Location: Garden City, NY
CIK: 0001541211 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 13, 2017
Total Value: $473M (65.9% shares, 34.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GVI | ISHARES INT. GOVT/CREDIT BOND ETF | 301,402 | $33.11M | 7.0% | $111.27 | — | Fixed Income ETF | 464288612 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 683,999 | $18.5M | 3.9% | $46.49 | — | Common Stocks | 293792107 |
| — | INVESCO DYNAMIC CREDIT OPP | 1,438,460 | $17.69M | 3.7% | $11.85 | — | Fixed Income Closed-End Fund | 46132R104 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 144,897 | $16.98M | 3.6% | $117.21 | — | Fixed Income ETF | 464287242 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 222,546 | $16.83M | 3.6% | $63.01 | — | Common Stocks | 559080106 |
| HYS | PIMCO 0-5 YEAR H/Y CORP BOND | 157,438 | $15.72M | 3.3% | $99.86 | — | Fixed Income ETF | 72201R783 |
| STZ | CONSTELLATION BRANDS INC-A | 100,142 | $15.35M | 3.2% | $110.23 | +25.4% | Common Stocks | 21036P108 |
| BR | BROADRIDGE FINANCIAL SOLUTIONS | 231,210 | $15.33M | 3.2% | $53.18 | +4.7% | Common Stocks | 11133T103 |
| RSG | REPUBLIC SERVICES, INC. | 265,448 | $15.14M | 3.2% | $35.69 | +29.4% | Common Stocks | 760759100 |
| JPM | J P MORGAN CHASE & CO | 173,610 | $14.98M | 3.2% | $59.89 | 0.0% | Common Stocks | 46625H100 |
| — | NUVEEN CREDIT STRAT FUND | 1,668,320 | $14.77M | 3.1% | $8.76 | — | Fixed Income Closed-End Fund | 67073D102 |
| — | HCI GROUP CONV. SR NT | 14,616,000 | $14.68M | 3.1% | $0.97 | — | Convertible Bonds | 40416EAB9 |
| — | VECTOR GROUP LTD. | 641,905 | $14.6M | 3.1% | $22.50 | — | Common Stocks | 92240M108 |
| NTB | BANK OF NT BUTTERFIELD & SON | 456,107 | $14.34M | 3.0% | $18.52 | 0.0% | Common Stocks | G0772R208 |
| RWT | REDWOOD TRUST INC | 924,451 | $14.06M | 3.0% | $13.39 | — | Common Stocks | 758075402 |
| — | GRAMERCY PROPERTY TRUST | 1,494,310 | $13.72M | 2.9% | $8.01 | — | Common Stocks | 385002100 |
| — | PRUDENTIAL ST DUR HY FUND | 884,910 | $13.7M | 2.9% | $15.85 | — | Fixed Income Closed-End Fund | 74442F107 |
| — | MAINSOURCE FINANCIAL GROUP, INC. | 395,275 | $13.6M | 2.9% | $28.91 | — | Common Stocks | 56062Y102 |
| SMG | SCOTTS MIRACLE-GRO CO-CL A | 139,694 | $13.35M | 2.8% | $66.12 | 0.0% | Common Stocks | 810186106 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 367,523 | $13.26M | 2.8% | $26.40 | +8.9% | Common Stocks | 099502106 |
| KEY | KEYCORP | 706,939 | $12.92M | 2.7% | $8.09 | +32.3% | Common Stocks | 493267108 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 516,550 | $12.43M | 2.6% | $22.99 | — | Fixed Income Closed-End Fund | 670735109 |
| GS | GOLDMAN SACHS GROUP INC | 50,732 | $12.15M | 2.6% | $167.76 | 0.0% | Common Stocks | 38141G104 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 254,363 | $10.11M | 2.1% | $24.96 | +22.0% | Common Stocks | 890516107 |
