Location: Ramsey, NJ
CIK: 0001482611 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 7, 2020
Total Value: $120M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IUSB | iShares Core Total USD Bond Market ETF | 153,578 | $8.351M | 6.9% | $54.38 | $52.50 | — | Core Total USD | 46434V613 |
| PJAN | Innovator S&P 500 Pwr Buffer JAN | 280,823 | $8.233M | 6.8% | $29.32 | $25.06 | — | S&P 500 Power | 45782C508 |
| SCHP | Schwab US Tips Etf | 111,531 | $6.873M | 5.7% | $61.62 | $57.50 | — | US TIPS ETF | 808524870 |
| — | iShares Gold Trust | 365,468 | $6.574M | 5.5% | $17.99 | $15.12 | — | Ishares | 464285105 |
| MBB | iShares MBS | 58,445 | $6.452M | 5.4% | $110.39 | $110.43 | — | MBS ETF | 464288588 |
| XLK | Sector Spdr Tech Select | 38,400 | $4.481M | 3.7% | $116.69 | $46.09 | — | Technology | 81369Y803 |
| GOOGL | Alphabet Inc Class A | 2,635 | $3.861M | 3.2% | $1465.28 * | $60.08 | +25.9% | Cap Stk CL A | 02079K305 |
| PFF | iShares Preferred&Income Securities ETF | 67,959 | $2.477M | 2.1% | $36.45 | $34.63 | — | PFD and INCM SEC | 464288687 |
| AMZN | Amazon Com Inc | 783 | $2.465M | 2.0% | $3148.15 * | $72.66 | +117.0% | COM | 023135106 |
| T | A T & T Inc. | 78,893 | $2.249M | 1.9% | $28.51 * | $14.72 | +5.7% | COM | 00206R102 |
| QEFA | Spdr Msci Eafe | 33,817 | $2.091M | 1.7% | $61.83 | $63.87 | — | MSCI EAFE STRTGC | 78463X434 |
| DIS | Walt Disney Co | 16,780 | $2.082M | 1.7% | $124.08 | $102.94 | +18.6% | COM | 254687106 |
| — | Aberdeen Standard Glb Infr Incm | 118,381 | $2.072M | 1.7% | $17.50 | $17.50 | — | COM Shs Ben Int | 00326W106 |
| BRK/B | 1/100 Berkshire Htwy Cla | 5,405 | $2.047M | 1.7% | $378.72 * | $152.46 | +34.2% | CL A | 084670702 |
| NEAR | iShares Short Maturity Bond ETF | 40,865 | $2.047M | 1.7% | $50.09 | $48.49 | — | SHT MAT BD ETF | 46431W507 |
| VVVNF | Vivendi Sa Ord | 73,284 | $2.044M | 1.7% | $27.89 * | $2.49 | +0.3% | COM Disney | F97982106 |
| BMY | Bristol-Myers Squibb Co | 33,350 | $2.01M | 1.7% | $60.27 * | $37.25 | +30.5% | COM | 110122108 |
| — | Blackrock Capital Allocation Trust | 93,870 | $1.92M | 1.6% | $20.45 | $20.45 | — | COM | 09260U109 |
| STWD | Starwood Ppty TRUST Inc | 118,490 | $1.788M | 1.5% | $15.09 | $24.81 | — | Com | 85571B105 |
| PFE | Pfizer Incorporated | 48,558 | $1.782M | 1.5% | $36.70 * | $26.64 | +1.8% | Com | 717081103 |
| BAC | Bank Of America Corp | 73,402 | $1.768M | 1.5% | $24.09 * | $13.94 | +56.6% | Com | 060505104 |
| — | ViacomCBS Cl B Ord | 62,163 | $1.741M | 1.4% | $28.01 | $29.84 | — | CL B | 92556H206 |
| — | Invesco Bltshs 2020 Hgh Yld | 73,704 | $1.721M | 1.4% | $23.35 | $23.93 | — | GUG BUL 2020 HY | 46138J601 |
| ICSH | iShares Ultra Short-Term Bond ETF | 32,445 | $1.64M | 1.4% | $50.55 | $50.32 | — | Ultra Sh Trm Bd | 46434V878 |
| JPM | J P Morgan Chase & Co | 16,106 | $1.55M | 1.3% | $96.24 * | $83.28 | +2.6% | COM | 46625H100 |
| GS | Goldman Sachs Group Inc | 6,482 | $1.302M | 1.1% | $200.86 * | $169.10 | +5.8% | Com | 38141G104 |
| — | Discovery Holding Ser A | 57,795 | $1.258M | 1.0% | $21.77 | $19.96 | — | Com Ser A | 25470F104 |
| — | Angel Oak Dynamic Fin Str Incm | 70,592 | $1.257M | 1.0% | $17.81 | $17.81 | — | Com Ben Int | 03462A102 |
