Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $251M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXDT | NexPoint Credit Strategies Fund | 728,009 | $14.51M | 5.8% | $21.13 | — | COM NEW | 65340G205 |
| — | Central Securities Corp | 457,367 | $11.36M | 4.5% | $23.45 | — | COM | 155123102 |
| — | Boulder Growth & Income Fund Inc | 1,074,440 | $11.21M | 4.5% | $8.47 | — | COM | 101507101 |
| — | Highland Floating Rate Opportunities Fund | 829,179 | $10.61M | 4.2% | $12.83 | — | SHS BEN INT | 43010E404 |
| — | PIMCO Dynamic Credit and Mortgage Income Fund | 456,462 | $9.609M | 3.8% | $21.05 | — | COM SHS | 72202D106 |
| — | Cornerstone Strategic Value Fund Inc | 856,541 | $9.576M | 3.8% | $11.22 | — | COM | 21924B302 |
| — | Nuveen Credit Strategies Income Fund | 1,157,860 | $8.568M | 3.4% | $7.83 | — | COM SHS | 67073D102 |
| — | Tekla Healthcare Opportunities Fund | 457,233 | $7.672M | 3.1% | $19.40 | — | SHS | 879105104 |
| PCEF | Invesco Exchng Traded Fd Tr | 354,550 | $7.173M | 2.9% | $20.23 | — | CEF INM COMPSI | 46138E404 |
| — | PGIM Short Duration High Yield Fund, Inc. | 441,862 | $5.757M | 2.3% | $13.93 | — | COM | 69346H100 |
| — | The Herzfeld Caribbean Basin Fund Inc | 1,167,360 | $5.72M | 2.3% | $7.55 | — | COM | 42804T106 |
| — | Apollo Tactical Income Fund Inc | 376,278 | $5.181M | 2.1% | $15.59 | — | COM | 037638103 |
| MTZ | MasTec Inc | 117,297 | $4.758M | 1.9% | $31.33 | +37.4% | COM | 576323109 |
| — | General American Investors Co Inc | 163,424 | $4.648M | 1.9% | $33.20 | — | COM | 368802104 |
| OCCI | OFS Credit Company Inc | 284,836 | $4.347M | 1.7% | $15.26 | — | COM | 67111Q107 |
| — | Tekla World Healthcare Fund | 366,695 | $4.25M | 1.7% | $14.67 | — | BEN INT SHS | 87911L108 |
| — | Aberdeen Total Dynamic Dividend Fund | 582,116 | $4.197M | 1.7% | $8.75 | — | COM SH BEN INT | 00326L100 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 280,738 | $3.627M | 1.4% | $13.53 | — | COM | 69346J106 |
| — | Doubleline Income Solutions | 185,900 | $3.222M | 1.3% | $17.33 | — | COM | 258622109 |
| RCL | Royal Caribbean Cruises Ltd | 31,229 | $3.054M | 1.2% | $52.67 | +96.3% | COM | V7780T103 |
| — | Adams Diversified Equity Fund Inc | 232,208 | $2.93M | 1.2% | $12.76 | — | COM | 006212104 |
| — | Voya Prime Rate Trust | 631,052 | $2.833M | 1.1% | $4.97 | — | SH BEN INT | 92913A100 |
| — | Cornerstone Total Rtrn Fd In | 251,518 | $2.794M | 1.1% | $11.11 | — | COM | 21924U300 |
| BPOP | Popular Inc | 55,230 | $2.608M | 1.0% | $28.10 | +48.5% | COM NEW | 733174700 |
| — | Nuveen Floating Rate Income Opportunity Fund | 279,465 | $2.521M | 1.0% | $10.34 | — | COM SHS | 6706EN100 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 56,944 | $2.414M | 1.0% | $39.57 | +22.5% | SHS | G66721104 |
| — | Adams Natural Resources Fund Inc | 165,180 | $2.407M | 1.0% | $20.01 | — | COM | 00548F105 |
| FBP | First BanCorp/Puerto Rico | 269,477 | $2.318M | 0.9% | $4.74 | +54.0% | COM NEW | 318672706 |
| — | The Gabelli Healthcare & WellnessRx Trust | 242,102 | $2.239M | 0.9% | $10.26 | — | SHS | 36246K103 |
| — | Aberdeen Global Dynamic Dividend Fund | 241,930 | $2.059M | 0.8% | $10.17 | — | COM | 00302M106 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 19,402 | $1.959M | 0.8% | $101.49 | — | ENHAN SHRT MA AC | 72201R833 |
| LEN | Lennar Corp | 49,500 | $1.938M | 0.8% | $35.37 | +5.8% | CL A | 526057104 |
| CPA | Copa Holdings SA | 24,329 | $1.915M | 0.8% | $81.78 | -22.0% | CL A | P31076105 |
| — | Source Capital Inc | 58,440 | $1.902M | 0.8% | $36.99 | — | COM | 836144105 |
