Hilton Capital Management, LLC Diversified Active

CIK: 0001541211 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Oct 11, 2016

Total Value ($000): $404,545 (67.6% shares, 32.4% debt)

Holdings (125)

GVI iShares INT. GOVT/CREDIT BOND ETF 6.3%
Value ($000) $25,344 Shares 224,601 Est. Cost $111.75 Unrealized —
LQD ISHARES IBOXX INVESTMENT GRADE CORP BOND 6.2%
Value ($000) $25,037 Shares 203,258 Est. Cost $117.21 Unrealized —
EPD ENTERPRISE PRODS PARTNERS L COM UNIT 4.6%
Value ($000) $18,645 Shares 674,817 Est. Cost $46.76 Unrealized —
— GRAMERCY PROPERTY TRUST 4.3%
Value ($000) $17,388 Shares 1,803,767 Est. Cost $8.01 Unrealized —
— MAGELLAN MIDSTREAM PARTNERS LP 4.0%
Value ($000) $16,115 Shares 227,806 Est. Cost $63.01 Unrealized —
STZ CONSTELLATION BRANDS INC-A 3.3%
Value ($000) $13,503 Shares 81,103 Est. Cost $103.66 Unrealized +38.0%
BR BROADRIDGE FINANCIAL SOLUTIONS 3.3%
Value ($000) $13,499 Shares 199,130 Est. Cost $52.78 Unrealized +10.2%
— INVESCO DYNAMIC CREDIT OPP 3.3%
Value ($000) $13,278 Shares 1,129,109 Est. Cost $11.73 Unrealized —
— HCI GROUP CONV. SR NT 3.2%
Value ($000) $12,792 Shares 13,342,000 Est. Cost $0.97 Unrealized —
— VECTOR GROUP LTD. 3.1%
Value ($000) $12,583 Shares 584,443 Est. Cost $22.48 Unrealized —
VZ VERIZON COMMUNICATIONS 3.1%
Value ($000) $12,562 Shares 241,664 Est. Cost $31.49 Unrealized +4.5%
— PRUDENTIAL ST DUR HY FUND 3.1%
Value ($000) $12,440 Shares 777,964 Est. Cost $15.90 Unrealized —
RSG REPUBLIC SERVICES, INC. 2.9%
Value ($000) $11,802 Shares 233,943 Est. Cost $34.28 Unrealized +27.9%
RWT REDWOOD TRUST INC 2.9%
Value ($000) $11,688 Shares 825,430 Est. Cost $13.17 Unrealized —
KEY KEYCORP 2.9%
Value ($000) $11,632 Shares 955,780 Est. Cost $8.09 Unrealized 0.0%
SO SOUTHERN CO 2.8%
Value ($000) $11,177 Shares 217,870 Est. Cost $33.75 Unrealized +5.5%
— NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND 2.7%
Value ($000) $10,770 Shares 445,400 Est. Cost $22.82 Unrealized —
TR TOOTSIE ROLL INDUSTRIES, INC. 2.1%
Value ($000) $8,498 Shares 230,738 Est. Cost $24.40 Unrealized +25.0%
IRT INDEPENDENCE REALTY TRUST 2.0%
Value ($000) $8,125 Shares 902,732 Est. Cost $9.00 Unrealized —
IEF ISHARES 7-10 YR TREASURY BD ETF 2.0%
Value ($000) $7,896 Shares 70,577 Est. Cost $107.96 Unrealized —
FCPT FOUR CORNERS PROPERTY TRUST 1.8%
Value ($000) $7,436 Shares 348,640 Est. Cost $18.44 Unrealized —
— FIRST OF LONG ISLAND CORP 1.8%
Value ($000) $7,080 Shares 213,573 Est. Cost $29.47 Unrealized —
CME CME GROUP INC 1.7%
Value ($000) $6,898 Shares 66,001 Est. Cost $64.50 Unrealized +13.4%
BAH BOOZ ALLEN HAMILTON HOLDINGS 1.5%
Value ($000) $5,999 Shares 189,772 Est. Cost $24.20 Unrealized +6.4%
— MAINSOURCE FINANCIAL GROUP, INC. 1.4%
Value ($000) $5,730 Shares 229,679 Est. Cost $24.95 Unrealized —
SHV ISHARES SHORT TREASURY BOND 1.3%
Value ($000) $5,080 Shares 46,000 Est. Cost $110.22 Unrealized —
GOOG ALPHABET INC -CL C 1.1%
Value ($000) $4,371 Shares 5,623 Est. Cost $35.75 Unrealized +5.4%
— PROSHARES TR PSHS SHRT S&P5 1.0%
Value ($000) $4,245 Shares 111,517 Est. Cost $38.07 Unrealized —
