CIK: 0001535264 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 2, 2017
Total Value ($000): $510,025 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CEVA | CEVA, Inc. | 1,107,410 | $37,154 | 7.3% | $15.86 | +101.3% | common | 157210105 |
| — | NeoPhotonics Corporation | 1,833,538 | $19,821 | 3.9% | $5.67 | — | common | 64051T100 |
| LMAT | LeMaitre Vascular Inc. | 765,105 | $19,388 | 3.8% | $6.39 | +218.5% | common | 525558201 |
| — | Aqua Metals, Inc. | 1,457,524 | $19,108 | 3.7% | $6.49 | — | common | 03837J101 |
| KOPN | Kopin Corporation | 6,601,034 | $18,747 | 3.7% | $3.38 | -28.1% | common | 500600101 |
| — | Vocera Communications, Inc. | 951,427 | $17,592 | 3.4% | $10.42 | — | common | 92857F107 |
| PI | Impinj, Inc. | 470,623 | $16,632 | 3.3% | $28.59 | +7.3% | common | 453204109 |
| — | LivePerson, Inc. | 2,013,578 | $15,203 | 3.0% | $12.55 | — | common | 538146101 |
| — | Sequans Communications - ADR | 7,320,230 | $13,689 | 2.7% | $1.66 | — | common | 817323108 |
| — | Pfsweb, Inc. | 1,545,738 | $13,139 | 2.6% | $12.66 | — | common | 717098206 |
| UCTT | Ultra Clean Holdings, Inc. | 1,276,531 | $12,382 | 2.4% | $8.47 | +7.2% | common | 90385V107 |
| — | Brightcove, Inc. | 1,473,280 | $11,860 | 2.3% | $7.78 | — | common | 075097042 |
| — | CoLucid Pharmaceuticals, Inc. | 288,919 | $10,517 | 2.1% | $38.15 | — | common | 19716T101 |
| — | DSP Group, Inc. | 743,639 | $9,704 | 1.9% | $10.90 | — | common | 23332B106 |
| AVAV | Aerovironment, Inc. | 357,434 | $9,590 | 1.9% | $27.38 | -5.3% | common | 008073108 |
| AMSC | American Superconductor, Corp. | 1,246,576 | $9,187 | 1.8% | $6.41 | +16.8% | common | 030111207 |
| TCMD | Tactile Systems Technology, In | 550,000 | $9,025 | 1.8% | $15.35 | +13.0% | common | 87357P100 |
| — | Pfenex, Inc. | 923,107 | $8,373 | 1.6% | $7.57 | — | common | 717071104 |
| — | Microvision, Inc. | 6,124,766 | $7,717 | 1.5% | $1.26 | — | common | 594960106 |
| KTOS | Kratos Defense & Security Solu | 1,000,000 | $7,400 | 1.5% | $6.75 | 0.0% | common | 50077B207 |
| — | Aratana Therapeutics, Inc. | 1,005,000 | $7,216 | 1.4% | $9.52 | — | common | 03874P101 |
| CTRN | Citi Trends, Inc. | 377,573 | $7,113 | 1.4% | $17.94 | +3.4% | common | 17306X102 |
| — | LRAD Corporation | 3,989,757 | $6,822 | 1.3% | $2.70 | — | common | 50213V109 |
| — | Neonode, Inc. | 3,666,195 | $6,746 | 1.3% | $2.81 | — | common | 64051M402 |
| — | Everspin Technology, Inc. | 796,850 | $6,606 | 1.3% | $8.29 | — | common | 30041T101 |
| — | MCBC Holdings, Inc. | 452,065 | $6,591 | 1.3% | $12.45 | — | common | 55276F107 |
| MXL | MaxLinear, Inc. | 290,000 | $6,322 | 1.2% | $10.42 | +98.8% | common | 57776J100 |
| — | Broadwind Energy, Inc. | 1,500,009 | $6,068 | 1.2% | $5.02 | — | common | 11161T108 |
| NLST | Netlist, Inc. | 5,680,928 | $5,795 | 1.1% | $1.23 | -9.8% | common | 64118P109 |
| — | Loxo Oncology, Inc. | 180,000 | $5,781 | 1.1% | $21.66 | — | common | 548862101 |
| ATOM | Atomera Incorporated | 852,985 | $5,758 | 1.1% | $8.45 | -16.5% | common | 04965B100 |
