AWM Investment Company, Inc. Diversified Active

CIK: 0001535264 · Show all filings

Period: Q1 2024 (← Previous) (Next →)

Filing Date: May 16, 2024

Total Value ($000): $763,579 (100.0% shares, 0.0% debt)

Holdings (115)

PI Impinj, Inc. 5.4%
Value ($000) $40,995 Shares 319,252 Est. Cost $34.33 Unrealized +205.8%
ADMA ADMA Biologics, Inc. 4.9%
Value ($000) $37,718 Shares 5,714,882 Est. Cost $1.65 Unrealized +231.4%
AMSC American Superconductor Corpor 4.7%
Value ($000) $35,954 Shares 2,661,319 Est. Cost $6.92 Unrealized +79.1%
ASPN Aspen Aerogels, Inc. 4.6%
Value ($000) $34,810 Shares 1,977,839 Est. Cost $10.87 Unrealized +35.5%
DXLG Destination XL Group, Inc. 4.4%
Value ($000) $33,837 Shares 9,399,297 Est. Cost $5.24 Unrealized -25.1%
Clene Inc @1.50 6/16/30 (60day 4.4%
Value ($000) $33,637 Shares 25,197,987 Est. Cost $1.13 Unrealized
AIOT PowerFleet, Inc. 2.4%
Value ($000) $18,248 Shares 3,417,223 Est. Cost $4.91 Unrealized -31.0%
AVAV Aerovironment, Inc. 2.2%
Value ($000) $16,528 Shares 107,826 Est. Cost $103.47 Unrealized +29.1%
INFU Infusystem Holdings, Inc. 2.1%
Value ($000) $16,283 Shares 1,900,000 Est. Cost $3.07 Unrealized +206.4%
ARBE Arbe Robotics, Ltd.(Israel) 2.1%
Value ($000) $16,121 Shares 7,713,175 Est. Cost $2.49 Unrealized -23.0%
MRAM Everspin Technology, Inc. 2.1%
Value ($000) $15,889 Shares 2,006,241 Est. Cost $7.69 Unrealized +10.9%
AEHR Aehr Test Systems 2.0%
Value ($000) $15,234 Shares 1,228,525 Est. Cost $6.06 Unrealized +175.2%
KIDS OrthoPediatrics Corporation 1.9%
Value ($000) $14,219 Shares 487,619 Est. Cost $28.49 Unrealized -1.9%
NGS Natural Gas Services Group, In 1.8%
Value ($000) $14,077 Shares 724,514 Est. Cost $7.52 Unrealized +111.8%
RGEN Repligen Corporation 1.8%
Value ($000) $13,794 Shares 75,000 Est. Cost $22.68 Unrealized +739.6%
LMAT LeMaitre Vascular, Inc. 1.8%
Value ($000) $13,737 Shares 207,000 Est. Cost $6.39 Unrealized +850.0%
GNSS Genasys, Inc. 1.8%
Value ($000) $13,626 Shares 5,749,544 Est. Cost $3.28 Unrealized -43.9%
VMD Viemed Healthcare, Inc. (Canad 1.8%
Value ($000) $13,488 Shares 1,430,345 Est. Cost $6.79 Unrealized +26.2%
DRS Leonardo DRS, Inc. 1.7%
Value ($000) $12,705 Shares 575,141 Est. Cost $10.65 Unrealized +93.0%
Gambling.com Group Ltd. 1.6%
Value ($000) $12,334 Shares 1,350,943 Est. Cost $9.06 Unrealized
OOMA Ooma, Inc. 1.6%
Value ($000) $12,027 Shares 1,409,948 Est. Cost $10.98 Unrealized -9.3%
LOVE The Lovesac Company 1.5%
Value ($000) $11,677 Shares 516,696 Est. Cost $24.34 Unrealized -4.2%
CEVA CEVA, Inc. 1.5%
Value ($000) $11,516 Shares 507,104 Est. Cost $21.17 Unrealized +3.2%
OPRX OptimizeRx Corporation 1.4%
Value ($000) $10,364 Shares 853,042 Est. Cost $11.50 Unrealized +26.2%
TALK Talkspace, Inc. 1.3%
Value ($000) $10,213 Shares 2,860,680 Est. Cost $1.43 Unrealized +90.5%
ARGX argenx SE - ADR (Netherlands) 1.3%
Value ($000) $9,843 Shares 25,000 Est. Cost $21.21 Unrealized