| — | First Trust High Income Long/Short Fund | 141,307 | $1.877M | 0.7% | $15.10 | — | COM | 33738E109 |
| — | Cohen & Steers Closed-End Opportunity Fund, Inc. | 167,481 | $1.857M | 0.7% | $11.09 | — | COM | 19248P106 |
| — | Tortoise Power and Energy Infrastructure Fund Inc | 113,712 | $1.813M | 0.7% | $19.29 | — | COM | 89147X104 |
| — | The Taiwan Fund Inc | 119,565 | $1.813M | 0.7% | $19.89 | — | COM | 874036106 |
| — | Invesco Senior Income Trust | 445,652 | $1.742M | 0.7% | $4.32 | — | COM | 46131H107 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 268,226 | $1.741M | 0.7% | $6.87 | — | COM | 00306J109 |
| — | Tortoise Energy Infrastructure Corporation | 87,031 | $1.732M | 0.7% | $22.83 | — | COM | 89147L100 |
| — | The New Germany Fund Inc | 137,543 | $1.609M | 0.6% | $16.59 | — | COM | 644465106 |
| — | Kayne Anderson MLP Investment Company | 115,173 | $1.585M | 0.6% | $16.63 | — | COM | 486606106 |
| — | Tortoise Pipeline & Energy Fund Inc | 126,485 | $1.57M | 0.6% | $22.22 | — | COM | 89148H108 |
| — | Kayne Anderson Midstream/Energy Fund Inc | 159,417 | $1.538M | 0.6% | $14.06 | — | COM | 48661E108 |
| CX | Cemex SAB de CV | 311,397 | $1.501M | 0.6% | $8.77 | — | SPON ADR NEW | 151290889 |
| — | The India Fund Inc | 73,790 | $1.494M | 0.6% | $24.27 | — | COM | 454089103 |
| — | Eaton Vance Limited Duration Income Fund | 120,823 | $1.44M | 0.6% | $12.66 | — | COM | 27828H105 |
| CWCO | Consolidated Water Co Ltd | 121,638 | $1.418M | 0.6% | $8.64 | +24.0% | ORD | G23773107 |
| — | Invesco Dynamic Credit Opportunities Fund | 133,528 | $1.371M | 0.5% | $11.56 | — | COM | 46132R104 |
| — | Salient Midstream & MLP Fund | 177,085 | $1.309M | 0.5% | $11.92 | — | SH BEN INT | 79471V105 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,962 | $1.287M | 0.5% | $97.55 | — | SPON ADR UNITS | 344419106 |
| FDP | Fresh Del Monte Produce Inc | 42,500 | $1.201M | 0.5% | $38.19 | -29.9% | ORD | G36738105 |
| VAC | Marriott Vacations Worldwide Corp | 16,745 | $1.181M | 0.5% | $87.86 | -5.2% | COM | 57164Y107 |
| — | Neuberger Berman MLP Income Fund Inc | 172,034 | $1.151M | 0.5% | $9.45 | — | COM | 64129H104 |
| — | Ares Dynamic Credit Allocation Fund, Inc. | 81,870 | $1.13M | 0.5% | $15.44 | — | COM | 04014F102 |
| WSO | Watsco Inc | 8,000 | $1.113M | 0.4% | $87.67 | +73.9% | COM | 942622200 |
| — | Avianca Holdings SA | 270,869 | $1.1M | 0.4% | $7.89 | — | SPON ADR REP PFD | 05367G100 |
| — | Morgan Stanley India Investment Fund Inc | 54,645 | $1.096M | 0.4% | $22.86 | — | COM | 61745C105 |
| NEE | NextEra Energy Inc | 6,045 | $1.051M | 0.4% | $19.51 | +87.9% | COM | 65339F101 |
| BIL | SPDR Ser Tr | 10,919 | $999K | 0.4% | $91.49 | — | SPDR BLOOMBERG | 78468R663 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 6,600 | $994K | 0.4% | $163.14 | — | SPON ADR SER B | 40051E202 |
| — | Brookfield Real Assets Incom | 50,924 | $971K | 0.4% | $19.07 | — | COM SH BEN INT | 112830104 |
| SEB | Seaboard Corp | 274 | $969K | 0.4% | $2768.90 | +30.8% | COM | 811543107 |
| CCL | Carnival Corp | 19,518 | $962K | 0.4% | $32.69 | +65.5% | UNIT 99/99/9999 | 143658300 |
| — | MFS Investment Grade Municipal Trust | 106,600 | $936K | 0.4% | $9.24 | — | SH BEN INT | 59318B108 |
| ECC | Eagle Point Credit Co Inc | 64,818 | $921K | 0.4% | $18.15 | — | COM | 269808101 |
| ESRT | Empire State Realty Trust Inc | 63,894 | $909K | 0.4% | $18.42 | — | CL A | 292104106 |
| — | PGT Innovations Inc | 55,170 | $874K | 0.3% | $15.84 | — | COM | 69336V101 |
| — | Clearbridge MLP and Midstrm | 81,639 | $850K | 0.3% | $10.41 | — | COM | 184692101 |
