Location: Santa Barbara, CA
CIK: 0001422508 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 21, 2014
Total Value: $165M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWF | ISHARES RUSSELL 1000 GROWTH ET | 180,100 | $16.5M | 10.0% | $91.63 * | $18.33 | +25.0% | OTHER | 464287614 |
| EFA | ISHARES MSCI EAFE ETF | 193,434 | $12.4M | 7.5% | $64.12 | $60.47 | +6.0% | OTHER | 464287465 |
| IJH | ISHARES CORE S&P MID-CAP ETF | 81,246 | $11.11M | 6.7% | $136.73 * | $23.43 | +16.7% | OTHER | 464287507 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 93,744 | $9.383M | 5.7% | $100.09 | $84.15 | +18.9% | OTHER | 464287598 |
| SPY | SPDR S&P 500 ETF TRUST | 43,983 | $8.666M | 5.3% | $197.03 | $162.23 | +21.4% | OTHER | 78462F103 |
| IWO | ISHARES RUSSELL 2000 GROWTH ET | 26,938 | $3.494M | 2.1% | $129.71 | $109.44 | +18.5% | OTHER | 464287648 |
| IWM | ISHARES RUSSELL 2000 ETF | 29,872 | $3.267M | 2.0% | $109.37 | $97.66 | +12.0% | OTHER | 464287655 |
| JNJ | JOHNSON & JOHNSON | 30,309 | $3.231M | 2.0% | $106.60 * | $62.74 | +24.3% | COMMON STOCK | 478160104 |
| RWR | SPDR DOW JONES REIT ETF | 40,473 | $3.23M | 2.0% | $79.81 | $78.59 | +1.5% | OTHER | 78464A607 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US | 57,745 | $2.843M | 1.7% | $49.23 | $46.78 | +5.3% | OTHER | 922042775 |
| BDN | BRANDYWINE RLTY TR NEW | 200,000 | $2.814M | 1.7% | $14.07 | $13.52 | — | OTHER | 105368203 |
| XOM | EXXON MOBIL CORPORATION | 29,460 | $2.77M | 1.7% | $94.03 * | $54.93 | +6.1% | COMMON STOCK | 30231G102 |
| — | ALERIAN MLP ETF | 126,446 | $2.424M | 1.5% | $19.17 | $18.15 | — | OTHER | 00162Q866 |
| IVV | ISHARES CORE S&P 500 ETF | 11,621 | $2.304M | 1.4% | $198.26 | $168.84 | +17.4% | OTHER | 464287200 |
| — | APPLE INC | 22,415 | $2.259M | 1.4% | $100.78 | $143.85 | — | COMMON STOCK | 37833100 |
| CVX | CHEVRON CORPORATION | 18,883 | $2.253M | 1.4% | $119.31 * | $71.52 | +3.1% | COMMON STOCK | 166764100 |
| VO | VANGUARD IND FD MID-CAP | 18,912 | $2.219M | 1.3% | $117.33 * | $24.79 | +18.3% | OTHER | 922908629 |
| — | JPMORGAN ALERIAN MLP INDEX FUN | 38,726 | $2.056M | 1.2% | $53.09 | $46.55 | — | OTHER | 46625H365 |
| IYW | ISHARES DJ US TECHNOLOGY SEC E | 17,508 | $1.764M | 1.1% | $100.75 * | $18.58 | +35.6% | OTHER | 464287721 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 6,688 | $1.667M | 1.0% | $249.25 | $216.60 | +15.1% | OTHER | 78467Y107 |
| PFE | PFIZER INC | 55,140 | $1.631M | 1.0% | $29.58 * | $16.50 | +6.0% | COMMON STOCK | 717081103 |
| DGS | WISDOMTREE EMERGING MKTS S/C D | 33,523 | $1.549M | 0.9% | $46.21 | $46.79 | -1.2% | OTHER | 97717W281 |
| KO | COCA COLA CO COM | 35,010 | $1.494M | 0.9% | $42.67 * | $27.82 | +7.6% | COMMON STOCK | 191216100 |
