Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 13, 2021
Total Value: $199M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HTRB | HARTFORD FDS EXCHANGE TRADED | 604,230 | $25.22M | 12.7% | $41.74 | $41.62 | +0.3% | TOTAL RTRN ETF | 41653L305 |
| ACWV | ISHARES INC | 166,655 | $16.15M | 8.1% | $96.91 | $91.37 | +6.1% | MSCI GBL MIN VOL | 464286525 |
| CME | CME GROUP INC | 88,606 | $16.13M | 8.1% | $182.05 * | $69.24 | +117.5% | COM | 12572Q105 |
| SPY | SPDR S&P 500 ETF TR | 34,981 | $13.08M | 6.6% | $373.89 | $259.16 | +44.3% | TR UNIT | 78462F103 |
| AAPL | APPLE INC | 76,238 | $10.12M | 5.1% | $132.69 * | $85.45 | +51.2% | COM | 037833100 |
| VTI | VANGUARD INDEX FDS | 51,523 | $10.03M | 5.0% | $194.63 | $96.33 | +102.1% | TOTAL STK MKT | 922908769 |
| SPTM | SPDR SER TR | 213,504 | $9.84M | 5.0% | $46.09 | $34.85 | +32.2% | PORTFOLI S&P1500 | 78464A805 |
| MBB | ISHARES TR | 87,595 | $9.647M | 4.9% | $110.13 | $110.61 | -0.4% | MBS ETF | 464288588 |
| USMV | ISHARES TR | 112,120 | $7.611M | 3.8% | $67.88 | $63.59 | +6.7% | MSCI USA MIN VOL | 46429B697 |
| — | LEGG MASON ETF INVT TR | 170,577 | $7.512M | 3.8% | $44.04 | $35.78 | — | CLRBRG GWT ETF | 524682101 |
| MOAT | VANECK VECTORS ETF TR | 117,760 | $7.301M | 3.7% | $62.00 | $49.90 | +24.3% | MORNINGSTAR WIDE | 92189F643 |
| CEMB | ISHARES INC | 120,967 | $6.423M | 3.2% | $53.10 | $50.91 | +4.3% | JP MRG EM CRP BD | 464286251 |
| SPDW | SPDR INDEX SHS FDS | 150,604 | $5.083M | 2.6% | $33.75 | $30.38 | +11.1% | PORTFOLIO DEVLPD | 78463X889 |
| AMZN | AMAZON COM INC | 967 | $3.149M | 1.6% | $3256.46 * | $60.10 | +171.0% | COM | 023135106 |
| FBND | FIDELITY MERRIMACK STR TR | 49,189 | $2.669M | 1.3% | $54.26 | $54.35 | -0.2% | TOTAL BD ETF | 316188309 |
| SPEM | SPDR INDEX SHS FDS | 62,991 | $2.656M | 1.3% | $42.16 | $36.30 | +16.1% | PORTFOLIO EMG MK | 78463X509 |
| MSFT | MICROSOFT CORP | 9,760 | $2.171M | 1.1% | $222.44 * | $67.43 | +216.5% | COM | 594918104 |
| VIG | VANGUARD SPECIALIZED FUNDS | 12,049 | $1.701M | 0.9% | $141.17 | $81.82 | +72.5% | DIV APP ETF | 921908844 |
| EFA | ISHARES TR | 21,732 | $1.586M | 0.8% | $72.98 | $66.06 | +10.4% | MSCI EAFE ETF | 464287465 |
| VXUS | VANGUARD STAR FDS | 21,841 | $1.314M | 0.7% | $60.16 | $49.34 | +21.9% | VG TL INTL STK F | 921909768 |
| JPM | JPMORGAN CHASE & CO | 8,644 | $1.098M | 0.6% | $127.02 * | $65.52 | +70.3% | COM | 46625H100 |
| TSLA | TESLA INC | 1,489 | $1.051M | 0.5% | $705.84 * | $108.15 | +117.5% | COM | 88160R101 |
| CBOE | CBOE GLOBAL MKTS INC | 11,100 | $1.034M | 0.5% | $93.15 * | $42.59 | +105.0% | COM | 12503M108 |
