Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 13, 2015
Total Value: $508M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 2,828,511 | $140M | 27.5% | $49.38 | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 15,938,854 | $50.69M | 10.0% | $3.18 | $3.01 | — | COM | 16934Q109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 679,022 | $24.53M | 4.8% | $36.12 | $51.23 | — | COM | 293792107 |
| BKD | BROOKDALE SR LIVING INC | 603,940 | $22.15M | 4.4% | $36.67 * | $27.55 | +23.1% | COM | 112463104 |
| — | CYS INVTS INC | 2,060,310 | $17.96M | 3.5% | $8.72 | $8.50 | — | COM | 12673A108 |
| GS | GOLDMAN SACHS GROUP INC | 79,400 | $15.39M | 3.0% | $193.84 * | $120.06 | +25.7% | COM | 38141G104 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $14.72M | 2.9% | $10.81 | $12.54 | — | COM | 035710409 |
| — | TWO HBRS INVT CORP | 1,272,654 | $12.75M | 2.5% | $10.02 | $10.11 | — | COM | 90187B101 |
| SYK | STRYKER CORP | 131,220 | $12.38M | 2.4% | $94.33 * | $56.92 | +36.8% | COM | 863667101 |
| — | GENERAL ELECTRIC CO | 427,069 | $10.79M | 2.1% | $25.27 | $23.19 | — | COM | 369604103 |
| — | MFA FINL INC | 1,218,300 | $9.735M | 1.9% | $7.99 | $7.97 | — | COM | 55272X102 |
| — | ELLINGTON FINANCIAL LLC | 442,344 | $8.829M | 1.7% | $19.96 | $22.62 | — | COM | 288522303 |
| — | MVC CAPITAL INC | 861,868 | $8.472M | 1.7% | $9.83 | $11.84 | — | COM | 553829102 |
| — | SOLAR SR CAP LTD | 435,659 | $6.522M | 1.3% | $14.97 | $16.16 | — | COM | 83416M105 |
| ARI | APOLLO COML REAL EST FIN INC | 393,084 | $6.431M | 1.3% | $16.36 | $15.82 | — | COM | 03762U105 |
| — | HOME LN SERVICING SOLUTIONS | 321,482 | $6.275M | 1.2% | $19.52 | $22.13 | — | ORD SHS | G6648D109 |
| — | BARRICK GOLD CORP | 568,250 | $6.109M | 1.2% | $10.75 | $14.79 | — | COM | 067901108 |
| — | ALLIED WRLD ASSUR COM HLDG A | 160,440 | $6.084M | 1.2% | $37.92 | $55.85 | — | SHS | H01531104 |
| SLRC | SOLAR CAP LTD | 320,713 | $5.776M | 1.1% | $18.01 * | $6.92 | -5.7% | COM | 83413U100 |
| — | ZAIS FINL CORP | 309,811 | $5.344M | 1.1% | $17.25 | $17.81 | — | COM | 98886K108 |
| NMFC | NEW MTN FIN CORP | 337,800 | $5.047M | 1.0% | $14.94 * | $3.91 | +16.3% | COM | 647551100 |
| PNNT | PENNANTPARK INVT CORP | 485,654 | $4.628M | 0.9% | $9.53 * | $2.50 | +4.7% | COM | 708062104 |
| — | NUSTAR ENERGY LP | 70,406 | $4.066M | 0.8% | $57.75 | $45.65 | — | UNIT COM | 67058H102 |
| — | WEST CORP | 113,347 | $3.74M | 0.7% | $33.00 | $23.93 | — | COM | 952355204 |
| — | TRANSATLANTIC PETROLEUM LTD | 686,528 | $3.7M | 0.7% | $5.39 | $8.35 | — | SHS NEW | G89982113 |
| NEM | NEWMONT MINING CORP | 192,763 | $3.643M | 0.7% | $18.90 * | $17.09 | -8.1% | COM | 651639106 |
| — | TARGA RESOURCES PARTNERS LP | 76,095 | $3.643M | 0.7% | $47.87 | $50.45 | — | COM UNIT | 87611X105 |
