Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 11, 2016
Total Value: $405M (67.6% shares, 32.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | iShares INT. GOVT/CREDIT BOND ETF | 224,601 | $25.34M | 6.3% | $111.75 | — | Fixed Income ETF | 464288612 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 203,258 | $25.04M | 6.2% | $117.21 | — | Fixed Income ETF | 464287242 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 674,817 | $18.64M | 4.6% | $46.76 | — | Common Stocks | 293792107 |
| — | GRAMERCY PROPERTY TRUST | 1,803,767 | $17.39M | 4.3% | $8.01 | — | Common Stocks | 385002100 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 227,806 | $16.11M | 4.0% | $63.01 | — | Common Stocks | 559080106 |
| STZ | CONSTELLATION BRANDS INC-A | 81,103 | $13.5M | 3.3% | $103.66 | +38.0% | Common Stocks | 21036P108 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 199,130 | $13.5M | 3.3% | $52.78 | +10.2% | Common Stocks | 11133T103 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,129,109 | $13.28M | 3.3% | $11.73 | — | Fixed Income Closed-End Fund | 46132R104 |
| — | HCI GROUP CONV. SR NT | 13,342,000 | $12.79M | 3.2% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| — | VECTOR GROUP LTD. | 584,443 | $12.58M | 3.1% | $22.48 | — | Common Stocks | 92240M108 |
| VZ | VERIZON COMMUNICATIONS | 241,664 | $12.56M | 3.1% | $31.49 | +4.5% | Common Stocks | 92343V104 |
| — | PRUDENTIAL ST DUR HY FUND | 777,964 | $12.44M | 3.1% | $15.90 | — | Fixed Income Closed-End Fund | 74442F107 |
| RSG | REPUBLIC SERVICES, INC. | 233,943 | $11.8M | 2.9% | $34.28 | +27.9% | Common Stocks | 760759100 |
| RWT | REDWOOD TRUST INC | 825,430 | $11.69M | 2.9% | $13.17 | — | Common Stocks | 758075402 |
| KEY | KEYCORP | 955,780 | $11.63M | 2.9% | $8.09 | 0.0% | Common Stocks | 493267108 |
| SO | SOUTHERN CO | 217,870 | $11.18M | 2.8% | $33.75 | +5.5% | Common Stocks | 842587107 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 445,400 | $10.77M | 2.7% | $22.82 | — | Fixed Income Closed-End Fund | 670735109 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 230,738 | $8.498M | 2.1% | $24.40 | +25.0% | Common Stocks | 890516107 |
| IRT | INDEPENDENCE REALTY TRUST | 902,732 | $8.125M | 2.0% | $9.00 | — | Common Stocks | 45378A106 |
| IEF | ISHARES 7-10 YR TREASURY BD ETF | 70,577 | $7.896M | 2.0% | $107.96 | — | Fixed Income ETF | 464287440 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 348,640 | $7.436M | 1.8% | $18.44 | — | Common Stocks | 35086T109 |
| — | FIRST OF LONG ISLAND CORP | 213,573 | $7.08M | 1.8% | $29.47 | — | Common Stocks | 320734106 |
| CME | CME GROUP INC | 66,001 | $6.898M | 1.7% | $64.50 | +13.4% | Common Stocks | 12572Q105 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 189,772 | $5.999M | 1.5% | $24.20 | +6.4% | Common Stocks | 099502106 |
| — | MAINSOURCE FINANCIAL GROUP, INC. | 229,679 | $5.73M | 1.4% | $24.95 | — | Common Stocks | 56062Y102 |
| SHV | ISHARES SHORT TREASURY BOND | 46,000 | $5.08M | 1.3% | $110.22 | — | Fixed Income ETF | 464288679 |
| GOOG | ALPHABET INC -CL C | 5,623 | $4.371M | 1.1% | $35.75 | +5.4% | Common Stocks | 02079K107 |
| — | PROSHARES TR PSHS SHRT S&P5 | 111,517 | $4.245M | 1.0% | $38.07 | — | Equity ETFs | 74347B425 |
