen Select Tax-Free Income Portfolio | 7,740 | $113 | 0.0% | $13.92 | — | SH BEN INT | 67062F100 |
| XBFZX | BlackRock Calif Mun Income | 8,000 | $103 | 0.0% | $12.00 | — | COM SH BEN INT | 09248E102 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $99 | 0.0% | $13.25 | — | TR UNIT | 85208R101 |
| — | Nuveen Floating Rate Income Fund | 10,244 | $99 | 0.0% | $10.32 | — | COM | 67072T108 |
| — | Tri-Continental Corp | 3,650 | $96 | 0.0% | $22.90 | — | COM | 895436103 |
| XEVMX | Eaton Vance Calif Mun Bd Fd | 9,120 | $96 | 0.0% | $9.87 | — | COM | 27828A100 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 6,456 | $89 | 0.0% | $13.93 | — | COM | 67069Y102 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 6,693 | $89 | 0.0% | $13.66 | — | COM | 670657105 |
| — | Nuveen Real Asset Income and Growth Fund | 5,321 | $85 | 0.0% | $17.99 | — | COM | 67074Y105 |
| — | Fiduciary/Claymore MLP Opportunity Fund | 7,767 | $82 | 0.0% | $13.15 | — | COM | 31647Q106 |
| — | Jupai Holdings Limited | 8,521 | $81 | 0.0% | $9.28 | — | COM | 67073B106 |
| TAK | Takeda Pharmaceutical Co Ltd | 4,000 | $81 | 0.0% | $16.75 | — | SPONSORED ADR | 874060205 |
| — | The Korea Fund Inc | 2,745 | $81 | 0.0% | $34.59 | — | COM NEW | 500634209 |
| — | BlackRock Mass Tax- Exempt Tr | 6,444 | $81 | 0.0% | $11.86 | — | COM SH BEN INT | 09258E109 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $81 | 0.0% | $46.14 | -17.0% | COM | 110122108 |
| LLY | Eli Lilly & Co | 600 | $78 | 0.0% | $69.71 | +59.2% | COM | 532457108 |
| — | Invesco Calif Value Mun Inc | 6,000 | $73 | 0.0% | $11.33 | — | COM | 46132H106 |
| — | The Cushing MLP Total Return Fund | 6,909 | $72 | 0.0% | $11.77 | — | COM NEW | 231631201 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 6,600 | $71 | 0.0% | $10.76 | — | COM | 723762100 |
| GDX | VanEck Vectors Gold Miners ETF | 3,039 | $68 | 0.0% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| SONY | Sony Corp | 1,577 | $67 | 0.0% | $38.19 | — | SPONSORED ADR | 835699307 |
| — | Altaba Inc | 849 | $63 | 0.0% | $74.20 | — | COM | 021346101 |
| — | The Gabelli Dividend & Income Trust | 2,949 | $63 | 0.0% | $20.10 | — | COM | 36242H104 |
| — | Putnam Municipal Opportunities Trust | 5,142 | $63 | 0.0% | $12.49 | — | SH BEN INT | 746922103 |
| SPY | SPDR S&P 500 ETF Tr | 220 | $62 | 0.0% | $250.00 | — | TR UNIT | 78462F103 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 5,264 | $59 | 0.0% | $11.92 | — | COM | 10537L104 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 5,109 | $55 | 0.0% | $11.40 | — | COM | 95766R104 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 5,229 | $53 | 0.0% | $9.65 | — | COM SHS | 337319107 |
| NVS | Novartis AG | 619 | $52 | 0.0% | $85.80 | — | SPONSORED ADR | 66987V109 |
| — | Western Asset Emrg Mkt Debt | 3,811 | $52 | 0.0% | $12.33 | — | COM | 95766A101 |
| MDY | SPDR S&P MidCap 400 ETF Tr | 150 | $52 | 0.0% | $300.00 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | BlackRock Muni New York Intermediate Duration Fund Inc | 3,850 | $52 | 0.0% | $13.42 | — | COM | 09255F109 |
| — | ASA Gold and Precious Metals Ltd | 5,015 | $51 | 0.0% | $9.37 | — | SHS | G3156P903 |
| EQIX | Equinix Inc | 110 | $50 | 0.0% | $350.09 | +2.3% | COM PAR $0.001 | 29444U700 |
