M3F, Inc. Diversified Active

Location: Salt Lake City, UT

CIK: 0001511291 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 12, 2017

Total Value: $94.67M (100.0% shares, 0.0% debt)

Holdings (32)

FUNC FIRST UTD CORP COM 9.6%

Value $9.107M Shares 628,078 Share Price $14.50 * Est. Cost/Share $8.44 Unrealized @ Report Date +33.9%

— Middleburg Financial Corp 9.1%

Value $8.66M Shares 216,282 Share Price $40.04 Est. Cost/Share $23.58 Unrealized @ Report Date —

CMA Comerica Inc 8.2%

Value $7.746M Shares 112,946 Share Price $68.58 * Est. Cost/Share $28.06 Unrealized @ Report Date +69.3%

CFG CITIZENS FINL GROUP INC COM 7.5%

Value $7.145M Shares 206,800 Share Price $34.55 * Est. Cost/Share $14.89 Unrealized @ Report Date +64.2%

CFNB California First National Bancorp 6.7%

Value $6.366M Shares 392,933 Share Price $16.20 * Est. Cost/Share $11.45 Unrealized @ Report Date +15.7%

ZION ZIONS BANCORPORATION COM 6.1%

Value $5.788M Shares 137,800 Share Price $42.00 Est. Cost/Share $24.09 Unrealized @ Report Date +74.3%

CHMG CHEMUNG FINL CORP COM 4.8%

Value $4.588M Shares 116,149 Share Price $39.50 * Est. Cost/Share $21.19 Unrealized @ Report Date +46.9%

— STONEGATE MTG CORP COM 3.9%

Value $3.701M Shares 464,934 Share Price $7.96 Est. Cost/Share $4.76 Unrealized @ Report Date —

— RANDOLPH BANCORP INC 3.8%

Value $3.638M Shares 234,740 Share Price $15.50 Est. Cost/Share $13.63 Unrealized @ Report Date —

PFBX PEOPLES FINL CORP MISS COM 3.5%

Value $3.353M Shares 222,778 Share Price $15.05 * Est. Cost/Share $8.45 Unrealized @ Report Date +61.4%

ASRV AMERISERV FINL INC COM 3.3%

Value $3.093M Shares 824,815 Share Price $3.75 * Est. Cost/Share $2.43 Unrealized @ Report Date +17.5%

WNEB WESTERN NEW ENGLAND BANCORP 3.1%

Value $2.975M Shares 283,298 Share Price $10.50 * Est. Cost/Share $6.49 Unrealized @ Report Date +27.7%

SFBC SOUND FINL BANCORP INC COM 3.1%

Value $2.919M Shares 91,973 Share Price $31.74 * Est. Cost/Share $18.76 Unrealized @ Report Date +42.5%

FFWM FIRST FNDTN INC COM 2.5%

Value $2.329M Shares 150,131 Share Price $15.51 * Est. Cost/Share $12.19 Unrealized @ Report Date +14.9%

NODK NI HOLDINGS INC 2.3%

Value $2.2M Shares 147,363 Share Price $14.93 Est. Cost/Share $14.55 Unrealized @ Report Date +2.6%

— PB BANCORP INC 2.3%

Value $2.185M Shares 214,226 Share Price $10.20 Est. Cost/Share $8.46 Unrealized @ Report Date —

— DNB FINL CORP COM 2.3%

Value $2.16M Shares 63,521 Share Price $34.00 Est. Cost/Share $29.24 Unrealized @ Report Date —

— AMERICAN RIVER BANKSHARES COM 2.2%

Value $2.114M Shares 142,641 Share Price $14.82 Est. Cost/Share $10.57 Unrealized @ Report Date —

BANX STONECASTLE FINANCIAL CORP 2.2%

Value $2.046M Shares 101,486 Share Price $20.16 * Est. Cost/Share $6.79 Unrealized @ Report Date +33.2%

— CENTURY BANCORP INC MASS CL A NON VTG 2.0%

Value $1.924M Shares 31,634 Share Price $60.82 Est. Cost/Share $42.09 Unrealized @ Report Date —

— MAGYAR BANCORP INC COM 2.0%

Value $1.891M Shares 145,428 Share Price $13.00 Est. Cost/Share $9.20 Unrealized @ Report Date —

— HMN Financial Inc 1.5%

Value $1.388M Shares 76,904 Share Price $18.05 Est. Cost/Share $11.51 Unrealized @ Report Date —

— CODORUS VY BANCORP INC 1.2%

Value $1.089M Shares 42,042 Share Price $25.90 Est. Cost/Share $20.34 Unrealized @ Report Date —

— PEOPLES UTAH BANCORP COM 1.1%

Value $1.041M Shares 39,351 Share Price $26.45 Est. Cost/Share $17.07 Unrealized @ Report Date —

— Community West Bancshares 1.1%

Value $1.005M Shares 98,485 Share Price $10.20 Est. Cost/Share $8.34 Unrealized @ Report Date —

PROV PROVIDENT FINL HLDGS INC COM 1.1%

Value $996K Shares 53,380 Share Price $18.66 Est. Cost/Share $18.90 Unrealized @ Report Date -1.3%

— HopFed Bancorp Inc 0.9%

Value $870K Shares 60,754 Share Price $14.32 Est. Cost/Share $10.80 Unrealized @ Report Date —

