M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 9, 2016

Total Value: $109M (100.0% shares, 0.0% debt)

Holdings (37)

CMA Comerica Inc 9.0%

Value $9.824M Shares 238,846 Share Price $41.13 * Est. Cost/Share $28.06 Unrealized @ Report Date +0.4%

ZION ZIONS BANCORPORATION COM 7.6%

Value $8.343M Shares 332,000 Share Price $25.13 Est. Cost/Share $24.09 Unrealized @ Report Date +4.3%

— PEOPLES UTAH BANCORP COM 7.3%

Value $8.025M Shares 483,447 Share Price $16.60 Est. Cost/Share $17.07 Unrealized @ Report Date —

— Middleburg Financial Corp 6.8%

Value $7.404M Shares 272,204 Share Price $27.20 Est. Cost/Share $23.28 Unrealized @ Report Date —

— OCEAN SHORE HLDG CO NEW COM 6.6%

Value $7.252M Shares 427,611 Share Price $16.96 Est. Cost/Share $13.82 Unrealized @ Report Date —

CFNB California First National Bancorp 5.2%

Value $5.695M Shares 385,582 Share Price $14.77 * Est. Cost/Share $11.42 Unrealized @ Report Date +2.4%

CFG CITIZENS FINL GROUP INC COM 4.9%

Value $5.345M Shares 267,500 Share Price $19.98 * Est. Cost/Share $14.89 Unrealized @ Report Date -6.4%

— AMERICAN RIVER BANKSHARES COM 4.2%

Value $4.61M Shares 449,131 Share Price $10.26 Est. Cost/Share $10.55 Unrealized @ Report Date —

FUNC FIRST UTD CORP COM 4.1%

Value $4.487M Shares 455,949 Share Price $9.84 * Est. Cost/Share $7.45 Unrealized @ Report Date +2.9%

— INVESTORS BANCORP INC NEW COM 3.3%

Value $3.656M Shares 330,000 Share Price $11.08 Est. Cost/Share $11.30 Unrealized @ Report Date —

CHMG CHEMUNG FINL CORP COM 3.2%

Value $3.51M Shares 119,576 Share Price $29.35 * Est. Cost/Share $21.12 Unrealized @ Report Date +7.0%

— TWO RIV BANCORP COM 2.9%

Value $3.222M Shares 296,712 Share Price $10.86 Est. Cost/Share $6.37 Unrealized @ Report Date —

FFWM FIRST FNDTN INC COM 2.9%

Value $3.209M Shares 149,269 Share Price $21.50 * Est. Cost/Share $10.41 Unrealized @ Report Date -2.8%

— First Financial Northwest Inc 2.8%

Value $3.067M Shares 230,985 Share Price $13.28 Est. Cost/Share $13.34 Unrealized @ Report Date —

— STONEGATE MTG CORP COM 2.6%

Value $2.838M Shares 844,527 Share Price $3.36 Est. Cost/Share $4.78 Unrealized @ Report Date —

— Premier Financial Bancorp, Inc 2.3%

Value $2.564M Shares 152,182 Share Price $16.85 Est. Cost/Share $16.48 Unrealized @ Report Date —

— CENTURY BANCORP INC MASS CL A NON VTG 2.1%

Value $2.271M Shares 53,641 Share Price $42.34 Est. Cost/Share $42.09 Unrealized @ Report Date —

PFBX PEOPLES FINL CORP MISS COM 2.1%

Value $2.268M Shares 220,174 Share Price $10.30 * Est. Cost/Share $8.31 Unrealized @ Report Date +7.9%

ASRV AMERISERV FINL INC COM 2.0%

Value $2.211M Shares 732,262 Share Price $3.02 * Est. Cost/Share $2.43 Unrealized @ Report Date -6.8%

SFBC SOUND FINL BANCORP INC COM 1.9%

Value $2.09M Shares 87,272 Share Price $23.95 * Est. Cost/Share $18.57 Unrealized @ Report Date +7.6%

— Codorus Valley Bancorp, Inc 1.7%

Value $1.88M Shares 92,283 Share Price $20.37 Est. Cost/Share $20.34 Unrealized @ Report Date —

