M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 10, 2016

Total Value: $102M (100.0% shares, 0.0% debt)

Holdings (31)

CMA Comerica Inc 11.1%

Value $11.3M Shares 238,846 Share Price $47.32 * Est. Cost/Share $28.06 Unrealized @ Report Date +16.1%

— Middleburg Financial Corp 8.1%

Value $8.191M Shares 289,622 Share Price $28.28 Est. Cost/Share $23.58 Unrealized @ Report Date —

ZION ZIONS BANCORPORATION COM 8.0%

Value $8.127M Shares 262,000 Share Price $31.02 Est. Cost/Share $24.09 Unrealized @ Report Date +28.8%

FUNC FIRST UTD CORP COM 5.6%

Value $5.691M Shares 459,654 Share Price $12.38 * Est. Cost/Share $7.45 Unrealized @ Report Date +29.4%

— PEOPLES UTAH BANCORP COM 5.4%

Value $5.467M Shares 268,633 Share Price $20.35 Est. Cost/Share $17.07 Unrealized @ Report Date —

CFNB California First National Bancorp 5.3%

Value $5.381M Shares 385,482 Share Price $13.96 * Est. Cost/Share $11.42 Unrealized @ Report Date +4.3%

CFG CITIZENS FINL GROUP INC COM 5.3%

Value $5.362M Shares 217,000 Share Price $24.71 * Est. Cost/Share $14.89 Unrealized @ Report Date +16.4%

— AMERICAN RIVER BANKSHARES COM 5.0%

Value $5.076M Shares 468,288 Share Price $10.84 Est. Cost/Share $10.57 Unrealized @ Report Date —

— OCEAN SHORE HLDG CO NEW COM 4.3%

Value $4.34M Shares 191,632 Share Price $22.65 Est. Cost/Share $13.82 Unrealized @ Report Date —

— STONEGATE MTG CORP COM 4.2%

Value $4.269M Shares 932,091 Share Price $4.58 Est. Cost/Share $4.76 Unrealized @ Report Date —

CHMG CHEMUNG FINL CORP COM 3.6%

Value $3.607M Shares 124,409 Share Price $28.99 * Est. Cost/Share $21.19 Unrealized @ Report Date +6.3%

— RANDOLPH BANCORP INC 3.2%

Value $3.201M Shares 234,840 Share Price $13.63 Est. Cost/Share $13.63 Unrealized @ Report Date —

ASRV AMERISERV FINL INC COM 2.7%

Value $2.772M Shares 834,800 Share Price $3.32 * Est. Cost/Share $2.43 Unrealized @ Report Date +3.2%

PFBX PEOPLES FINL CORP MISS COM 2.7%

Value $2.698M Shares 253,056 Share Price $10.66 * Est. Cost/Share $8.45 Unrealized @ Report Date +10.6%

FFWM FIRST FNDTN INC COM 2.4%

Value $2.465M Shares 99,926 Share Price $24.67 * Est. Cost/Share $10.41 Unrealized @ Report Date +4.8%

— CHICOPEE BANCORP INC COM 2.4%

Value $2.416M Shares 130,570 Share Price $18.50 Est. Cost/Share $18.35 Unrealized @ Report Date —

— TWO RIV BANCORP COM 2.3%

Value $2.38M Shares 206,628 Share Price $11.52 Est. Cost/Share $6.37 Unrealized @ Report Date —

— CENTURY BANCORP INC MASS CL A NON VTG 2.3%

Value $2.296M Shares 50,654 Share Price $45.33 Est. Cost/Share $42.09 Unrealized @ Report Date —

SFBC SOUND FINL BANCORP INC COM 2.1%

Value $2.113M Shares 87,272 Share Price $24.21 * Est. Cost/Share $18.57 Unrealized @ Report Date +10.3%

— Codorus Valley Bancorp, Inc 2.0%

Value $1.984M Shares 90,680 Share Price $21.88 Est. Cost/Share $20.34 Unrealized @ Report Date —

BANX STONECASTLE FINANCIAL CORP 1.8%

Value $1.867M Shares 100,000 Share Price $18.67 * Est. Cost/Share $6.77 Unrealized @ Report Date +19.0%

— PB Bancorp Inc 1.8%

Value $1.858M Shares 214,026 Share Price $8.68 Est. Cost/Share $8.46 Unrealized @ Report Date —

— MAGYAR BANCORP INC COM 1.5%

Value $1.486M Shares 147,242 Share Price $10.09 Est. Cost/Share $9.20 Unrealized @ Report Date —

— Westfield Financial Inc 1.4%

Value $1.437M Shares 187,876 Share Price $7.65 Est. Cost/Share $8.11 Unrealized @ Report Date —

— Premier Financial Bancorp, Inc 1.3%

Value $1.345M Shares 78,470 Share Price $17.14 Est. Cost/Share $16.48 Unrealized @ Report Date —

— DNB FINL CORP COM 1.2%

Value $1.228M Shares 48,519 Share Price $25.31 Est. Cost/Share $29.50 Unrealized @ Report Date —

— HMN Financial Inc 1.1%

Value $1.123M Shares 79,101 Share Price $14.20 Est. Cost/Share $11.51 Unrealized @ Report Date —