KOPN Kopin Corporation 1.3%
Value ($000) $9,767 Shares 5,425,881 Est. Cost $1.56 Unrealized +42.6%
LASR nLight, Inc. 1.3%
Value ($000) $9,638 Shares 741,405 Est. Cost $19.26 Unrealized -31.9%
TBCH Turtle Beach Corporation 1.2%
Value ($000) $9,437 Shares 547,402 Est. Cost $13.18 Unrealized -8.3%
RDCM RADCOM, Ltd. (Israel) 1.2%
Value ($000) $9,383 Shares 840,795 Est. Cost $13.36 Unrealized -26.9%
UTI Universal Technical Institute, 1.2%
Value ($000) $9,245 Shares 580,000 Est. Cost $5.90 Unrealized +145.9%
VICR Vicor Corporation 1.1%
Value ($000) $8,583 Shares 224,457 Est. Cost $58.01 Unrealized -33.0%
Societal CDMO, Inc. 1.1%
Value ($000) $8,517 Shares 7,886,500 Est. Cost $1.71 Unrealized
RCEL AVITA Medical, Inc. 1.0%
Value ($000) $7,966 Shares 496,952 Est. Cost $11.46 Unrealized +41.2%
Mind Medicine (MindMed) Inc. 1.0%
Value ($000) $7,830 Shares 833,000 Est. Cost $9.40 Unrealized
CTRN Citi Trends, Inc. 0.9%
Value ($000) $7,210 Shares 265,768 Est. Cost $24.11 Unrealized +19.5%
OFIX Orthofix Medical, Inc. 0.9%
Value ($000) $6,889 Shares 474,456 Est. Cost $18.88 Unrealized -26.8%
BEEM Beam Global 0.9%
Value ($000) $6,688 Shares 983,535 Est. Cost $8.86 Unrealized -23.0%
UCTT Ultra Clean Holdings, Inc. 0.9%
Value ($000) $6,535 Shares 142,248 Est. Cost $29.18 Unrealized +39.2%
SRTA Blade Air Mobility, Inc. 0.8%
Value ($000) $6,089 Shares 2,136,378 Est. Cost $2.95 Unrealized +4.7%
RSVR Reservoir Media, Inc. 0.7%
Value ($000) $5,683 Shares 716,662 Est. Cost $7.87 Unrealized -9.7%
GAIA Gaia, Inc. 0.7%
Value ($000) $5,354 Shares 1,738,257 Est. Cost $5.55 Unrealized -47.4%
SERA Sera Prognostics, Inc. 0.7%
Value ($000) $5,320 Shares 584,664 Est. Cost $4.71 Unrealized +68.4%
REAX The Real Brokerage, Inc.(Canad 0.7%
Value ($000) $5,314 Shares 1,703,228 Est. Cost $2.37 Unrealized +15.9%
CNTY Century Casinos, Inc. 0.7%
Value ($000) $5,195 Shares 1,644,037 Est. Cost $7.28 Unrealized -53.7%
MASS 908 Devices, Inc. 0.7%
Value ($000) $5,047 Shares 668,526 Est. Cost $6.92 Unrealized +7.1%
AVNW Aviat Networks, Inc. 0.7%
Value ($000) $5,015 Shares 130,808 Est. Cost $31.60 Unrealized +6.1%
NUVB Nuvation Bio, Inc. 0.6%
Value ($000) $4,914 Shares 1,350,000 Est. Cost $3.89 Unrealized -50.6%
Profire Energy, Inc. 0.6%
Value ($000) $4,847 Shares 2,619,956 Est. Cost $1.42 Unrealized
Avid Bioservices, Inc. 0.6%
Value ($000) $4,648 Shares 693,679 Est. Cost $7.84 Unrealized
ANRO Alto Neuroscience, Inc. 0.6%
Value ($000) $4,592 Shares 299,147 Est. Cost $15.65 Unrealized 0.0%
Longboard Pharmaceuticals, Inc 0.6%
Value ($000) $4,569 Shares 211,518 Est. Cost $21.60 Unrealized
Synchronoss Technologies, Inc. 0.6%
Value ($000) $4,435 Shares 531,110 Est. Cost $1.91 Unrealized
GILT Gilat Satellite Networks, Ltd. 0.6%
Value ($000) $4,201 Shares 773,581 Est. Cost $5.98 Unrealized 0.0%
RCAT Red Cat Holdings, Inc. 0.5%
Value ($000) $3,825 Shares 5,000,000 Est. Cost $0.86 Unrealized -13.8%