| — | Ideal Power, Inc. | 1,681,935 | $5,550 | 1.1% | $7.62 | — | common | 451622104 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $5,459 | 1.1% | $1.62 | +34.5% | common | 45817G201 |
| — | ChannelAdvisor, Corp. | 370,914 | $5,323 | 1.0% | $13.04 | — | common | 159179100 |
| INFU | Infusystem Holdings, Inc. | 2,054,507 | $5,239 | 1.0% | $2.88 | -22.1% | common | 45685K102 |
| — | Revolution Lighting Technologi | 950,000 | $5,225 | 1.0% | $6.18 | — | common | 76155G107 |
| ALDX | Aldeyra Therapeutics, Inc. | 912,610 | $4,882 | 1.0% | $5.59 | +5.0% | common | 01438T106 |
| — | LendingTree, Inc. | 48,000 | $4,865 | 1.0% | $55.19 | — | common | 894675107 |
| — | Earthstone Energy, Inc. | 349,000 | $4,795 | 0.9% | $10.57 | — | common | 27032D205 |
| — | IZEA Inc. | 1,018,216 | $4,592 | 0.9% | $7.04 | — | common | 46603N202 |
| — | Boingo Wireless, Inc. | 355,026 | $4,328 | 0.8% | $7.74 | — | common | 09739C102 |
| — | Five Prime Therapeutics, Inc. | 80,000 | $4,009 | 0.8% | $27.00 | — | common | 33830X104 |
| CVU | CPI Aerostructures, Inc. | 423,752 | $3,920 | 0.8% | $10.75 | -31.7% | common | 125919308 |
| — | ESSA Pharma Inc. | 1,696,968 | $3,716 | 0.7% | $4.54 | — | common | 29668H104 |
| — | TearLab Corp. | 7,277,250 | $3,712 | 0.7% | $0.64 | — | common | 878193101 |
| — | Bazaarvoice Inc. | 763,991 | $3,705 | 0.7% | $3.73 | — | common | 073271108 |
| RGEN | Repligen Corporation | 120,000 | $3,698 | 0.7% | $22.68 | +36.4% | common | 759916109 |
| — | Polar Power, Inc. | 393,500 | $3,522 | 0.7% | $8.95 | — | common | 73102V105 |
| — | Energous Corporation | 203,962 | $3,437 | 0.7% | $11.53 | — | common | 29272C103 |
| — | Manitex Int'l Inc. | 487,682 | $3,345 | 0.7% | $11.62 | — | common | 563420108 |
| OPK | Opko Health Inc. | 350,000 | $3,255 | 0.6% | $8.56 | +20.9% | common | 68375N103 |
| — | Cherokee Inc. | 300,000 | $3,150 | 0.6% | $10.50 | — | common | 16444H102 |
| AXGN | AxoGen, Inc. | 342,106 | $3,079 | 0.6% | $8.62 | 0.0% | common | 05463X106 |
| — | SharpSpring, Inc. | 530,734 | $2,797 | 0.5% | $5.94 | — | common | 784589202 |
| — | NTN Buzztime, Inc. | 324,191 | $2,756 | 0.5% | $3.97 | — | common | 629410309 |
| — | Cidara Therapeutics Inc. | 262,655 | $2,732 | 0.5% | $13.25 | — | common | 171757107 |
| — | NV5 Global Inc. | 77,500 | $2,588 | 0.5% | $20.75 | — | common | 62945V109 |
| SRTS | Sensus Healthcare, Inc | 491,938 | $2,573 | 0.5% | $6.26 | -6.2% | common | 81728J109 |
| AEHR | Aehr Test Systems | 1,050,000 | $2,530 | 0.5% | $2.06 | +40.4% | common | 00760J108 |
| CVV | CVD Equipment Corporation | 288,700 | $2,506 | 0.5% | $12.79 | -35.7% | common | 126601103 |
| DMRC | Digimarc Corporation | 82,039 | $2,461 | 0.5% | $35.59 | -12.4% | common | 25381B101 |
| — | Castlight Health, Inc. | 496,932 | $2,460 | 0.5% | $4.31 | — | common | 14862Q100 |
| — | BioTelemetry, Inc. | 109,189 | $2,440 | 0.5% | $10.03 | — | common | 090672106 |
| — | Enservco Corp | 3,750,000 | $2,100 | 0.4% | $0.56 | — | common | 29358Y102 |
| — | Trillium Therapeutics Corp. Ca | 365,327 | $2,064 | 0.4% | $3.42 | — | common | 89620X100 |