BANX STONECASTLE FINANCIAL CORP 1.7%

Value $1.834M Shares 100,000 Share Price $18.34 * Est. Cost/Share $6.77 Unrealized @ Report Date +14.6%

— Westfield Financial Inc 1.6%

Value $1.757M Shares 228,238 Share Price $7.70 Est. Cost/Share $8.11 Unrealized @ Report Date —

— Fox Chase Bancorp Inc 1.6%

Value $1.733M Shares 85,189 Share Price $20.34 Est. Cost/Share $20.28 Unrealized @ Report Date —

— CHICOPEE BANCORP INC COM 1.4%

Value $1.487M Shares 81,453 Share Price $18.26 Est. Cost/Share $18.26 Unrealized @ Report Date —

— PB Bancorp Inc 1.3%

Value $1.394M Shares 165,579 Share Price $8.42 Est. Cost/Share $8.40 Unrealized @ Report Date —

— MAGYAR BANCORP INC COM 1.2%

Value $1.36M Shares 137,327 Share Price $9.90 Est. Cost/Share $9.13 Unrealized @ Report Date —

— DNB FINL CORP COM 1.0%

Value $1.145M Shares 48,519 Share Price $23.60 Est. Cost/Share $29.50 Unrealized @ Report Date —

— HMN Financial Inc 1.0%

Value $1.074M Shares 79,101 Share Price $13.58 Est. Cost/Share $11.51 Unrealized @ Report Date —

PROV PROVIDENT FINL HLDGS INC COM 0.8%

Value $858K Shares 46,908 Share Price $18.29 Est. Cost/Share $17.70 Unrealized @ Report Date +3.4%

— HopFed Bancorp Inc 0.7%

Value $801K Shares 69,127 Share Price $11.59 Est. Cost/Share $10.80 Unrealized @ Report Date —

LARK LANDMARK BANCORP INC 0.5%

Value $533K Shares 21,026 Share Price $25.35 * Est. Cost/Share $18.93 Unrealized @ Report Date -0.2%

— Community West Bancshares 0.4%

Value $471K Shares 63,993 Share Price $7.36 Est. Cost/Share $7.36 Unrealized @ Report Date —

WLFC Willis Lease Finance Corp 0.4%

Value $396K Shares 17,794 Share Price $22.25 Est. Cost/Share $14.15 Unrealized @ Report Date +57.1%

— GEORGETOWN BANCORP INC 0.3%

Value $339K Shares 16,699 Share Price $20.30 Est. Cost/Share $18.99 Unrealized @ Report Date —

— GREEN BANCORP INC COM 0.2%

Value $217K Shares 24,936 Share Price $8.70 Est. Cost/Share $8.70 Unrealized @ Report Date —