| QQQ | Invesco QQQ Tr | 270 | $49 | 0.0% | $155.56 | — | UNIT SER 1 | 46090E103 |
| SU | Suncor Energy Inc | 1,468 | $48 | 0.0% | $27.55 | -10.0% | COM | 867224107 |
| SGMO | Sangamo Therapeutics, Inc. | 5,000 | $48 | 0.0% | $15.20 | -32.8% | COM | 800677106 |
| TIP | iShares TIPS Bond ETF | 410 | $46 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| — | Aberdeen Asia Pacific In Com | 10,349 | $44 | 0.0% | $3.87 | — | COM | 003009107 |
| — | Central and Eastern European Fund Inc | 1,791 | $43 | 0.0% | $29.83 | — | COM | 153436100 |
| — | Dreyfus Mun Income Inc | 5,000 | $42 | 0.0% | $7.60 | — | COM | 26201R102 |
| — | The GDL Fund | 4,263 | $41 | 0.0% | $10.09 | — | COM SH BEN IT | 361570104 |
| ASML | ASML Holding N V | 215 | $40 | 0.0% | $168.18 | — | N Y REGISTRY SHS | N07059210 |
| — | NuStar Energy L.P. | 6,857 | $40 | 0.0% | $5.95 | — | COM | 67067Y104 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,664 | $37 | 0.0% | $19.07 | — | COM SHS | 670699107 |
| — | Nuveen Massachusets Qlt Mun | 2,983 | $37 | 0.0% | $11.73 | — | COM | 67061E104 |
| BBVA | Banco Bilbao Vizcaya Argentaria SA | 6,523 | $37 | 0.0% | $6.71 | — | SPONSORED ADR | 05946K101 |
| BIDU | Baidu Inc | 222 | $37 | 0.0% | $218.45 | — | SPON ADR REP A | 056752108 |
| — | Nuveen Core Equity Alpha Fund | 2,520 | $35 | 0.0% | $15.43 | — | COM | 67090X107 |
| — | Clearbridge Energy Midstrm O | 3,542 | $34 | 0.0% | $7.91 | — | COM | 18469P100 |
| — | Gabelli Equity Trust Inc | 5,191 | $32 | 0.0% | $6.38 | — | COM | 362397101 |
| XZFGX | Virtus Total Return Fund Inc | 2,767 | $28 | 0.0% | $12.10 | — | COM | 92837G100 |
| — | Putnam Managed Municipal Income Trust | 3,694 | $28 | 0.0% | $7.51 | — | COM | 746823103 |
| — | Celgene Corp | 300 | $28 | 0.0% | $108.75 | — | COM | 151020104 |
| XXCHNXX | The China Fund Inc | 1,343 | $27 | 0.0% | $19.68 | — | COM | 169373107 |
| DEO | Diageo PLC | 157 | $26 | 0.0% | $137.36 | — | SPON ADR NEW | 25243Q205 |
| — | Morgan Stanley Asia-Pacific Fund Inc | 1,347 | $22 | 0.0% | $15.72 | — | COM | 61744U106 |
| INCY | Incyte Corp | 242 | $21 | 0.0% | $50.13 | +62.3% | COM | 45337C102 |
| — | Western Asset Variable Rate | 1,308 | $21 | 0.0% | $16.82 | — | COM | 957667108 |
| BMRN | BioMarin Pharmaceutical Inc | 239 | $21 | 0.0% | $113.57 | -18.4% | COM | 09061G101 |
| SE | Sea Limited | 857 | $20 | 0.0% | $12.74 | — | ADR | 81141R100 |
| — | Eaton Vance Fltg Rate Income Tr | 1,335 | $20 | 0.0% | $14.98 | — | COM SHS BEN INT | 278284104 |
| — | Flaherty & Crumrine Dynamic Preferred and Income Fund | 801 | $19 | 0.0% | $20.39 | — | SHS | 33848W106 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $19 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| ABEV | Ambev SA | 4,050 | $17 | 0.0% | $4.20 | — | SHS CL A | 02319V103 |
| ACN | Accenture PLC Ireland | 89 | $16 | 0.0% | $141.48 | +0.5% | SHS CLASS A | G1151C101 |
| MSFT | Microsoft Corp | 132 | $16 | 0.0% | $55.36 | +84.8% | COM | 594918104 |
| — | Tortoise MLP Fund, Inc | 1,164 | $16 | 0.0% | $16.32 | — | COM | 89148B101 |
| — | Unilever N.V. | 257 | $15 | 0.0% | $56.31 | — | N Y SHS NEW | 904784709 |
| — | Wells Fargo Global Dividend | 2,588 | $14 | 0.0% | $5.41 | — | COM | 94987C103 |