— HopFed Bancorp Inc 0.7%

Value $718K Shares 64,127 Share Price $11.20 Est. Cost/Share $10.80 Unrealized @ Report Date —

LARK LANDMARK BANCORP INC 0.6%

Value $606K Shares 22,880 Share Price $26.49 * Est. Cost/Share $18.97 Unrealized @ Report Date +4.2%

— Community West Bancshares 0.5%

Value $525K Shares 63,993 Share Price $8.20 Est. Cost/Share $7.36 Unrealized @ Report Date —

— PRUDENTIAL BANCORP INC NEW COM 0.2%

Value $189K Shares 13,046 Share Price $14.49 Est. Cost/Share $14.10 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CMA	Comerica Inc	238,846	$11.3M	11.1%	$47.32 *	$28.06	+16.1%	COMMON	200340107
—	Middleburg Financial Corp	289,622	$8.191M	8.1%	$28.28	$23.58	—	COMMON	596094102
ZION	ZIONS BANCORPORATION COM	262,000	$8.127M	8.0%	$31.02	$24.09	+28.8%	COMMON	989701107
FUNC	FIRST UTD CORP COM	459,654	$5.691M	5.6%	$12.38 *	$7.45	+29.4%	COMMON	33741H107
—	PEOPLES UTAH BANCORP COM	268,633	$5.467M	5.4%	$20.35	$17.07	—	COMMON	712706209
CFNB	California First National Bancorp	385,482	$5.381M	5.3%	$13.96 *	$11.42	+4.3%	COMMON	130222102
CFG	CITIZENS FINL GROUP INC COM	217,000	$5.362M	5.3%	$24.71 *	$14.89	+16.4%	COMMON	174610105
—	AMERICAN RIVER BANKSHARES COM	468,288	$5.076M	5.0%	$10.84	$10.57	—	COMMON	029326105
—	OCEAN SHORE HLDG CO NEW COM	191,632	$4.34M	4.3%	$22.65	$13.82	—	COMMON	67501R103
—	STONEGATE MTG CORP COM	932,091	$4.269M	4.2%	$4.58	$4.76	—	COMMON	86181Q300
CHMG	CHEMUNG FINL CORP COM	124,409	$3.607M	3.6%	$28.99 *	$21.19	+6.3%	COMMON	164024101
—	RANDOLPH BANCORP INC	234,840	$3.201M	3.2%	$13.63	$13.63	—	COMMON	752378109
ASRV	AMERISERV FINL INC COM	834,800	$2.772M	2.7%	$3.32 *	$2.43	+3.2%	COMMON	03074A102
PFBX	PEOPLES FINL CORP MISS COM	253,056	$2.698M	2.7%	$10.66 *	$8.45	+10.6%	COMMON	71103B102
FFWM	FIRST FNDTN INC COM	99,926	$2.465M	2.4%	$24.67 *	$10.41	+4.8%	COMMON	32026V104
—	CHICOPEE BANCORP INC COM	130,570	$2.416M	2.4%	$18.50	$18.35	—	COMMON	168565109
—	TWO RIV BANCORP COM	206,628	$2.38M	2.3%	$11.52	$6.37	—	COMMON	90207C105
—	CENTURY BANCORP INC MASS CL A NON VTG	50,654	$2.296M	2.3%	$45.33	$42.09	—	COMMON	156432106
SFBC	SOUND FINL BANCORP INC COM	87,272	$2.113M	2.1%	$24.21 *	$18.57	+10.3%	COMMON	83607A100
—	Codorus Valley Bancorp, Inc	90,680	$1.984M	2.0%	$21.88	$20.34	—	COMMON	192025104
BANX	STONECASTLE FINANCIAL CORP	100,000	$1.867M	1.8%	$18.67 *	$6.77	+19.0%	COMMON	861780104
—	PB Bancorp Inc	214,026	$1.858M	1.8%	$8.68	$8.46	—	COMMON	70454T100
—	MAGYAR BANCORP INC COM	147,242	$1.486M	1.5%	$10.09	$9.20	—	COMMON	55977T109
—	Westfield Financial Inc	187,876	$1.437M	1.4%	$7.65	$8.11	—	COMMON	96008P104
—	Premier Financial Bancorp, Inc	78,470	$1.345M	1.3%	$17.14	$16.48	—	COMMON	74050M105
—	DNB FINL CORP COM	48,519	$1.228M	1.2%	$25.31	$29.50	—	COMMON	233237106
—	HMN Financial Inc	79,101	$1.123M	1.1%	$14.20	$11.51	—	COMMON	40424G108
—	HopFed Bancorp Inc	64,127	$718K	0.7%	$11.20	$10.80	—	COMMON	439734104
LARK	LANDMARK BANCORP INC	22,880	$606K	0.6%	$26.49 *	$18.97	+4.2%	COMMON	51504L107
—	Community West Bancshares	63,993	$525K	0.5%	$8.20	$7.36	—	COMMON	204157101
—	PRUDENTIAL BANCORP INC NEW COM	13,046	$189K	0.2%	$14.49	$14.10	—	COMMON	74431A101