AMZN AMAZON COM INC 0.9%
Value ($000) $3,779 Shares 4,513 Est. Cost $22.00 Unrealized +74.0%
— COLONY FINANCIAL CONV. SR NT 0.8%
Value ($000) $3,387 Shares 3,465,000 Est. Cost $1.00 Unrealized —
— HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 0.7%
Value ($000) $2,924 Shares 114,008 Est. Cost $25.30 Unrealized —
— HOWARD BANCORP 0.6%
Value ($000) $2,623 Shares 198,565 Est. Cost $12.74 Unrealized —
JNJ JOHNSON & JOHNSON 0.6%
Value ($000) $2,615 Shares 22,136 Est. Cost $79.92 Unrealized +17.1%
PAA PLAINS ALL AMERN PIPELINE L UNIT L P INT 0.6%
Value ($000) $2,299 Shares 73,185 Est. Cost $55.81 Unrealized —
— WESTERN GAS PARTNERS LP UNIT LP IN 0.6%
Value ($000) $2,298 Shares 41,740 Est. Cost $64.89 Unrealized —
— NUVEEN CREDIT STRAT FUND 0.6%
Value ($000) $2,267 Shares 267,365 Est. Cost $8.28 Unrealized —
PG PROCTER & GAMBLE COMPANY 0.4%
Value ($000) $1,764 Shares 19,650 Est. Cost $65.47 Unrealized +3.1%
QCOM QUALCOMM INC 0.4%
Value ($000) $1,651 Shares 24,104 Est. Cost $46.91 Unrealized 0.0%
ABBV ABBVIE INC 0.4%
Value ($000) $1,574 Shares 24,962 Est. Cost $43.92 Unrealized 0.0%
PFF ISHARES S&P PREFERRED STOCK INDEX FUND 0.4%
Value ($000) $1,544 Shares 39,076 Est. Cost $39.17 Unrealized —
T A T & T INC (NEW) 0.4%
Value ($000) $1,507 Shares 37,118 Est. Cost $15.42 Unrealized +5.6%
MRK MERCK & COMPANY 0.4%
Value ($000) $1,481 Shares 23,736 Est. Cost $43.73 Unrealized 0.0%
MPLX MPLX LP 0.4%
Value ($000) $1,472 Shares 43,470 Est. Cost $34.76 Unrealized —
CSCO CISCO SYS INC 0.3%
Value ($000) $1,364 Shares 43,016 Est. Cost $23.06 Unrealized 0.0%
PFE PFIZER INC 0.3%
Value ($000) $1,288 Shares 38,038 Est. Cost $22.26 Unrealized 0.0%
DIS WALT DISNEY COMPANY 0.3%
Value ($000) $1,267 Shares 13,646 Est. Cost $86.98 Unrealized +2.2%
WASH WASHINGTON TRUST BANCORP 0.3%
Value ($000) $1,262 Shares 31,374 Est. Cost $22.72 Unrealized +8.7%
— SPECIAL OPPORTUNITIES FUND 0.3%
Value ($000) $1,220 Shares 81,800 Est. Cost $14.91 Unrealized —
WY WEYERHAEUSER CO 0.3%
Value ($000) $1,219 Shares 38,173 Est. Cost $21.93 Unrealized 0.0%
— SPECTRA ENERGY CORP 0.3%
Value ($000) $1,184 Shares 27,688 Est. Cost $42.76 Unrealized —
AAPL APPLE INC. 0.3%
Value ($000) $1,166 Shares 10,312 Est. Cost $25.39 Unrealized -4.6%
— GENERAL ELEC CO 0.3%
Value ($000) $1,161 Shares 39,210 Est. Cost $29.61 Unrealized —
VOD VODAFONE GROUP PLC NEW SPONS ADR NEW 0.3%
Value ($000) $1,158 Shares 39,719 Est. Cost $29.15 Unrealized —
GEL GENESIS ENERGY LP 0.3%
Value ($000) $1,138 Shares 29,982 Est. Cost $37.96 Unrealized —
— GLAXO SMITHKLINE PLC ADR 0.3%
Value ($000) $1,134 Shares 26,286 Est. Cost $43.14 Unrealized —
NVS NOVARTIS AG SPONSORED ADR 0.3%
Value ($000) $1,110 Shares 14,056 Est. Cost $84.05 Unrealized —
TRGP TARGA RESOURCES 0.3%
Value ($000) $1,083 Shares 22,043 Est. Cost $15.07 Unrealized +91.7%
— JPMORGAN CHASE & CO ALERIAN ML ETN 0.3%
Value ($000) $1,063 Shares 33,737 Est. Cost $38.75 Unrealized —
DLR Digital Reality Trust Inc. 0.3%
Value ($000) $1,056 Shares 10,872 Est. Cost $73.33 Unrealized 0.0%
— COACH INC 0.2%
Value ($000) $995 Shares 27,204 Est. Cost $36.58 Unrealized —
