Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $479M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 2,849,911 | $130M | 27.2% | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 15,938,854 | $48.45M | 10.1% | $3.01 | — | COM | 16934Q109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $27.36M | 5.7% | $51.23 | — | COM | 293792107 |
| BKD | BROOKDALE SR LIVING INC | 603,940 | $19.46M | 4.1% | $27.55 | +23.7% | COM | 112463104 |
| — | CYS INVTS INC | 2,060,310 | $16.98M | 3.5% | $8.50 | — | COM | 12673A108 |
| GS | GOLDMAN SACHS GROUP INC | 79,400 | $14.57M | 3.0% | $120.06 | +17.1% | COM | 38141G104 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $14.54M | 3.0% | $12.54 | — | COM | 035710409 |
| — | TWO HBRS INVT CORP | 1,272,654 | $12.31M | 2.6% | $10.11 | — | COM | 90187B101 |
| — | GENERAL ELECTRIC CO | 427,069 | $10.94M | 2.3% | $23.19 | — | COM | 369604103 |
| SYK | STRYKER CORP | 131,220 | $10.6M | 2.2% | $56.92 | +26.4% | COM | 863667101 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $9.829M | 2.1% | $22.62 | — | COM | 288522303 |
| — | MFA FINL INC | 1,218,300 | $9.478M | 2.0% | $7.97 | — | COM | 55272X102 |
| — | MVC CAPITAL INC | 700,474 | $7.537M | 1.6% | $12.31 | — | COM | 553829102 |
| ARI | APOLLO COML REAL EST FIN INC | 393,084 | $6.175M | 1.3% | $15.82 | — | COM | 03762U105 |
| — | ALLIED WRLD ASSUR COM HLDG A | 160,440 | $5.911M | 1.2% | $55.85 | — | SHS | H01531104 |
| — | HOME LN SERVICING SOLUTIONS | 267,382 | $5.666M | 1.2% | $22.65 | — | ORD SHS | G6648D109 |
| — | TARGA RESOURCES PARTNERS LP | 76,095 | $5.505M | 1.1% | $50.45 | — | COM UNIT | 87611X105 |
| — | TRANSATLANTIC PETROLEUM LTD | 603,142 | $5.422M | 1.1% | $8.76 | — | SHS NEW | G89982113 |
| — | ZAIS FINL CORP | 309,811 | $5.347M | 1.1% | $17.81 | — | COM | 98886K108 |
| NMFC | NEW MTN FIN CORP | 337,800 | $4.962M | 1.0% | $3.91 | +14.8% | COM | 647551100 |
| — | REGENCY ENERGY PARTNERS L P | 148,835 | $4.855M | 1.0% | $26.97 | — | COM UNITS L P | 75885Y107 |
| — | BARRICK GOLD CORP | 329,250 | $4.827M | 1.0% | $17.73 | — | COM | 067901108 |
| — | NUSTAR ENERGY LP | 70,406 | $4.643M | 1.0% | $45.65 | — | UNIT COM | 67058H102 |
| PNNT | PENNANTPARK INVT CORP | 355,374 | $3.877M | 0.8% | $2.46 | +13.8% | COM | 708062104 |
| AAPL | APPLE INC | 2,875 | $3.713M | 0.8% | — | — | Call | 037833100 |
| — | SOLAR SR CAP LTD | 231,979 | $3.57M | 0.7% | $17.20 | — | COM | 83416M105 |
| — | WEST CORP | 113,347 | $3.339M | 0.7% | $23.93 | — | COM | 952355204 |
| SLRC | SOLAR CAP LTD | 174,431 | $3.258M | 0.7% | $7.25 | -3.5% | COM | 83413U100 |
| — | COMCAST CORP NEW | 60,000 | $3.21M | 0.7% | $39.67 | — | CL A SPL | 20030N200 |
| CSCO | CISCO SYS INC | 120,000 | $3.02M | 0.6% | $15.24 | +16.2% | COM | 17275R102 |
| RIG | TRANSOCEAN LTD | 91,138 | $2.914M | 0.6% | $50.97 | -23.2% | REG SHS | H8817H100 |
| GM | GENERAL MTRS CO | 87,178 | $2.784M | 0.6% | $26.02 | +1.8% | COM | 37045V100 |
| ZBH | ZIMMER HLDGS INC | 27,100 | $2.725M | 0.6% | $67.30 | +33.1% | COM | 98956P102 |
| — | TC PIPELINES LP | 38,000 | $2.573M | 0.5% | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| PFE | PFIZER INC | 84,247 | $2.491M | 0.5% | $16.46 | +6.0% | COM | 717081103 |
