AWM Investment Company, Inc. Diversified Active

CIK: 0001535264 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: Jun 6, 2017

Total Value ($000): $535,008

Holdings (96)

CEVA CEVA, Inc. 7.5%
Value ($000) $39,940 Shares 1,125,068 Est. Cost $16.15 Unrealized +113.9%
KOPN Kopin Corporation 5.1%
Value ($000) $27,064 Shares 6,601,034 Est. Cost $3.38 Unrealized +4.7%
Aqua Metals, Inc. 4.8%
Value ($000) $25,698 Shares 1,315,157 Est. Cost $6.49 Unrealized
Sequans Communications - ADR 3.8%
Value ($000) $20,131 Shares 7,320,230 Est. Cost $1.66 Unrealized
LMAT LeMaitre Vascular Inc. 3.5%
Value ($000) $18,845 Shares 765,105 Est. Cost $6.39 Unrealized +237.4%
NeoPhotonics Corporation 3.3%
Value ($000) $17,641 Shares 1,957,938 Est. Cost $5.88 Unrealized
UCTT Ultra Clean Holdings, Inc. 3.2%
Value ($000) $17,229 Shares 1,021,300 Est. Cost $8.47 Unrealized +56.7%
Vocera Communications, Inc. 3.1%
Value ($000) $16,567 Shares 667,232 Est. Cost $10.42 Unrealized
Microvision, Inc. 2.9%
Value ($000) $15,335 Shares 6,158,486 Est. Cost $1.26 Unrealized
PI Impinj, Inc. 2.8%
Value ($000) $14,818 Shares 489,524 Est. Cost $28.70 Unrealized +9.6%
LivePerson, Inc. 2.6%
Value ($000) $13,793 Shares 2,013,578 Est. Cost $12.55 Unrealized
Brightcove, Inc. 2.5%
Value ($000) $13,112 Shares 1,473,280 Est. Cost $7.78 Unrealized
Broadwind Energy, Inc. 2.3%
Value ($000) $12,495 Shares 1,500,009 Est. Cost $5.02 Unrealized
KTOS Kratos Defense & Security 2.1%
Value ($000) $11,203 Shares 1,440,000 Est. Cost $7.12 Unrealized +11.9%
OOMA Ooma,Inc. 2.1%
Value ($000) $11,075 Shares 1,113,078 Est. Cost $9.63 Unrealized 0.0%
TCMD Tactile Systems Technology 1.9%
Value ($000) $10,422 Shares 550,000 Est. Cost $15.35 Unrealized +10.8%
Corium International Inc. 1.9%
Value ($000) $10,248 Shares 2,451,700 Est. Cost $4.38 Unrealized
Pfsweb, Inc. 1.9%
Value ($000) $10,189 Shares 1,560,394 Est. Cost $12.66 Unrealized
AVAV Aerovironment, Inc. 1.9%
Value ($000) $10,022 Shares 357,534 Est. Cost $27.38 Unrealized -2.5%
DSP Group, Inc. 1.7%
Value ($000) $8,924 Shares 743,639 Est. Cost $10.90 Unrealized
AMSC American Superconductor, Corp. 1.6%
Value ($000) $8,494 Shares 1,238,245 Est. Cost $6.41 Unrealized +4.9%
Revolution Lighting Tech 1.4%
Value ($000) $7,669 Shares 1,025,219 Est. Cost $6.28 Unrealized
Loxo Oncology, Inc. 1.4%
Value ($000) $7,574 Shares 180,000 Est. Cost $21.66 Unrealized
MXL MaxLinear, Inc. 1.4%
Value ($000) $7,573 Shares 270,000 Est. Cost $10.42 Unrealized +146.2%
CTRN Citi Trends, Inc. 1.4%
Value ($000) $7,310 Shares 430,000 Est. Cost $17.78 Unrealized -6.7%
MCBC Holdings, Inc. 1.3%
Value ($000) $6,787 Shares 419,732 Est. Cost $12.45 Unrealized
Everspin Technology, Inc. 1.2%
Value ($000) $6,678 Shares 796,850 Est. Cost $8.29 Unrealized
ATOM Atomera Incorporated 1.1%
Value ($000) $6,039 Shares 852,985 Est. Cost $8.45 Unrealized -26.6%
LRAD Corporation 1.1%
Value ($000) $6,025 Shares 3,989,757 Est. Cost $2.70 Unrealized
Aratana Therapeutics, Inc. 1.1%
Value ($000) $5,632 Shares 1,062,620 Est. Cost $9.29 Unrealized