| IRT | INDEPENDENCE REALTY TRUST | 1,104,986 | $9.856M | 2.1% | $8.99 | — | Common Stocks | 45378A106 |
| CME | CME GROUP INC | 69,760 | $8.047M | 1.7% | $65.26 | +20.5% | Common Stocks | 12572Q105 |
| FCPT | FOUR CORNERS PROPERTY TRUST | 389,667 | $7.996M | 1.7% | $18.66 | — | Common Stocks | 35086T109 |
| CCJ | CAMECO CORP. | 632,660 | $6.624M | 1.4% | $8.44 | 0.0% | Common Stocks | 13321L108 |
| AOS | A.O. SMITH CORPORATION | 112,792 | $5.341M | 1.1% | $41.33 | 0.0% | Common Stocks | 831865209 |
| AMZN | AMAZON COM INC | 6,803 | $5.101M | 1.1% | $27.78 | +41.0% | Common Stocks | 023135106 |
| — | PROSHARES TR PSHS SHRT S&P5 | 128,876 | $4.709M | 1.0% | $37.86 | — | Equity ETFs | 74347B425 |
| GOOG | ALPHABET INC -CL C | 5,428 | $4.189M | 0.9% | $35.75 | +8.2% | Common Stocks | 02079K107 |
| — | COLONY FINANCIAL CONV. SR NT | 3,740,000 | $3.731M | 0.8% | $1.00 | — | Convertible Bonds | 19624RAB2 |
| — | FIRST OF LONG ISLAND CORP | 113,781 | $3.248M | 0.7% | $29.47 | — | Common Stocks | 320734106 |
| SHV | ISHARES SHORT TREASURY BOND | 26,625 | $2.937M | 0.6% | $110.22 | — | Fixed Income ETF | 464288679 |
| — | HSBC HOLDINGS PLC SER A | 111,808 | $2.818M | 0.6% | $25.30 | — | Preferred Stock | 404280604 |
| — | HOWARD BANCORP | 178,565 | $2.696M | 0.6% | $12.74 | — | Common Stocks | 442496105 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 41,090 | $2.414M | 0.5% | $64.89 | — | Common Stocks | 958254104 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 73,602 | $2.377M | 0.5% | $55.81 | — | Common Stocks | 726503105 |
| — | POWERSHARES QQQ TRUST UNIT SER 1 | 17,550 | $2.079M | 0.4% | $118.46 | — | Equity ETFs | 73935A104 |
| AAPL | APPLE INC. | 15,475 | $1.792M | 0.4% | $25.63 | +1.8% | Common Stocks | 037833100 |
| DIS | WALT DISNEY COMPANY | 13,646 | $1.422M | 0.3% | $86.98 | +4.3% | Common Stocks | 254687106 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 44,006 | $1.391M | 0.3% | $37.08 | — | Equity ETN | 46625H365 |
| META | FACEBOOK INC | 11,030 | $1.269M | 0.3% | $84.92 | +43.6% | Common Stocks | 30303M102 |
| TRGP | TARGA RESOURCES | 21,853 | $1.225M | 0.3% | $15.07 | +127.8% | Common Stocks | 87612G101 |
| JNJ | JOHNSON & JOHNSON | 10,332 | $1.19M | 0.3% | $79.92 | +12.2% | Common Stocks | 478160104 |
| AXP | AMERICAN EXPRESS CO | 12,300 | $911K | 0.2% | $76.41 | -20.2% | Common Stocks | 025816109 |
| — | TALLGRASS ENERGY PARTNERS LP | 17,815 | $845K | 0.2% | $26.68 | — | Common Stocks | 874697105 |
| — | SVB FINANCIAL GROUP | 4,758 | $817K | 0.2% | $109.31 | — | Common Stocks | 78486Q101 |
| SHYG | iSHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | 16,775 | $794K | 0.2% | $47.33 | — | Fixed Income ETF | 46434V407 |
| XOM | EXXON MOBIL CORP | 8,703 | $786K | 0.2% | $54.67 | +6.4% | Common Stocks | 30231G102 |