| STWD | STARWOOD PPTY TR INC | 111,753 | $2.454M | 0.5% | $24.75 | — | COM | 85571B105 |
| EXC | EXELON CORP | 70,000 | $2.386M | 0.5% | $15.41 | +1.5% | COM | 30161N101 |
| NEM | NEWMONT MINING CORP | 98,000 | $2.259M | 0.5% | $18.43 | +7.8% | COM | 651639106 |
| — | JPMORGAN CHASE & CO | 108,800 | $2.188M | 0.5% | $19.33 | — | *W EXP 10/28/201 | 46634E114 |
| XOM | EXXON MOBIL CORP | 23,240 | $2.186M | 0.5% | $53.69 | +14.6% | COM | 30231G102 |
| — | BUCKEYE PARTNERS L P | 26,963 | $2.147M | 0.4% | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $2.071M | 0.4% | $54.51 | — | COM UNIT RP LP | 559080106 |
| MSFT | MICROSOFT CORP | 42,400 | $1.966M | 0.4% | $26.70 | +41.0% | COM | 594918104 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $1.909M | 0.4% | $36.38 | — | UT LTD PARTNER | 131476103 |
| TR | TOOTSIE ROLL INDS INC | 54,708 | $1.531M | 0.3% | $22.01 | -2.6% | COM | 890516107 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.529M | 0.3% | $4.62 | -15.1% | COM NO PAR | 496902404 |
| PFLT | PENNANTPARK FLOATING RATE CA | 103,024 | $1.42M | 0.3% | $4.11 | +8.4% | COM | 70806A106 |
| — | MB FINANCIAL INC NEW | 50,000 | $1.384M | 0.3% | $26.80 | — | COM | 55264U108 |
| — | TRAVELCENTERS OF AMERICA LLC | 137,400 | $1.358M | 0.3% | $10.94 | — | COM | 894174101 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 95,000 | $1.348M | 0.3% | $13.41 | — | SPONSORED ADR | 71654V408 |
| ABBV | ABBVIE INC | 22,000 | $1.271M | 0.3% | $26.55 | +32.5% | COM | 00287Y109 |
| — | MEDLEY CAP CORP | 104,711 | $1.237M | 0.3% | $13.58 | — | COM | 58503F106 |
| — | MAXWELL TECHNOLOGIES INC | 137,100 | $1.196M | 0.2% | $11.24 | — | COM | 577767106 |
| — | E M C CORP MASS | 40,000 | $1.17M | 0.2% | $23.63 | — | COM | 268648102 |
| LLY | LILLY ELI & CO | 18,000 | $1.167M | 0.2% | $42.21 | +21.7% | COM | 532457108 |
| VALE | VALE S A | 105,600 | $1.163M | 0.2% | $13.15 | — | ADR | 91912E105 |
| — | AMERICAN CAPITAL AGENCY CORP | 49,600 | $1.054M | 0.2% | $21.53 | — | COM | 02503X105 |
| — | ISTAR FINL INC | 75,000 | $1.013M | 0.2% | $11.29 | — | COM | 45031U101 |
| BXMT | BLACKSTONE MTG TR INC | 36,200 | $981K | 0.2% | $27.10 | — | COM CL A | 09257W100 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $956K | 0.2% | $16.57 | — | COM | 46131B100 |
| — | OCWEN FINL CORP | 36,400 | $953K | 0.2% | $26.18 | — | COM NEW | 675746309 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $931K | 0.2% | $30.20 | — | UT LTD PARTNER | 096627104 |
| ABT | ABBOTT LABS | 22,000 | $915K | 0.2% | $28.85 | +18.3% | COM | 002824100 |
| — | TOTAL S A | 12,500 | $806K | 0.2% | $48.70 | — | SPONSORED ADR | 89151E109 |
| ZTS | ZOETIS INC | 21,174 | $782K | 0.2% | $29.32 | +6.9% | CL A | 98978V103 |
| — | APOLLO INVT CORP | 84,800 | $693K | 0.1% | $8.48 | — | COM | 03761U106 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $685K | 0.1% | $23.16 | +22.3% | CL A | 609207105 |
| — | THL CR INC | 52,100 | $672K | 0.1% | $13.93 | — | COM | 872438106 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $596K | 0.1% | $16.55 | — | COM | 82735Q102 |
| — | STARWOOD WAYPOINT RESIDENTL | 22,350 | $581K | 0.1% | $28.77 | — | COM SHS | 85571W109 |
