Hilton Capital Management, LLC Diversified Active

CIK: 0001541211 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 13, 2017

Total Value ($000): $472,870 (65.9% shares, 34.1% debt)

Holdings (108)

GVI ISHARES INT. GOVT/CREDIT BOND ETF 7.0%
Value ($000) $33,109 Shares 301,402 Est. Cost $111.27 Unrealized —
EPD ENTERPRISE PRODS PARTNERS L COM UNIT 3.9%
Value ($000) $18,495 Shares 683,999 Est. Cost $46.49 Unrealized —
— INVESCO DYNAMIC CREDIT OPP 3.7%
Value ($000) $17,693 Shares 1,438,460 Est. Cost $11.85 Unrealized —
LQD ISHARES IBOXX INVESTMENT GRADE CORP BOND 3.6%
Value ($000) $16,979 Shares 144,897 Est. Cost $117.21 Unrealized —
— MAGELLAN MIDSTREAM PARTNERS LP 3.6%
Value ($000) $16,831 Shares 222,546 Est. Cost $63.01 Unrealized —
HYS PIMCO 0-5 YEAR H/Y CORP BOND 3.3%
Value ($000) $15,722 Shares 157,438 Est. Cost $99.86 Unrealized —
STZ CONSTELLATION BRANDS INC-A 3.2%
Value ($000) $15,353 Shares 100,142 Est. Cost $110.23 Unrealized +25.4%
BR BROADRIDGE FINANCIAL SOLUTIONS 3.2%
Value ($000) $15,329 Shares 231,210 Est. Cost $53.18 Unrealized +4.7%
RSG REPUBLIC SERVICES, INC. 3.2%
Value ($000) $15,144 Shares 265,448 Est. Cost $35.69 Unrealized +29.4%
JPM J P MORGAN CHASE & CO 3.2%
Value ($000) $14,981 Shares 173,610 Est. Cost $59.89 Unrealized 0.0%
— NUVEEN CREDIT STRAT FUND 3.1%
Value ($000) $14,765 Shares 1,668,320 Est. Cost $8.76 Unrealized —
— HCI GROUP CONV. SR NT 3.1%
Value ($000) $14,680 Shares 14,616,000 Est. Cost $0.97 Unrealized —
— VECTOR GROUP LTD. 3.1%
Value ($000) $14,597 Shares 641,905 Est. Cost $22.50 Unrealized —
NTB BANK OF NT BUTTERFIELD & SON 3.0%
Value ($000) $14,340 Shares 456,107 Est. Cost $18.52 Unrealized 0.0%
RWT REDWOOD TRUST INC 3.0%
Value ($000) $14,061 Shares 924,451 Est. Cost $13.39 Unrealized —
— GRAMERCY PROPERTY TRUST 2.9%
Value ($000) $13,718 Shares 1,494,310 Est. Cost $8.01 Unrealized —
— PRUDENTIAL ST DUR HY FUND 2.9%
Value ($000) $13,698 Shares 884,910 Est. Cost $15.85 Unrealized —
— MAINSOURCE FINANCIAL GROUP, INC. 2.9%
Value ($000) $13,597 Shares 395,275 Est. Cost $28.91 Unrealized —
SMG SCOTTS MIRACLE-GRO CO-CL A 2.8%
Value ($000) $13,348 Shares 139,694 Est. Cost $66.12 Unrealized 0.0%
BAH BOOZ ALLEN HAMILTON HOLDINGS 2.8%
Value ($000) $13,257 Shares 367,523 Est. Cost $26.40 Unrealized +8.9%
KEY KEYCORP 2.7%
Value ($000) $12,916 Shares 706,939 Est. Cost $8.09 Unrealized +32.3%
— NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND 2.6%
Value ($000) $12,433 Shares 516,550 Est. Cost $22.99 Unrealized —
GS GOLDMAN SACHS GROUP INC 2.6%
Value ($000) $12,148 Shares 50,732 Est. Cost $167.76 Unrealized 0.0%
TR TOOTSIE ROLL INDUSTRIES, INC. 2.1%
Value ($000) $10,111 Shares 254,363 Est. Cost $24.96 Unrealized +22.0%