| LIVN | LivaNova PLC | 8,330 | $762K | 0.3% | $60.69 | +77.0% | SHS | G5509L101 |
| — | Bancolombia SA | 19,780 | $754K | 0.3% | $55.58 | — | SPON ADR PREF | 05968L102 |
| — | Nuveen Taxable Municpl Incm | 38,349 | $742K | 0.3% | $19.35 | — | COM | 67074C103 |
| — | Eaton Vance Short Duration Diversified Income Fund | 58,646 | $730K | 0.3% | $13.00 | — | COM | 27828V104 |
| — | Nuveen Multi-Market Income Fund Inc | 104,289 | $714K | 0.3% | $7.25 | — | COM | 67075J107 |
| — | Nuveen Floating Rate Income Fund | 76,857 | $709K | 0.3% | $10.32 | — | COM | 67072T108 |
| — | Morgan Stanley Em Mkts Dm De | 116,681 | $707K | 0.3% | $6.06 | — | COM | 617477104 |
| — | Japan Smaller Capitalization Fund Inc | 84,390 | $702K | 0.3% | $9.60 | — | COM | 47109U104 |
| — | First Trust Energy Infrastructure Fund | 54,190 | $702K | 0.3% | $15.94 | — | COM | 33738C103 |
| XPCKX | PIMCO California Municipal Income Fund II | 88,805 | $695K | 0.3% | $8.20 | — | COM | 72200M108 |
| — | America Movil SAB de CV | 44,690 | $637K | 0.3% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| EVTC | EVERTEC Inc | 21,356 | $613K | 0.2% | $20.34 | +23.9% | COM | 30040P103 |
| — | KKR Income Opportunities Fund | 42,491 | $605K | 0.2% | $15.92 | — | COM | 48249T106 |
| — | Tekla Life Science Investors | 39,546 | $598K | 0.2% | $15.36 | — | SH BEN INT | 87911K100 |
| XMPT | Vaneck Vectors ETF Tr | 24,900 | $595K | 0.2% | $23.90 | — | CEF MUN INCOME E | 92189F460 |
| IHI | iShares U.S. Medical Devices ETF | 2,850 | $569K | 0.2% | $128.31 | — | U.S. MED DVC ETF | 464288810 |
| — | Credit Suisse Asset Management Income Fund Inc | 203,676 | $564K | 0.2% | $3.15 | — | COM | 224916106 |
| — | AllianzGI Convertible & Income 2024 Target Term Fund | 69,865 | $558K | 0.2% | $8.91 | — | COM | 01883H102 |
| — | Doubleline Opportunitic Cr | 28,863 | $547K | 0.2% | $18.95 | — | COM | 258623107 |
| — | The Mexico Equity & Income Fund Inc | 53,361 | $537K | 0.2% | $11.11 | — | COM | 592834105 |
| — | Royal Dutch Shell PLC | 225 | $527K | 0.2% | $2479.02 | — | SPON ADR B | 780259107 |
| — | Tekla Healthcare Investors | 29,108 | $522K | 0.2% | $22.26 | — | SH BEN INT | 87911J103 |
| MLM | Martin Marietta Materials Inc | 3,000 | $516K | 0.2% | $99.70 | +69.1% | COM | 573284106 |
| — | Special Opportunities Fund Inc | 42,866 | $508K | 0.2% | $13.20 | — | COM | 84741T104 |
| — | Dreyfus Strategic Municipals, Inc. | 70,800 | $508K | 0.2% | $7.40 | — | COM | 261932107 |
| VMC | Vulcan Materials Co | 5,000 | $494K | 0.2% | $59.98 | +58.8% | COM | 929160109 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,100 | $492K | 0.2% | $125.08 | — | NASDAQ BIOTECH | 464287556 |
| — | Cohen & Steers MLP Income and Energy Opportunity Fund Inc | 58,313 | $437K | 0.2% | $10.77 | — | COM SHS | 19249B106 |
| SVVC | Firsthand Technology Value Fund, Inc. | 37,849 | $424K | 0.2% | $14.10 | -5.2% | COM | 33766Y100 |
| — | AllianzGI NFJ Dividend Interest & Premium Strategy Fund | 38,787 | $414K | 0.2% | $12.54 | — | COM | 01883A107 |
| XHNWX | Pioneer Diversified High Income Trust | 29,649 | $385K | 0.2% | $14.66 | — | COM | 723653101 |
| — | Advent Claymore Convertible Securities and Income Fund | 29,867 | $375K | 0.1% | $13.81 | — | COM | 00764C109 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 28,991 | $367K | 0.1% | $12.88 | — | COM | 09253X102 |
| — | Fiduciary/Claymore MLP Opportunity Fund | 40,396 | $359K | 0.1% | $13.15 | — | COM | 31647Q106 |
| TV | Grupo Televisa SAB | 28,400 | $357K | 0.1% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| — | Templeton Dragon Fund Inc | 20,955 | $356K | 0.1% | $19.85 | — | COM | 88018T101 |