| AMZN | AMAZON COM INC | 4,513 | $3.779M | 0.9% | $22.00 | +74.0% | Common Stocks | 023135106 |
| — | COLONY FINANCIAL CONV. SR NT | 3,465,000 | $3.387M | 0.8% | $1.00 | — | Convertible Bonds | 19624RAB2 |
| — | HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 | 114,008 | $2.924M | 0.7% | $25.30 | — | Preferred Stock | 404280604 |
| — | HOWARD BANCORP | 198,565 | $2.623M | 0.6% | $12.74 | — | Common Stocks | 442496105 |
| JNJ | JOHNSON & JOHNSON | 22,136 | $2.615M | 0.6% | $79.92 | +17.1% | Common Stocks | 478160104 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 73,185 | $2.299M | 0.6% | $55.81 | — | Common Stocks | 726503105 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 41,740 | $2.298M | 0.6% | $64.89 | — | Common Stocks | 958254104 |
| — | NUVEEN CREDIT STRAT FUND | 267,365 | $2.267M | 0.6% | $8.28 | — | Fixed Income Closed-End Fund | 67073D102 |
| PG | PROCTER & GAMBLE COMPANY | 19,650 | $1.764M | 0.4% | $65.47 | +3.1% | Common Stocks | 742718109 |
| QCOM | QUALCOMM INC | 24,104 | $1.651M | 0.4% | $46.91 | 0.0% | Common Stocks | 747525103 |
| ABBV | ABBVIE INC | 24,962 | $1.574M | 0.4% | $43.92 | 0.0% | Common Stocks | 00287Y109 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 39,076 | $1.544M | 0.4% | $39.17 | — | Preferred Stock | 464288687 |
| T | A T & T INC (NEW) | 37,118 | $1.507M | 0.4% | $15.42 | +5.6% | Common Stocks | 00206R102 |
| MRK | MERCK & COMPANY | 23,736 | $1.481M | 0.4% | $43.73 | 0.0% | Common Stocks | 58933Y105 |
| MPLX | MPLX LP | 43,470 | $1.472M | 0.4% | $34.76 | — | Common Stocks | 55336V100 |
| CSCO | CISCO SYS INC | 43,016 | $1.364M | 0.3% | $23.06 | 0.0% | Common Stocks | 17275R102 |
| PFE | PFIZER INC | 38,038 | $1.288M | 0.3% | $22.26 | 0.0% | Common Stocks | 717081103 |
| DIS | WALT DISNEY COMPANY | 13,646 | $1.267M | 0.3% | $86.98 | +2.2% | Common Stocks | 254687106 |
| WASH | WASHINGTON TRUST BANCORP | 31,374 | $1.262M | 0.3% | $22.72 | +8.7% | Common Stocks | 940610108 |
| — | SPECIAL OPPORTUNITIES FUND | 81,800 | $1.22M | 0.3% | $14.91 | — | Equity Closed-End Fund | 84741T104 |
| WY | WEYERHAEUSER CO | 38,173 | $1.219M | 0.3% | $21.93 | 0.0% | Common Stocks | 962166104 |
| — | SPECTRA ENERGY CORP | 27,688 | $1.184M | 0.3% | $42.76 | — | Common Stocks | 847560109 |
| AAPL | APPLE INC. | 10,312 | $1.166M | 0.3% | $25.39 | -4.6% | Common Stocks | 037833100 |
| — | GENERAL ELEC CO | 39,210 | $1.161M | 0.3% | $29.61 | — | Common Stocks | 369604103 |
| VOD | VODAFONE GROUP PLC NEW SPONS ADR NEW | 39,719 | $1.158M | 0.3% | $29.15 | — | Common Stocks | 92857W308 |
| GEL | GENESIS ENERGY LP | 29,982 | $1.138M | 0.3% | $37.96 | — | Common Stocks | 371927104 |
| — | GLAXO SMITHKLINE PLC ADR | 26,286 | $1.134M | 0.3% | $43.14 | — | Common Stocks | 37733W105 |
| NVS | NOVARTIS AG SPONSORED ADR | 14,056 | $1.11M | 0.3% | $84.05 | — | Common Stocks | 66987V109 |
| TRGP | TARGA RESOURCES | 22,043 | $1.083M | 0.3% | $15.07 | +91.7% | Common Stocks | 87612G101 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 33,737 | $1.063M | 0.3% | $38.75 | — | Equity ETN | 46625H365 |
| DLR | Digital Reality Trust Inc. | 10,872 | $1.056M | 0.3% | $73.33 | 0.0% | Common Stocks | 253868103 |