IRT INDEPENDENCE REALTY TRUST 2.1%
Value ($000) $9,856 Shares 1,104,986 Est. Cost $8.99 Unrealized —
CME CME GROUP INC 1.7%
Value ($000) $8,047 Shares 69,760 Est. Cost $65.26 Unrealized +20.5%
FCPT FOUR CORNERS PROPERTY TRUST 1.7%
Value ($000) $7,996 Shares 389,667 Est. Cost $18.66 Unrealized —
CCJ CAMECO CORP. 1.4%
Value ($000) $6,624 Shares 632,660 Est. Cost $8.44 Unrealized 0.0%
AOS A.O. SMITH CORPORATION 1.1%
Value ($000) $5,341 Shares 112,792 Est. Cost $41.33 Unrealized 0.0%
AMZN AMAZON COM INC 1.1%
Value ($000) $5,101 Shares 6,803 Est. Cost $27.78 Unrealized +41.0%
— PROSHARES TR PSHS SHRT S&P5 1.0%
Value ($000) $4,709 Shares 128,876 Est. Cost $37.86 Unrealized —
GOOG ALPHABET INC -CL C 0.9%
Value ($000) $4,189 Shares 5,428 Est. Cost $35.75 Unrealized +8.2%
— COLONY FINANCIAL CONV. SR NT 0.8%
Value ($000) $3,731 Shares 3,740,000 Est. Cost $1.00 Unrealized —
— FIRST OF LONG ISLAND CORP 0.7%
Value ($000) $3,248 Shares 113,781 Est. Cost $29.47 Unrealized —
SHV ISHARES SHORT TREASURY BOND 0.6%
Value ($000) $2,937 Shares 26,625 Est. Cost $110.22 Unrealized —
— HSBC HOLDINGS PLC SER A 0.6%
Value ($000) $2,818 Shares 111,808 Est. Cost $25.30 Unrealized —
— HOWARD BANCORP 0.6%
Value ($000) $2,696 Shares 178,565 Est. Cost $12.74 Unrealized —
— WESTERN GAS PARTNERS LP UNIT LP IN 0.5%
Value ($000) $2,414 Shares 41,090 Est. Cost $64.89 Unrealized —
PAA PLAINS ALL AMERN PIPELINE L UNIT L P INT 0.5%
Value ($000) $2,377 Shares 73,602 Est. Cost $55.81 Unrealized —
— POWERSHARES QQQ TRUST UNIT SER 1 0.4%
Value ($000) $2,079 Shares 17,550 Est. Cost $118.46 Unrealized —
AAPL APPLE INC. 0.4%
Value ($000) $1,792 Shares 15,475 Est. Cost $25.63 Unrealized +1.8%
DIS WALT DISNEY COMPANY 0.3%
Value ($000) $1,422 Shares 13,646 Est. Cost $86.98 Unrealized +4.3%
— JPMORGAN CHASE & CO ALERIAN ML ETN 0.3%
Value ($000) $1,391 Shares 44,006 Est. Cost $37.08 Unrealized —
META FACEBOOK INC 0.3%
Value ($000) $1,269 Shares 11,030 Est. Cost $84.92 Unrealized +43.6%
TRGP TARGA RESOURCES 0.3%
Value ($000) $1,225 Shares 21,853 Est. Cost $15.07 Unrealized +127.8%
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $1,190 Shares 10,332 Est. Cost $79.92 Unrealized +12.2%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $911 Shares 12,300 Est. Cost $76.41 Unrealized -20.2%
— TALLGRASS ENERGY PARTNERS LP 0.2%
Value ($000) $845 Shares 17,815 Est. Cost $26.68 Unrealized —
— SVB FINANCIAL GROUP 0.2%
Value ($000) $817 Shares 4,758 Est. Cost $109.31 Unrealized —
SHYG iSHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF 0.2%
Value ($000) $794 Shares 16,775 Est. Cost $47.33 Unrealized —
XOM EXXON MOBIL CORP 0.2%
Value ($000) $786 Shares 8,703 Est. Cost $54.67 Unrealized +6.4%