| — | Rivernorth Doubleline Strate | 21,932 | $356K | 0.1% | $16.23 | — | COM | 76882G107 |
| — | Ivy High Income Opportunities Fund | 28,424 | $345K | 0.1% | $14.25 | — | COM | 465893105 |
| — | MFS Municipal Income Trust | 54,167 | $333K | 0.1% | $6.50 | — | SH BEN INT | 552738106 |
| XMHIX | Pioneer Municipal High Income Trust | 30,188 | $331K | 0.1% | $11.35 | — | COM SHS | 723763108 |
| — | BlackRock Municipal 2030 Target Term Trust | 15,686 | $322K | 0.1% | $21.24 | — | COM SHS BEN IN | 09257P105 |
| — | First Trust Mortgage Income Fund | 22,901 | $300K | 0.1% | $13.39 | — | COM SHS | 33734E103 |
| XPHTX | Pioneer High Income Trust | 35,765 | $285K | 0.1% | $9.52 | — | COM | 72369H106 |
| — | MFS High Income Municipal Trust | 57,470 | $266K | 0.1% | $4.85 | — | SH BEN INT | 59318D104 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,121 | $266K | 0.1% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| — | Invesco Municipal Opportunity Trust | 23,131 | $259K | 0.1% | $12.24 | — | COM | 46132C107 |
| — | PIMCO New York Municipal Income Fund III | 28,035 | $243K | 0.1% | $8.73 | — | COM | 72201E105 |
| XPZCX | PIMCO California Municipal Income Fund III | 24,028 | $229K | 0.1% | $10.33 | — | COM | 72201C109 |
| — | Eaton Vance Mun Bd Fd | 19,593 | $221K | 0.1% | $11.28 | — | COM | 27827X101 |
| — | The European Equity Fund Inc | 28,388 | $219K | 0.1% | $9.22 | — | COM | 298768102 |
| — | Principal Real Estate Income Fund | 12,560 | $208K | 0.1% | $17.54 | — | SHS BEN INT | 74255X104 |
| XBZMX | BlackRock Maryland Municipal Bond Trust | 14,151 | $185K | 0.1% | $13.63 | — | COM | 09249L105 |
| — | Eaton Vance Tax Adv Bd Opt S | 21,152 | $180K | 0.1% | $8.51 | — | COM SH BEN INT | 27829M103 |
| — | First Tr Inter Dur Pfd & In | 8,781 | $174K | 0.1% | $19.82 | — | COM | 33718W103 |
| — | BlackRock Munihldngs Cali QL | 14,050 | $173K | 0.1% | $12.31 | — | COM | 09254L107 |
| — | Blackstone / GSO Strategic Credit Fund | 12,771 | $172K | 0.1% | $13.47 | — | COM SHS BEN IN | 09257R101 |
| — | Sprott Focus Trust Inc | 29,407 | $170K | 0.1% | $7.20 | — | COM | 85208J109 |
| IWV | IShares Tr | 1,150 | $169K | 0.1% | $146.96 | — | RUSSELL 3000 ETF | 464287689 |
| XBTAX | BlackRock Long-Term Municipal Advantage Trust | 14,998 | $160K | 0.1% | $11.06 | — | COM | 09250B103 |
| MRK | Merck & Co Inc | 2,000 | $153K | 0.1% | $38.07 | +48.4% | COM | 58933Y105 |
| — | Flaherty & Crumrine Dynamic Preferred and Income Fund | 7,062 | $144K | 0.1% | $20.39 | — | SHS | 33848W106 |
| — | Flaherty & Crmn Pfd Sec Inc | 8,585 | $144K | 0.1% | $16.77 | — | COM | 338478100 |
| — | BlackRock Debt Strategies Fund | 14,095 | $138K | 0.1% | $11.21 | — | COM NEW | 09255R202 |
| AMGN | Amgen Inc | 700 | $136K | 0.1% | $115.39 | +35.9% | COM | 031162100 |
| — | Nuveen California Amt Qlt Mu | 10,000 | $127K | 0.1% | $12.70 | — | COM | 670651108 |
| — | AllianceBernstein National Municipal Income Fund Inc | 10,411 | $126K | 0.1% | $13.34 | — | COM | 01864U106 |
| — | Eaton Vance Ohio Municipal Income Trust | 10,074 | $122K | 0.0% | $12.87 | — | SH BEN INT | 27826G109 |
| — | Pimco New York Municipal Income | 11,554 | $122K | 0.0% | $10.74 | — | COM | 72200Y102 |
| — | Eaton Vance California Municipal Income Trust | 10,947 | $121K | 0.0% | $12.41 | — | SH BEN INT | 27826F101 |
| — | Nuveen Global High Income Fund | 8,839 | $121K | 0.0% | $15.39 | — | SHS | 67075G103 |
| — | Era Group Inc | 13,474 | $118K | 0.0% | $21.75 | — | COM | 26885G109 |