| COP | CONOCOPHILLIPS | 7,200 | $551K | 0.1% | $39.96 | +41.9% | COM | 20825C104 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 33,607 | $544K | 0.1% | $15.93 | — | COM SHS BEN INT | 288578107 |
| KBR | KBR INC | 27,000 | $508K | 0.1% | $26.54 | -31.0% | COM | 48242W106 |
| ESNT | ESSENT GROUP LTD | 23,600 | $505K | 0.1% | $19.64 | -8.0% | COM | G3198U102 |
| — | NUVEEN PREM INCOME MUN FD | 37,251 | $499K | 0.1% | $12.32 | — | COM | 67062T100 |
| — | GENERAL GROWTH PPTYS INC NEW | 20,719 | $488K | 0.1% | $19.87 | — | COM | 370023103 |
| — | KRAFT FOODS GROUP INC | 6,666 | $376K | 0.1% | $55.81 | — | COM | 50076Q106 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $372K | 0.1% | $11.12 | — | COM | 46133G107 |
| — | VALE S A | 37,500 | $364K | 0.1% | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| — | INVESCO MUN OPPORTUNITY TR | 27,800 | $348K | 0.1% | $11.73 | — | COM | 46132C107 |
| — | INVESCO MUN TR | 26,900 | $338K | 0.1% | $11.60 | — | COM | 46131J103 |
| — | INVESCO ADVANTAGE MUNICIPAL | 28,300 | $322K | 0.1% | $10.53 | — | SH BEN INT | 46132E103 |
| — | INVESCO TR INVT GRADE MUNS | 24,400 | $320K | 0.1% | $12.17 | — | COM | 46131M106 |
| — | EATON VANCE MUN BD FD | 25,500 | $319K | 0.1% | $11.29 | — | COM | 27827X101 |
| KMI | KINDER MORGAN INC DEL | 7,600 | $291K | 0.1% | $20.66 | +3.7% | COM | 49456B101 |
| — | SANDRIDGE ENERGY INC | 61,162 | $262K | 0.1% | $4.76 | — | COM | 80007P307 |
| — | LEVEL 3 COMMUNICATIONS INC | 6,090 | $257K | 0.1% | $22.20 | — | Put | 52729N308 |
| — | PENNEY J C INC | 25,000 | $251K | 0.1% | $8.62 | — | COM | 708160106 |
| — | PUTNAM MANAGED MUN INCOM TR | 32,800 | $232K | 0.0% | $6.65 | — | COM | 746823103 |
| — | GENERAL ELECTRIC CO | 2,760 | $201K | 0.0% | $23.19 | — | Put | 369604103 |
| FSLR | FIRST SOLAR INC | 2,500 | $165K | 0.0% | $54.68 | +23.8% | COM | 336433107 |
| — | AEROPOSTALE | 50,000 | $165K | 0.0% | $5.02 | — | COM | 007865108 |
| BKD | BROOKDALE SR LIVING INC | 400 | $156K | 0.0% | $27.55 | +23.7% | Put | 112463104 |
| C | CITIGROUP INC | 250 | $145K | 0.0% | — | — | Call | 172967424 |
| — | INTREPID POTASH INC | 9,100 | $141K | 0.0% | $19.01 | — | COM | 46121Y102 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 9,314 | $125K | 0.0% | $3.38 | +13.9% | COM | 44045A102 |
| MDLZ | MONDELEZ INTL INC | 1,000 | $95,000 | 0.0% | $23.16 | +22.3% | Call | 609207105 |
| — | NEW RESIDENTIAL INVT CORP | 12,000 | $70,000 | 0.0% | $6.75 | — | COM | 64828T102 |
| — | INVESCO CALIF VALUE MUN INC | 5,000 | $61,000 | 0.0% | $11.40 | — | COM | 46132H106 |
| — | NEWCASTLE INVT CORP NEW | 4,000 | $51,000 | 0.0% | $12.75 | — | COM NEW | 65105M504 |
| — | TPG SPECIALTY LENDING INC | 3,000 | $48,000 | 0.0% | $16.00 | — | COM | 87265K102 |
| SONY | SONY CORP | 2,000 | $36,000 | 0.0% | $21.00 | — | ADR NEW | 835699307 |
| — | YUME INC | 5,700 | $29,000 | 0.0% | $7.37 | — | COM | 98872B104 |
| — | CLUBCORP HLDGS INC | 800 | $20,000 | 0.0% | — | — | Put | 18948M108 |
| — | NEW MEDIA INVT GROUP INC | 866 | $14,000 | 0.0% | $15.01 | — | COM | 64704V106 |
| — | AMERICAN CAP SR FLOATING LTD | 500 | $7,000 | 0.0% | $14.00 | — | COM | 02504D108 |