| — | WILLIAMS PARTNERS LP | 19,503 | $742K | 0.2% | $49.97 | — | Common Stocks | 96949L105 |
| — | CELGENE CORP | 6,120 | $708K | 0.1% | $102.79 | — | Common Stocks | 151020104 |
| — | RITE AID CORP | 85,000 | $700K | 0.1% | $7.77 | — | Common Stocks | 767754104 |
| BANC | BANC OF CALIFORNIA | 36,791 | $638K | 0.1% | $14.21 | -12.7% | Common Stocks | 05990K106 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 13,987 | $620K | 0.1% | $23.16 | +50.0% | Common Stocks | 609207105 |
| — | TWITTER INC | 37,650 | $614K | 0.1% | $16.31 | — | Common Stocks | 90184L102 |
| WFC | WELLS FARGO & CO NEW | 10,572 | $583K | 0.1% | $36.83 | +6.0% | Common Stocks | 949746101 |
| ACN | ACCENTURE PLC | 4,942 | $579K | 0.1% | $103.19 | 0.0% | Common Stocks | G1151C101 |
| GOOGL | ALPHABET INC -CL A | 719 | $570K | 0.1% | $37.03 | +7.2% | Common Stocks | 02079K305 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 15,086 | $561K | 0.1% | $39.17 | — | Preferred Stock | 464288687 |
| LMT | LOCKHEED MARTIN CORP. | 2,164 | $541K | 0.1% | $195.92 | 0.0% | Common Stocks | 539830109 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 28,000 | $541K | 0.1% | $33.76 | — | Common Stocks | 29273V100 |
| SPY | SPDR S&P 500 ETF TRUST | 2,288 | $511K | 0.1% | $215.94 | — | Equity ETFs | 78462F103 |
| — | ZELTIQ AESTHETICS INC | 11,200 | $487K | 0.1% | $32.05 | — | Common Stocks | 98933Q108 |
| SBNY | SIGNATURE BANK | 3,055 | $459K | 0.1% | $127.19 | — | Common Stocks | 82669G104 |
| XLP | STAPLES SECTOR SPDR | 8,525 | $441K | 0.1% | $51.73 | — | Equity ETFs | 81369Y308 |
| SFBS | SERVISFIRST BANCSHARES INC | 11,650 | $436K | 0.1% | $21.75 | +26.8% | Common Stocks | 81768T108 |
| IYG | ISHARES U.S. FINANCIAL SERVICES ETF | 3,825 | $406K | 0.1% | $87.84 | — | Equity ETFs | 464287770 |
| — | BLACKROCK INC. | 850 | $323K | 0.1% | $342.35 | — | Common Stocks | 09247X101 |
| BANF | BANCFIRST CORP | 3,460 | $322K | 0.1% | $33.43 | 0.0% | Common Stocks | 05945F103 |
| — | DIREXION INSIDER | 4,200 | $321K | 0.1% | $70.95 | — | Equity ETFs | 25459Y769 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $320K | 0.1% | $86.56 | +49.9% | Common Stocks | 22160K105 |
| — | PINNACLE FINANCIAL PARTNERS | 4,600 | $319K | 0.1% | $52.20 | — | Common Stocks | 72346Q104 |
| UAL | UNITED CONTINENTAL HOLDINGS INC. | 4,350 | $317K | 0.1% | $48.11 | +32.4% | Common Stocks | 910047109 |
| T | A T & T INC (NEW) | 7,359 | $313K | 0.1% | $15.42 | +0.2% | Common Stocks | 00206R102 |
| SBUX | STARBUCKS CORP | 5,520 | $306K | 0.1% | $47.41 | -3.9% | Common Stocks | 855244109 |
| XLV | HEALTH CARE SECTOR SPDR | 4,400 | $303K | 0.1% | $68.86 | — | Equity ETFs | 81369Y209 |
| XLB | MATERIALS SECTOR SPDR | 5,950 | $296K | 0.1% | $49.75 | — | Equity ETFs | 81369Y100 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 4,750 | $296K | 0.1% | $62.32 | — | Equity ETFs | 81369Y704 |