| DOCU | DOCUSIGN INC | 4,375 | $973K | 0.5% | $222.40 | $69.93 | +217.9% | COM | 256163106 |
| ISTB | ISHARES TR | 18,414 | $951K | 0.5% | $51.65 | $50.60 | +2.1% | CORE 1 5 YR USD | 46432F859 |
| USHY | ISHARES TR | 21,900 | $904K | 0.5% | $41.28 | $40.33 | +2.3% | BROAD USD HIGH | 46435U853 |
| JNJ | JOHNSON & JOHNSON | 5,473 | $861K | 0.4% | $157.32 * | $89.25 | +53.0% | COM | 478160104 |
| INTC | INTEL CORP | 17,059 | $850K | 0.4% | $49.83 * | $25.05 | +79.8% | COM | 458140100 |
| BABA | ALIBABA GROUP HLDG LTD | 3,631 | $845K | 0.4% | $232.72 | $194.59 | +19.6% | SPONSORED ADS | 01609W102 |
| PG | PROCTER AND GAMBLE CO | 5,707 | $794K | 0.4% | $139.13 * | $69.40 | +76.9% | COM | 742718109 |
| VUG | VANGUARD INDEX FDS | 3,092 | $783K | 0.4% | $253.23 * | $27.06 | +56.1% | GROWTH ETF | 922908736 |
| GLD | SPDR GOLD TR | 3,493 | $623K | 0.3% | $178.36 | $136.52 | +30.6% | GOLD SHS | 78463V107 |
| DIS | DISNEY WALT CO | 3,169 | $574K | 0.3% | $181.13 * | $109.14 | +62.2% | COM | 254687106 |
| ABBV | ABBVIE INC | 5,172 | $554K | 0.3% | $107.12 * | $52.65 | +67.5% | COM | 00287Y109 |
| META | FACEBOOK INC | 1,972 | $539K | 0.3% | $273.33 | $188.98 | +43.5% | CL A | 30303M102 |
| NVDA | NVIDIA CORPORATION | 1,026 | $536K | 0.3% | $522.42 * | $3.92 | +232.1% | COM | 67066G104 |
| QLD | PROSHARES TR | 4,600 | $530K | 0.3% | $115.22 * | $13.05 | +120.5% | PSHS ULTRA QQQ | 74347R206 |
| PTON | PELOTON INTERACTIVE INC | 3,475 | $527K | 0.3% | $151.65 | $121.81 | +24.6% | CL A COM | 70614W100 |
| — | MICROCHIP TECHNOLOGY INC. | 250,000 | $506K | 0.3% | $2.02 | $1.16 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ON SEMICONDUCTOR CORP | 300,000 | $503K | 0.3% | $1.68 | $1.35 | — | NOTE 1.625%10/1 | 682189AP0 |
| IWP | ISHARES TR | 4,790 | $492K | 0.2% | $102.71 | $80.58 | +27.4% | RUS MD CP GR ETF | 464287481 |
| — | FINISAR CORP | 485,000 | $487K | 0.2% | $1.00 | $0.91 | — | NOTE 0.500%12/1 | 31787AAP6 |
| V | VISA INC | 2,075 | $454K | 0.2% | $218.80 * | $181.42 | +16.3% | COM CL A | 92826C839 |
| — | MERITOR INC | 395,000 | $453K | 0.2% | $1.15 | $0.98 | — | NOTE 3.250%10/1 | 59001KAF7 |
| VZ | VERIZON COMMUNICATIONS INC | 7,676 | $451K | 0.2% | $58.75 * | $33.23 | +31.0% | COM | 92343V104 |
| SCHB | SCHWAB STRATEGIC TR | 4,815 | $438K | 0.2% | $90.97 * | $11.13 | +36.2% | US BRD MKT ETF | 808524102 |
| ABT | ABBOTT LABS | 3,903 | $427K | 0.2% | $109.40 * | $56.84 | +76.0% | COM | 002824100 |