| TD | The Toronto-Dominion Bank | 255 | $14 | 0.0% | $47.15 | +17.2% | COM NEW | 891160509 |
| — | United States Oil Fund LP | 1,000 | $13 | 0.0% | $12.00 | — | UNITS | 91232N108 |
| — | HIS Markit Ltd | 237 | $13 | 0.0% | $53.27 | — | SHS | G47567105 |
| V | Visa Inc | 82 | $13 | 0.0% | $81.90 | +67.7% | COM CL A | 92826C839 |
| CCEP | Coca Cola European Partners | 257 | $13 | 0.0% | $38.87 | 0.0% | SHS | G25839104 |
| CB | Chubb Ltd | 90 | $13 | 0.0% | $102.80 | +15.3% | COM | H1467J104 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,526 | $13 | 0.0% | $8.70 | — | COM | 09251A104 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 284 | $12 | 0.0% | $40.90 | — | SPONSORED ADR | 874039100 |
| BHP | BHP Billiton Ltd | 212 | $12 | 0.0% | $43.19 | — | SPONSORED ADR | 088606108 |
| BABA | Alibaba Group Holding Limited | 68 | $12 | 0.0% | $175.28 | — | SPONSORED ADS | 01609W102 |
| NGG | Nuveen Preferred Income Opportunities Fund | 220 | $12 | 0.0% | $54.00 | — | SPONSORED ADR | 636274409 |
| ORANY | Orange S.A. | 662 | $11 | 0.0% | $17.28 | — | SPONSORED ADR | 684060106 |
| RCI | Rogers Communications Inc | 208 | $11 | 0.0% | $52.43 | +2.8% | CL B | 775109200 |
| — | Nuveen CA Select Tax Free Pr | 780 | $11 | 0.0% | $14.10 | — | SH BEN INT | 67063R103 |
| JPM | JPMorgan Chase & Co | 106 | $11 | 0.0% | $49.60 | +72.1% | COM | 46625H100 |
| UNH | UnitedHealth Group Inc | 43 | $11 | 0.0% | $121.37 | +87.6% | COM | 91324P102 |
| HD | The Home Depot Inc | 56 | $11 | 0.0% | $112.36 | +37.7% | COM | 437076102 |
| SNY | Sanofi | 247 | $11 | 0.0% | $43.31 | — | SPONSORED ADR | 80105N105 |
| — | TCW Strategic Income Fund Inc | 2,000 | $11 | 0.0% | $5.40 | — | COM | 872340104 |
| AMZN | Amazon Com Inc | 6 | $11 | 0.0% | $83.14 | +0.1% | COM | 023135106 |
| SAP | SAP SE | 87 | $10 | 0.0% | $96.72 | — | SPON ADR | 803054204 |
| ALLE | Allegion PLC | 105 | $10 | 0.0% | $61.79 | +29.0% | ORD SHS | G0176J109 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 194 | $10 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| JNJ | Johnson & Johnson | 74 | $10 | 0.0% | $92.79 | +18.9% | COM | 478160104 |
| PHG | Koninklijke Philips NV | 234 | $10 | 0.0% | $35.18 | — | NY REG SH NEW | 500472303 |
| LULU | Lululemon Athletica Inc | 60 | $10 | 0.0% | $138.66 | +5.3% | COM | 550021109 |
| ZTS | Zoetis Inc. | 95 | $10 | 0.0% | $75.32 | +14.1% | CL A | 98978V103 |
| WMT | Wal-Mart Stores Inc | 100 | $10 | 0.0% | $20.41 | +43.3% | COM | 931142103 |
| — | Voya Emerging Mkts High Div | 1,301 | $10 | 0.0% | $7.69 | — | COM | 92912P108 |
| ITUB | Itau Unibanco Holding S.A. | 1,173 | $10 | 0.0% | $10.90 | — | SPON ADR REP PFD | 465562106 |
| — | Karyopharm Therapeutics Inc | 1,500 | $9 | 0.0% | $31.87 | — | COM | 48576U106 |
| INTU | Intuit | 34 | $9 | 0.0% | $191.36 | +15.5% | COM | 461202103 |
| MUFG | Mitsubishi UFJ Financial Group Inc | 1,760 | $9 | 0.0% | $6.75 | — | SPONSORED ADS | 606822104 |
| — | United Technologies Corp | 68 | $9 | 0.0% | $102.09 | — | COM | 913017109 |
| MCD | McDonald's Corp | 50 | $9 | 0.0% | $97.32 | +58.9% | COM | 580135101 |
| PEP | PepsiCo, Inc. | 74 | $9 | 0.0% | $85.60 | +8.0% | COM | 713448108 |