BlackSky Technology, Inc. 0.5%
Value ($000) $3,789 Shares 2,785,671 Est. Cost $1.11 Unrealized
VITL Vital Farms, Inc. 0.5%
Value ($000) $3,657 Shares 157,301 Est. Cost $12.65 Unrealized +37.9%
LTRX Lantronix, Inc. 0.5%
Value ($000) $3,522 Shares 989,307 Est. Cost $6.91 Unrealized -29.0%
ECOR ElectroCore, Inc. 0.4%
Value ($000) $3,396 Shares 550,364 Est. Cost $4.81 Unrealized +40.5%
Tela Bio, Inc. 0.4%
Value ($000) $3,345 Shares 589,963 Est. Cost $8.93 Unrealized
REKR Rekor Systems, Inc. 0.4%
Value ($000) $3,323 Shares 1,451,073 Est. Cost $2.76 Unrealized 0.0%
GRWG GrowGeneration Corp. 0.4%
Value ($000) $2,865 Shares 1,001,692 Est. Cost $3.18 Unrealized -27.6%
Fathom Holdings, Inc. 0.4%
Value ($000) $2,821 Shares 1,417,341 Est. Cost $3.59 Unrealized
CRNX Crinetics Pharmaceuticals, Inc 0.3%
Value ($000) $2,575 Shares 55,000 Est. Cost $28.69 Unrealized +36.4%
LPTH LightPath Technologies, Inc. - 0.3%
Value ($000) $2,519 Shares 1,825,000 Est. Cost $1.55 Unrealized -7.5%
Westport Fuel Systems, Inc. (C 0.3%
Value ($000) $2,488 Shares 369,090 Est. Cost $2.23 Unrealized
APEI American Public Education, Inc 0.3%
Value ($000) $2,405 Shares 169,370 Est. Cost $14.45 Unrealized -18.7%
IMVT Immunovant, Inc. 0.3%
Value ($000) $2,262 Shares 70,000 Est. Cost $26.66 Unrealized +36.8%
LivePerson, Inc. 0.3%
Value ($000) $2,240 Shares 2,245,544 Est. Cost $8.15 Unrealized
OncoCyte Corporation 0.3%
Value ($000) $2,210 Shares 754,286 Est. Cost $0.70 Unrealized
USIO Usio,Inc. 0.3%
Value ($000) $2,159 Shares 1,269,866 Est. Cost $2.14 Unrealized -20.1%
REAL The RealReal, Inc. 0.2%
Value ($000) $1,862 Shares 476,099 Est. Cost $2.38 Unrealized 0.0%
LILMF Lilium N.V. (Germany) 0.2%
Value ($000) $1,861 Shares 1,938,845 Est. Cost $1.17 Unrealized -20.5%
NNDM Nano Dimension, Ltd. ADR (Isra 0.2%
Value ($000) $1,847 Shares 663,126 Est. Cost $3.49 Unrealized
SYNX Silynxcom, Ltd. (Israel) 0.2%
Value ($000) $1,829 Shares 536,269 Est. Cost $3.47 Unrealized 0.0%
Bitcoin Depot, Inc. 0.2%
Value ($000) $1,776 Shares 937,002 Est. Cost $22.12 Unrealized -24.5%
NeuroOne Medical Technologies 0.2%
Value ($000) $1,740 Shares 1,450,000 Est. Cost $2.44 Unrealized
Alpine Immune Sciences, Inc. 0.2%
Value ($000) $1,586 Shares 40,000 Est. Cost $19.06 Unrealized
OPK OPKO Health, Inc. 0.2%
Value ($000) $1,560 Shares 1,300,000 Est. Cost $1.89 Unrealized -46.9%
DHX DHI Group, Inc. 0.2%
Value ($000) $1,482 Shares 581,000 Est. Cost $3.17 Unrealized -21.2%
urban-gro, Inc. (F4) 0.2%
Value ($000) $1,473 Shares 1,075,037 Est. Cost $3.46 Unrealized
IPWR Ideal Power, Inc. 0.2%
Value ($000) $1,445 Shares 162,351 Est. Cost $4.04 Unrealized +122.9%
MODD Modular Medical, Inc. 0.2%
Value ($000) $1,388 Shares 750,000 Est. Cost $1.79 Unrealized 0.0%
EMCORE Corporation 0.2%
Value ($000) $1,380 Shares 4,000,000 Est. Cost $0.34 Unrealized
QIPT Quipt Home Medical Corp. 0.2%