| — | Nuveen Select Tax-Free Income 3 Portfolio | 7,810 | $112K | 0.0% | $14.73 | — | SH BEN INT | 67063X100 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 10,142 | $112K | 0.0% | $12.13 | — | COM | 94987D101 |
| — | Nuveen Select Tax-Free Income Portfolio | 7,740 | $109K | 0.0% | $13.92 | — | SH BEN INT | 67062F100 |
| — | BlackRock Munihldgs Fd II In | 8,242 | $107K | 0.0% | $12.98 | — | COM | 09253P109 |
| — | MFS High Yield Municipal Trust | 25,367 | $106K | 0.0% | $4.30 | — | SH BEN INT | 59318E102 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $100K | 0.0% | $13.25 | — | TR UNIT | 85208R101 |
| XBFZX | BlackRock Calif Mun Income | 8,000 | $96,000 | 0.0% | $12.00 | — | COM SH BEN INT | 09248E102 |
| — | Macquarie Global Infrastructure Total Return Fund Inc | 5,086 | $96,000 | 0.0% | $21.01 | — | COM | 55608D101 |
| — | Aberdeen Emerging Markets Equity Inc. | 14,684 | $93,000 | 0.0% | $7.00 | — | COM | 00301W105 |
| — | Nuveen Real Asset Income and Growth Fund | 6,686 | $91,000 | 0.0% | $17.99 | — | COM | 67074Y105 |
| XEVMX | Eaton Vance Calif Mun Bd Fd | 9,120 | $90,000 | 0.0% | $9.87 | — | COM | 27828A100 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $88,000 | 0.0% | $46.14 | -11.2% | COM | 110122108 |
| — | Tri-Continental Corp | 3,617 | $85,000 | 0.0% | $22.90 | — | COM | 895436103 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 6,456 | $82,000 | 0.0% | $13.93 | — | COM | 67069Y102 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 6,693 | $82,000 | 0.0% | $13.66 | — | COM | 670657105 |
| — | Putnam Municipal Opportunities Trust | 7,242 | $81,000 | 0.0% | $12.49 | — | SH BEN INT | 746922103 |
| — | The Korea Fund Inc | 2,745 | $77,000 | 0.0% | $34.59 | — | COM NEW | 500634209 |
| — | Liberty All Star Equity Fund | 14,258 | $77,000 | 0.0% | $5.44 | — | SH BEN INT | 530158104 |
| VWO | Vanguard Intl Equity Index F | 1,986 | $76,000 | 0.0% | $38.27 | — | FTSE EMR MKT ETF | 922042858 |
| — | MainStay DefinedTerm Municipal Opportunities Fund | 3,863 | $75,000 | 0.0% | $19.26 | — | COM | 56064K100 |
| — | Putnam Managed Municipal Income Trust | 10,794 | $73,000 | 0.0% | $7.51 | — | COM | 746823103 |
| — | Jupai Holdings Limited | 8,521 | $71,000 | 0.0% | $9.28 | — | COM | 67073B106 |
| LLY | Eli Lilly & Co | 600 | $69,000 | 0.0% | $69.71 | +45.4% | COM | 532457108 |
| — | Invesco Calif Value Mun Inc | 6,000 | $68,000 | 0.0% | $11.33 | — | COM | 46132H106 |
| TAK | Takeda Pharmaceutical Co Ltd | 4,000 | $67,000 | 0.0% | $16.75 | — | SPONSORED ADR | 874060205 |
| — | RMR Real Estate Income Fund | 4,401 | $66,000 | 0.0% | $19.47 | — | COM | 76970B101 |
| GDX | VanEck Vectors Gold Miners ETF | 3,039 | $64,000 | 0.0% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| — | The Cushing MLP Total Return Fund | 6,909 | $59,000 | 0.0% | $11.77 | — | COM NEW | 231631201 |
| SGMO | Sangamo Therapeutics, Inc. | 5,000 | $57,000 | 0.0% | $15.20 | -18.3% | COM | 800677106 |
| SPY | SPDR S&P 500 ETF Tr | 220 | $55,000 | 0.0% | $250.00 | — | TR UNIT | 78462F103 |
| — | The Gabelli Dividend & Income Trust | 2,930 | $54,000 | 0.0% | $20.10 | — | COM | 36242H104 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 5,087 | $52,000 | 0.0% | $11.40 | — | COM | 95766R104 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 4,272 | $51,000 | 0.0% | $13.58 | — | COM | 24610V103 |
| NVS | Novartis AG | 586 | $50,000 | 0.0% | $85.90 | — | SPONSORED ADR | 66987V109 |
| — | ASA Gold and Precious Metals Ltd | 5,015 | $47,000 | 0.0% | $9.37 | — | SHS | G3156P903 |
| — | The Asia Pacific Fund Inc | 4,150 | $47,000 | 0.0% | $10.17 | — | COM | 044901106 |
