M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Jan 29, 2016

Total Value: $100M (100.0% shares, 0.0% debt)

Holdings (37)

WLFC Willis Lease Finance Corp 9.3%

Value $9.316M Shares 463,478 Share Price $20.10 Est. Cost/Share $14.15 Unrealized @ Report Date +42.1%

— PEOPLES UTAH BANCORP COM 8.4%

Value $8.432M Shares 489,922 Share Price $17.21 Est. Cost/Share $17.21 Unrealized @ Report Date —

— OCEAN SHORE HLDG CO NEW COM 7.4%

Value $7.436M Shares 433,609 Share Price $17.15 Est. Cost/Share $13.82 Unrealized @ Report Date —

— First Niagara Financial Group Inc 6.3%

Value $6.353M Shares 585,500 Share Price $10.85 Est. Cost/Share $10.85 Unrealized @ Report Date —

CMA Comerica Inc 6.1%

Value $6.103M Shares 145,900 Share Price $41.83 * Est. Cost/Share $29.51 Unrealized @ Report Date -3.9%

— HF Financial Corp 5.5%

Value $5.568M Shares 294,774 Share Price $18.89 Est. Cost/Share $13.01 Unrealized @ Report Date —

CFNB California First National Bancorp 4.9%

Value $4.913M Shares 371,644 Share Price $13.22 * Est. Cost/Share $11.44 Unrealized @ Report Date -7.1%

FUNC FIRST UTD CORP COM 4.8%

Value $4.822M Shares 412,175 Share Price $11.70 * Est. Cost/Share $7.38 Unrealized @ Report Date +23.5%

— AMERICAN RIVER BANKSHARES COM 4.4%

Value $4.391M Shares 414,982 Share Price $10.58 Est. Cost/Share $10.58 Unrealized @ Report Date —

FFWM FIRST FNDTN INC COM 3.4%

Value $3.39M Shares 143,724 Share Price $23.59 * Est. Cost/Share $10.67 Unrealized @ Report Date 0.0%

— TWO RIV BANCORP COM 3.4%

Value $3.387M Shares 340,401 Share Price $9.95 Est. Cost/Share $6.34 Unrealized @ Report Date —

— RIVER VY BANCORP COM 3.0%

Value $3.009M Shares 84,857 Share Price $35.46 Est. Cost/Share $35.46 Unrealized @ Report Date —

— DNB FINL CORP COM 2.4%

Value $2.367M Shares 80,240 Share Price $29.50 Est. Cost/Share $29.50 Unrealized @ Report Date —

— MALVERN BANCORP INC COM 2.3%

Value $2.302M Shares 131,095 Share Price $17.56 Est. Cost/Share $17.56 Unrealized @ Report Date —

— STONEGATE MTG CORP COM 2.2%

Value $2.255M Shares 413,822 Share Price $5.45 Est. Cost/Share $5.45 Unrealized @ Report Date —

— Middleburg Financial Corp 2.2%

Value $2.223M Shares 120,299 Share Price $18.48 Est. Cost/Share $18.48 Unrealized @ Report Date —

— Beneficial Mutual Bancorp Inc 2.1%

Value $2.088M Shares 156,771 Share Price $13.32 Est. Cost/Share $13.32 Unrealized @ Report Date —

ASRV AMERISERV FINL INC COM 2.0%

Value $2.048M Shares 640,151 Share Price $3.20 * Est. Cost/Share $2.45 Unrealized @ Report Date -2.4%

— BankFinancial Corp 1.8%

Value $1.806M Shares 143,029 Share Price $12.63 Est. Cost/Share $8.50 Unrealized @ Report Date —

ZION ZIONS BANCORPORATION COM 1.8%

Value $1.775M Shares 65,000 Share Price $27.31 Est. Cost/Share $28.71 Unrealized @ Report Date -4.9%

— Fox Chase Bancorp Inc 1.7%

Value $1.728M Shares 85,189 Share Price $20.28 Est. Cost/Share $20.28 Unrealized @ Report Date —

