Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 9, 2020
Total Value: $181M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HTRB | HARTFORD FDS EXCHANGE TRADED | 568,914 | $23.53M | 13.0% | $41.36 | $41.62 | -0.6% | TOTAL RTRN ETF | 41653L305 |
| ACWV | ISHARES INC | 165,695 | $15.23M | 8.4% | $91.91 | $91.37 | +0.6% | MSCI GBL MIN VOL | 464286525 |
| CME | CME GROUP INC | 89,056 | $14.9M | 8.2% | $167.31 * | $69.24 | +96.2% | COM | 12572Q105 |
| SPY | SPDR S&P 500 ETF TR | 39,686 | $13.29M | 7.3% | $334.90 | $259.16 | +29.2% | TR UNIT | 78462F103 |
| AAPL | APPLE INC | 77,150 | $8.935M | 4.9% | $115.81 * | $85.45 | +31.7% | COM | 037833100 |
| VTI | VANGUARD INDEX FDS | 52,003 | $8.857M | 4.9% | $170.32 | $96.33 | +76.8% | TOTAL STK MKT | 922908769 |
| SPTM | SPDR SER TR | 216,141 | $8.838M | 4.9% | $40.89 | $34.85 | +17.3% | PORTFOLI S&P1500 | 78464A805 |
| MBB | ISHARES TR | 77,637 | $8.571M | 4.7% | $110.40 | $110.68 | -0.3% | MBS ETF | 464288588 |
| USMV | ISHARES TR | 110,052 | $7.014M | 3.9% | $63.73 | $63.55 | +0.3% | MSCI USA MIN VOL | 46429B697 |
| — | LEGG MASON ETF INVT TR | 171,964 | $6.802M | 3.8% | $39.55 | $35.78 | — | CLRBRG GWT ETF | 524682101 |
| MOAT | VANECK VECTORS ETF TR | 116,469 | $6.358M | 3.5% | $54.59 | $49.80 | +9.6% | MORNINGSTAR WIDE | 92189F643 |
| CEMB | ISHARES INC | 111,029 | $5.741M | 3.2% | $51.71 | $50.79 | +1.8% | JP MRG EM CRP BD | 464286251 |
| SPDW | SPDR INDEX SHS FDS | 152,381 | $4.459M | 2.5% | $29.26 | $30.38 | -3.7% | PORTFOLIO DEVLPD | 78463X889 |
| AMZN | AMAZON COM INC | 983 | $3.095M | 1.7% | $3148.52 * | $60.10 | +162.0% | COM | 023135106 |
| HYLB | DBX ETF TR | 52,900 | $2.544M | 1.4% | $48.09 * | $38.57 | -0.2% | XTRACK USD HIGH | 233051432 |
| SPEM | SPDR INDEX SHS FDS | 64,249 | $2.349M | 1.3% | $36.56 | $36.30 | +0.7% | PORTFOLIO EMG MK | 78463X509 |
| MSFT | MICROSOFT CORP | 9,885 | $2.079M | 1.1% | $210.32 * | $67.43 | +198.5% | COM | 594918104 |
| FBND | FIDELITY MERRIMACK STR TR | 28,269 | $1.545M | 0.9% | $54.65 | $54.18 | +0.9% | TOTAL BD ETF | 316188309 |
| VIG | VANGUARD SPECIALIZED FUNDS | 11,470 | $1.476M | 0.8% | $128.68 | $79.11 | +62.6% | DIV APP ETF | 921908844 |
| EFA | ISHARES TR | 21,650 | $1.378M | 0.8% | $63.65 | $66.06 | -3.6% | MSCI EAFE ETF | 464287465 |
| VXUS | VANGUARD STAR FDS | 22,870 | $1.193M | 0.7% | $52.16 | $49.34 | +5.7% | VG TL INTL STK F | 921909768 |
| ISTB | ISHARES TR | 21,916 | $1.13M | 0.6% | $51.56 | $50.60 | +1.9% | CORE 1 5 YR USD | 46432F859 |
| DOCU | DOCUSIGN INC | 4,895 | $1.054M | 0.6% | $215.32 | $69.93 | +207.8% | COM | 256163106 |