| — | Western Asset Emrg Mkt Debt | 3,811 | $47,000 | 0.0% | $12.33 | — | COM | 95766A101 |
| MDY | SPDR S&P MidCap 400 ETF Tr | 150 | $45,000 | 0.0% | $300.00 | — | UTSER1 S&PDCRP | 78467Y107 |
| TIP | iShares TIPS Bond ETF | 410 | $45,000 | 0.0% | $112.00 | — | TIPS BD ETF | 464287176 |
| — | Eaton Vance Mun Bd Fd II | 4,020 | $44,000 | 0.0% | $10.95 | — | COM | 27827K109 |
| QQQ | Invesco QQQ Tr | 270 | $42,000 | 0.0% | $155.56 | — | UNIT SER 1 | 46090E103 |
| — | Aberdeen Asia Pacific In Com | 10,349 | $40,000 | 0.0% | $3.87 | — | COM | 003009107 |
| — | The GDL Fund | 4,219 | $39,000 | 0.0% | $10.09 | — | COM SH BEN IT | 361570104 |
| — | Central and Eastern European Fund Inc | 1,783 | $39,000 | 0.0% | $29.83 | — | COM | 153436100 |
| — | Dreyfus Mun Income Inc | 5,000 | $38,000 | 0.0% | $7.60 | — | COM | 26201R102 |
| XXCHNXX | The China Fund Inc | 2,260 | $38,000 | 0.0% | $19.68 | — | COM | 169373107 |
| — | Nuveen Massachusets Qlt Mun | 2,983 | $35,000 | 0.0% | $11.73 | — | COM | 67061E104 |
| — | RENN Fund Inc | 22,847 | $34,000 | 0.0% | $1.29 | — | COM | 759720105 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,630 | $33,000 | 0.0% | $19.00 | — | COM SHS | 670699107 |
| IBN | ICICI Bank Ltd | 3,212 | $33,000 | 0.0% | $9.06 | — | ADR | 45104G104 |
| SONY | Sony Corp | 690 | $33,000 | 0.0% | $32.67 | — | SPONSORED ADR | 835699307 |
| — | BlackRock Mass Tax- Exempt Tr | 2,987 | $33,000 | 0.0% | $11.05 | — | COM SH BEN INT | 09258E109 |
| — | Enzo Biochem Inc | 11,882 | $33,000 | 0.0% | $5.23 | — | COM | 294100102 |
| EQIX | Equinix Inc | 86 | $30,000 | 0.0% | $347.88 | -2.0% | COM PAR $0.001 | 29444U700 |
| — | Nuveen Core Equity Alpha Fund | 2,462 | $30,000 | 0.0% | $15.47 | — | COM | 67090X107 |
| — | Royce Value Trust Inc | 2,477 | $29,000 | 0.0% | $14.80 | — | COM | 780910105 |
| SU | Suncor Energy Inc | 1,049 | $29,000 | 0.0% | $28.65 | -12.5% | COM | 867224107 |
| BIDU | Baidu Inc | 175 | $28,000 | 0.0% | $232.35 | — | SPON ADR REP A | 056752108 |
| — | Clearbridge Energy Midstrm O | 3,542 | $28,000 | 0.0% | $7.91 | — | COM | 18469P100 |
| BBVA | Banco Bilbao Vizcaya Argentaria SA | 5,143 | $27,000 | 0.0% | $6.98 | — | SPONSORED ADR | 05946K101 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 2,915 | $27,000 | 0.0% | $9.26 | — | COM SHS | 337319107 |
| — | Gabelli Equity Trust Inc | 5,066 | $26,000 | 0.0% | $6.38 | — | COM | 362397101 |
| — | Morgan Stanley Asia-Pacific Fund Inc | 1,502 | $25,000 | 0.0% | $15.72 | — | COM | 61744U106 |
| XZFGX | Virtus Total Return Fund Inc | 2,721 | $24,000 | 0.0% | $12.14 | — | COM | 92837G100 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 2,159 | $22,000 | 0.0% | $12.94 | — | COM | 10537L104 |
| BMRN | BioMarin Pharmaceutical Inc | 251 | $21,000 | 0.0% | $113.57 | -16.2% | COM | 09061G101 |
| — | PIMCO NY Municipal Income Fd | 1,800 | $21,000 | 0.0% | $11.67 | — | COM | 72200T103 |
| — | Liberty All Star Growth Fund Inc | 4,813 | $21,000 | 0.0% | $5.09 | — | COM | 529900102 |
| — | Western Asset Variable Rate | 1,308 | $20,000 | 0.0% | $16.82 | — | COM | 957667108 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $20,000 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| — | Celgene Corp | 300 | $19,000 | 0.0% | $108.75 | — | COM | 151020104 |
| DEO | Diageo PLC | 129 | $18,000 | 0.0% | $131.23 | — | SPON ADR NEW | 25243Q205 |
| ASML | ASML Holding N V | 100 | $16,000 | 0.0% | $147.64 | — | N Y REGISTRY SHS | N07059210 |
| INCY | Incyte Corp | 242 | $15,000 | 0.0% | $50.13 | +29.5% | COM | 45337C102 |