— WILLIAMS PARTNERS LP 0.2%
Value ($000) $742 Shares 19,503 Est. Cost $49.97 Unrealized —
— CELGENE CORP 0.1%
Value ($000) $708 Shares 6,120 Est. Cost $102.79 Unrealized —
— RITE AID CORP 0.1%
Value ($000) $700 Shares 85,000 Est. Cost $7.77 Unrealized —
BANC BANC OF CALIFORNIA 0.1%
Value ($000) $638 Shares 36,791 Est. Cost $14.21 Unrealized -12.7%
MDLZ MONDELEZ INTERNATIONAL INC 0.1%
Value ($000) $620 Shares 13,987 Est. Cost $23.16 Unrealized +50.0%
— TWITTER INC 0.1%
Value ($000) $614 Shares 37,650 Est. Cost $16.31 Unrealized —
WFC WELLS FARGO & CO NEW 0.1%
Value ($000) $583 Shares 10,572 Est. Cost $36.83 Unrealized +6.0%
ACN ACCENTURE PLC 0.1%
Value ($000) $579 Shares 4,942 Est. Cost $103.19 Unrealized 0.0%
GOOGL ALPHABET INC -CL A 0.1%
Value ($000) $570 Shares 719 Est. Cost $37.03 Unrealized +7.2%
PFF ISHARES S&P PREFERRED STOCK INDEX FUND 0.1%
Value ($000) $561 Shares 15,086 Est. Cost $39.17 Unrealized —
LMT LOCKHEED MARTIN CORP. 0.1%
Value ($000) $541 Shares 2,164 Est. Cost $195.92 Unrealized 0.0%
ET ENERGY TRANSFER EQUITY L P UT LTD PTN 0.1%
Value ($000) $541 Shares 28,000 Est. Cost $33.76 Unrealized —
SPY SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $511 Shares 2,288 Est. Cost $215.94 Unrealized —
— ZELTIQ AESTHETICS INC 0.1%
Value ($000) $487 Shares 11,200 Est. Cost $32.05 Unrealized —
SBNY SIGNATURE BANK 0.1%
Value ($000) $459 Shares 3,055 Est. Cost $127.19 Unrealized —
XLP STAPLES SECTOR SPDR 0.1%
Value ($000) $441 Shares 8,525 Est. Cost $51.73 Unrealized —
SFBS SERVISFIRST BANCSHARES INC 0.1%
Value ($000) $436 Shares 11,650 Est. Cost $21.75 Unrealized +26.8%
IYG ISHARES U.S. FINANCIAL SERVICES ETF 0.1%
Value ($000) $406 Shares 3,825 Est. Cost $87.84 Unrealized —
— BLACKROCK INC. 0.1%
Value ($000) $323 Shares 850 Est. Cost $342.35 Unrealized —
BANF BANCFIRST CORP 0.1%
Value ($000) $322 Shares 3,460 Est. Cost $33.43 Unrealized 0.0%
— DIREXION INSIDER 0.1%
Value ($000) $321 Shares 4,200 Est. Cost $70.95 Unrealized —
COST COSTCO WHOLESALE CORP 0.1%
Value ($000) $320 Shares 2,000 Est. Cost $86.56 Unrealized +49.9%
— PINNACLE FINANCIAL PARTNERS 0.1%
Value ($000) $319 Shares 4,600 Est. Cost $52.20 Unrealized —
UAL UNITED CONTINENTAL HOLDINGS INC. 0.1%
Value ($000) $317 Shares 4,350 Est. Cost $48.11 Unrealized +32.4%
T A T & T INC (NEW) 0.1%
Value ($000) $313 Shares 7,359 Est. Cost $15.42 Unrealized +0.2%
SBUX STARBUCKS CORP 0.1%
Value ($000) $306 Shares 5,520 Est. Cost $47.41 Unrealized -3.9%
XLV HEALTH CARE SECTOR SPDR 0.1%
Value ($000) $303 Shares 4,400 Est. Cost $68.86 Unrealized —
XLI INDUSTRIAL SELECT SECT SPDR 0.1%
Value ($000) $296 Shares 4,750 Est. Cost $62.32 Unrealized —
XLB MATERIALS SECTOR SPDR 0.1%