| PFE | Pfizer Inc | 221 | $9 | 0.0% | $19.51 | +49.9% | COM | 717081103 |
| — | Raytheon Co | 49 | $9 | 0.0% | $193.62 | — | COM NEW | 755111507 |
| AAPL | Apple Inc | 46 | $9 | 0.0% | $26.65 | +51.7% | COM | 037833100 |
| AXP | American Express Co | 69 | $8 | 0.0% | $61.13 | +56.7% | COM | 025816109 |
| SPG | Simon Property Group Inc | 46 | $8 | 0.0% | $117.21 | +3.7% | COM | 828806109 |
| SYK | Stryker Corporation | 43 | $8 | 0.0% | $149.95 | +11.4% | COM | 863667101 |
| — | New Oriental Education & Technology Group Inc | 93 | $8 | 0.0% | $87.07 | — | SPON ADR | 647581107 |
| — | GW Pharmaceuticals PLC | 45 | $8 | 0.0% | $91.86 | — | ADS | 36197T103 |
| DIS | The Walt Disney Co | 75 | $8 | 0.0% | $94.82 | +13.8% | COM DISNEY | 254687106 |
| CNQ | Canadian Natural Resources Ltd | 288 | $8 | 0.0% | $8.94 | +4.6% | COM | 136385101 |
| — | China Petroleum & Chemical Corp | 84 | $7 | 0.0% | $69.27 | — | SPON ADR H SHS | 16941R108 |
| AEP | American Electric Power Co Inc | 83 | $7 | 0.0% | $43.68 | +43.0% | COM | 025537101 |
| — | Aon Plc | 43 | $7 | 0.0% | $162.79 | — | SHS CL A | G0408V102 |
| ADP | Automatic Data Processing, Inc. | 44 | $7 | 0.0% | $98.61 | +27.2% | COM | 053015103 |
| — | SK Telecom Co Ltd | 295 | $7 | 0.0% | $25.05 | — | SPONSORED ADR | 78440P108 |
| RY | Royal Bk Cda Montreal Que | 94 | $7 | 0.0% | $75.64 | 0.0% | COM | 780087102 |
| NOC | Northrop Grumman Corporation | 26 | $7 | 0.0% | $264.92 | -8.0% | COM | 666807102 |
| PUK | Prudential PLC | 180 | $7 | 0.0% | $48.93 | — | ADR | 74435K204 |
| PNC | The PNC Financial Services Group Inc | 59 | $7 | 0.0% | $104.65 | -7.5% | COM | 693475105 |
| ABBNY | ABB Ltd | 318 | $6 | 0.0% | $22.18 | — | SPONSORED ADR | 000375204 |
| MMM | 3M Co | 29 | $6 | 0.0% | $99.67 | +31.5% | COM | 88579Y101 |
| EMBJ | Embraer S A | 330 | $6 | 0.0% | $22.62 | — | SP ADR REP 4 COM | 29082A107 |
| VZ | Verizon Communications Inc | 96 | $6 | 0.0% | $30.71 | +26.8% | COM | 92343V104 |
| TJX | TJX Cos Inc | 116 | $6 | 0.0% | $42.72 | +6.4% | COM | 872540109 |
| XOM | Exxon Mobil Corp | 73 | $6 | 0.0% | $55.64 | -0.4% | COM | 30231G102 |
| WIX | Wix Com Ltd | 52 | $6 | 0.0% | $108.62 | 0.0% | SHS | M98068105 |
| BBD | Banco Bradesco S.A. | 618 | $6 | 0.0% | $7.65 | — | SP ADR PFD | 059460303 |
| BDX | Becton Dickinson & Co | 24 | $6 | 0.0% | $208.19 | +2.2% | COM | 075887109 |
| SMFG | Sumitomo Mitsui Finl Group I | 916 | $6 | 0.0% | $6.25 | — | SPONSORED ADR | 86562M209 |
| WM | Waste Management, Inc. | 45 | $5 | 0.0% | $74.90 | +16.2% | COM | 94106L109 |
| — | The New Ireland Fund Inc | 546 | $5 | 0.0% | $13.03 | — | COM | 645673104 |
| HDB | HDFC Bank Ltd | 33 | $4 | 0.0% | $121.21 | — | SPONSORED ADS | 40415F101 |
| TRV | The Travelers Companies, Inc. | 29 | $4 | 0.0% | $117.60 | -6.2% | COM | 89417E109 |
| XNBOX | Neuberger Brman NY Muni Fd | 241 | $3 | 0.0% | $12.45 | — | COM | 64124K102 |
| — | Special Opportunities Fund Inc | 210 | $3 | 0.0% | $13.20 | — | COM | 84741T104 |
| — | DowDuPont Inc | 75 | $3 | 0.0% | $68.76 | — | COM | 26078J100 |
| — | Credit Suisse Group AG | 226 | $3 | 0.0% | $14.16 | — | SPONSORED ADR | 225401108 |
| — | Doubleline Opportunitic Cr | 56 | $1 | 0.0% | $18.95 | — | COM | 258623107 |