| — | REGENCY ENERGY PARTNERS L P | 148,835 | $3.572M | 0.7% | $24.00 | $26.97 | — | COM UNITS L P | 75885Y107 |
| — | COMCAST CORP NEW | 60,000 | $3.454M | 0.7% | $57.57 | $39.67 | — | CL A SPL | 20030N200 |
| CSCO | CISCO SYS INC | 120,000 | $3.338M | 0.7% | $27.82 * | $15.24 | +20.1% | COM | 17275R102 |
| GM | GENERAL MTRS CO | 88,211 | $3.079M | 0.6% | $34.90 * | $26.01 | -5.8% | COM | 37045V100 |
| ZBH | ZIMMER HLDGS INC | 27,100 | $3.074M | 0.6% | $113.43 * | $67.30 | +42.9% | COM | 98956P102 |
| AAPL | APPLE INC | 2,099 | $3.049M | 0.6% | $1452.60 | — | — | Call | 037833100 |
| — | TC PIPELINES LP | 38,000 | $2.706M | 0.5% | $71.21 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| PFE | PFIZER INC | 84,247 | $2.624M | 0.5% | $31.15 * | $16.46 | +9.2% | COM | 717081103 |
| STWD | STARWOOD PPTY TR INC | 111,753 | $2.597M | 0.5% | $23.24 | $24.75 | — | COM | 85571B105 |
| EXC | EXELON CORP | 70,000 | $2.596M | 0.5% | $37.09 * | $15.41 | +12.2% | COM | 30161N101 |
| BXMT | BLACKSTONE MTG TR INC | 81,949 | $2.388M | 0.5% | $29.14 | $28.24 | — | COM CL A | 09257W100 |
| — | JPMORGAN CHASE & CO | 108,800 | $2.263M | 0.4% | $20.80 | $19.33 | — | Call | 46634E114 |
| XOM | EXXON MOBIL CORP | 23,240 | $2.149M | 0.4% | $92.47 * | $53.69 | +8.0% | COM | 30231G102 |
| — | BUCKEYE PARTNERS L P | 26,963 | $2.04M | 0.4% | $75.66 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $2.033M | 0.4% | $82.64 | $54.51 | — | COM UNIT RP LP | 559080106 |
| MSFT | MICROSOFT CORP | 42,400 | $1.969M | 0.4% | $46.44 * | $26.70 | +49.3% | COM | 594918104 |
| — | THL CR INC | 151,172 | $1.778M | 0.4% | $11.76 | $12.51 | — | COM | 872438106 |
| PFLT | PENNANTPARK FLOATING RATE CA | 127,994 | $1.757M | 0.3% | $13.73 * | $4.18 | +7.1% | COM | 70806A106 |
| SYNA | SYNAPTICS INC | 25,073 | $1.726M | 0.3% | $68.84 * | $66.96 | 0.0% | COM | 87157D109 |
| — | FACTORSHARES TR | 64,800 | $1.717M | 0.3% | $26.50 | $26.50 | — | ISE CYBER SEC | 30304R407 |
| TR | TOOTSIE ROLL INDS INC | 54,708 | $1.677M | 0.3% | $30.65 * | $22.01 | +1.5% | COM | 890516107 |
| RIG | TRANSOCEAN LTD | 91,300 | $1.674M | 0.3% | $18.34 * | $50.97 | -51.0% | Call | H8817H100 |
| — | MB FINANCIAL INC NEW | 50,000 | $1.643M | 0.3% | $32.86 | $26.80 | — | COM | 55264U108 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $1.559M | 0.3% | $22.42 | $36.38 | — | UT LTD PARTNER | 131476103 |
| ABBV | ABBVIE INC | 22,000 | $1.44M | 0.3% | $65.45 * | $26.55 | +51.6% | COM | 00287Y109 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.307M | 0.3% | $2.82 | $4.62 | -39.3% | COM NO PAR | 496902404 |
| LLY | LILLY ELI & CO | 18,000 | $1.242M | 0.2% | $69.00 * | $42.21 | +30.8% | COM | 532457108 |
| — | E M C CORP MASS | 40,000 | $1.19M | 0.2% | $29.75 | $23.63 | — | COM | 268648102 |