Value ($000) $296 Shares 5,950 Est. Cost $49.75 Unrealized —
— BANK OF THE OZARKS 0.1%
Value ($000) $295 Shares 5,613 Est. Cost $52.56 Unrealized —
SAP SAP SE-SPONSORED ADR 0.1%
Value ($000) $291 Shares 3,364 Est. Cost $86.50 Unrealized —
HD HOME DEPOT INC 0.1%
Value ($000) $290 Shares 2,162 Est. Cost $105.15 Unrealized -1.7%
— NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND 0.1%
Value ($000) $289 Shares 20,000 Est. Cost $14.27 Unrealized —
— FCB FINANCIAL HOLDINGS 0.1%
Value ($000) $268 Shares 5,610 Est. Cost $32.57 Unrealized —
HTBK HERITAGE COMMERCE CORP 0.1%
Value ($000) $266 Shares 18,465 Est. Cost $10.41 Unrealized +16.8%
AMP AMERIPRISE FINL INC 0.1%
Value ($000) $266 Shares 2,400 Est. Cost $68.12 Unrealized +29.2%
MPLX MPLX LP 0.1%
Value ($000) $245 Shares 7,085 Est. Cost $34.76 Unrealized —
— HILTON WORLDWIDE HOLDINGS INC. 0.1%
Value ($000) $245 Shares 9,000 Est. Cost $22.56 Unrealized —
MAR MARRIOTT INTERNATIONAL INC. 0.1%
Value ($000) $240 Shares 2,900 Est. Cost $69.39 Unrealized 0.0%
— ENERGY TRANSFER PARTNERS L.P. 0.1%
Value ($000) $237 Shares 6,627 Est. Cost $52.14 Unrealized —
KMI KINDER MORGAN INC 0.0%
Value ($000) $223 Shares 10,765 Est. Cost $22.45 Unrealized -41.6%
— BAY BANCORP INC. 0.0%
Value ($000) $220 Shares 33,395 Est. Cost $6.59 Unrealized —
IWF ISHARES RUSSELL 1000 GROWTH ETF 0.0%
Value ($000) $217 Shares 2,065 Est. Cost $97.41 Unrealized —
— LEGACYTEXAS FINANCIAL GROUP 0.0%
Value ($000) $212 Shares 4,915 Est. Cost $43.13 Unrealized —
IBM I B M 0.0%
Value ($000) $212 Shares 1,278 Est. Cost $101.76 Unrealized +1.3%
CMCSA COMCAST CORP NEW CL A 0.0%
Value ($000) $209 Shares 3,026 Est. Cost $23.89 Unrealized +12.3%
PG PROCTER & GAMBLE COMPANY 0.0%
Value ($000) $209 Shares 2,485 Est. Cost $65.47 Unrealized +2.0%
VZ VERIZON COMMUNICATIONS 0.0%
Value ($000) $204 Shares 3,828 Est. Cost $31.49 Unrealized -1.6%
EDAP EDAP TMS SA-ADR 0.0%
Value ($000) $190 Shares 58,000 Est. Cost $5.46 Unrealized —
— NUVEEN CAL ABC DIV ADV MUNI INC FUND 0.0%
Value ($000) $141 Shares 10,000 Est. Cost $14.10 Unrealized —
— SYNERON MEDICAL LTD 0.0%
Value ($000) $134 Shares 16,000 Est. Cost $7.31 Unrealized —
AMD ADVANCED MICRO DEVICES 0.0%
Value ($000) $113 Shares 10,000 Est. Cost $8.39 Unrealized 0.0%
— NUVEEN MUNI VALUE FUND 0.0%
Value ($000) $97 Shares 10,159 Est. Cost $9.55 Unrealized —
— EV ENERGY PARTNERS LP 0.0%
Value ($000) $28 Shares 13,500 Est. Cost $32.70 Unrealized —
— EMAGIN CORPORATION 0.0%
Value ($000) $22 Shares 10,000 Est. Cost $2.20 Unrealized —
— TRANSENTERIX INC 0.0%
Value ($000) $16 Shares 12,500 Est. Cost $1.68 Unrealized —
— SPARK NETWORKS INC COM 0.0%
Value ($000) $8 Shares 10,000 Est. Cost $1.60 Unrealized —