| XBI | SPDR S&P BIOTECH ETF | 9,349 | $1.458M | 0.9% | $155.95 * | $35.14 | +47.9% | OTHER | 78464A870 |
| DVY | ISHARES DJ SELECT DIVIDEND ETF | 18,937 | $1.399M | 0.8% | $73.88 | $64.72 | +14.1% | OTHER | 464287168 |
| WFC | WELLS FARGO & CO NEW | 26,544 | $1.377M | 0.8% | $51.88 * | $28.45 | +33.0% | COMMON STOCK | 949746101 |
| VB | VANGUARD SMALL-CAP ETF | 11,134 | $1.232M | 0.7% | $110.65 | $92.50 | +19.6% | OTHER | 922908751 |
| — | COVIDIEN PLC | 13,470 | $1.165M | 0.7% | $86.49 | $62.76 | — | OTHER | G2554F113 |
| — | KINDER MORGAN ENERGY PARTNERS | 12,426 | $1.159M | 0.7% | $93.27 | $84.93 | — | COMMON STOCK | 494550106 |
| EPD | ENTERPRISE PRODS PARTNERS LP | 27,088 | $1.092M | 0.7% | $40.31 | $51.88 | — | COMMON STOCK | 293792107 |
| PSEC | PROSPECT CAPITAL CORPORATION | 107,646 | $1.066M | 0.6% | $9.90 * | $2.48 | +0.3% | COMMON STOCK | 74348T102 |
| — | POWERSHARES S&P SC HEALTH CARE | 18,891 | $1.041M | 0.6% | $55.11 | $43.02 | — | OTHER | 73937B886 |
| EMLP | FIRST TRUST NORTH AMERICAN E | 37,461 | $1.017M | 0.6% | $27.15 | $24.82 | +9.4% | OTHER | 33738D101 |
| — | GENERAL ELECTRIC CORP | 39,340 | $1.008M | 0.6% | $25.62 | $23.28 | — | COMMON STOCK | 369604103 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 15,333 | $980K | 0.6% | $63.91 | $47.90 | +33.4% | OTHER | 81369Y209 |
| PG | PROCTER & GAMBLE COMPANY | 10,811 | $905K | 0.5% | $83.71 * | $56.84 | +7.5% | COMMON STOCK | 742718109 |
| LQD | ISHARES IBOXX INV GRD CORP BON | 7,552 | $893K | 0.5% | $118.25 | $118.90 | -0.6% | OTHER | 464287242 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BD IND | 8,493 | $880K | 0.5% | $103.61 | $105.62 | -1.9% | OTHER | 72201R783 |
| COST | COSTCO WHSL CORP NEW | 6,994 | $876K | 0.5% | $125.25 * | $86.86 | +16.0% | COMMON STOCK | 22160K105 |
| — | ANADARKO PETE CORP COM | 8,273 | $839K | 0.5% | $101.41 | $79.31 | — | COMMON STOCK | 32511107 |
| IBM | IBM CORPORATION | 4,301 | $817K | 0.5% | $189.96 * | $116.81 | -2.3% | COMMON STOCK | 459200101 |
| VZ | VERIZON COMMUNICATIONS | 16,333 | $817K | 0.5% | $50.02 * | $27.10 | +3.2% | COMMON STOCK | 92343V104 |
| VWO | VANGUARD FTSE EMERGING MARKETS | 18,706 | $780K | 0.5% | $41.70 | $42.60 | -2.1% | OTHER | 922042858 |
| EMR | EMERSON ELECTRIC | 12,113 | $758K | 0.5% | $62.58 * | $41.29 | +11.9% | COMMON STOCK | 291011104 |
| IWN | ISHARES RUSSEL 2000 VALUE ETF | 8,093 | $757K | 0.5% | $93.54 | $85.66 | +9.2% | OTHER | 464287630 |
| INTC | INTEL CORP | 20,714 | $721K | 0.4% | $34.81 * | $17.82 | +48.9% | COMMON STOCK | 458140100 |
| DIS | WALT DISNEY COMPANY | 8,063 | $718K | 0.4% | $89.05 * | $57.66 | +38.8% | COMMON STOCK | 254687106 |