| BABA | ALIBABA GROUP HLDG LTD | 3,554 | $1.045M | 0.6% | $294.03 | $192.79 | +52.5% | SPONSORED ADS | 01609W102 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,100 | $974K | 0.5% | $87.75 * | $42.59 | +92.3% | COM | 12503M108 |
| JPM | JPMORGAN CHASE & CO | 8,854 | $852K | 0.5% | $96.23 * | $65.52 | +27.9% | COM | 46625H100 |
| INTC | INTEL CORP | 15,807 | $818K | 0.5% | $51.75 * | $23.55 | +97.3% | COM | 458140100 |
| JNJ | JOHNSON & JOHNSON | 5,319 | $792K | 0.4% | $148.90 * | $88.15 | +45.5% | COM | 478160104 |
| PG | PROCTER AND GAMBLE CO | 5,610 | $780K | 0.4% | $139.04 * | $68.48 | +78.1% | COM | 742718109 |
| NVDA | NVIDIA CORPORATION | 1,304 | $706K | 0.4% | $541.41 * | $3.92 | +244.1% | COM | 67066G104 |
| TSLA | TESLA INC | 1,645 | $706K | 0.4% | $429.18 * | $108.15 | +32.2% | COM | 88160R101 |
| VUG | VANGUARD INDEX FDS | 3,047 | $694K | 0.4% | $227.77 * | $26.87 | +41.2% | GROWTH ETF | 922908736 |
| PNC | PNC FINL SVCS GROUP INC | 5,984 | $658K | 0.4% | $109.96 * | $65.61 | +38.4% | COM | 693475105 |
| — | BARCLAYS BANK PLC | 25,000 | $623K | 0.3% | $24.92 | $24.92 | — | IPTH SR B S&P | 06746P621 |
| META | FACEBOOK INC | 2,226 | $583K | 0.3% | $261.90 | $188.98 | +37.6% | CL A | 30303M102 |
| GLD | SPDR GOLD TR | 3,091 | $547K | 0.3% | $176.97 | $131.38 | +34.8% | GOLD SHS | 78463V107 |
| ABBV | ABBVIE INC | 6,078 | $532K | 0.3% | $87.53 * | $52.65 | +35.1% | COM | 00287Y109 |
| GOOGL | ALPHABET INC | 347 | $509K | 0.3% | $1466.86 * | $54.55 | +33.3% | CAP STK CL A | 02079K305 |
| QLD | PROSHARES TR | 5,401 | $495K | 0.3% | $91.65 * | $13.05 | +75.6% | PSHS ULTRA QQQ | 74347R206 |
| VZ | VERIZON COMMUNICATIONS INC | 8,249 | $491K | 0.3% | $59.52 * | $33.23 | +31.3% | COM | 92343V104 |
| — | FINISAR CORP | 485,000 | $488K | 0.3% | $1.01 | $0.91 | — | NOTE 0.500%12/1 | 31787AAP6 |
| MINT | PIMCO ETF TR | 4,681 | $477K | 0.3% | $101.90 | $101.65 | +0.3% | ENHAN SHRT MA AC | 72201R833 |
| ABT | ABBOTT LABS | 4,079 | $444K | 0.2% | $108.85 * | $56.84 | +74.4% | COM | 002824100 |
| T | AT&T INC | 15,372 | $438K | 0.2% | $28.49 * | $14.82 | +1.3% | COM | 00206R102 |
| — | MERITOR INC | 410,000 | $425K | 0.2% | $1.04 | $0.98 | — | NOTE 3.250%10/1 | 59001KAF7 |
| — | AKAMAI TECHNOLOGIES INC | 330,000 | $424K | 0.2% | $1.28 | $1.23 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| IWP | ISHARES TR | 2,395 | $414K | 0.2% | $172.86 * | $66.00 | +31.0% | RUS MD CP GR ETF | 464287481 |
| — | FTI CONSULTING INC | 335,000 | $410K | 0.2% | $1.22 | $1.26 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | MICROCHIP TECHNOLOGY INC. | 265,000 | $408K | 0.2% | $1.54 | $1.16 | — | NOTE 1.625% 2/1 | 595017AF1 |
| DIS | DISNEY WALT CO | 3,286 | $408K | 0.2% | $124.16 * | $109.14 | +11.1% | COM DISNEY | 254687106 |
