M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 7, 2017

Total Value: $113M (100.0% shares, 0.0% debt)

Holdings (32)

CMA Comerica Inc 10.0%

Value $11.3M Shares 165,846 Est. Cost $28.06 Unrealized +43.9%

— Middleburg Financial Corp 8.4%

Value $9.458M Shares 272,169 Est. Cost $23.58 Unrealized —

CFG CITIZENS FINL GROUP INC COM 6.8%

Value $7.725M Shares 216,800 Est. Cost $14.89 Unrealized +43.3%

ZION ZIONS BANCORPORATION COM 6.8%

Value $7.704M Shares 179,000 Est. Cost $24.09 Unrealized +52.9%

FUNC FIRST UTD CORP COM 6.7%

Value $7.517M Shares 471,272 Est. Cost $7.52 Unrealized +33.5%

CFNB California First National Bancorp 5.4%

Value $6.061M Shares 387,295 Est. Cost $11.42 Unrealized +6.6%

— AMERICAN RIVER BANKSHARES COM 5.4%

Value $6.035M Shares 399,381 Est. Cost $10.57 Unrealized —

— STONEGATE MTG CORP COM 4.8%

Value $5.405M Shares 905,436 Est. Cost $4.76 Unrealized —

CHMG CHEMUNG FINL CORP COM 4.0%

Value $4.522M Shares 124,411 Est. Cost $21.19 Unrealized +15.9%

WNEB WESTERN NEW ENGLAND BANCORP 4.0%

Value $4.506M Shares 481,968 Est. Cost $6.49 Unrealized 0.0%

PFBX PEOPLES FINL CORP MISS COM 3.6%

Value $4.029M Shares 249,463 Est. Cost $8.45 Unrealized +31.5%

WFC WELLS FARGO & CO NEW COM 3.5%

Value $3.913M Shares 71,000 Est. Cost $39.03 Unrealized 0.0%

— RANDOLPH BANCORP INC 3.4%

Value $3.784M Shares 234,740 Est. Cost $13.63 Unrealized —

— PEOPLES UTAH BANCORP COM 3.0%

Value $3.434M Shares 127,905 Est. Cost $17.07 Unrealized —

ASRV AMERISERV FINL INC COM 2.7%

Value $3.09M Shares 835,225 Est. Cost $2.43 Unrealized +7.8%

SFBC SOUND FINL BANCORP INC COM 2.3%

Value $2.589M Shares 92,473 Est. Cost $18.76 Unrealized +17.0%

FFWM FIRST FNDTN INC COM 1.9%

Value $2.161M Shares 75,834 Est. Cost $10.41 Unrealized +17.0%

— PB Bancorp Inc 1.9%

Value $2.12M Shares 214,226 Est. Cost $8.46 Unrealized —

— CENTURY BANCORP INC MASS CL A NON VTG 1.8%

Value $2.077M Shares 34,616 Est. Cost $42.09 Unrealized —

BANX STONECASTLE FINANCIAL CORP 1.7%

Value $1.897M Shares 101,486 Est. Cost $6.79 Unrealized +17.8%

— Astoria Financial Corp 1.7%

Value $1.865M Shares 100,000 Est. Cost $18.65 Unrealized —

— TWO RIV BANCORP COM 1.6%

Value $1.841M Shares 123,407 Est. Cost $6.37 Unrealized —

— DNB FINL CORP COM 1.6%

Value $1.807M Shares 63,621 Est. Cost $29.24 Unrealized —

— MAGYAR BANCORP INC COM 1.6%

Value $1.749M Shares 145,778 Est. Cost $9.20 Unrealized —

— Codorus Vy Bancorp Inc 1.4%

Value $1.572M Shares 54,979 Est. Cost $20.34 Unrealized —

— HMN Financial Inc 1.2%

Value $1.347M Shares 76,994 Est. Cost $11.51 Unrealized —

— HopFed Bancorp Inc 0.7%

Value $829K Shares 61,627 Est. Cost $10.80 Unrealized —

— Premier Finl Bancorp Inc 0.5%

Value $619K Shares 30,786 Est. Cost $16.48 Unrealized —