| — | SILICON LABORATORIES INC | 310,000 | $426K | 0.2% | $1.37 | $1.11 | — | NOTE 1.375% 3/0 | 826919AB8 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,669 | $415K | 0.2% | $155.49 * | $44.61 | +74.3% | MIDCP 400 IDX | 921932885 |
| T | AT&T INC | 14,397 | $414K | 0.2% | $28.76 * | $14.82 | +4.7% | COM | 00206R102 |
| — | ISHARES GOLD TRUST | 22,155 | $402K | 0.2% | $18.14 | $17.02 | — | ISHARES | 464285105 |
| GOOGL | ALPHABET INC | 229 | $401K | 0.2% | $1751.09 * | $54.55 | +59.4% | CAP STK CL A | 02079K305 |
| — | GUIDEWIRE SOFTWARE INC | 310,000 | $401K | 0.2% | $1.29 | $1.15 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | FTI CONSULTING INC | 320,000 | $400K | 0.2% | $1.25 | $1.26 | — | NOTE 2.000% 8/1 | 302941AP4 |
| GOOG | ALPHABET INC | 227 | $398K | 0.2% | $1753.30 * | $63.31 | +37.3% | CAP STK CL C | 02079K107 |
| — | AKAMAI TECHNOLOGIES INC | 315,000 | $390K | 0.2% | $1.24 | $1.23 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| MA | MASTERCARD INCORPORATED | 1,055 | $376K | 0.2% | $356.40 * | $284.79 | +21.8% | CL A | 57636Q104 |
| — | PALO ALTO NETWORKS INC | 265,000 | $374K | 0.2% | $1.41 | $1.10 | — | NOTE 0.750% 7/0 | 697435AD7 |
| VWO | VANGUARD INTL EQUITY INDEX F | 7,326 | $367K | 0.2% | $50.10 | $42.12 | +19.0% | FTSE EMR MKT ETF | 922042858 |
| BX | BLACKSTONE GROUP INC | 5,651 | $366K | 0.2% | $64.77 * | $45.26 | +20.5% | COM CL A | 09260D107 |
| SBUX | STARBUCKS CORP | 3,387 | $362K | 0.2% | $106.88 * | $76.16 | +25.5% | COM | 855244109 |
| — | ILLUMINA INC | 320,000 | $361K | 0.2% | $1.13 | — | — | NOTE 8/1 | 452327AK5 |
| — | PRA GROUP INC | 330,000 | $358K | 0.2% | $1.08 | $1.02 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| LYFT | LYFT INC | 7,214 | $354K | 0.2% | $49.07 | $36.39 | +35.0% | CL A COM | 55087P104 |
| MINT | PIMCO ETF TR | 3,441 | $351K | 0.2% | $102.01 | $101.65 | +0.4% | ENHAN SHRT MA AC | 72201R833 |
| — | VIAVI SOLUTIONS INC | 280,000 | $346K | 0.2% | $1.24 | $1.21 | — | NOTE 1.750% 6/0 | 925550AE5 |
| — | CTRIP COM INTL LTD | 360,000 | $343K | 0.2% | $0.95 | $1.03 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| MELI | MERCADOLIBRE INC | 205 | $343K | 0.2% | $1673.17 | $1410.19 | +18.8% | COM | 58733R102 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 330,000 | $342K | 0.2% | $1.04 | $0.99 | — | NOTE 2.250% 6/0 | 049164BH8 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 3,500 | $333K | 0.2% | $95.14 | $65.44 | +45.2% | CLOUD COMPUTING | 33734X192 |
| UNH | UNITEDHEALTH GROUP INC | 948 | $332K | 0.2% | $350.21 * | $254.79 | +26.9% | COM | 91324P102 |
| — | OSI SYSTEMS INC | 310,000 | $331K | 0.2% | $1.07 | $0.97 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | KAMAN CORP | 285,000 | $328K | 0.2% | $1.15 | $1.13 | — | NOTE 3.250% 5/0 | 483548AF0 |