| — | BANK OF THE OZARKS | 5,613 | $295K | 0.1% | $52.56 | — | Common Stocks | 063904106 |
| SAP | SAP SE-SPONSORED ADR | 3,364 | $291K | 0.1% | $86.50 | — | Common Stocks | 803054204 |
| HD | HOME DEPOT INC | 2,162 | $290K | 0.1% | $105.15 | -1.7% | Common Stocks | 437076102 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND | 20,000 | $289K | 0.1% | $14.27 | — | Fixed Income Closed-End Fund | 67071L106 |
| — | FCB FINANCIAL HOLDINGS | 5,610 | $268K | 0.1% | $32.57 | — | Common Stocks | 30255G103 |
| HTBK | HERITAGE COMMERCE CORP | 18,465 | $266K | 0.1% | $10.41 | +16.8% | Common Stocks | 426927109 |
| AMP | AMERIPRISE FINL INC | 2,400 | $266K | 0.1% | $68.12 | +29.2% | Common Stocks | 03076C106 |
| — | HILTON WORLDWIDE HOLDINGS INC. | 9,000 | $245K | 0.1% | $22.56 | — | Common Stocks | 43300A104 |
| MPLX | MPLX LP | 7,085 | $245K | 0.1% | $34.76 | — | Common Stocks | 55336V100 |
| MAR | MARRIOTT INTERNATIONAL INC. | 2,900 | $240K | 0.1% | $69.39 | 0.0% | Common Stocks | 571903202 |
| — | ENERGY TRANSFER PARTNERS L.P. | 6,627 | $237K | 0.1% | $52.14 | — | Common Stocks | 29273R109 |
| KMI | KINDER MORGAN INC | 10,765 | $223K | 0.0% | $22.45 | -41.6% | Common Stocks | 49456B101 |
| — | BAY BANCORP INC. | 33,395 | $220K | 0.0% | $6.59 | — | Common Stocks | 07203T106 |
| IWF | ISHARES RUSSELL 1000 GROWTH ETF | 2,065 | $217K | 0.0% | $97.41 | — | Equity ETFs | 464287614 |
| — | LEGACYTEXAS FINANCIAL GROUP | 4,915 | $212K | 0.0% | $43.13 | — | Common Stocks | 52471Y106 |
| IBM | I B M | 1,278 | $212K | 0.0% | $101.76 | +1.3% | Common Stocks | 459200101 |
| CMCSA | COMCAST CORP NEW CL A | 3,026 | $209K | 0.0% | $23.89 | +12.3% | Common Stocks | 20030N101 |
| PG | PROCTER & GAMBLE COMPANY | 2,485 | $209K | 0.0% | $65.47 | +2.0% | Common Stocks | 742718109 |
| VZ | VERIZON COMMUNICATIONS | 3,828 | $204K | 0.0% | $31.49 | -1.6% | Common Stocks | 92343V104 |
| EDAP | EDAP TMS SA-ADR | 58,000 | $190K | 0.0% | $5.46 | — | Common Stocks | 268311107 |
| — | NUVEEN CAL ABC DIV ADV MUNI INC FUND | 10,000 | $141K | 0.0% | $14.10 | — | Fixed Income Closed-End Fund | 67066Y105 |
| — | SYNERON MEDICAL LTD | 16,000 | $134K | 0.0% | $7.31 | — | Common Stocks | M87245102 |
| AMD | ADVANCED MICRO DEVICES | 10,000 | $113K | 0.0% | $8.39 | 0.0% | Common Stocks | 007903107 |
| — | NUVEEN MUNI VALUE FUND | 10,159 | $97,000 | 0.0% | $9.55 | — | Fixed Income Closed-End Fund | 670928100 |
| — | EV ENERGY PARTNERS LP | 13,500 | $28,000 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| — | EMAGIN CORPORATION | 10,000 | $22,000 | 0.0% | $2.20 | — | Common Stocks | 29076N206 |
| — | TRANSENTERIX INC | 12,500 | $16,000 | 0.0% | $1.68 | — | Common Stocks | 89366M201 |
| — | SPARK NETWORKS INC COM | 10,000 | $8,000 | 0.0% | $1.60 | — | Common Stocks | 84651P100 |