— TWO RIV BANCORP COM 0.9%

Value $863K Shares 48,833 Share Price $17.67 Est. Cost/Share $6.37 Unrealized @ Report Date —

— FBR & CO COM NEW 0.8%

Value $747K Shares 41,377 Share Price $18.05 Est. Cost/Share $13.00 Unrealized @ Report Date —

— ICC HOLDINGS INC 0.4%

Value $371K Shares 22,600 Share Price $16.42 Est. Cost/Share $16.42 Unrealized @ Report Date —

— GEORGETOWN BANCORP INC 0.2%

Value $214K Shares 8,291 Share Price $25.81 Est. Cost/Share $25.81 Unrealized @ Report Date —

OVLY OAK VALLEY BANCORP 0.2%

Value $157K Shares 11,905 Share Price $13.19 Est. Cost/Share $14.11 Unrealized @ Report Date -6.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
FUNC	FIRST UTD CORP COM	628,078	$9.107M	9.6%	$14.50 *	$8.44	+33.9%	COMMON	33741H107
—	Middleburg Financial Corp	216,282	$8.66M	9.1%	$40.04	$23.58	—	COMMON	596094102
CMA	Comerica Inc	112,946	$7.746M	8.2%	$68.58 *	$28.06	+69.3%	COMMON	200340107
CFG	CITIZENS FINL GROUP INC COM	206,800	$7.145M	7.5%	$34.55 *	$14.89	+64.2%	COMMON	174610105
CFNB	California First National Bancorp	392,933	$6.366M	6.7%	$16.20 *	$11.45	+15.7%	COMMON	130222102
ZION	ZIONS BANCORPORATION COM	137,800	$5.788M	6.1%	$42.00	$24.09	+74.3%	COMMON	989701107
CHMG	CHEMUNG FINL CORP COM	116,149	$4.588M	4.8%	$39.50 *	$21.19	+46.9%	COMMON	164024101
—	STONEGATE MTG CORP COM	464,934	$3.701M	3.9%	$7.96	$4.76	—	COMMON	86181Q300
—	RANDOLPH BANCORP INC	234,740	$3.638M	3.8%	$15.50	$13.63	—	COMMON	752378109
PFBX	PEOPLES FINL CORP MISS COM	222,778	$3.353M	3.5%	$15.05 *	$8.45	+61.4%	COMMON	71103B102
ASRV	AMERISERV FINL INC COM	824,815	$3.093M	3.3%	$3.75 *	$2.43	+17.5%	COMMON	03074A102
WNEB	WESTERN NEW ENGLAND BANCORP	283,298	$2.975M	3.1%	$10.50 *	$6.49	+27.7%	COMMON	958892101
SFBC	SOUND FINL BANCORP INC COM	91,973	$2.919M	3.1%	$31.74 *	$18.76	+42.5%	COMMON	83607A100
FFWM	FIRST FNDTN INC COM	150,131	$2.329M	2.5%	$15.51 *	$12.19	+14.9%	COMMON	32026V104
NODK	NI HOLDINGS INC	147,363	$2.2M	2.3%	$14.93	$14.55	+2.6%	COMMON	65342T106
—	PB BANCORP INC	214,226	$2.185M	2.3%	$10.20	$8.46	—	COMMON	70454T100
—	DNB FINL CORP COM	63,521	$2.16M	2.3%	$34.00	$29.24	—	COMMON	233237106
—	AMERICAN RIVER BANKSHARES COM	142,641	$2.114M	2.2%	$14.82	$10.57	—	COMMON	029326105
BANX	STONECASTLE FINANCIAL CORP	101,486	$2.046M	2.2%	$20.16 *	$6.79	+33.2%	COMMON	861780104
—	CENTURY BANCORP INC MASS CL A NON VTG	31,634	$1.924M	2.0%	$60.82	$42.09	—	COMMON	156432106
—	MAGYAR BANCORP INC COM	145,428	$1.891M	2.0%	$13.00	$9.20	—	COMMON	55977T109
—	HMN Financial Inc	76,904	$1.388M	1.5%	$18.05	$11.51	—	COMMON	40424G108
—	CODORUS VY BANCORP INC	42,042	$1.089M	1.2%	$25.90	$20.34	—	COMMON	192025104
—	PEOPLES UTAH BANCORP COM	39,351	$1.041M	1.1%	$26.45	$17.07	—	COMMON	712706209
—	Community West Bancshares	98,485	$1.005M	1.1%	$10.20	$8.34	—	COMMON	204157101
PROV	PROVIDENT FINL HLDGS INC COM	53,380	$996K	1.1%	$18.66	$18.90	-1.3%	COMMON	743868101
—	HopFed Bancorp Inc	60,754	$870K	0.9%	$14.32	$10.80	—	COMMON	439734104
—	TWO RIV BANCORP COM	48,833	$863K	0.9%	$17.67	$6.37	—	COMMON	90207C105
—	FBR & CO COM NEW	41,377	$747K	0.8%	$18.05	$13.00	—	COMMON	30247C400
—	ICC HOLDINGS INC	22,600	$371K	0.4%	$16.42	$16.42	—	COMMON	44931Q104
—	GEORGETOWN BANCORP INC	8,291	$214K	0.2%	$25.81	$25.81	—	COMMON	372591107
OVLY	OAK VALLEY BANCORP	11,905	$157K	0.2%	$13.19	$14.11	-6.5%	COMMON	671807105