| IWF | ISHARES TR | 1,344 | $324K | 0.2% | $241.07 * | $35.93 | +67.8% | RUS 1000 GRW ETF | 464287614 |
| — | PACIRA BIOSCIENCES INC | 280,000 | $321K | 0.2% | $1.15 | $1.04 | — | NOTE 2.375% 4/0 | 695127AD2 |
| VGT | VANGUARD WORLD FDS | 897 | $318K | 0.2% | $354.52 * | $31.20 | +41.7% | INF TECH ETF | 92204A702 |
| ACN | ACCENTURE PLC IRELAND | 1,204 | $314K | 0.2% | $260.80 * | $223.05 | +9.0% | SHS CLASS A | G1151C101 |
| EEM | ISHARES TR | 6,052 | $313K | 0.2% | $51.72 | $42.20 | +22.5% | MSCI EMG MKT ETF | 464287234 |
| — | ISIS PHARMACEUTICALS INC DEL | 290,000 | $313K | 0.2% | $1.08 | $1.01 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | PRICELINE GRP INC | 270,000 | $313K | 0.2% | $1.16 | $1.22 | — | NOTE 0.900% 9/1 | 741503AX4 |
| CLX | CLOROX CO DEL | 1,516 | $306K | 0.2% | $201.85 * | $176.37 | -2.2% | COM | 189054109 |
| — | CSG SYS INTL INC | 290,000 | $305K | 0.2% | $1.05 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | SSR MNG INC | 215,000 | $297K | 0.1% | $1.38 | $1.38 | — | NOTE 2.500% 4/0 | 784730AB9 |
| — | BIOMARIN PHARMACEUTICAL INC | 275,000 | $295K | 0.1% | $1.07 | $1.05 | — | NOTE 0.599% 8/0 | 09061GAH4 |
| HD | HOME DEPOT INC | 1,077 | $286K | 0.1% | $265.55 * | $173.68 | +35.4% | COM | 437076102 |
| DVY | ISHARES TR | 2,970 | $286K | 0.1% | $96.30 | $96.12 | +0.1% | SELECT DIVID ETF | 464287168 |
| ITOT | ISHARES TR | 3,227 | $278K | 0.1% | $86.15 | $80.99 | +6.5% | CORE S&P TTL STK | 464287150 |
| — | REDWOOD TR INC | 295,000 | $278K | 0.1% | $0.94 | $0.95 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | GREENBRIER COS INC | 270,000 | $273K | 0.1% | $1.01 | $0.97 | — | NOTE 2.875% 2/0 | 393657AK7 |
| QCOM | QUALCOMM INC | 1,763 | $269K | 0.1% | $152.58 * | $124.71 | +9.7% | COM | 747525103 |
| TXN | TEXAS INSTRS INC | 1,634 | $268K | 0.1% | $164.01 * | $134.60 | +5.8% | COM | 882508104 |
| XLU | SELECT SECTOR SPDR TR | 4,246 | $266K | 0.1% | $62.65 * | $27.90 | +12.4% | SBI INT-UTILS | 81369Y886 |
| HUM | HUMANA INC | 640 | $263K | 0.1% | $410.94 * | $396.56 | -1.2% | COM | 444859102 |
| IVV | ISHARES TR | 677 | $254K | 0.1% | $375.18 | $355.94 | +5.5% | CORE S&P500 ETF | 464287200 |
| VEU | VANGUARD INTL EQUITY INDEX F | 4,298 | $251K | 0.1% | $58.40 | $50.73 | +15.0% | ALLWRLD EX US | 922042775 |
| SCHF | SCHWAB STRATEGIC TR | 6,940 | $250K | 0.1% | $36.02 * | $14.05 | +28.1% | INTL EQTY ETF | 808524805 |
| LQD | ISHARES TR | 1,801 | $249K | 0.1% | $138.26 | $136.19 | +1.4% | IBOXX INV CP ETF | 464287242 |