| EXTR | Extreme Networks, Inc. | 398,762 | $2,006 | 0.4% | $3.65 | +24.0% | common | 30226D106 |
| — | Iteris, Inc. | 535,369 | $1,949 | 0.4% | $1.73 | — | common | 46564T107 |
| — | XCel Brands Inc. | 372,540 | $1,639 | 0.3% | $8.45 | — | common | 98400M101 |
| — | ARI Network Services, Inc. | 300,000 | $1,623 | 0.3% | $3.57 | — | common | 001930205 |
| — | Achaogen, Inc. | 121,100 | $1,577 | 0.3% | $13.02 | — | common | 004449104 |
| — | PC-Tel, Inc. | 286,999 | $1,544 | 0.3% | $7.64 | — | common | 69325Q105 |
| ARDX | Ardelyx, Inc. | 100,000 | $1,420 | 0.3% | $10.48 | +35.5% | common | 039697107 |
| — | Streamline Health Solutions | 1,126,739 | $1,397 | 0.3% | $1.77 | — | common | 86323X106 |
| — | Determine, Inc. | 716,220 | $1,325 | 0.3% | $3.93 | — | common | 250660107 |
| — | Trevena, Inc. | 200,000 | $1,176 | 0.2% | $6.18 | — | common | 89532E109 |
| — | Presbia, PLC (Ireland) | 331,307 | $1,143 | 0.2% | $7.39 | — | common | G7234P100 |
| — | Concert Pharmaceuticals, Inc. | 110,000 | $1,132 | 0.2% | $13.35 | — | common | 206022105 |
| — | Clearside Biomedical, Inc. | 125,000 | $1,117 | 0.2% | $8.16 | — | common | 185063104 |
| — | TRACON Pharmaceuticals, Inc. | 224,153 | $1,098 | 0.2% | $4.90 | — | common | 89237H100 |
| SAIA | Saia, Inc. | 22,500 | $993 | 0.2% | $52.12 | -25.8% | common | 78709Y105 |
| — | Corium International Inc. | 200,000 | $812 | 0.2% | $6.63 | — | common | 21887L107 |
| — | Xplore Technologies, Corp. | 380,621 | $769 | 0.2% | $3.38 | — | common | 983950700 |
| — | Sierra Oncology, Inc. | 500,000 | $745 | 0.1% | $1.49 | — | common | 74346L101 |
| RDCM | RADCOM Ltd. | 39,000 | $694 | 0.1% | $12.88 | +49.3% | common | M81865111 |
| CPHRF | Cipher Pharmaceuticals, Inc. | 185,300 | $676 | 0.1% | $9.05 | -64.5% | common | 17253X105 |
| — | ParkerVision, Inc. | 331,062 | $609 | 0.1% | $1.06 | — | common | 701354102 |
| — | Syros Pharmaceuticals, Inc. | 47,550 | $578 | 0.1% | $13.88 | — | common | 87184Q107 |
| — | Turtle Beach Corporation | 400,000 | $524 | 0.1% | $1.14 | — | common | 900450107 |
| — | Xactly Corporation | 46,928 | $516 | 0.1% | $6.85 | — | common | 98386L101 |
| — | Invuity, Inc. | 84,222 | $484 | 0.1% | $8.82 | — | common | 46187J205 |
| — | SeaChange International, Inc. | 196,673 | $452 | 0.1% | $5.90 | — | common | 811699107 |
| — | Verastem, Inc. | 377,082 | $422 | 0.1% | $1.50 | — | common | 92337C104 |
| — | SCYNEXIS, Inc. | 125,000 | $399 | 0.1% | $8.79 | — | common | 811292101 |
| — | Female Health Co. | 400,000 | $364 | 0.1% | $0.91 | — | common | 314462102 |
| — | Rand logistics Inc. | 328,835 | $273 | 0.1% | $2.43 | — | common | 752182105 |
| — | Sensus Healthcare, Inc @6.75 6 | 494,939 | $247 | 0.0% | $0.50 | — | warrants | 81728J117 |
| — | OvaScience, Inc. | 150,000 | $229 | 0.0% | $7.80 | — | common | 69014Q101 |
| — | Support.com, Inc. | 202,663 | $174 | 0.0% | $1.91 | — | common | 86858W101 |
| — | EyeGate Pharmaceuticals @10.62 | 137,092 | $41 | 0.0% | $1.02 | — | warrants | 30233M115 |
| — | Cellectar Biosciences @4.68 8/ | 106,600 | $19 | 0.0% | $1.98 | — | warrants | 15117F203 |