| PJUN | Innovator S&P 500 Pwr Buffer JUN | 43,048 | $1.249M | 1.0% | $29.01 | $28.06 | — | S&P 500 PWR BU | 45782C748 |
| IXP | iShares Global Comm Services ETF | 18,700 | $1.233M | 1.0% | $65.94 | $56.25 | — | GBL Comm SVC ETF | 464287275 |
| — | East Resources Acquisition Co Units | 120,762 | $1.218M | 1.0% | $10.09 | $10.09 | — | UNIT 07/01/2027 | 274681204 |
| — | Mylan Laboratories Inc | 81,924 | $1.214M | 1.0% | $14.82 | $14.89 | — | SHS EURO | N59465109 |
| GLW | Corning Inc | 37,418 | $1.212M | 1.0% | $32.39 * | $20.47 | +30.2% | COM | 219350105 |
| VZ | Verizon Communications | 20,242 | $1.204M | 1.0% | $59.48 * | $40.50 | +5.1% | COM | 92343V104 |
| C | Citigroup Inc | 27,560 | $1.188M | 1.0% | $43.11 * | $59.26 | -30.8% | Com | 172967424 |
| IBM | Intl Business Machines | 9,755 | $1.186M | 1.0% | $121.58 * | $94.71 | -0.9% | COM | 459200101 |
| — | CenturyLink Inc | 113,090 | $1.141M | 0.9% | $10.09 | $10.09 | — | COM | 156700106 |
| UJUN | Innovator S&P 500 Ultra Buffer ETF JUN | 39,654 | $1.082M | 0.9% | $27.29 | $26.75 | — | S&P 500 Ultra BF | 45782C730 |
| SPYM | Spdr Large Cap Etf | 26,220 | $1.031M | 0.9% | $39.32 | $31.74 | — | Portfolio LR ETF | 78464A854 |
| — | GS Acquistion Holdings | 91,465 | $1.027M | 0.9% | $11.23 | $11.23 | — | UNIT 99/99/9999 | 36258Q204 |
| IVV | iShares Core S&P 500 | 3,042 | $1.022M | 0.8% | $335.96 | $206.34 | — | Core S&P500 ETF | 464287200 |
| AAPL | Apple Inc | 8,304 | $961K | 0.8% | $115.73 * | $89.87 | +17.9% | Com | 037833100 |
| QUAL | iShares Edge MSCI USA Quality Factor ETF | 8,887 | $921K | 0.8% | $103.63 | $88.58 | — | USA Momentum FCT | 46432F339 |
| BP | BP plc | 52,355 | $914K | 0.8% | $17.46 | $17.46 | — | Sponsored ADR | 055622104 |
| XLF | Sector Spdr Fincl Select | 37,516 | $903K | 0.8% | $24.07 | $25.23 | — | SBI INT-Finl | 81369Y605 |
| EEMV | iShares Edge MSCI Min Vol Emrg Mkts ETF | 16,280 | $898K | 0.7% | $55.16 | $53.63 | — | Min Vol GBL ETF | 464286533 |
| XLY | Sector Spdr Consumer Fd | 5,686 | $835K | 0.7% | $146.85 | $95.97 | — | SBI CINS Discr | 81369Y407 |
| EJUL | Innovator MSCI Emrg Mkt Pwr Buffer JUL | 31,204 | $790K | 0.7% | $25.32 | $25.32 | — | MSCI EMGR MKT | 45782C714 |
| — | ETFMG Prime Cyber Security ETF | 16,897 | $786K | 0.7% | $46.52 | $34.27 | — | PRIME CYBR | 26924G201 |
| IJUL | Innovator MSCI EAFE Pwr Buffer JUL | 34,247 | $785K | 0.7% | $22.92 | $22.92 | — | MSCI EAFE PWR | 45782C722 |
| AMLP | Alps Alerian Mlp Etf | 36,076 | $720K | 0.6% | $19.96 | $19.96 | — | Alerian MLP | 00162Q452 |
| — | Blackrock Ehncd Intl Div | 136,286 | $718K | 0.6% | $5.27 | $5.15 | — | Com Bene Inter | 092524107 |
| UPS | United Parcel Service B | 3,647 | $607K | 0.5% | $166.44 * | $82.86 | +41.6% | CL B | 911312106 |
| SGDJ | Sprott Junior Gold Miners ETF | 13,057 | $580K | 0.5% | $44.42 | $38.92 | — | Jr Gold Miners E | 85210B201 |
| USMV | iShares Msci Usa Min | 8,989 | $572K | 0.5% | $63.63 | $60.13 | — | Min Vol USA ETF | 46429B697 |
| MCHI | iShares MSCI China ETF | 7,032 | $521K | 0.4% | $74.09 | $65.57 | — | MSCI China ETF | 46429B671 |
| ICLN | iShares Global Clean Energy | 27,905 | $515K | 0.4% | $18.46 | $12.58 | — | GL Clean Ene ETF | 464288224 |
| IYH | iShares US Healthcare | 2,215 | $503K | 0.4% | $227.09 | $215.59 | — | US HLTHCARE ETF | 464287762 |