| HYG | ISHARES IBOXX H/Y CORP BOND ET | 7,662 | $705K | 0.4% | $92.01 | $93.90 | -2.1% | OTHER | 464288513 |
| — | SUNOCO LOGISTICS PARTNERS LP | 14,468 | $698K | 0.4% | $48.24 | $55.78 | — | COMMON STOCK | 86764L108 |
| — | AVERY DENNISON CORP | 15,600 | $697K | 0.4% | $44.68 | $50.19 | — | COMMON STOCK | 53611109 |
| BMY | BRISTOL MYERS SQUIBB CO | 13,603 | $696K | 0.4% | $51.17 * | $29.23 | +19.9% | COMMON STOCK | 110122108 |
| XLY | CONSUMER DISCRETIONARY SELT | 10,359 | $691K | 0.4% | $66.71 * | $27.68 | +20.5% | OTHER | 81369Y407 |
| ABBV | ABBVIE INC | 11,877 | $686K | 0.4% | $57.76 * | $26.97 | +35.8% | COMMON STOCK | 00287Y109 |
| RWX | SPDR DJ WILSHIRE INTL REAL EST | 16,481 | $682K | 0.4% | $41.38 | $43.31 | -4.4% | OTHER | 78463X863 |
| XLP | CONSUMER STAPLES SELECT SECTOR | 15,114 | $682K | 0.4% | $45.12 | $40.69 | +10.9% | OTHER | 81369Y308 |
| MSFT | MICROSOFT CORP | 14,420 | $669K | 0.4% | $46.39 * | $27.71 | +41.7% | COMMON STOCK | 594918104 |
| SLB | SCHLUMBERGER LTD | 6,532 | $664K | 0.4% | $101.65 * | $58.86 | +26.3% | COMMON STOCK | 806857108 |
| EEM | ISHARES MSCI EMERGING MKT ETF | 15,393 | $640K | 0.4% | $41.58 | $41.84 | -0.7% | OTHER | 464287234 |
| UNP | UNION PAC CORP | 5,820 | $631K | 0.4% | $108.42 * | $66.92 | +26.1% | COMMON STOCK | 907818108 |
| PEP | PEPSICO INC | 6,624 | $617K | 0.4% | $93.15 * | $58.39 | +13.8% | COMMON STOCK | 713448108 |
| — | POWERSHARES QQQ TRUST | 6,047 | $597K | 0.4% | $98.73 | $72.98 | — | OTHER | 73935A104 |
| IHI | ISHARES DJ US MEDICAL DEVICE E | 5,745 | $571K | 0.3% | $99.39 * | $12.96 | +27.9% | OTHER | 464288810 |
| V | VISA INC-CLASS A | 2,677 | $571K | 0.3% | $213.30 * | $48.07 | +2.5% | COMMON STOCK | 92826C839 |
| TLT | ISHARES BARCLAYS 20+ YEAR TR E | 4,854 | $564K | 0.3% | $116.19 | $115.05 | +1.1% | OTHER | 464287432 |
| — | DU PONT E I DE NEMOURS & CO | 7,655 | $550K | 0.3% | $71.85 | $54.46 | — | COMMON STOCK | 263534109 |
| XLU | UTILITIES SELECT SECTOR SPDR | 12,808 | $539K | 0.3% | $42.08 * | $19.60 | +7.4% | OTHER | 81369Y886 |
| T | AT & T INC | 15,162 | $534K | 0.3% | $35.22 * | $11.46 | +4.1% | COMMON STOCK | 00206R102 |
| — | ABBOTT LABS INC | 12,827 | $533K | 0.3% | $41.55 | $38.33 | — | COMMON STOCK | 2824100 |
| — | ISHARES FTSE NAREIT MTG REITS | 43,942 | $518K | 0.3% | $11.79 | $11.79 | — | OTHER | 464288539 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 22,324 | $517K | 0.3% | $23.16 * | $15.72 | +19.7% | OTHER | 81369Y605 |
| MCD | MCDONALDS CORP | 5,446 | $516K | 0.3% | $94.75 * | $73.46 | -3.1% | COMMON STOCK | 580135101 |
| VNQ | VANGUARD REIT ETF | 7,160 | $514K | 0.3% | $71.79 | $71.10 | +1.1% | OTHER | 922908553 |
| GILD | GILEAD SCIENCES INC COM | 4,684 | $498K | 0.3% | $106.32 * | $50.10 | +47.6% | COMMON STOCK | 375558103 |