| — | ON SEMICONDUCTOR CORP | 305,000 | $403K | 0.2% | $1.32 | $1.35 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | ISHARES GOLD TRUST | 21,834 | $393K | 0.2% | $18.00 | $17.00 | — | ISHARES | 464285105 |
| SCHB | SCHWAB STRATEGIC TR | 4,854 | $387K | 0.2% | $79.73 * | $11.13 | +19.2% | US BRD MKT ETF | 808524102 |
| — | SILICON LABORATORIES INC | 320,000 | $383K | 0.2% | $1.20 | $1.11 | — | NOTE 1.375% 3/0 | 826919AB8 |
| SBUX | STARBUCKS CORP | 4,438 | $381K | 0.2% | $85.85 * | $76.16 | +0.3% | COM | 855244109 |
| — | PRA GROUP INC | 345,000 | $377K | 0.2% | $1.09 | $1.02 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| BNTX | BIONTECH SE | 5,450 | $377K | 0.2% | $69.17 | $71.74 | -3.5% | SPONSORED ADS | 09075V102 |
| — | GUIDEWIRE SOFTWARE INC | 325,000 | $373K | 0.2% | $1.15 | $1.15 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 340,000 | $371K | 0.2% | $1.09 | $0.99 | — | NOTE 2.250% 6/0 | 049164BH8 |
| — | ILLUMINA INC | 335,000 | $354K | 0.2% | $1.06 | — | — | NOTE 8/1 | 452327AK5 |
| HD | HOME DEPOT INC | 1,266 | $351K | 0.2% | $277.25 * | $173.68 | +40.8% | COM | 437076102 |
| — | PACIRA BIOSCIENCES | 290,000 | $333K | 0.2% | $1.15 | $1.04 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | CTRIP COM INTL LTD | 375,000 | $332K | 0.2% | $0.89 | $1.03 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| GOOG | ALPHABET INC | 226 | $332K | 0.2% | $1469.03 * | $63.31 | +15.2% | CAP STK CL C | 02079K107 |
| — | CSG SYS INTL INC | 315,000 | $326K | 0.2% | $1.03 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,592 | $325K | 0.2% | $125.39 * | $43.82 | +43.3% | MIDCP 400 IDX | 921932885 |
| — | OSI SYSTEMS INC | 320,000 | $320K | 0.2% | $1.00 | $0.97 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | PRICELINE GRP INC | 300,000 | $319K | 0.2% | $1.06 | $1.22 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | PALO ALTO NETWORKS INC | 280,000 | $316K | 0.2% | $1.13 | $1.10 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | VIAVI SOLUTIONS INC | 280,000 | $310K | 0.2% | $1.11 | $1.21 | — | NOTE 1.750% 6/0 | 925550AE5 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,068 | $306K | 0.2% | $43.29 | $41.94 | +3.1% | FTSE EMR MKT ETF | 922042858 |
| — | ISIS PHARMACEUTICALS INC DEL | 290,000 | $300K | 0.2% | $1.03 | $1.01 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | KAMAN CORP | 305,000 | $300K | 0.2% | $0.98 | $1.13 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | REDWOOD TR INC | 320,000 | $292K | 0.2% | $0.91 | $0.95 | — | NOTE 4.750% 8/1 | 758075AC9 |
| IWF | ISHARES TR | 1,344 | $292K | 0.2% | $217.26 * | $35.93 | +50.9% | RUS 1000 GRW ETF | 464287614 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 232 | $289K | 0.2% | $1245.69 * | $19.04 | +30.6% | COM | 169656105 |