IBM I B M 0.2%
Value ($000) $986 Shares 6,207 Est. Cost $101.76 Unrealized 0.0%
LYB LYONDELLBASELL INDU-CL A 0.2%
Value ($000) $978 Shares 12,128 Est. Cost $45.08 Unrealized 0.0%
META FACEBOOK INC 0.2%
Value ($000) $952 Shares 7,420 Est. Cost $66.90 Unrealized +84.3%
WDC WESTERN DIGITAL CORP 0.2%
Value ($000) $946 Shares 16,187 Est. Cost $33.13 Unrealized 0.0%
ABT ABBOTT LABS 0.2%
Value ($000) $937 Shares 22,165 Est. Cost $36.13 Unrealized 0.0%
MCHP MICROCHIP TECHNOLOGY INC 0.2%
Value ($000) $907 Shares 14,593 Est. Cost $24.41 Unrealized 0.0%
— TALLGRASS ENERGY PARTNERS LP 0.2%
Value ($000) $859 Shares 17,815 Est. Cost $26.68 Unrealized —
TD TORONTO-DOMINION BANK 0.2%
Value ($000) $802 Shares 18,072 Est. Cost $43.82 Unrealized 0.0%
— DOMTAR CORP 0.2%
Value ($000) $797 Shares 21,454 Est. Cost $37.15 Unrealized —
LAMR LAMAR ADVERTISING CO-A 0.2%
Value ($000) $795 Shares 12,177 Est. Cost $65.29 Unrealized —
DLTR DOLLAR TREE INC 0.2%
Value ($000) $789 Shares 10,000 Est. Cost $48.73 Unrealized +84.6%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $788 Shares 12,300 Est. Cost $76.41 Unrealized -26.3%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $758 Shares 8,688 Est. Cost $54.67 Unrealized +7.1%
— CELGENE CORP 0.2%
Value ($000) $732 Shares 7,005 Est. Cost $102.79 Unrealized —
— WILLIAMS PARTNERS LP 0.2%
Value ($000) $725 Shares 19,503 Est. Cost $49.97 Unrealized —
UPS UNITED PARCEL SVC INC CL B 0.2%
Value ($000) $724 Shares 6,620 Est. Cost $77.25 Unrealized 0.0%
ETN EATON CORP PLC 0.2%
Value ($000) $711 Shares 10,824 Est. Cost $52.90 Unrealized 0.0%
— L BRANDS INC 0.2%
Value ($000) $691 Shares 9,761 Est. Cost $70.79 Unrealized —
MDLZ MONDELEZ INTERNATIONAL INC 0.2%
Value ($000) $668 Shares 15,217 Est. Cost $23.16 Unrealized +52.1%
— RITE AID CORP 0.2%
Value ($000) $654 Shares 85,000 Est. Cost $7.77 Unrealized —
— ANWORTH MORTGAGE ASSET CP COM 0.2%
Value ($000) $645 Shares 131,146 Est. Cost $4.92 Unrealized —
WFC WELLS FARGO & CO NEW 0.2%
Value ($000) $642 Shares 14,496 Est. Cost $36.83 Unrealized 0.0%
GOOGL ALPHABET INC -CL A 0.2%
Value ($000) $626 Shares 779 Est. Cost $37.03 Unrealized +4.8%
BMO BANK OF MONTREAL 0.1%
Value ($000) $567 Shares 8,649 Est. Cost $44.58 Unrealized 0.0%
— SVB FINANCIAL GROUP 0.1%
Value ($000) $526 Shares 4,758 Est. Cost $109.31 Unrealized —
EWZ ISHARES INC MSCI BRAZIL 0.1%
Value ($000) $480 Shares 14,225 Est. Cost $33.74 Unrealized —
ET ENERGY TRANSFER EQUITY L P UT LTD PTN 0.1%
Value ($000) $470 Shares 28,000 Est. Cost $33.76 Unrealized —
— ZELTIQ AESTHETICS INC 0.1%
Value ($000) $439 Shares 11,200 Est. Cost $32.05 Unrealized —
WMT WAL MART STORES INC 0.1%
Value ($000) $433 Shares 6,000 Est. Cost $21.76 Unrealized -5.3%
— PACWEST BANCORP 0.1%
Value ($000) $433 Shares 10,099 Est. Cost $42.88 Unrealized —
AR ANTERO RESOURCES CORP. 0.1%
Value ($000) $352 Shares 13,056 Est. Cost $27.26 Unrealized -2.3%
BANC BANC OF CALIFORNIA 0.1%
Value ($000) $350 Shares 20,024 Est. Cost $15.72 Unrealized +6.1%
OHI OMEGA HEALTHCARE INVESTORS 0.1%
Value ($000) $343 Shares 9,664 Est. Cost $35.49 Unrealized —