| IWC | ISHARES RUSSELL MICROCAP ETF | 6,911 | $480K | 0.3% | $69.45 | $67.70 | +2.7% | OTHER | 464288869 |
| — | NUVEEN INS CA T/F ADV MUN FD | 33,816 | $471K | 0.3% | $13.93 | $12.36 | — | OTHER | 670651108 |
| VTI | VANGUARD TOTAL STOCK MARKET ET | 4,633 | $469K | 0.3% | $101.23 | $85.12 | +18.9% | OTHER | 922908769 |
| ORCL | ORACLE CORPORATION COM | 11,920 | $456K | 0.3% | $38.26 * | $28.01 | +15.5% | COMMON STOCK | 68389X105 |
| — | POWERSHARES NYM OIL & GAS SV | 17,951 | $454K | 0.3% | $25.29 | $23.02 | — | OTHER | 73935X625 |
| IJK | ISHARES S&P MIDCAP 400/GRWTH E | 2,921 | $442K | 0.3% | $151.32 * | $35.92 | +5.4% | OTHER | 464287606 |
| OMC | OMNICOM GROUP, INC. | 6,137 | $423K | 0.3% | $68.93 * | $42.13 | +12.5% | COMMON STOCK | 681919106 |
| — | AMGEN INC | 2,979 | $418K | 0.3% | $140.32 | $114.52 | — | COMMON STOCK | 31162100 |
| — | BERKSHIRE HATHAWAY INC CLASS A | 2 | $414K | 0.3% | $207000.00 | $190000.00 | — | COMMON STOCK | 84670108 |
| IJR | ISHARES CORE S&P SMALL-CAP ETF | 3,967 | $414K | 0.3% | $104.36 * | $52.80 | -1.2% | OTHER | 464287804 |
| — | AMERICAN EXPRESS CO | 4,675 | $409K | 0.2% | $87.49 | $90.68 | — | COMMON STOCK | 25816109 |
| MMM | 3M CO | 2,850 | $404K | 0.2% | $141.75 * | $66.88 | +23.4% | COMMON STOCK | 88579Y101 |
| CVS | CVS HEALTH CORP | 5,068 | $403K | 0.2% | $79.52 * | $44.40 | +30.8% | COMMON STOCK | 126650100 |
| PM | PHILIP MORRIS INTERNATIONAL | 4,817 | $402K | 0.2% | $83.45 * | $48.98 | -2.5% | COMMON STOCK | 718172109 |
| — | LEGACY RESERVES LP | 13,400 | $398K | 0.2% | $29.70 | $26.60 | — | COMMON STOCK | 524707304 |
| — | FLAH & CRUM PFD SECU INCOME FU | 20,584 | $397K | 0.2% | $19.29 | $18.75 | — | OTHER | 338478100 |
| — | REGENCY ENERGY PARTNERS LP | 12,170 | $397K | 0.2% | $32.62 | $26.97 | — | COMMON STOCK | 75885Y107 |
| QCOM | QUALCOMM INC | 5,288 | $395K | 0.2% | $74.70 * | $46.75 | +16.3% | COMMON STOCK | 747525103 |
| IVW | ISHARES S&P 500 GROWTH ETF | 3,630 | $388K | 0.2% | $106.89 * | $22.81 | +17.1% | OTHER | 464287309 |
| — | GOOGLE INC-CL A | 655 | $386K | 0.2% | $589.31 | $919.02 | — | COMMON STOCK | 38259P508 |
| — | AUTOMATIC DATA PROCESSING INC | 4,646 | $386K | 0.2% | $83.08 | $81.58 | — | COMMON STOCK | 53015103 |
| COP | CONOCOPHILLIPS | 5,034 | $385K | 0.2% | $76.48 * | $51.03 | +4.0% | COMMON STOCK | 20825C104 |
| — | UNITED TECHNOLOGIES CORP | 3,567 | $377K | 0.2% | $105.69 | $96.06 | — | COMMON STOCK | 913017109 |
| VIG | VANGUARD DIVIDEND APPREC ETF | 4,892 | $376K | 0.2% | $76.86 | $67.53 | +13.9% | OTHER | 921908844 |
| KBE | KBW BANK ETF | 11,514 | $367K | 0.2% | $31.87 | $27.34 | +16.7% | OTHER | 78464A797 |