| JNJ | Johnson & Johnson | 3,110 | $463K | 0.4% | $148.87 * | $90.41 | +40.5% | Com | 478160104 |
| PFEB | Innovator S&P 500 Pwr Buffer FEB | 18,315 | $462K | 0.4% | $25.23 | $21.64 | — | S&P 500 Power | 45782C417 |
| — | Uniti Group Inc | 43,777 | $461K | 0.4% | $10.53 | $9.83 | — | COM | 91325V108 |
| — | Blackrock Health Science | 9,645 | $413K | 0.3% | $42.82 | $37.25 | — | COM | 09250W107 |
| TSLA | Tesla Motors Inc | 955 | $409K | 0.3% | $428.27 * | $118.07 | 0.0% | COM | 88160R101 |
| KJUL | Innovator Russell 2000 Pwr Buffer JUL | 16,965 | $404K | 0.3% | $23.81 | $23.81 | — | Russell 2000 PWR | 45782C284 |
| IGF | iShares Global Infrastructure | 10,065 | $388K | 0.3% | $38.55 | $38.20 | — | GLB Infrastr ETF | 464288372 |
| EMIF | iShares Emerging Markets Infrastructure | 17,508 | $363K | 0.3% | $20.73 | $21.61 | — | Emer Mtk INT ETF | 464288216 |
| AQN | Algonquin Pwr &Utils | 24,390 | $354K | 0.3% | $14.51 * | $8.22 | +26.3% | COM | 015857105 |
| NVDA | Nvidia Corp | 650 | $351K | 0.3% | $540.00 * | $5.18 | +124.1% | COM | 67066G104 |
| JWS/U | Jaws Acquisition Corp | 28,650 | $317K | 0.3% | $11.06 | $10.40 | — | UNIT 99/99/9999 | G50744120 |
| — | Blackrock Ehncd Eqty Div | 41,105 | $300K | 0.2% | $7.30 | $7.81 | — | COM | 09251A104 |
| CNOB | Connectone Bancorp | 21,025 | $295K | 0.2% | $14.03 * | $19.48 | -35.7% | Com | 20786W107 |
| IRM | Iron Mountain Inc New | 10,460 | $280K | 0.2% | $26.77 * | $22.98 | -3.4% | Com | 46284V101 |
| BEP | Brookfield Renewable Partners LP | 5,238 | $275K | 0.2% | $52.50 | $52.50 | — | Partnership Unit | G16258108 |
| EQX | Equinox Gold Corp New | 23,347 | $273K | 0.2% | $11.69 * | $7.20 | +67.3% | COM | 29446Y502 |
| XIFR | Nextera Energy Partn Lp | 4,385 | $262K | 0.2% | $59.75 | $48.43 | +22.1% | Com Unit Part IN | 65341B106 |
| MSFT | Microsoft Corp | 1,238 | $260K | 0.2% | $210.02 * | $30.65 | +555.1% | Com | 594918104 |
| GENC | Gencor Industries Inc | 23,523 | $259K | 0.2% | $11.01 * | $8.64 | +41.2% | Com | 368678108 |
| NEE | Nextera Energy Inc | 908 | $252K | 0.2% | $277.53 * | $50.17 | +20.2% | COM | 65339F101 |
| PSEP | Innovator S&P 500 Pwr Buffer SEP | 9,515 | $250K | 0.2% | $26.27 | $26.27 | — | S&P 500 PWR | 45782C656 |
| PM | Philip Morris Intl Inc | 3,100 | $232K | 0.2% | $74.84 * | $61.68 | -4.6% | COM | 718172109 |
| HROW | Harrow Health Inc | 38,370 | $214K | 0.2% | $5.58 * | $5.46 | +10.0% | Com | 415858109 |
| PJUL | Innovator S&P 500 Pwr Buffer JUL | 7,665 | $212K | 0.2% | $27.66 | $27.66 | — | S&P 500 PWR | 45782C813 |
| PDEC | Innovator S&P 500 Pwr Buffer DEC | 7,595 | $210K | 0.2% | $27.65 | $26.73 | — | S&P 500 PWR BU | 45782C540 |
| — | Enzo Biochem Inc | 99,791 | $210K | 0.2% | $2.10 | $7.47 | — | COM | 294100102 |
| DMRC | Digimarc Corp New | 9,390 | $209K | 0.2% | $22.26 * | $15.77 | 0.0% | COM | 25381B101 |
| — | Duff & Phelps Glbl Util | 13,889 | $143K | 0.1% | $10.30 | $11.85 | — | COM | 26433C105 |
| — | Colony Capital Inc New | 36,373 | $99,000 | 0.1% | $2.72 | $2.80 | — | CL A Com | 19626G108 |
| — | Kayne Anderson Mlp Midst | 16,129 | $64,000 | 0.1% | $3.97 | $13.79 | — | COM | 486606106 |
| RENO | Biohitech Global Inc | 18,092 | $26,000 | 0.0% | $1.44 * | $1.59 | 0.0% | COM | 09074B107 |