| — | Karyopharm Therapeutics Inc | 1,500 | $14,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| — | Tortoise MLP Fund, Inc | 1,164 | $14,000 | 0.0% | $16.32 | — | COM | 89148B101 |
| SE | Sea Limited | 1,171 | $13,000 | 0.0% | $12.74 | — | ADR | 81141R100 |
| ITUB | Itau Unibanco Holding S.A. | 1,300 | $12,000 | 0.0% | $10.90 | — | SPON ADR REP PFD | 465562106 |
| MSFT | Microsoft Corp | 121 | $12,000 | 0.0% | $51.09 | +95.7% | COM | 594918104 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,500 | $12,000 | 0.0% | $8.71 | — | COM | 09251A104 |
| JNJ | Johnson & Johnson | 82 | $11,000 | 0.0% | $92.79 | +23.0% | COM | 478160104 |
| UNH | UnitedHealth Group Inc | 43 | $11,000 | 0.0% | $121.37 | +93.7% | COM | 91324P102 |
| — | MVC Capital Inc | 1,381 | $11,000 | 0.0% | $11.54 | — | COM | 553829102 |
| V | Visa Inc | 82 | $11,000 | 0.0% | $81.90 | +60.5% | COM CL A | 92826C839 |
| — | TCW Strategic Income Fund Inc | 2,000 | $11,000 | 0.0% | $5.40 | — | COM | 872340104 |
| — | United States Oil Fund LP | 1,000 | $10,000 | 0.0% | $12.00 | — | UNITS | 91232N108 |
| — | Unilever N.V. | 185 | $10,000 | 0.0% | $55.51 | — | N Y SHS NEW | 904784709 |
| PFE | Pfizer Inc | 221 | $10,000 | 0.0% | $19.51 | +53.9% | COM | 717081103 |
| — | Goldman Sachs MLP Income Opportunities Fund | 1,451 | $10,000 | 0.0% | $9.56 | — | COM SHS | 38147W103 |
| HD | The Home Depot Inc | 56 | $10,000 | 0.0% | $112.36 | +33.8% | COM | 437076102 |
| PEP | PepsiCo, Inc. | 90 | $10,000 | 0.0% | $85.60 | +5.9% | COM | 713448108 |
| JPM | JPMorgan Chase & Co | 106 | $10,000 | 0.0% | $49.60 | +76.5% | COM | 46625H100 |
| — | The New Ireland Fund Inc | 1,084 | $9,000 | 0.0% | $13.03 | — | COM | 645673104 |
| AAPL | Apple Inc | 58 | $9,000 | 0.0% | $26.65 | +72.7% | COM | 037833100 |
| MCD | McDonald's Corp | 50 | $9,000 | 0.0% | $97.32 | +54.2% | COM | 580135101 |
| AMZN | Amazon Com Inc | 6 | $9,000 | 0.0% | $83.14 | 0.0% | COM | 023135106 |
| ORANY | Orange S.A. | 464 | $8,000 | 0.0% | $17.56 | — | SPONSORED ADR | 684060106 |
| DIS | The Walt Disney Co | 75 | $8,000 | 0.0% | $94.82 | +15.1% | COM DISNEY | 254687106 |
| RCI | Rogers Communications Inc | 148 | $8,000 | 0.0% | $51.83 | 0.0% | CL B | 775109200 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 194 | $8,000 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| CB | Chubb Ltd | 63 | $8,000 | 0.0% | $96.06 | +19.2% | COM | H1467J104 |
| SPG | Simon Property Group Inc | 46 | $8,000 | 0.0% | $117.21 | +3.1% | COM | 828806109 |
| SNY | Sanofi | 173 | $8,000 | 0.0% | $42.79 | — | SPONSORED ADR | 80105N105 |
| — | Raytheon Co | 49 | $8,000 | 0.0% | $193.62 | — | COM NEW | 755111507 |
| NGG | Nuveen Preferred Income Opportunities Fund | 159 | $8,000 | 0.0% | $53.80 | — | SPONSORED ADR | 636274409 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 205 | $8,000 | 0.0% | $40.38 | — | SPONSORED ADR | 874039100 |
| — | NuStar Energy L.P. | 1,400 | $8,000 | 0.0% | $6.43 | — | COM | 67067Y104 |
| WMT | Wal-Mart Stores Inc | 86 | $8,000 | 0.0% | $18.97 | +51.6% | COM | 931142103 |
| VALE | Vale SA | 527 | $7,000 | 0.0% | $6.43 | — | ADR | 91912E105 |
| ZTS | Zoetis Inc. | 85 | $7,000 | 0.0% | $74.07 | +14.8% | CL A | 98978V103 |
| — | United Technologies Corp | 68 | $7,000 | 0.0% | $102.09 | — | COM | 913017109 |
| MUFG | Mitsubishi UFJ Financial Group Inc | 1,477 | $7,000 | 0.0% | $7.06 | — | SPONSORED ADS | 606822104 |
| BABA | Alibaba Group Holding Limited | 49 | $7,000 | 0.0% | $174.82 | — | SPONSORED ADS | 01609W102 |