| WDC | WESTERN DIGITAL CORP | 3,760 | $365K | 0.2% | $97.07 * | $54.43 | +12.2% | COMMON STOCK | 958102105 |
| — | KINDER MORGAN MANAGEMENT LLC | 3,767 | $355K | 0.2% | $94.24 | $83.50 | — | COMMON STOCK | 49455U100 |
| — | EV ENERGY PARTNERS LP | 9,963 | $353K | 0.2% | $35.43 | $37.36 | — | COMMON STOCK | 26926V107 |
| HD | HOME DEPOT INC | 3,837 | $352K | 0.2% | $91.74 * | $56.46 | +24.9% | COMMON STOCK | 437076102 |
| — | JOHNSON CTLS INC | 7,945 | $349K | 0.2% | $43.93 | $48.71 | — | COMMON STOCK | 478366107 |
| — | ANIXTER INTERNATIONAL INC | 4,000 | $339K | 0.2% | $84.75 | $89.75 | — | COMMON STOCK | 35290105 |
| GUNR | FLEXSHARES GLOBAL UPSTREAM N | 9,541 | $328K | 0.2% | $34.38 | $34.07 | +1.0% | OTHER | 33939L407 |
| — | LYDALL INC | 11,994 | $324K | 0.2% | $27.01 | $14.59 | — | COMMON STOCK | 550819106 |
| M | MACY S INC | 5,563 | $323K | 0.2% | $58.06 | $50.08 | +16.2% | COMMON STOCK | 55616P104 |
| — | ALLSTATE CORP | 5,169 | $317K | 0.2% | $61.33 | $54.56 | — | COMMON STOCK | 20002101 |
| — | NATIONAL-OILWELL INC | 4,133 | $315K | 0.2% | $76.22 | $82.53 | — | COMMON STOCK | 637071101 |
| — | POWERSHARES DB COMMODITY IND | 13,477 | $313K | 0.2% | $23.22 | $25.16 | — | OTHER | 73935S105 |
| — | BERKSHIRE HATHAWAY INC-CL B | 2,243 | $310K | 0.2% | $138.21 | $119.44 | — | COMMON STOCK | 84670702 |
| HON | HONEYWELL INTERNATIONAL INC | 3,306 | $308K | 0.2% | $93.16 * | $62.32 | +6.3% | COMMON STOCK | 438516106 |
| TRN | TRINITY INDUSTRIES INC | 6,552 | $306K | 0.2% | $46.70 * | $20.50 | +16.8% | COMMON STOCK | 896522109 |
| — | GOOGLE INC CLASS C | 529 | $305K | 0.2% | $576.56 | $573.98 | — | COMMON STOCK | 38259P706 |
| CNK | CINEMARK HOLDING INC | 8,800 | $300K | 0.2% | $34.09 * | $23.13 | +21.5% | COMMON STOCK | 17243V102 |
| JPM | JP MORGAN CHASE & CO | 4,663 | $281K | 0.2% | $60.26 * | $40.14 | +10.7% | COMMON STOCK | 46625H100 |
| VFC | V.F. CORP | 4,237 | $279K | 0.2% | $65.85 * | $52.98 | +17.4% | COMMON STOCK | 918204108 |
| USB | US BANCORP | 6,629 | $277K | 0.2% | $41.79 * | $22.99 | +23.1% | COMMON STOCK | 902973304 |
| — | POWERSHARES DYN ENRG EXP PRO | 8,250 | $275K | 0.2% | $33.33 | $29.46 | — | OTHER | 73935X658 |
| DHR | DANAHER CORP | 3,583 | $272K | 0.2% | $75.91 * | $30.00 | +3.3% | COMMON STOCK | 235851102 |
| LLY | LILLY ELI & CO | 4,174 | $271K | 0.2% | $64.93 * | $51.38 | +2.8% | COMMON STOCK | 532457108 |
| PCG | PG & E CORP | 5,976 | $269K | 0.2% | $45.01 * | $38.88 | +3.8% | COMMON STOCK | 69331C108 |
| NKE | NIKE INC CLASS B COM | 2,964 | $264K | 0.2% | $89.07 * | $34.38 | +12.7% | COMMON STOCK | 654106103 |
| — | HEWLETT PACKARD CO | 7,365 | $261K | 0.2% | $35.44 | $35.44 | — | COMMON STOCK | 428236103 |
| — | SIGMA ALDRICH CORP | 1,910 | $260K | 0.2% | $136.13 | $101.42 | — | COMMON STOCK | 826552101 |