| — | COACH INC | 27,204 | $995K | 0.2% | $36.58 | — | Common Stocks | 189754104 |
| IBM | I B M | 6,207 | $986K | 0.2% | $101.76 | 0.0% | Common Stocks | 459200101 |
| LYB | LYONDELLBASELL INDU-CL A | 12,128 | $978K | 0.2% | $45.08 | 0.0% | Common Stocks | N53745100 |
| META | FACEBOOK INC | 7,420 | $952K | 0.2% | $66.90 | +84.3% | Common Stocks | 30303M102 |
| WDC | WESTERN DIGITAL CORP | 16,187 | $946K | 0.2% | $33.13 | 0.0% | Common Stocks | 958102105 |
| ABT | ABBOTT LABS | 22,165 | $937K | 0.2% | $36.13 | 0.0% | Common Stocks | 002824100 |
| MCHP | MICROCHIP TECHNOLOGY INC | 14,593 | $907K | 0.2% | $24.41 | 0.0% | Common Stocks | 595017104 |
| — | TALLGRASS ENERGY PARTNERS LP | 17,815 | $859K | 0.2% | $26.68 | — | Common Stocks | 874697105 |
| TD | TORONTO-DOMINION BANK | 18,072 | $802K | 0.2% | $43.82 | 0.0% | Common Stocks | 891160509 |
| — | DOMTAR CORP | 21,454 | $797K | 0.2% | $37.15 | — | Common Stocks | 257559203 |
| LAMR | LAMAR ADVERTISING CO-A | 12,177 | $795K | 0.2% | $65.29 | — | Common Stocks | 512816109 |
| DLTR | DOLLAR TREE INC | 10,000 | $789K | 0.2% | $48.73 | +84.6% | Common Stocks | 256746108 |
| AXP | AMERICAN EXPRESS CO | 12,300 | $788K | 0.2% | $76.41 | -26.3% | Common Stocks | 025816109 |
| XOM | EXXON MOBIL CORP | 8,688 | $758K | 0.2% | $54.67 | +7.1% | Common Stocks | 30231G102 |
| — | CELGENE CORP | 7,005 | $732K | 0.2% | $102.79 | — | Common Stocks | 151020104 |
| — | WILLIAMS PARTNERS LP | 19,503 | $725K | 0.2% | $49.97 | — | Common Stocks | 96949L105 |
| UPS | UNITED PARCEL SVC INC CL B | 6,620 | $724K | 0.2% | $77.25 | 0.0% | Common Stocks | 911312106 |
| ETN | EATON CORP PLC | 10,824 | $711K | 0.2% | $52.90 | 0.0% | Common Stocks | G29183103 |
| — | L BRANDS INC | 9,761 | $691K | 0.2% | $70.79 | — | Common Stocks | 501797104 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 15,217 | $668K | 0.2% | $23.16 | +52.1% | Common Stocks | 609207105 |
| — | RITE AID CORP | 85,000 | $654K | 0.2% | $7.77 | — | Common Stocks | 767754104 |
| — | ANWORTH MORTGAGE ASSET CP COM | 131,146 | $645K | 0.2% | $4.92 | — | Common Stocks | 037347101 |
| WFC | WELLS FARGO & CO NEW | 14,496 | $642K | 0.2% | $36.83 | 0.0% | Common Stocks | 949746101 |
| GOOGL | ALPHABET INC -CL A | 779 | $626K | 0.2% | $37.03 | +4.8% | Common Stocks | 02079K305 |
| BMO | BANK OF MONTREAL | 8,649 | $567K | 0.1% | $44.58 | 0.0% | Common Stocks | 063671101 |
| — | SVB FINANCIAL GROUP | 4,758 | $526K | 0.1% | $109.31 | — | Common Stocks | 78486Q101 |
| EWZ | ISHARES INC MSCI BRAZIL | 14,225 | $480K | 0.1% | $33.74 | — | Equity ETFs | 464286400 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $470K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| — | ZELTIQ AESTHETICS INC | 11,200 | $439K | 0.1% | $32.05 | — | Common Stocks | 98933Q108 |
| WMT | WAL MART STORES INC | 6,000 | $433K | 0.1% | $21.76 | -5.3% | Common Stocks | 931142103 |
| — | PACWEST BANCORP | 10,099 | $433K | 0.1% | $42.88 | — | Common Stocks | 695263103 |
| AR | ANTERO RESOURCES CORP. | 13,056 | $352K | 0.1% | $27.26 | -2.3% | Common Stocks | 03674X106 |
| BANC | BANC OF CALIFORNIA | 20,024 | $350K | 0.1% | $15.72 | +6.1% | Common Stocks | 05990K106 |