| PNC | The PNC Financial Services Group Inc | 59 | $7,000 | 0.0% | $104.65 | -5.4% | COM | 693475105 |
| AXP | American Express Co | 69 | $7,000 | 0.0% | $61.13 | +55.4% | COM | 025816109 |
| TD | The Toronto-Dominion Bank | 133 | $7,000 | 0.0% | $39.69 | +37.9% | COM NEW | 891160509 |
| SYK | Stryker Corporation | 43 | $7,000 | 0.0% | $149.95 | +3.2% | COM | 863667101 |
| PUK | Prudential PLC | 168 | $6,000 | 0.0% | $49.65 | — | ADR | 74435K204 |
| — | SK Telecom Co Ltd | 224 | $6,000 | 0.0% | $25.47 | — | SPONSORED ADR | 78440P108 |
| SAP | SAP SE | 62 | $6,000 | 0.0% | $89.38 | — | SPON ADR | 803054204 |
| MMM | 3M Co | 29 | $6,000 | 0.0% | $99.67 | +28.7% | COM | 88579Y101 |
| NOC | Northrop Grumman Corporation | 26 | $6,000 | 0.0% | $264.92 | -7.3% | COM | 666807102 |
| ALLE | Allegion PLC | 75 | $6,000 | 0.0% | $54.61 | +44.4% | ORD SHS | G0176J109 |
| PHG | Koninklijke Philips NV | 168 | $6,000 | 0.0% | $32.21 | — | NY REG SH NEW | 500472303 |
| ADP | Automatic Data Processing, Inc. | 44 | $6,000 | 0.0% | $98.61 | +22.9% | COM | 053015103 |
| BHP | BHP Billiton Ltd | 140 | $6,000 | 0.0% | $36.29 | — | SPONSORED ADR | 088606108 |
| ACN | Accenture PLC Ireland | 43 | $6,000 | 0.0% | $140.78 | +1.5% | SHS CLASS A | G1151C101 |
| AEP | American Electric Power Co Inc | 83 | $6,000 | 0.0% | $43.68 | +33.7% | COM | 025537101 |
| BDX | Becton Dickinson & Co | 24 | $5,000 | 0.0% | $208.19 | 0.0% | COM | 075887109 |
| BBD | Banco Bradesco S.A. | 536 | $5,000 | 0.0% | $7.33 | — | SP ADR PFD | 059460303 |
| EMBJ | Embraer S A | 234 | $5,000 | 0.0% | $24.44 | — | SP ADR REP 4 COM | 29082A107 |
| CNQ | Canadian Natural Resources Ltd | 211 | $5,000 | 0.0% | $8.79 | +7.4% | COM | 136385101 |
| INTU | Intuit | 26 | $5,000 | 0.0% | $182.24 | +8.9% | COM | 461202103 |
| — | HIS Markit Ltd | 98 | $5,000 | 0.0% | $51.02 | — | SHS | G47567105 |
| HSBC | HSBC Holdings plc | 124 | $5,000 | 0.0% | $40.32 | — | SPON ADR | 404280406 |
| TJX | TJX Cos Inc | 116 | $5,000 | 0.0% | $42.72 | +7.4% | COM | 872540109 |
| VZ | Verizon Communications Inc | 96 | $5,000 | 0.0% | $30.71 | +25.7% | COM | 92343V104 |
| XOM | Exxon Mobil Corp | 73 | $5,000 | 0.0% | $55.64 | +1.3% | COM | 30231G102 |
| WM | Waste Management, Inc. | 45 | $4,000 | 0.0% | $74.90 | +6.4% | COM | 94106L109 |
| LULU | Lululemon Athletica Inc | 37 | $4,000 | 0.0% | $134.07 | 0.0% | COM | 550021109 |
| ABBNY | ABB Ltd | 226 | $4,000 | 0.0% | $23.53 | — | SPONSORED ADR | 000375204 |
| — | GW Pharmaceuticals PLC | 41 | $4,000 | 0.0% | $83.48 | — | ADS | 36197T103 |
| SMFG | Sumitomo Mitsui Finl Group I | 653 | $4,000 | 0.0% | $6.13 | — | SPONSORED ADR | 86562M209 |
| — | China Petroleum & Chemical Corp | 60 | $4,000 | 0.0% | $63.64 | — | SPON ADR H SHS | 16941R108 |
| — | New Oriental Education & Technology Group Inc | 66 | $4,000 | 0.0% | $87.50 | — | SPON ADR | 647581107 |
| — | DowDuPont Inc | 75 | $4,000 | 0.0% | $68.76 | — | COM | 26078J100 |
| ING | ING Groep NV | 405 | $4,000 | 0.0% | $12.92 | — | SPONSORED ADR | 456837103 |
| — | Credit Suisse Group AG | 353 | $4,000 | 0.0% | $14.16 | — | SPONSORED ADR | 225401108 |
| TRV | The Travelers Companies, Inc. | 29 | $3,000 | 0.0% | $117.60 | -8.8% | COM | 89417E109 |
| — | Fortress Biotech Inc | 2,587 | $2,000 | 0.0% | $2.91 | — | COM | 34960Q109 |
| EQS | Equus Total Return Inc | 1,174 | $2,000 | 0.0% | $2.08 | -3.0% | COM | 294766100 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 105 | $1,000 | 0.0% | $10.98 | — | COM | 723762100 |
| — | BlackRock Muni New York Intermediate Duration Fund Inc | 100 | $1,000 | 0.0% | $10.00 | — | COM | 09255F109 |