CIK: 0001535392 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value ($000): $791,056 (71.5% shares, 28.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 17,500,000 | $114,479 | 14.5% | $6.54 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | TESLA INC | 16,093,000 | $111,288 | 14.1% | $6.92 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| PCG | PG&E CORP | 4,604,967 | $43,241 | 5.5% | $11.12 | -17.6% | COM | 69331C108 |
| — | BONANZA CREEK ENERGY INC | 2,060,700 | $38,741 | 4.9% | $30.64 | — | COM NEW | 097793400 |
| GPRE | GREEN PLAINS INC | 2,117,489 | $32,779 | 4.1% | $16.21 | -15.4% | COM | 393222104 |
| AAMI | BRIGHTSPHERE INVT GROUP INC | 2,083,322 | $26,875 | 3.4% | $9.60 | +36.0% | COM | 10948W103 |
| — | SUPER MICRO COMPUTER INC | 977,645 | $25,810 | 3.3% | $21.52 | — | COM | 86800U104 |
| SATS | ECHOSTAR CORP | 980,201 | $24,397 | 3.1% | $35.62 | -21.7% | CL A | 278768106 |
| — | CAI INTERNATIONAL INC | 845,512 | $23,277 | 2.9% | $23.33 | — | COM | 12477X106 |
| — | BRISTOL-MYERS SQUIBB CO | 10,085,813 | $22,693 | 2.9% | $2.81 | — | RIGHT 99/99/9999 | 110122157 |
| — | CHEMOCENTRYX INC | 353,219 | $19,356 | 2.4% | $48.83 | — | COM | 16383L106 |
| TGTX | TG THERAPEUTICS INC | 688,224 | $18,417 | 2.3% | $12.63 | +82.2% | COM | 88322Q108 |
| PGR | PROGRESSIVE CORP | 186,197 | $17,627 | 2.2% | $75.39 | +1.5% | COM | 743315103 |
| SXC | SUNCOKE ENERGY INC | 5,064,763 | $17,321 | 2.2% | $7.52 | -56.6% | COM | 86722A103 |
| — | BLUEBIRD BIO INC | 283,087 | $15,273 | 1.9% | $57.20 | — | COM | 09609G100 |
| CI | CIGNA CORP NEW | 89,108 | $15,096 | 1.9% | $161.03 | 0.0% | COM | 125523100 |
| AMP | AMERIPRISE FINL INC | 96,615 | $14,889 | 1.9% | $130.38 | +8.4% | COM | 03076C106 |
| KBR | KBR INC | 652,615 | $14,592 | 1.8% | $20.95 | +4.3% | COM | 48242W106 |
| — | MESOBLAST LTD | 675,300 | $12,554 | 1.6% | — | — | Put | 590717104 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 379,188 | $12,483 | 1.6% | $29.22 | +4.9% | COM | 462260100 |
| COLL | COLLEGIUM PHARMACEUTICAL INC | 593,741 | $12,362 | 1.6% | $18.05 | 0.0% | COM | 19459J104 |
| PWR | QUANTA SVCS INC | 232,725 | $12,302 | 1.6% | $38.43 | +19.8% | COM | 74762E102 |
| — | TIFFANY & CO NEW | 100,000 | $11,585 | 1.5% | $115.85 | — | COM | 886547108 |
| — | SELECTA BIOSCIENCES INC | 5,786,580 | $9,489 | 1.2% | $2.45 | — | COM | 816212104 |
| CPRX | CATALYST PHARMACEUTICALS INC | 3,031,965 | $9,005 | 1.1% | $3.79 | +3.2% | COM | 14888U101 |
| GNK | GENCO SHIPPING & TRADING LTD | 1,302,158 | $8,985 | 1.1% | $10.43 | -35.4% | SHS | Y2685T131 |
| — | EIGER BIOPHARMACEUTICALS INC | 1,092,394 | $8,892 | 1.1% | $9.85 | — | COM | 28249U105 |
| — | VIRNETX HLDG CORP | 1,677,351 | $8,840 | 1.1% | $5.27 | — | COM | 92823T108 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 639,722 | $8,764 | 1.1% | $11.69 | +1.8% | COM | 55933J203 |
| — | STONEMOR INC | 8,937,513 | $8,625 | 1.1% | $1.04 | — | COM | 86184W106 |
| IMVT | IMMUNOVANT INC | 230,307 | $8,105 | 1.0% | $21.19 | +42.0% | COM | 45258J102 |
| — | ATLANTIC POWER CORP | 2,969,505 | $5,820 | 0.7% | $2.31 | — | COM NEW | 04878Q863 |
| DSSI | DIAMOND S SHIPPING INC | 835,910 | $5,743 | 0.7% | $11.76 | — | COM | Y20676105 |
| — | FLY LEASING LTD | 710,380 | $5,157 | 0.7% | $12.08 | — | SPONSORED ADR | 34407D109 |
| LPLA | LPL FINL HLDGS INC | 66,881 | $5,128 | 0.6% | $66.82 | +18.8% | COM | 50212V100 |
| — | CORBUS PHARMACEUTICALS HLDGS | 2,513,300 | $4,524 | 0.6% | — | — | Call | 21833P103 |
| — | SIERRA ONCOLOGY INC | 413,809 | $4,415 | 0.6% | $9.82 | — | COM NEW | 82640U404 |
| — | CONTURA ENERGY INC | 594,597 | $4,352 | 0.6% | $36.98 | — | COM | 21241B100 |
| — | CORBUS PHARMACEUTICALS HLDGS | 2,112,200 | $3,802 | 0.5% | — | — | Put | 21833P103 |
| — | NAVIOS MARITIME CONTAINERS L | 3,307,750 | $3,430 | 0.4% | $2.78 | — | COM UNIT RP LP | Y62151108 |
| — | PENN VA CORP | 336,084 | $3,310 | 0.4% | $48.09 | — | COM | 70788V102 |
| — | TEEKAY TANKERS LTD | 300,000 | $3,252 | 0.4% | $10.84 | — | CL A | Y8565N300 |
| SBNY | SIGNATURE BK NEW YORK N Y | 36,597 | $3,037 | 0.4% | $82.98 | — | COM | 82669G104 |
| — | RAMACO RES INC | 666,384 | $2,332 | 0.3% | $6.59 | — | COM | 75134P303 |
| LRMR | LARIMAR THERAPEUTICS INC | 146,142 | $2,217 | 0.3% | $11.65 | +8.7% | COM | 517125100 |
| SFBS | SERVISFIRST BANCSHARES INC | 43,973 | $1,496 | 0.2% | $30.00 | +9.4% | COM | 81768T108 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 61,828 | $1,378 | 0.2% | $16.34 | +17.1% | SHS NEW | G0772R208 |
| INSW | INTERNATIONAL SEAWAYS INC | 74,189 | $1,084 | 0.1% | $10.48 | 0.0% | COM | Y41053102 |
| WAL | WESTERN ALLIANCE BANCORP | 22,545 | $713 | 0.1% | $30.98 | +2.4% | COM | 957638109 |
| FFWM | FIRST FNDTN INC | 50,547 | $661 | 0.1% | $12.56 | +13.6% | COM | 32026V104 |
| — | PERSHING SQUARE TONTINE HLDG | 25,700 | $583 | 0.1% | $22.68 | — | COM CL A | 71531R109 |
| SYBT | STOCK YDS BANCORP INC | 14,103 | $480 | 0.1% | $32.59 | +22.5% | COM | 861025104 |