NLST Netlist, Inc. 1.1%
Value ($000) $5,624 Shares 5,680,928 Est. Cost $1.23 Unrealized -18.6%
Neonode, Inc. 1.0%
Value ($000) $5,465 Shares 3,415,615 Est. Cost $2.81 Unrealized
Pfenex, Inc. 1.0%
Value ($000) $5,363 Shares 923,107 Est. Cost $7.57 Unrealized
ESSA Pharma Inc. 1.0%
Value ($000) $5,295 Shares 1,696,968 Est. Cost $4.54 Unrealized
IDN Intellicheck Mobilisa, Inc. 1.0%
Value ($000) $5,181 Shares 1,985,022 Est. Cost $1.62 Unrealized +62.8%
Boingo Wireless, Inc. 0.9%
Value ($000) $4,612 Shares 355,026 Est. Cost $7.74 Unrealized
ALDX Aldeyra Therapeutics, Inc. 0.9%
Value ($000) $4,563 Shares 912,610 Est. Cost $5.59 Unrealized -7.8%
IZEA Inc. (F4) 0.8%
Value ($000) $4,277 Shares 1,018,216 Est. Cost $7.04 Unrealized
RGEN Repligen Corporation 0.8%
Value ($000) $4,224 Shares 120,000 Est. Cost $22.68 Unrealized +39.6%
INFU Infusystem Holdings, Inc. 0.8%
Value ($000) $4,196 Shares 1,824,341 Est. Cost $2.88 Unrealized -21.2%
Ideal Power, Inc. 0.8%
Value ($000) $4,130 Shares 1,346,635 Est. Cost $7.62 Unrealized
KRNT Kornit Digital Ltd., Israel 0.7%
Value ($000) $3,804 Shares 199,177 Est. Cost $16.46 Unrealized 0.0%
Bazaarvoice Inc. 0.7%
Value ($000) $3,715 Shares 863,991 Est. Cost $3.80 Unrealized
AXGN AxoGen, Inc. 0.7%
Value ($000) $3,575 Shares 342,106 Est. Cost $8.62 Unrealized +18.4%
Park Electrochemical Corp. 0.7%
Value ($000) $3,518 Shares 197,000 Est. Cost $17.86 Unrealized
Achaogen, Inc. 0.6%
Value ($000) $3,280 Shares 130,000 Est. Cost $13.86 Unrealized
Manitex Int'l Inc. 0.6%
Value ($000) $3,267 Shares 487,682 Est. Cost $11.62 Unrealized
CVV CVD Equipment Corporation 0.6%
Value ($000) $3,008 Shares 288,700 Est. Cost $12.79 Unrealized -22.1%
Iteris, Inc. 0.5%
Value ($000) $2,912 Shares 535,369 Est. Cost $1.73 Unrealized
Five Prime Therapeutics, Inc. 0.5%
Value ($000) $2,892 Shares 80,000 Est. Cost $27.00 Unrealized
BioTelemetry, Inc. 0.5%
Value ($000) $2,872 Shares 99,189 Est. Cost $10.03 Unrealized
OPK Opko Health Inc. 0.5%
Value ($000) $2,800 Shares 350,000 Est. Cost $8.56 Unrealized -1.6%
NTN Buzztime, Inc. 0.5%
Value ($000) $2,788 Shares 324,191 Est. Cost $3.97 Unrealized
AEHR Aehr Test Systems 0.5%
Value ($000) $2,785 Shares 578,925 Est. Cost $2.06 Unrealized +83.1%
Clearside Biomedical, Inc. 0.5%
Value ($000) $2,709 Shares 341,217 Est. Cost $8.02 Unrealized
Determine, Inc. 0.5%
Value ($000) $2,449 Shares 716,220 Est. Cost $3.93 Unrealized
NV5 Global Inc. 0.5%
Value ($000) $2,444 Shares 64,994 Est. Cost $20.75 Unrealized
SharpSpring, Inc. 0.5%
Value ($000) $2,415 Shares 530,734 Est. Cost $5.94 Unrealized
Health Insurance Innovations 0.4%
Value ($000) $2,370 Shares 148,100 Est. Cost $16.00 Unrealized
Trillium Therapeutics Corp. 0.4%
Value ($000) $2,256 Shares 365,327 Est. Cost $3.42 Unrealized
DMRC Digimarc Corporation 0.4%
Value ($000) $2,215 Shares 82,039 Est. Cost $35.59 Unrealized -26.4%
AUPH Aurinia Pharmaceuticals Inc. 0.4%
Value ($000) $2,202 Shares 300,000 Est. Cost $4.62 Unrealized 0.0%
SRTS Sensus Healthcare, Inc 0.4%
