Guinness Asset Management LTD Diversified Active

CIK: 0001409661 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Oct 18, 2016

Total Value ($000): $397,608 (100.0% shares, 0.0% debt)

Holdings (83)

SLB SCHLUMBERGER LTD 3.6%
Value ($000) $14,465 Shares 183,940 Est. Cost $55.06 Unrealized +10.2%
APACHE CORP 3.2%
Value ($000) $12,679 Shares 198,507 Est. Cost $66.81 Unrealized
DVN DEVON ENERGY CORP NEW 3.1%
Value ($000) $12,156 Shares 275,576 Est. Cost $30.72 Unrealized -7.0%
HAL HALLIBURTON CO 3.0%
Value ($000) $11,951 Shares 266,286 Est. Cost $35.40 Unrealized +2.8%
HESS CORP 3.0%
Value ($000) $11,877 Shares 221,502 Est. Cost $65.91 Unrealized
CNQ CANADIAN NAT RES LTD 3.0%
Value ($000) $11,847 Shares 371,231 Est. Cost $9.12 Unrealized +10.1%
COP CONOCOPHILLIPS 3.0%
Value ($000) $11,846 Shares 272,500 Est. Cost $32.63 Unrealized -4.6%
NEWFIELD EXPL CO 3.0%
Value ($000) $11,785 Shares 271,175 Est. Cost $30.10 Unrealized
OXY OCCIDENTAL PETE CORP DEL 3.0%
Value ($000) $11,780 Shares 161,550 Est. Cost $60.58 Unrealized -5.3%
CVX CHEVRON CORP NEW 2.9%
Value ($000) $11,527 Shares 112,000 Est. Cost $57.70 Unrealized +18.7%
XOM EXXON MOBIL CORP 2.9%
Value ($000) $11,464 Shares 131,352 Est. Cost $55.38 Unrealized +5.7%
SU SUNCOR ENERGY INC NEW 2.9%
Value ($000) $11,444 Shares 412,962 Est. Cost $20.83 Unrealized -6.3%
NOBLE ENERGY INC 2.8%
Value ($000) $11,248 Shares 314,725 Est. Cost $50.25 Unrealized
IMO IMPERIAL OIL LTD 2.8%
Value ($000) $11,041 Shares 353,566 Est. Cost $24.82 Unrealized -0.2%
VLO VALERO ENERGY CORP NEW 2.6%
Value ($000) $10,443 Shares 197,047 Est. Cost $35.09 Unrealized +4.7%
CSCO CISCO SYS INC 2.4%
Value ($000) $9,612 Shares 303,030 Est. Cost $18.86 Unrealized +22.3%
CARRIZO OIL & GAS INC 2.2%
Value ($000) $8,871 Shares 218,395 Est. Cost $36.10 Unrealized
HRB BLOCK H & R INC 2.2%
Value ($000) $8,767 Shares 378,698 Est. Cost $18.14 Unrealized -10.3%
QEP RES INC 2.2%
Value ($000) $8,591 Shares 439,890 Est. Cost $18.28 Unrealized
AFL AFLAC INC 1.9%
Value ($000) $7,685 Shares 106,930 Est. Cost $24.27 Unrealized +20.5%
GD GENERAL DYNAMICS CORP 1.8%
Value ($000) $6,996 Shares 45,090 Est. Cost $92.06 Unrealized +32.1%
MSFT MICROSOFT CORP 1.7%
Value ($000) $6,955 Shares 120,750 Est. Cost $37.41 Unrealized +34.4%
AJG GALLAGHER ARTHUR J & CO 1.7%
Value ($000) $6,892 Shares 135,490 Est. Cost $37.47 Unrealized +13.2%
PG PROCTER AND GAMBLE CO 1.7%
Value ($000) $6,850 Shares 76,320 Est. Cost $60.86 Unrealized +10.9%
CA INC 1.7%
Value ($000) $6,820 Shares 206,180 Est. Cost $29.88 Unrealized
JNJ JOHNSON & JOHNSON 1.7%
Value ($000) $6,820 Shares 57,730 Est. Cost $75.22 Unrealized +24.4%
KO COCA COLA CO 1.7%