PFBX PEOPLES FINL CORP MISS COM 1.7%

Value $1.711M Shares 190,087 Share Price $9.00 * Est. Cost/Share $8.28 Unrealized @ Report Date 0.0%

— CENTURY BANCORP INC MASS CL A NON VTG 1.6%

Value $1.636M Shares 37,645 Share Price $43.46 Est. Cost/Share $43.46 Unrealized @ Report Date —

— PSB Holdings PSB Holdings, Inc. 1.4%

Value $1.453M Shares 143,190 Share Price $10.15 Est. Cost/Share $10.15 Unrealized @ Report Date —

— MAGYAR BANCORP INC COM 1.3%

Value $1.334M Shares 135,459 Share Price $9.85 Est. Cost/Share $9.12 Unrealized @ Report Date —

FRBKQ REPUBLIC FIRST BANCORP INC COM 1.1%

Value $1.086M Shares 250,701 Share Price $4.33 Est. Cost/Share $2.90 Unrealized @ Report Date +49.4%

SFBC SOUND FINL BANCORP INC COM 1.1%

Value $1.083M Shares 47,836 Share Price $22.64 * Est. Cost/Share $17.73 Unrealized @ Report Date +5.9%

— HopFed Bancorp Inc 1.0%

Value $966K Shares 80,509 Share Price $12.00 Est. Cost/Share $10.80 Unrealized @ Report Date —

PROV PROVIDENT FINL HLDGS INC COM 0.9%

Value $952K Shares 50,380 Share Price $18.90 Est. Cost/Share $17.68 Unrealized @ Report Date +6.8%

CBFV CB FINL SVCS INC COM 0.9%

Value $859K Shares 37,486 Share Price $22.92 * Est. Cost/Share $14.65 Unrealized @ Report Date +5.5%

— HMN Financial Inc 0.7%

Value $705K Shares 61,075 Share Price $11.54 Est. Cost/Share $11.54 Unrealized @ Report Date —

— Westfield Financial Inc 0.7%

Value $699K Shares 83,229 Share Price $8.40 Est. Cost/Share $8.40 Unrealized @ Report Date —

CHMG CHEMUNG FINL CORP COM 0.6%

Value $618K Shares 22,474 Share Price $27.50 * Est. Cost/Share $20.53 Unrealized @ Report Date +1.3%

— First Financial Northwest Inc 0.6%

Value $581K Shares 41,604 Share Price $13.97 Est. Cost/Share $13.97 Unrealized @ Report Date —

BCBP BCB BANCORP INC COM 0.4%

Value $406K Shares 39,041 Share Price $10.40 * Est. Cost/Share $6.30 Unrealized @ Report Date +0.0%

— PROVIDENT BANCORP INC COM 0.3%

Value $344K Shares 26,452 Share Price $13.00 Est. Cost/Share $13.00 Unrealized @ Report Date —