— Community West Bancshares 0.5%

Value $604K Shares 65,389 Est. Cost $7.40 Unrealized —

— FBR & CO COM NEW 0.5%

Value $534K Shares 41,074 Est. Cost $13.00 Unrealized —

LARK LANDMARK BANCORP INC 0.4%

Value $486K Shares 17,352 Est. Cost $18.97 Unrealized +6.2%

— GEORGETOWN BANCORP INC 0.2%

Value $214K Shares 8,291 Est. Cost $25.81 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
CMA	Comerica Inc	165,846	$11.3M	10.0%	$28.06	+43.9%	COMMON	200340107
—	Middleburg Financial Corp	272,169	$9.458M	8.4%	$23.58	—	COMMON	596094102
CFG	CITIZENS FINL GROUP INC COM	216,800	$7.725M	6.8%	$14.89	+43.3%	COMMON	174610105
ZION	ZIONS BANCORPORATION COM	179,000	$7.704M	6.8%	$24.09	+52.9%	COMMON	989701107
FUNC	FIRST UTD CORP COM	471,272	$7.517M	6.7%	$7.52	+33.5%	COMMON	33741H107
CFNB	California First National Bancorp	387,295	$6.061M	5.4%	$11.42	+6.6%	COMMON	130222102
—	AMERICAN RIVER BANKSHARES COM	399,381	$6.035M	5.4%	$10.57	—	COMMON	029326105
—	STONEGATE MTG CORP COM	905,436	$5.405M	4.8%	$4.76	—	COMMON	86181Q300
CHMG	CHEMUNG FINL CORP COM	124,411	$4.522M	4.0%	$21.19	+15.9%	COMMON	164024101
WNEB	WESTERN NEW ENGLAND BANCORP	481,968	$4.506M	4.0%	$6.49	0.0%	COMMON	958892101
PFBX	PEOPLES FINL CORP MISS COM	249,463	$4.029M	3.6%	$8.45	+31.5%	COMMON	71103B102
WFC	WELLS FARGO & CO NEW COM	71,000	$3.913M	3.5%	$39.03	0.0%	COMMON	949746101
—	RANDOLPH BANCORP INC	234,740	$3.784M	3.4%	$13.63	—	COMMON	752378109
—	PEOPLES UTAH BANCORP COM	127,905	$3.434M	3.0%	$17.07	—	COMMON	712706209
ASRV	AMERISERV FINL INC COM	835,225	$3.09M	2.7%	$2.43	+7.8%	COMMON	03074A102
SFBC	SOUND FINL BANCORP INC COM	92,473	$2.589M	2.3%	$18.76	+17.0%	COMMON	83607A100
FFWM	FIRST FNDTN INC COM	75,834	$2.161M	1.9%	$10.41	+17.0%	COMMON	32026V104
—	PB Bancorp Inc	214,226	$2.12M	1.9%	$8.46	—	COMMON	70454T100
—	CENTURY BANCORP INC MASS CL A NON VTG	34,616	$2.077M	1.8%	$42.09	—	COMMON	156432106
BANX	STONECASTLE FINANCIAL CORP	101,486	$1.897M	1.7%	$6.79	+17.8%	COMMON	861780104
—	Astoria Financial Corp	100,000	$1.865M	1.7%	$18.65	—	COMMON	046265104
—	TWO RIV BANCORP COM	123,407	$1.841M	1.6%	$6.37	—	COMMON	90207C105
—	DNB FINL CORP COM	63,621	$1.807M	1.6%	$29.24	—	COMMON	233237106
—	MAGYAR BANCORP INC COM	145,778	$1.749M	1.6%	$9.20	—	COMMON	55977T109
—	Codorus Vy Bancorp Inc	54,979	$1.572M	1.4%	$20.34	—	COMMON	192025104
—	HMN Financial Inc	76,994	$1.347M	1.2%	$11.51	—	COMMON	40424G108
—	HopFed Bancorp Inc	61,627	$829K	0.7%	$10.80	—	COMMON	439734104
—	Premier Finl Bancorp Inc	30,786	$619K	0.5%	$16.48	—	COMMON	74050M105
—	Community West Bancshares	65,389	$604K	0.5%	$7.40	—	COMMON	204157101
—	FBR & CO COM NEW	41,074	$534K	0.5%	$13.00	—	COMMON	30247C400
LARK	LANDMARK BANCORP INC	17,352	$486K	0.4%	$18.97	+6.2%	COMMON	51504L107
—	GEORGETOWN BANCORP INC	8,291	$214K	0.2%	$25.81	—	COMMON	372591107