Value ($000) $6,781 Shares 160,220 Est. Cost $30.03 Unrealized +8.4%
WMT WAL-MART STORES INC 1.7%
Value ($000) $6,771 Shares 93,890 Est. Cost $18.90 Unrealized +9.0%
MRK MERCK & CO INC 1.7%
Value ($000) $6,769 Shares 108,460 Est. Cost $36.71 Unrealized +19.1%
UNITED TECHNOLOGIES CORP 1.7%
Value ($000) $6,712 Shares 66,060 Est. Cost $98.16 Unrealized
ITW ILLINOIS TOOL WKS INC 1.7%
Value ($000) $6,691 Shares 55,830 Est. Cost $67.30 Unrealized +38.0%
CME CME GROUP INC 1.7%
Value ($000) $6,642 Shares 63,550 Est. Cost $64.23 Unrealized +13.9%
UNIT CORP 1.6%
Value ($000) $6,507 Shares 349,823 Est. Cost $38.06 Unrealized
MAT MATTEL INC 1.6%
Value ($000) $6,474 Shares 213,810 Est. Cost $32.93 Unrealized -0.7%
ABBV ABBVIE INC 1.6%
Value ($000) $6,245 Shares 99,010 Est. Cost $34.49 Unrealized +27.3%
TEVA TEVA PHARMACEUTICAL INDS LTD 1.5%
Value ($000) $6,156 Shares 133,790 Est. Cost $52.74 Unrealized
HLX HELIX ENERGY SOLUTIONS GRP I 1.5%
Value ($000) $5,769 Shares 709,595 Est. Cost $16.60 Unrealized -54.4%
TRINA SOLAR LIMITED 1.2%
Value ($000) $4,850 Shares 473,650 Est. Cost $10.02 Unrealized
QCOM QUALCOMM INC 1.0%
Value ($000) $3,864 Shares 56,410 Est. Cost $46.15 Unrealized +1.7%
JA SOLAR HOLDINGS CO LTD 0.8%
Value ($000) $3,003 Shares 499,548 Est. Cost $8.85 Unrealized
INTC INTEL CORP 0.7%
Value ($000) $2,977 Shares 78,860 Est. Cost $25.26 Unrealized +13.3%
NVDA NVIDIA CORP 0.7%
Value ($000) $2,835 Shares 41,370 Est. Cost $0.52 Unrealized +177.8%
GOOGL ALPHABET INC 0.7%
Value ($000) $2,814 Shares 3,500 Est. Cost $36.89 Unrealized +5.2%
STT STATE STR CORP 0.7%
Value ($000) $2,811 Shares 40,370 Est. Cost $51.46 Unrealized -3.4%
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.7%
Value ($000) $2,768 Shares 90,480 Est. Cost $22.42 Unrealized
WT WISDOMTREE INVTS INC 0.7%
Value ($000) $2,687 Shares 261,150 Est. Cost $14.86 Unrealized -29.9%
CMCSA COMCAST CORP NEW 0.7%
Value ($000) $2,648 Shares 39,910 Est. Cost $22.22 Unrealized +19.8%
BA BOEING CO 0.7%
Value ($000) $2,635 Shares 20,000 Est. Cost $116.87 Unrealized +3.4%
AMAT APPLIED MATLS INC 0.7%
Value ($000) $2,609 Shares 86,540 Est. Cost $17.70 Unrealized +41.9%
ICE INTERCONTINENTAL EXCHANGE IN 0.6%
Value ($000) $2,567 Shares 9,530 Est. Cost $39.08 Unrealized +23.9%
PYPL PAYPAL HLDGS INC 0.6%
Value ($000) $2,538 Shares 61,940 Est. Cost $35.87 Unrealized +6.9%
ROP ROPER TECHNOLOGIES INC 0.6%
Value ($000) $2,493 Shares 13,660 Est. Cost $151.95 Unrealized +8.5%
ORCL ORACLE CORP 0.6%
Value ($000) $2,460 Shares 62,640 Est. Cost $34.72 Unrealized +2.0%
GILD GILEAD SCIENCES INC 0.6%
Value ($000) $2,362 Shares 29,850 Est. Cost $69.14 Unrealized -16.4%