| — | BIOMARIN PHARMACEUTICAL INC | 270,000 | $283K | 0.2% | $1.05 | $1.05 | — | NOTE 0.599% 8/0 | 09061GAH4 |
| VGT | VANGUARD WORLD FDS | 896 | $279K | 0.2% | $311.38 * | $31.20 | +24.8% | INF TECH ETF | 92204A702 |
| MA | MASTERCARD INCORPORATED | 821 | $278K | 0.2% | $338.61 * | $273.80 | +19.9% | CL A | 57636Q104 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 3,500 | $275K | 0.2% | $78.57 | $65.44 | +19.9% | CLOUD COMPUTING | 33734X192 |
| UNH | UNITEDHEALTH GROUP INC | 866 | $270K | 0.1% | $311.78 * | $249.73 | +14.7% | COM | 91324P102 |
| — | GREENBRIER COS INC | 290,000 | $265K | 0.1% | $0.91 | $0.97 | — | NOTE 2.875% 2/0 | 393657AK7 |
| EEM | ISHARES TR | 5,892 | $260K | 0.1% | $44.13 | $42.04 | +4.9% | MSCI EMG MKT ETF | 464287234 |
| XLU | SELECT SECTOR SPDR TR | 4,241 | $252K | 0.1% | $59.42 * | $27.90 | +6.4% | SBI INT-UTILS | 81369Y886 |
| V | VISA INC | 1,228 | $246K | 0.1% | $200.33 * | $170.53 | +12.9% | COM CL A | 92826C839 |
| WMT | WALMART INC | 1,747 | $244K | 0.1% | $139.67 * | $38.07 | +14.0% | COM | 931142103 |
| BX | BLACKSTONE GROUP INC | 4,668 | $244K | 0.1% | $52.27 * | $44.51 | -2.2% | COM CL A | 09260D107 |
| GILD | GILEAD SCIENCES INC | 3,843 | $243K | 0.1% | $63.23 * | $56.12 | -8.1% | COM | 375558103 |
| BAC | BK OF AMERICA CORP | 10,096 | $243K | 0.1% | $24.07 * | $20.63 | +2.9% | COM | 060505104 |
| DVY | ISHARES TR | 2,951 | $241K | 0.1% | $81.67 | $96.12 | -15.2% | SELECT DIVID ETF | 464287168 |
| SPGI | S&P GLOBAL INC | 634 | $229K | 0.1% | $361.20 * | $337.41 | +2.3% | COM | 78409V104 |
| SAM | BOSTON BEER INC | 258 | $228K | 0.1% | $883.72 | $789.85 | +11.8% | CL A | 100557107 |
| NKE | NIKE INC | 1,792 | $225K | 0.1% | $125.56 * | $85.46 | +36.5% | CL B | 654106103 |
| SCHF | SCHWAB STRATEGIC TR | 6,938 | $218K | 0.1% | $31.42 * | $14.05 | +11.7% | INTL EQTY ETF | 808524805 |
| VEU | VANGUARD INTL EQUITY INDEX F | 4,321 | $218K | 0.1% | $50.45 | $50.73 | -0.5% | ALLWRLD EX US | 922042775 |
| ISRG | INTUITIVE SURGICAL INC | 286 | $203K | 0.1% | $709.79 * | $224.54 | +5.3% | COM NEW | 46120E602 |
| MNST | MONSTER BEVERAGE CORP NEW | 2,498 | $200K | 0.1% | $80.06 * | $39.50 | +1.5% | COM | 61174X109 |
| — | PDC ENERGY INC | 210,000 | $199K | 0.1% | $0.95 | $0.99 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| — | NRG ENERGY INC | 150,000 | $155K | 0.1% | $1.03 | $1.03 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | DNP SELECT INCOME FD INC | 12,444 | $125K | 0.1% | $10.05 | $11.37 | — | COM | 23325P104 |
| — | ETSY INC | 10,000 | $34,000 | 0.0% | $3.40 | $1.40 | — | NOTE 3/0 | 29786AAC0 |
| — | SENSEONICS HLDGS INC | 17,000 | $7,000 | 0.0% | $0.41 | $0.41 | — | COM | 81727U105 |