Value ($000) $2,160 Shares 491,938 Est. Cost $6.26 Unrealized -23.8%
PC-Tel, Inc. 0.4%
Value ($000) $2,036 Shares 285,899 Est. Cost $7.64 Unrealized
Polar Power, Inc. 0.4%
Value ($000) $2,019 Shares 243,233 Est. Cost $8.95 Unrealized
ARI Network Services, Inc. 0.3%
Value ($000) $1,560 Shares 300,000 Est. Cost $3.57 Unrealized
ARDX Ardelyx, Inc. 0.2%
Value ($000) $1,265 Shares 100,000 Est. Cost $10.48 Unrealized +25.6%
Concert Pharmaceuticals, Inc. 0.2%
Value ($000) $1,170 Shares 68,606 Est. Cost $13.35 Unrealized
Enservco Corp 0.2%
Value ($000) $1,158 Shares 3,458,206 Est. Cost $0.56 Unrealized
Streamline Health Solutions 0.2%
Value ($000) $1,147 Shares 1,124,539 Est. Cost $1.77 Unrealized
CVU CPI Aerostructures, Inc. 0.2%
Value ($000) $1,132 Shares 167,710 Est. Cost $10.75 Unrealized -26.4%
Dermira, Inc. 0.2%
Value ($000) $1,023 Shares 30,000 Est. Cost $34.10 Unrealized
XCel Brands Inc. 0.2%
Value ($000) $1,008 Shares 373,440 Est. Cost $8.45 Unrealized
TearLab Corp. 0.2%
Value ($000) $852 Shares 300,000 Est. Cost $0.64 Unrealized
The Meet Group, Inc. 0.2%
Value ($000) $850 Shares 144,396 Est. Cost $5.89 Unrealized
RDCM RADCOM Ltd. 0.2%
Value ($000) $838 Shares 39,000 Est. Cost $12.88 Unrealized +44.3%
Presbia, PLC (Ireland) 0.2%
Value ($000) $809 Shares 257,727 Est. Cost $7.39 Unrealized
Xplore Technologies Corp 0.1%
Value ($000) $780 Shares 380,621 Est. Cost $3.38 Unrealized
Sierra Oncology, Inc. 0.1%
Value ($000) $765 Shares 500,000 Est. Cost $1.49 Unrealized
Syros Pharmaceuticals, Inc. 0.1%
Value ($000) $757 Shares 47,550 Est. Cost $13.88 Unrealized
SAIA Saia, Inc. 0.1%
Value ($000) $664 Shares 15,000 Est. Cost $52.12 Unrealized -10.4%
Verastem, Inc. 0.1%
Value ($000) $621 Shares 300,000 Est. Cost $1.50 Unrealized
Female Health Co. 0.1%
Value ($000) $565 Shares 559,616 Est. Cost $0.94 Unrealized
Xactly Corporation 0.1%
Value ($000) $558 Shares 46,928 Est. Cost $6.85 Unrealized
Adverum Biotechnologies, Inc. 0.1%
Value ($000) $540 Shares 200,000 Est. Cost $2.70 Unrealized
SeaChange International, Inc. 0.1%
Value ($000) $488 Shares 196,673 Est. Cost $5.90 Unrealized
Juniper Pharmaceuticals, Inc 0.1%
Value ($000) $475 Shares 100,000 Est. Cost $4.75 Unrealized
Roka Bioscience Inc. 0.1%
Value ($000) $471 Shares 132,297 Est. Cost $3.56 Unrealized
SCYNEXIS, Inc. 0.1%
Value ($000) $345 Shares 125,000 Est. Cost $8.79 Unrealized
Sensus Healthcare, Inc @6.75 6 0.1%
Value ($000) $297 Shares 494,939 Est. Cost $0.50 Unrealized
OvaScience, Inc. 0.1%
Value ($000) $280 Shares 150,000 Est. Cost $7.80 Unrealized
Rand logistics Inc. 0.0%
Value ($000) $210 Shares 328,835 Est. Cost $2.43 Unrealized
TUESDAY MORNING CORPORATION 0.0%
Value ($000) $187 Shares 50,000 Est. Cost $3.74 Unrealized
QuickLogic Corp. 0.0%
Value ($000) $178 Shares 100,000 Est. Cost $1.78 Unrealized
Cellectar Biosciences @4.68 8/ 0.0%
Value ($000) $41 Shares 106,600 Est. Cost $1.98 Unrealized
EyeGate Pharmaceuticals @10.62 0.0%
Value ($000) $21 Shares 137,092 Est. Cost $1.02 Unrealized