— PRUDENTIAL BANCORP INC NEW COM 0.2%

Value $184K Shares 13,046 Share Price $14.10 Est. Cost/Share $14.10 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CMA	Comerica Inc	238,846	$9.824M	9.0%	$41.13 *	$28.06	+0.4%	COMMON	200340107
ZION	ZIONS BANCORPORATION COM	332,000	$8.343M	7.6%	$25.13	$24.09	+4.3%	COMMON	989701107
—	PEOPLES UTAH BANCORP COM	483,447	$8.025M	7.3%	$16.60	$17.07	—	COMMON	712706209
—	Middleburg Financial Corp	272,204	$7.404M	6.8%	$27.20	$23.28	—	COMMON	596094102
—	OCEAN SHORE HLDG CO NEW COM	427,611	$7.252M	6.6%	$16.96	$13.82	—	COMMON	67501R103
CFNB	California First National Bancorp	385,582	$5.695M	5.2%	$14.77 *	$11.42	+2.4%	COMMON	130222102
CFG	CITIZENS FINL GROUP INC COM	267,500	$5.345M	4.9%	$19.98 *	$14.89	-6.4%	COMMON	174610105
—	AMERICAN RIVER BANKSHARES COM	449,131	$4.61M	4.2%	$10.26	$10.55	—	COMMON	029326105
FUNC	FIRST UTD CORP COM	455,949	$4.487M	4.1%	$9.84 *	$7.45	+2.9%	COMMON	33741H107
—	INVESTORS BANCORP INC NEW COM	330,000	$3.656M	3.3%	$11.08	$11.30	—	COMMON	46146L101
CHMG	CHEMUNG FINL CORP COM	119,576	$3.51M	3.2%	$29.35 *	$21.12	+7.0%	COMMON	164024101
—	TWO RIV BANCORP COM	296,712	$3.222M	2.9%	$10.86	$6.37	—	COMMON	90207C105
FFWM	FIRST FNDTN INC COM	149,269	$3.209M	2.9%	$21.50 *	$10.41	-2.8%	COMMON	32026V104
—	First Financial Northwest Inc	230,985	$3.067M	2.8%	$13.28	$13.34	—	COMMON	32022K102
—	STONEGATE MTG CORP COM	844,527	$2.838M	2.6%	$3.36	$4.78	—	COMMON	86181Q300
—	Premier Financial Bancorp, Inc	152,182	$2.564M	2.3%	$16.85	$16.48	—	COMMON	74050M105
—	CENTURY BANCORP INC MASS CL A NON VTG	53,641	$2.271M	2.1%	$42.34	$42.09	—	COMMON	156432106
PFBX	PEOPLES FINL CORP MISS COM	220,174	$2.268M	2.1%	$10.30 *	$8.31	+7.9%	COMMON	71103B102
ASRV	AMERISERV FINL INC COM	732,262	$2.211M	2.0%	$3.02 *	$2.43	-6.8%	COMMON	03074A102
SFBC	SOUND FINL BANCORP INC COM	87,272	$2.09M	1.9%	$23.95 *	$18.57	+7.6%	COMMON	83607A100
—	Codorus Valley Bancorp, Inc	92,283	$1.88M	1.7%	$20.37	$20.34	—	COMMON	192025104
BANX	STONECASTLE FINANCIAL CORP	100,000	$1.834M	1.7%	$18.34 *	$6.77	+14.6%	COMMON	861780104
—	Westfield Financial Inc	228,238	$1.757M	1.6%	$7.70	$8.11	—	COMMON	96008P104
—	Fox Chase Bancorp Inc	85,189	$1.733M	1.6%	$20.34	$20.28	—	COMMON	35137T108
—	CHICOPEE BANCORP INC COM	81,453	$1.487M	1.4%	$18.26	$18.26	—	COMMON	168565109
—	PB Bancorp Inc	165,579	$1.394M	1.3%	$8.42	$8.40	—	COMMON	70454T100
—	MAGYAR BANCORP INC COM	137,327	$1.36M	1.2%	$9.90	$9.13	—	COMMON	55977T109
—	DNB FINL CORP COM	48,519	$1.145M	1.0%	$23.60	$29.50	—	COMMON	233237106
—	HMN Financial Inc	79,101	$1.074M	1.0%	$13.58	$11.51	—	COMMON	40424G108
PROV	PROVIDENT FINL HLDGS INC COM	46,908	$858K	0.8%	$18.29	$17.70	+3.4%	COMMON	743868101
—	HopFed Bancorp Inc	69,127	$801K	0.7%	$11.59	$10.80	—	COMMON	439734104
LARK	LANDMARK BANCORP INC	21,026	$533K	0.5%	$25.35 *	$18.93	-0.2%	COMMON	51504L107
—	Community West Bancshares	63,993	$471K	0.4%	$7.36	$7.36	—	COMMON	204157101
WLFC	Willis Lease Finance Corp	17,794	$396K	0.4%	$22.25	$14.15	+57.1%	COMMON	970646105
—	GEORGETOWN BANCORP INC	16,699	$339K	0.3%	$20.30	$18.99	—	COMMON	372591107
—	GREEN BANCORP INC COM	24,936	$217K	0.2%	$8.70	$8.70	—	COMMON	39260X100
—	PRUDENTIAL BANCORP INC NEW COM	13,046	$184K	0.2%	$14.10	$14.10	—	COMMON	74431A101