| OHI | OMEGA HEALTHCARE INVESTORS | 9,664 | $343K | 0.1% | $35.49 | — | Common Stocks | 681936100 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 3,825 | $336K | 0.1% | $87.84 | — | Equity ETFs | 464287770 |
| BCE | BCE INC | 7,200 | $332K | 0.1% | $27.00 | 0.0% | Common Stocks | 05534B760 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 20,000 | $321K | 0.1% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| — | DIREXION INSIDER | 4,200 | $312K | 0.1% | $70.95 | — | Equity ETFs | 25459Y769 |
| — | Blackrock Inc. | 850 | $308K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $305K | 0.1% | $86.56 | +58.2% | Common Stocks | 22160K105 |
| SPY | SPDR S&P 500 ETF TRUST | 1,398 | $302K | 0.1% | $211.23 | — | Equity ETFs | 78462F103 |
| SFBS | SERVISFIRST BANCSHARES INC | 5,825 | $302K | 0.1% | $15.91 | +39.5% | Common Stocks | 81768T108 |
| HTBK | HERITAGE COMMERCE CORP | 27,540 | $301K | 0.1% | $10.41 | +6.4% | Common Stocks | 426927109 |
| SBUX | STARBUCKS CORP | 5,520 | $299K | 0.1% | $47.41 | -3.3% | Common Stocks | 855244109 |
| CMCSA | COMCAST CORP NEW CL A | 4,276 | $284K | 0.1% | $23.89 | +11.4% | Common Stocks | 20030N101 |
| HD | HOME DEPOT INC | 2,162 | $278K | 0.1% | $105.15 | +1.1% | Common Stocks | 437076102 |
| EFSC | ENTERPRISE FINANCIAL SERVICES CORP | 8,705 | $272K | 0.1% | $23.42 | +7.0% | Common Stocks | 293712105 |
| SBNY | SIGNATURE BANK | 2,206 | $261K | 0.1% | $118.31 | — | Common Stocks | 82669G104 |
| GILD | GILEAD Sciences | 3,200 | $253K | 0.1% | $77.50 | -25.4% | Common Stocks | 375558103 |
| — | ENERGY TRANSFER PARTNERS L.P. | 6,752 | $250K | 0.1% | $52.14 | — | Common Stocks | 29273R109 |
| KMI | KINDER MORGAN INC | 10,765 | $249K | 0.1% | $22.45 | -41.8% | Common Stocks | 49456B101 |
| — | PINNACLE FINANCIAL PARTNERS | 4,600 | $249K | 0.1% | $52.20 | — | Common Stocks | 72346Q104 |
| HWC | HANCOCK HOLDING CO | 7,465 | $242K | 0.1% | $30.22 | 0.0% | Common Stocks | 410120109 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 16,350 | $241K | 0.1% | $24.49 | — | Common Stocks | 02752P100 |
| AMP | AMERIPRISE FINL INC | 2,400 | $239K | 0.1% | $68.12 | +17.5% | Common Stocks | 03076C106 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $228K | 0.1% | $48.11 | 0.0% | Common Stocks | 910047109 |
| — | FCB FINANCIAL HOLDINGS | 5,610 | $216K | 0.1% | $32.57 | — | Common Stocks | 30255G103 |
| IWF | Ishares Russell 1000 Growth ETF | 2,065 | $215K | 0.1% | $97.41 | — | Equity ETFs | 464287614 |
| — | HILTON WORLDWIDE HOLDINGS INC. | 9,000 | $206K | 0.1% | $22.56 | — | Common Stocks | 43300A104 |
| EDAP | EDAP TMS SA-ADR | 55,000 | $160K | 0.0% | $5.58 | — | Common Stocks | 268311107 |
| — | BOVIE MEDICAL CORP. | 25,000 | $130K | 0.0% | $5.20 | — | Common Stocks | 10211F100 |
| — | SYNERON MEDICAL LTD | 16,000 | $115K | 0.0% | $7.31 | — | Common Stocks | M87245102 |
| OXBR | OXBRIDGE RE HOLDINGS LTD | 19,750 | $99,000 | 0.0% | $5.97 | -16.0% | Common Stocks | G6856M106 |
| — | EV ENERGY PARTNERS LP | 13,500 | $32,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| — | TRANSENTERIX INC | 12,500 | $21,000 | 0.0% | $1.68 | — | Common Stocks | 89366M201 |
| — | SPARK NETWORKS INC COM | 10,000 | $16,000 | 0.0% | $1.60 | — | Common Stocks | 84651P100 |