TGNA TEGNA INC 0.6%
Value ($000) $2,339 Shares 106,980 Est. Cost $17.14 Unrealized -18.0%
VERIFONE SYS INC 0.5%
Value ($000) $2,100 Shares 133,430 Est. Cost $24.74 Unrealized
DHR DANAHER CORP DEL 0.5%
Value ($000) $2,075 Shares 26,470 Est. Cost $34.48 Unrealized +95.1%
CTSH COGNIZANT TECHNOLOGY SOLUTIO 0.5%
Value ($000) $1,947 Shares 40,810 Est. Cost $55.21 Unrealized -8.6%
SUNPOWER CORP 0.4%
Value ($000) $1,735 Shares 194,477 Est. Cost $21.48 Unrealized
FTV FORTIVE CORP 0.2%
Value ($000) $674 Shares 13,235 Est. Cost $30.87 Unrealized 0.0%
SEDG SOLAREDGE TECHNOLOGIES INC 0.1%
Value ($000) $231 Shares 13,400 Est. Cost $20.14 Unrealized -12.5%
AMP AMERIPRISE FINL INC 0.1%
Value ($000) $219 Shares 2,200 Est. Cost $86.04 Unrealized -6.9%
FORTRESS INVESTMENT GROUP LL 0.1%
Value ($000) $218 Shares 44,120 Est. Cost $7.19 Unrealized
AMG AFFILIATED MANAGERS GROUP 0.1%
Value ($000) $216 Shares 1,490 Est. Cost $183.70 Unrealized -24.6%
AB ALLIANCEBERNSTEIN HOLDING LP 0.1%
Value ($000) $211 Shares 9,240 Est. Cost $24.36 Unrealized
CSIQ CANADIAN SOLAR INC 0.1%
Value ($000) $209 Shares 15,200 Est. Cost $23.58 Unrealized -41.6%
FSLR FIRST SOLAR INC 0.1%
Value ($000) $209 Shares 5,300 Est. Cost $50.90 Unrealized -18.6%
BLACKROCK INC 0.1%
Value ($000) $203 Shares 560 Est. Cost $310.55 Unrealized
RJF RAYMOND JAMES FINANCIAL INC 0.1%
Value ($000) $203 Shares 3,480 Est. Cost $28.75 Unrealized +11.5%
CIG COMPANHIA ENERGETICA DE MINA 0.1%
Value ($000) $200 Shares 77,256 Est. Cost $4.36 Unrealized
NDAQ NASDAQ INC 0.1%
Value ($000) $199 Shares 2,950 Est. Cost $11.03 Unrealized +80.0%
KKR & CO L P DEL 0.0%
Value ($000) $197 Shares 13,800 Est. Cost $22.48 Unrealized
JKS JINKOSOLAR HLDG CO LTD 0.0%
Value ($000) $196 Shares 12,390 Est. Cost $20.44 Unrealized
ORA ORMAT TECHNOLOGIES INC 0.0%
Value ($000) $195 Shares 4,020 Est. Cost $22.95 Unrealized +93.3%
BEN FRANKLIN RES INC 0.0%
Value ($000) $194 Shares 5,440 Est. Cost $31.13 Unrealized -29.1%
BLACKSTONE GROUP L P 0.0%
Value ($000) $187 Shares 7,340 Est. Cost $31.44 Unrealized
TROW PRICE T ROWE GROUP INC 0.0%
Value ($000) $186 Shares 2,800 Est. Cost $53.41 Unrealized -7.5%
ACGP ASSOCIATED CAP GROUP INC 0.0%
Value ($000) $106 Shares 3,000 Est. Cost $27.05 Unrealized +5.4%
OCH ZIFF CAP MGMT GROUP 0.0%
Value ($000) $101 Shares 23,200 Est. Cost $12.04 Unrealized
ENPH ENPHASE ENERGY INC 0.0%
Value ($000) $98 Shares 83,400 Est. Cost $4.46 Unrealized -60.5%
GAMI GAMCO INVESTORS INC 0.0%
Value ($000) $85 Shares 3,000 Est. Cost $29.53 Unrealized -18.8%
NTES NETEASE INC 0.0%
Value ($000) $24 Shares 100 Est. Cost $79.77 Unrealized
DIEBOLD INC 0.0%
Value ($000) $1 Shares 49 Est. Cost $20.41 Unrealized