| NKE | NIKE INC | 1,754 | $248K | 0.1% | $141.39 * | $85.46 | +54.2% | CL B | 654106103 |
| SGOL | ABERDEEN STD GOLD ETF TR | 13,397 | $245K | 0.1% | $18.29 | $18.04 | +1.3% | PHYSCL GOLD SHS | 00326A104 |
| WMT | WALMART INC | 1,700 | $245K | 0.1% | $144.12 * | $38.07 | +17.9% | COM | 931142103 |
| — | CERNER CORP | 3,043 | $239K | 0.1% | $78.54 | $78.54 | — | COM | 156782104 |
| BKNG | BOOKING HOLDINGS INC | 107 | $238K | 0.1% | $2224.30 | $1898.79 | +15.4% | COM | 09857L108 |
| XAR | SPDR SER TR | 2,052 | $235K | 0.1% | $114.52 | $101.36 | +13.2% | AEROSPACE DEF | 78464A631 |
| MS | MORGAN STANLEY | 3,357 | $230K | 0.1% | $68.51 * | $48.82 | +19.7% | COM NEW | 617446448 |
| ISRG | INTUITIVE SURGICAL INC | 277 | $227K | 0.1% | $819.49 * | $224.54 | +21.4% | COM NEW | 46120E602 |
| BA | BOEING CO | 1,047 | $224K | 0.1% | $213.94 | $192.22 | +11.4% | COM | 097023105 |
| BAC | BK OF AMERICA CORP | 7,330 | $222K | 0.1% | $30.29 * | $20.63 | +30.2% | COM | 060505104 |
| TAIL | CAMBRIA ETF TR | 10,595 | $218K | 0.1% | $20.58 | $20.97 | -1.9% | TAIL RISK | 132061862 |
| MNST | MONSTER BEVERAGE CORP NEW | 2,344 | $217K | 0.1% | $92.58 * | $39.50 | +17.1% | COM | 61174X109 |
| IWM | ISHARES TR | 1,069 | $210K | 0.1% | $196.45 | $174.99 | +12.0% | RUSSELL 2000 ETF | 464287655 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 150 | $208K | 0.1% | $1386.67 * | $19.04 | +45.6% | COM | 169656105 |
| WWD | WOODWARD INC | 1,708 | $208K | 0.1% | $121.78 * | $98.19 | +19.8% | COM | 980745103 |
| AMD | ADVANCED MICRO DEVICES INC | 2,231 | $205K | 0.1% | $91.89 | $86.30 | +6.3% | COM | 007903107 |
| — | TILRAY INC | 23,200 | $192K | 0.1% | $8.28 | $8.28 | — | COM CL 2 | 88688T100 |
| — | PDC ENERGY INC | 185,000 | $180K | 0.1% | $0.97 | $0.99 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| — | NRG ENERGY INC | 150,000 | $170K | 0.1% | $1.13 | $1.03 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | DNP SELECT INCOME FD INC | 12,682 | $130K | 0.1% | $10.25 | $11.34 | — | COM | 23325P104 |
| — | AMC ENTMT HLDGS INC | 41,000 | $87,000 | 0.0% | $2.12 | $2.12 | — | CL A COM | 00165C104 |
| — | AIR TRANSPORT SERVICES GRP I | 60,000 | $71,000 | 0.0% | $1.18 | $1.18 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | ETSY INC | 10,000 | $49,000 | 0.0% | $4.90 | $1.40 | — | NOTE 3/0 | 29786AAC0 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 10,000 | $46,000 | 0.0% | $4.60 | $4.43 | +3.1% | COM STK CL A | 03168L105 |
| — | SENSEONICS HLDGS INC | 17,000 | $15,000 | 0.0% | $0.88 | $0.41 | — | COM | 81727U105 |