— GEORGETOWN BANCORP INC 0.3%

Value $313K Shares 16,518 Share Price $18.95 Est. Cost/Share $18.95 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
WLFC	Willis Lease Finance Corp	463,478	$9.316M	9.3%	$20.10	$14.15	+42.1%	COMMON	970646105
—	PEOPLES UTAH BANCORP COM	489,922	$8.432M	8.4%	$17.21	$17.21	—	COMMON	712706209
—	OCEAN SHORE HLDG CO NEW COM	433,609	$7.436M	7.4%	$17.15	$13.82	—	COMMON	67501R103
—	First Niagara Financial Group Inc	585,500	$6.353M	6.3%	$10.85	$10.85	—	COMMON	33582V108
CMA	Comerica Inc	145,900	$6.103M	6.1%	$41.83 *	$29.51	-3.9%	COMMON	200340107
—	HF Financial Corp	294,774	$5.568M	5.5%	$18.89	$13.01	—	COMMON	404172108
CFNB	California First National Bancorp	371,644	$4.913M	4.9%	$13.22 *	$11.44	-7.1%	COMMON	130222102
FUNC	FIRST UTD CORP COM	412,175	$4.822M	4.8%	$11.70 *	$7.38	+23.5%	COMMON	33741H107
—	AMERICAN RIVER BANKSHARES COM	414,982	$4.391M	4.4%	$10.58	$10.58	—	COMMON	029326105
FFWM	FIRST FNDTN INC COM	143,724	$3.39M	3.4%	$23.59 *	$10.67	0.0%	COMMON	32026V104
—	TWO RIV BANCORP COM	340,401	$3.387M	3.4%	$9.95	$6.34	—	COMMON	90207C105
—	RIVER VY BANCORP COM	84,857	$3.009M	3.0%	$35.46	$35.46	—	COMMON	768475105
—	DNB FINL CORP COM	80,240	$2.367M	2.4%	$29.50	$29.50	—	COMMON	233237106
—	MALVERN BANCORP INC COM	131,095	$2.302M	2.3%	$17.56	$17.56	—	COMMON	561409103
—	STONEGATE MTG CORP COM	413,822	$2.255M	2.2%	$5.45	$5.45	—	COMMON	86181Q300
—	Middleburg Financial Corp	120,299	$2.223M	2.2%	$18.48	$18.48	—	COMMON	596094102
—	Beneficial Mutual Bancorp Inc	156,771	$2.088M	2.1%	$13.32	$13.32	—	COMMON	08171T102
ASRV	AMERISERV FINL INC COM	640,151	$2.048M	2.0%	$3.20 *	$2.45	-2.4%	COMMON	03074A102
—	BankFinancial Corp	143,029	$1.806M	1.8%	$12.63	$8.50	—	COMMON	06643P104
ZION	ZIONS BANCORPORATION COM	65,000	$1.775M	1.8%	$27.31	$28.71	-4.9%	COMMON	989701107
—	Fox Chase Bancorp Inc	85,189	$1.728M	1.7%	$20.28	$20.28	—	COMMON	35137T108
PFBX	PEOPLES FINL CORP MISS COM	190,087	$1.711M	1.7%	$9.00 *	$8.28	0.0%	COMMON	71103B102
—	CENTURY BANCORP INC MASS CL A NON VTG	37,645	$1.636M	1.6%	$43.46	$43.46	—	COMMON	156432106
—	PSB Holdings PSB Holdings, Inc.	143,190	$1.453M	1.4%	$10.15	$10.15	—	COMMON	69360W108
—	MAGYAR BANCORP INC COM	135,459	$1.334M	1.3%	$9.85	$9.12	—	COMMON	55977T109
FRBKQ	REPUBLIC FIRST BANCORP INC COM	250,701	$1.086M	1.1%	$4.33	$2.90	+49.4%	COMMON	760416107
SFBC	SOUND FINL BANCORP INC COM	47,836	$1.083M	1.1%	$22.64 *	$17.73	+5.9%	COMMON	83607A100
—	HopFed Bancorp Inc	80,509	$966K	1.0%	$12.00	$10.80	—	COMMON	439734104
PROV	PROVIDENT FINL HLDGS INC COM	50,380	$952K	0.9%	$18.90	$17.68	+6.8%	COMMON	743868101
CBFV	CB FINL SVCS INC COM	37,486	$859K	0.9%	$22.92 *	$14.65	+5.5%	COMMON	12479G101
—	HMN Financial Inc	61,075	$705K	0.7%	$11.54	$11.54	—	COMMON	40424G108
—	Westfield Financial Inc	83,229	$699K	0.7%	$8.40	$8.40	—	COMMON	96008P104
CHMG	CHEMUNG FINL CORP COM	22,474	$618K	0.6%	$27.50 *	$20.53	+1.3%	COMMON	164024101
—	First Financial Northwest Inc	41,604	$581K	0.6%	$13.97	$13.97	—	COMMON	32022K102
BCBP	BCB BANCORP INC COM	39,041	$406K	0.4%	$10.40 *	$6.30	+0.0%	COMMON	055298103
—	PROVIDENT BANCORP INC COM	26,452	$344K	0.3%	$13.00	$13.00	—	COMMON	74383X109
—	GEORGETOWN BANCORP INC	16,518	$313K	0.3%	$18.95	$18.95	—	COMMON	372591107