| — | AMERICAN WATER WORKS CO INC | 5,311 | $256K | 0.2% | $48.20 | $45.66 | — | COMMON STOCK | 30420103 |
| KMB | KIMBERLY-CLARK CORP | 2,350 | $253K | 0.2% | $107.66 * | $71.60 | -1.5% | COMMON STOCK | 494368103 |
| EPP | ISHARES MSCI PACIFIC EX-JAPAN | 5,400 | $249K | 0.2% | $46.11 | $50.04 | -7.9% | OTHER | 464286665 |
| VEA | VANGUARD FTSE DEVELOPED MARKET | 6,247 | $248K | 0.2% | $39.70 | $41.61 | -4.5% | OTHER | 921943858 |
| CTAS | CINTAS CORP | 3,456 | $244K | 0.1% | $70.60 * | $11.77 | +30.8% | COMMON STOCK | 172908105 |
| — | REGAL ENTERTAINMENT GROUP CL A | 12,000 | $239K | 0.1% | $19.92 | $17.93 | — | COMMON STOCK | 758766109 |
| NSC | NORFOLK SOUTHERN CORP | 2,106 | $235K | 0.1% | $111.59 * | $71.41 | +21.9% | COMMON STOCK | 655844108 |
| CNI | CANADIAN NATIONAL RAILWAY CO | 3,300 | $234K | 0.1% | $70.91 * | $48.29 | +20.0% | COMMON STOCK | 136375102 |
| MO | ALTRIA GROUP INC | 5,020 | $231K | 0.1% | $46.02 * | $20.68 | +8.2% | COMMON STOCK | 02209S103 |
| FISV | FISERV INC COM | 3,562 | $230K | 0.1% | $64.57 * | $26.98 | +19.8% | COMMON STOCK | 337738108 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 4,184 | $222K | 0.1% | $53.06 | $43.83 | +21.3% | OTHER | 81369Y704 |
| — | ROYAL DUTCH SHELL SPONS ADR | 2,790 | $212K | 0.1% | $75.99 | $73.12 | — | COMMON STOCK | 780259206 |
| GD | GENERAL DYNAMICS CORP | 1,668 | $212K | 0.1% | $127.10 * | $95.05 | +4.7% | COMMON STOCK | 369550108 |
| — | BB&T CORPORATION | 5,670 | $211K | 0.1% | $37.21 | $37.21 | — | COMMON STOCK | 54937107 |
| ETN | EATON CORP PLC | 3,310 | $210K | 0.1% | $63.44 * | $47.74 | +1.6% | OTHER | G29183103 |
| IJJ | ISHARES S&P MIDCAP 400/VALUE E | 1,748 | $210K | 0.1% | $120.14 * | $60.87 | -1.2% | OTHER | 464287705 |
| SEE | SEALED AIR CORP NEW | 6,000 | $209K | 0.1% | $34.83 * | $27.32 | +6.1% | COMMON STOCK | 81211K100 |
| — | EXPRESS SCRIPTS HLDG | 2,945 | $208K | 0.1% | $70.63 | $70.87 | — | COMMON STOCK | 30219G108 |
| — | SPECTRA ENERGY CORP WI | 5,244 | $206K | 0.1% | $39.28 | $39.28 | — | COMMON STOCK | 847560109 |
| — | MEAD JOHNSON NUTRITION CO | 2,129 | $205K | 0.1% | $96.29 | $96.29 | — | COMMON STOCK | 582839106 |
| GLD | SPDR GOLD TRUST | 1,758 | $204K | 0.1% | $116.04 | $123.29 | -5.7% | OTHER | 78463V107 |
| IVE | ISHARES S&P 500 VALUE ETF | 2,250 | $203K | 0.1% | $90.22 | $88.33 | +2.0% | OTHER | 464287408 |
| IJT | ISHARES S&P SMALLCAP/600 GROWT | 1,785 | $201K | 0.1% | $112.61 * | $58.01 | -3.0% | OTHER | 464287887 |
| — | NUVEEN CALIFORNIA MUNI VALUE F | 17,975 | $186K | 0.1% | $10.35 | $9.41 | — | OTHER | 67062C107 |
| — | ABERDEEN ASIA PAC PRIME INC | 14,000 | $83,000 | 0.1% | $5.93 | $6.29 | — | OTHER | 3009107 |