IYG ISHARES U.S. FINANCIAL SERVICES ETF 0.1%
Value ($000) $336 Shares 3,825 Est. Cost $87.84 Unrealized —
BCE BCE INC 0.1%
Value ($000) $332 Shares 7,200 Est. Cost $27.00 Unrealized 0.0%
— Nuveen Dividend Advantage Municipal Income Fund 0.1%
Value ($000) $321 Shares 20,000 Est. Cost $14.27 Unrealized —
— DIREXION INSIDER 0.1%
Value ($000) $312 Shares 4,200 Est. Cost $70.95 Unrealized —
— Blackrock Inc. 0.1%
Value ($000) $308 Shares 850 Est. Cost $342.35 Unrealized —
COST COSTCO WHOLESALE CORP 0.1%
Value ($000) $305 Shares 2,000 Est. Cost $86.56 Unrealized +58.2%
SPY SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $302 Shares 1,398 Est. Cost $211.23 Unrealized —
SFBS SERVISFIRST BANCSHARES INC 0.1%
Value ($000) $302 Shares 5,825 Est. Cost $15.91 Unrealized +39.5%
HTBK HERITAGE COMMERCE CORP 0.1%
Value ($000) $301 Shares 27,540 Est. Cost $10.41 Unrealized +6.4%
SBUX STARBUCKS CORP 0.1%
Value ($000) $299 Shares 5,520 Est. Cost $47.41 Unrealized -3.3%
CMCSA COMCAST CORP NEW CL A 0.1%
Value ($000) $284 Shares 4,276 Est. Cost $23.89 Unrealized +11.4%
HD HOME DEPOT INC 0.1%
Value ($000) $278 Shares 2,162 Est. Cost $105.15 Unrealized +1.1%
EFSC ENTERPRISE FINANCIAL SERVICES CORP 0.1%
Value ($000) $272 Shares 8,705 Est. Cost $23.42 Unrealized +7.0%
SBNY SIGNATURE BANK 0.1%
Value ($000) $261 Shares 2,206 Est. Cost $118.31 Unrealized —
GILD GILEAD Sciences 0.1%
Value ($000) $253 Shares 3,200 Est. Cost $77.50 Unrealized -25.4%
— ENERGY TRANSFER PARTNERS L.P. 0.1%
Value ($000) $250 Shares 6,752 Est. Cost $52.14 Unrealized —
KMI KINDER MORGAN INC 0.1%
Value ($000) $249 Shares 10,765 Est. Cost $22.45 Unrealized -41.8%
— PINNACLE FINANCIAL PARTNERS 0.1%
Value ($000) $249 Shares 4,600 Est. Cost $52.20 Unrealized —
HWC HANCOCK HOLDING CO 0.1%
Value ($000) $242 Shares 7,465 Est. Cost $30.22 Unrealized 0.0%
— AMERICAN MIDSTREAM PARTNERS LLP 0.1%
Value ($000) $241 Shares 16,350 Est. Cost $24.49 Unrealized —
AMP AMERIPRISE FINL INC 0.1%
Value ($000) $239 Shares 2,400 Est. Cost $68.12 Unrealized +17.5%
UAL UNITED CONTINENTAL HOLDINGS INC. 0.1%
Value ($000) $228 Shares 4,350 Est. Cost $48.11 Unrealized 0.0%
— FCB FINANCIAL HOLDINGS 0.1%
Value ($000) $216 Shares 5,610 Est. Cost $32.57 Unrealized —
IWF Ishares Russell 1000 Growth ETF 0.1%
Value ($000) $215 Shares 2,065 Est. Cost $97.41 Unrealized —
— HILTON WORLDWIDE HOLDINGS INC. 0.1%
Value ($000) $206 Shares 9,000 Est. Cost $22.56 Unrealized —
EDAP EDAP TMS SA-ADR 0.0%
Value ($000) $160 Shares 55,000 Est. Cost $5.58 Unrealized —
— BOVIE MEDICAL CORP. 0.0%
Value ($000) $130 Shares 25,000 Est. Cost $5.20 Unrealized —
— SYNERON MEDICAL LTD 0.0%
Value ($000) $115 Shares 16,000 Est. Cost $7.31 Unrealized —
OXBR OXBRIDGE RE HOLDINGS LTD 0.0%
Value ($000) $99 Shares 19,750 Est. Cost $5.97 Unrealized -16.0%
— EV ENERGY PARTNERS LP 0.0%
Value ($000) $32 Shares 13,500 Est. Cost $32.70 Unrealized —
— TRANSENTERIX INC 0.0%
Value ($000) $21 Shares 12,500 Est. Cost $1.68 Unrealized —
— SPARK NETWORKS INC COM 0.0%
Value ($000) $16 Shares 10,000 Est. Cost $1.60 Unrealized —