| — | MEDLEY CAP CORP | 123,334 | $1.14M | 0.2% | $9.24 | $12.93 | — | COM | 58503F106 |
| — | AMERICAN CAPITAL AGENCY CORP | 49,600 | $1.083M | 0.2% | $21.83 | $21.53 | — | COM | 02503X105 |
| — | ISTAR FINL INC | 75,000 | $1.024M | 0.2% | $13.65 | $11.29 | — | COM | 45031U101 |
| MCD | MCDONALDS CORP | 1,500 | $1.005M | 0.2% | $670.00 | — | — | Call | 580135101 |
| ABT | ABBOTT LABS | 22,000 | $990K | 0.2% | $45.00 * | $28.85 | +22.4% | COM | 002824100 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $940K | 0.2% | $15.45 | $16.57 | — | COM | 46131B100 |
| ZTS | ZOETIS INC | 21,174 | $911K | 0.2% | $43.02 * | $29.32 | +27.0% | CL A | 98978V103 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $885K | 0.2% | $17.77 | $30.20 | — | UT LTD PARTNER | 096627104 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 59,100 | $872K | 0.2% | $14.75 * | $13.70 | 0.0% | COM NEW | 652526203 |
| VALE | VALE S A | 105,600 | $864K | 0.2% | $8.18 | $13.15 | — | ADR | 91912E105 |
| — | MAXWELL TECHNOLOGIES INC | 92,100 | $840K | 0.2% | $9.12 | $11.24 | — | COM | 577767106 |
| — | PLAINS GP HLDGS L P | 32,000 | $822K | 0.2% | $25.69 | $25.69 | — | SHS A REP LTPN | 72651A108 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $727K | 0.1% | $36.35 * | $23.16 | +22.7% | CL A | 609207105 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 95,000 | $694K | 0.1% | $7.31 | $13.41 | — | SPONSORED ADR | 71654V408 |
| — | TOTAL S A | 12,500 | $640K | 0.1% | $51.20 | $48.70 | — | SPONSORED ADR | 89151E109 |
| — | APOLLO INVT CORP | 84,800 | $629K | 0.1% | $7.42 | $8.48 | — | COM | 03761U106 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $609K | 0.1% | $16.55 | $16.55 | — | COM | 82735Q102 |
| ESNT | ESSENT GROUP LTD | 23,600 | $607K | 0.1% | $25.72 * | $19.64 | +8.5% | COM | G3198U102 |
| THC | TENET HEALTHCARE CORP | 750 | $592K | 0.1% | $789.33 | — | — | Call | 88033G407 |
| — | STARWOOD WAYPOINT RESIDENTL | 22,350 | $589K | 0.1% | $26.35 | $28.77 | — | COM SHS | 85571W109 |
| — | GENERAL GROWTH PPTYS INC NEW | 20,719 | $583K | 0.1% | $28.14 | $19.87 | — | COM | 370023103 |
| — | OCWEN FINL CORP | 36,400 | $550K | 0.1% | $15.11 | $26.18 | — | COM NEW | 675746309 |
| RIG | TRANSOCEAN LTD | 29,838 | $547K | 0.1% | $18.33 * | $50.97 | -51.0% | REG SHS | H8817H100 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 33,607 | $547K | 0.1% | $16.28 | $15.93 | — | COM SHS BEN INT | 288578107 |
| — | NUVEEN PREM INCOME MUN FD | 37,251 | $516K | 0.1% | $13.85 | $12.32 | — | COM | 67062T100 |
| COP | CONOCOPHILLIPS | 7,200 | $497K | 0.1% | $69.03 * | $39.96 | +22.3% | COM | 20825C104 |
| — | TRAVELCENTERS OF AMERICA LLC | 37,400 | $472K | 0.1% | $12.62 | $10.94 | — | COM | 894174101 |