Value ($000) $1,287 Shares 294,600 Est. Cost $6.00 Unrealized -24.7%
TEAD Outbrain, Inc. 0.2%
Value ($000) $1,190 Shares 301,155 Est. Cost $4.82 Unrealized -17.1%
CGTX Cognition Therapeutics, Inc. 0.2%
Value ($000) $1,183 Shares 650,000 Est. Cost $2.06 Unrealized 0.0%
NeoGames S.A. (Luxembourg) 0.2%
Value ($000) $1,169 Shares 40,382 Est. Cost $37.34 Unrealized
SPRY ARS Pharmaceuticals,Inc. 0.1%
Value ($000) $1,022 Shares 100,000 Est. Cost $7.46 Unrealized 0.0%
Aqua Metals, Inc. 0.1%
Value ($000) $968 Shares 1,800,000 Est. Cost $0.83 Unrealized
PGNY Progyny, Inc. 0.1%
Value ($000) $954 Shares 25,000 Est. Cost $35.86 Unrealized +5.4%
Cybin, Inc. (Canada) 0.1%
Value ($000) $930 Shares 2,250,000 Est. Cost $0.41 Unrealized
AKTSQ Akoustis Technologies, Inc. 0.1%
Value ($000) $909 Shares 1,537,008 Est. Cost $0.65 Unrealized 0.0%
CLPT ClearPoint Neuro, Inc. 0.1%
Value ($000) $894 Shares 131,431 Est. Cost $6.99 Unrealized 0.0%
Rocket Lab USA, Inc. 0.1%
Value ($000) $830 Shares 202,000 Est. Cost $3.77 Unrealized
Twin Vee PowerCats Co. 0.1%
Value ($000) $808 Shares 939,176 Est. Cost $2.43 Unrealized
LiqTech International, Inc. (D 0.1%
Value ($000) $773 Shares 250,000 Est. Cost $1.05 Unrealized
TMCI Treace Medical Concepts, Inc. 0.1%
Value ($000) $718 Shares 55,000 Est. Cost $13.33 Unrealized 0.0%
QUIK QuickLogic Corporation 0.1%
Value ($000) $699 Shares 43,625 Est. Cost $4.70 Unrealized +206.5%
SIDU Sidus Space,Inc. 0.1%
Value ($000) $678 Shares 200,000 Est. Cost $6.24 Unrealized 0.0%
The Real Good Food Company, In 0.1%
Value ($000) $678 Shares 1,878,106 Est. Cost $3.02 Unrealized
XCel Brands, Inc. 0.1%
Value ($000) $600 Shares 769,230 Est. Cost $0.78 Unrealized
SPRO Spero Therapeutics, Inc. 0.1%
Value ($000) $573 Shares 333,400 Est. Cost $0.99 Unrealized +57.6%
Movano, Inc. 0.1%
Value ($000) $552 Shares 1,343,663 Est. Cost $3.63 Unrealized
Markforged Holding Corp. 0.1%
Value ($000) $513 Shares 613,310 Est. Cost $0.82 Unrealized
MaxCyte, Inc. 0.1%
Value ($000) $510 Shares 121,724 Est. Cost $4.70 Unrealized
Shapeways Holdings, Inc. 0.1%
Value ($000) $505 Shares 255,234 Est. Cost $0.58 Unrealized
SVRA Savara, Inc. 0.1%
Value ($000) $498 Shares 100,000 Est. Cost $4.83 Unrealized 0.0%
XTNT Xtant Medical Holdings, Inc. 0.1%
Value ($000) $443 Shares 378,206 Est. Cost $1.07 Unrealized +2.2%
BITF Bitfarms, Ltd. (Canada) (U.S. 0.1%
Value ($000) $430 Shares 192,989 Est. Cost $4.26 Unrealized -38.9%
Lulu's Fashion Lounge Holdings 0.0%
Value ($000) $280 Shares 200,000 Est. Cost $6.37 Unrealized
PRTC PureTech Health PLC-ADR 0.0%
Value ($000) $197 Shares 6,900 Est. Cost $28.50 Unrealized
Spruce Biosciences, Inc. 0.0%
Value ($000) $157 Shares 200,000 Est. Cost $0.79 Unrealized
MOBBW Mobilicom Ltd. @5.00 8/31/27 A 0.0%
Value ($000) $119 Shares 363,100 Est. Cost $0.38 Unrealized
Forza X1,Inc. 0.0%
Value ($000) $100 Shares 209,775 Est. Cost $1.47 Unrealized