| KBR | KBR INC | 27,000 | $458K | 0.1% | $16.96 * | $26.54 | -42.7% | COM | 48242W106 |
| — | KRAFT FOODS GROUP INC | 6,666 | $418K | 0.1% | $62.71 | $55.81 | — | COM | 50076Q106 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $383K | 0.1% | $12.49 | $11.12 | — | COM | 46133G107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 300 | $377K | 0.1% | $1256.67 | — | — | Call | 459200101 |
| — | INVESCO MUN OPPORTUNITY TR | 27,800 | $358K | 0.1% | $12.88 | $11.73 | — | COM | 46132C107 |
| — | INVESCO MUN TR | 26,900 | $341K | 0.1% | $12.68 | $11.60 | — | COM | 46131J103 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 24,294 | $340K | 0.1% | $14.00 * | $3.68 | +5.2% | COM | 44045A102 |
| — | INVESCO ADVANTAGE MUNICIPAL | 28,300 | $328K | 0.1% | $11.59 | $10.53 | — | SH BEN INT | 46132E103 |
| SYNA | SYNAPTICS INC | 250 | $328K | 0.1% | $1312.00 * | $66.96 | 0.0% | Call | 87157D109 |
| — | EATON VANCE MUN BD FD | 25,500 | $327K | 0.1% | $12.82 | $11.29 | — | COM | 27827X101 |
| — | INVESCO TR INVT GRADE MUNS | 24,400 | $324K | 0.1% | $13.28 | $12.17 | — | COM | 46131M106 |
| KMI | KINDER MORGAN INC DEL | 7,600 | $322K | 0.1% | $42.37 * | $20.66 | +8.7% | COM | 49456B101 |
| CQP | CHENIERE ENERGY PARTNERS LP | 8,816 | $282K | 0.1% | $31.99 | $31.99 | — | COM UNIT | 16411Q101 |
| — | VALE S A | 37,500 | $272K | 0.1% | $7.25 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| EPR | EPR PPTYS | 4,500 | $259K | 0.1% | $57.56 | $57.56 | — | COM SH BEN INT | 26884U109 |
| — | DOW CHEM CO | 500 | $238K | 0.0% | $476.00 | — | — | Call | 260543103 |
| — | PUTNAM MANAGED MUN INCOM TR | 32,800 | $238K | 0.0% | $7.26 | $6.65 | — | COM | 746823103 |
| FDUS | FIDUS INVT CORP | 13,328 | $198K | 0.0% | $14.86 * | $4.71 | 0.0% | COM | 316500107 |
| C | CITIGROUP INC | 250 | $181K | 0.0% | $724.00 | — | — | Call | 172967424 |
| — | PENNEY J C INC | 25,000 | $162K | 0.0% | $6.48 | $8.62 | — | COM | 708160106 |
| MDLZ | MONDELEZ INTL INC | 1,000 | $157K | 0.0% | $157.00 * | $23.16 | +22.7% | Call | 609207105 |
| — | AEROPOSTALE | 50,000 | $116K | 0.0% | $2.32 | $5.02 | — | COM | 007865108 |
| — | SANDRIDGE ENERGY INC | 61,162 | $111K | 0.0% | $1.81 | $4.76 | — | COM | 80007P307 |
| — | OCWEN FINL CORP | 1,000 | $90,000 | 0.0% | $90.00 | $26.18 | — | Call | 675746309 |
| — | PLAINS GP HLDGS L P | 500 | $75,000 | 0.0% | $150.00 | $25.69 | — | Call | 72651A108 |
| — | GENERAL ELECTRIC CO | 2,260 | $55,000 | 0.0% | $24.34 | $23.19 | — | Put | 369604103 |
| BKD | BROOKDALE SR LIVING INC | 400 | $52,000 | 0.0% | $130.00 * | $27.55 | +23.1% | Put | 112463104 |
| GM | GENERAL MTRS CO | 1,876 | $39,000 | 0.0% | $20.79 * | $26.01 | -5.8% | Call | 37045V100 |
| — | LEVEL 3 COMMUNICATIONS INC | 5,957 | $31,000 | 0.0% | $5.20 | $22.20 | — | Put | 52729N308 |