CIK: 0001568303 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 10, 2018
Total Value ($000): $378,172 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,822,081 | $49,132 | 13.0% | $13.78 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,545,668 | $41,825 | 11.1% | $16.68 | — | COM | 156700106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $16,990 | 4.5% | $50.68 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,063,092 | $13,864 | 3.7% | $8.46 | — | COM | 12673A108 |
| SYK | STRYKER CORP | 81,220 | $13,070 | 3.5% | $59.09 | +150.3% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $11,670 | 3.1% | $12.38 | — | COM | 035710409 |
| — | MVC CAPITAL INC | 1,105,397 | $10,977 | 2.9% | $11.06 | — | COM | 553829102 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $9,923 | 2.6% | $120.06 | +81.9% | COM | 38141G104 |
| SLRC | SOLAR CAP LTD | 479,013 | $9,729 | 2.6% | $6.98 | +37.2% | COM | 83413U100 |
| — | CORPORATE CAP TR INC | 564,487 | $9,242 | 2.4% | $16.12 | — | COM | 219880101 |
| UNH | UNITEDHEALTH GROUP INC | 40,000 | $8,560 | 2.3% | $201.13 | 0.0% | COM | 91324P102 |
| — | SOLAR SR CAP LTD | 495,609 | $8,326 | 2.2% | $16.25 | — | COM | 83416M105 |
| FDUS | FIDUS INVT CORP | 603,824 | $7,777 | 2.1% | $5.43 | +4.6% | COM | 316500107 |
| NEM | NEWMONT MINING CORP | 192,763 | $7,531 | 2.0% | $17.09 | +79.3% | COM | 651639106 |
| — | ELLINGTON FINANCIAL LLC | 491,555 | $7,280 | 1.9% | $21.83 | — | COM | 288522303 |
| — | BARRICK GOLD CORP | 582,197 | $7,248 | 1.9% | $14.59 | — | COM | 067901108 |
| — | TWO HBRS INVT CORP | 460,562 | $7,079 | 1.9% | $16.25 | — | COM NEW | 90187B408 |
| PNNT | PENNANTPARK INVT CORP | 963,557 | $6,437 | 1.7% | $2.48 | +7.6% | COM | 708062104 |
| — | SUTHERLAND ASSET MGMT CORP M | 410,322 | $6,216 | 1.6% | $13.58 | — | COM | 86933G105 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $5,884 | 1.6% | $22.56 | — | COM | 85571B105 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $5,844 | 1.5% | $24.41 | -65.4% | COM | 112463104 |
| — | MFA FINL INC | 727,604 | $5,479 | 1.4% | $7.97 | — | COM | 55272X102 |
| — | ALPS ETF TR | 574,312 | $5,471 | 1.4% | $10.79 | — | ALERIAN MLP | 00162Q866 |
| — | THL CR INC | 675,305 | $5,247 | 1.4% | $10.81 | — | COM | 872438106 |
| CSCO | CISCO SYS INC | 120,000 | $5,147 | 1.4% | $15.24 | +119.6% | COM | 17275R102 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $4,425 | 1.2% | $17.17 | — | COM | 38741L107 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4,100 | 1.1% | $29.43 | +8.0% | CL A | 20030N101 |
| — | ETF MANAGERS TR | 116,600 | $3,996 | 1.1% | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| MSFT | MICROSOFT CORP | 42,400 | $3,870 | 1.0% | $26.70 | +215.7% | COM | 594918104 |
| — | BUCKEYE PARTNERS L P | 101,963 | $3,812 | 1.0% | $51.73 | — | UNIT LTD PARTN | 118230101 |
| CGBD | TCG BDC INC | 212,300 | $3,800 | 1.0% | $6.42 | +3.9% | COM | 872280102 |
| — | GENERAL ELECTRIC CO | 279,952 | $3,774 | 1.0% | $17.46 | — | COM | 369604103 |
| SYF | SYNCHRONY FINL | 110,362 | $3,700 | 1.0% | $24.93 | +22.3% | COM | 87165B103 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3,629 | 1.0% | $4.15 | +35.0% | COM | 647551100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 266,417 | $3,487 | 0.9% | $4.72 | +19.6% | COM | 70806A106 |
| UAL | UNITED CONTL HLDGS INC | 40,000 | $2,779 | 0.7% | $69.09 | 0.0% | COM | 910047109 |
| — | SIERRA METALS INC | 1,082,625 | $2,774 | 0.7% | $2.52 | — | COM | 82639W106 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2,410 | 0.6% | $75.27 | +44.6% | COM | 98956P102 |
| TRGP | TARGA RES CORP | 47,178 | $2,076 | 0.5% | $15.07 | +135.4% | COM | 87612G101 |
| MOS | MOSAIC CO NEW | 85,000 | $2,064 | 0.5% | $18.92 | +22.3% | COM | 61945C103 |
| — | OAKTREE SPECIALTY LENDING CO | 468,849 | $2,020 | 0.5% | $4.31 | — | COM | 67401P108 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,460,392 | $1,884 | 0.5% | $4.60 | — | SHS NEW | G89982113 |
| GM | GENERAL MTRS CO | 51,649 | $1,877 | 0.5% | $26.01 | +37.4% | COM | 37045V100 |
| — | NUSTAR ENERGY LP | 91,406 | $1,864 | 0.5% | $44.55 | — | UNIT COM | 67058H102 |
| KGC | KINROSS GOLD CORP | 463,352 | $1,830 | 0.5% | $4.62 | -13.7% | COM NO PAR | 496902404 |
| ZTS | ZOETIS INC | 21,174 | $1,768 | 0.5% | $29.32 | +152.7% | CL A | 98978V103 |
| XOM | EXXON MOBIL CORP | 23,240 | $1,734 | 0.5% | $53.69 | +3.8% | COM | 30231G102 |
| — | EXPRESS SCRIPTS HLDG CO | 25,000 | $1,727 | 0.5% | $69.08 | — | COM | 30219G108 |
| AGNC | AGNC INVT CORP | 87,633 | $1,658 | 0.4% | $18.42 | — | COM | 00123Q104 |
| THC | TENET HEALTHCARE CORP | 65,000 | $1,576 | 0.4% | $14.07 | +41.5% | COM NEW | 88033G407 |
| — | ENERGY TRANSFER PARTNERS LP | 92,071 | $1,493 | 0.4% | $18.29 | — | UNIT LTD PRT INT | 29278N103 |
| — | MEDLEY CAP CORP | 367,236 | $1,462 | 0.4% | $8.74 | — | COM | 58503F106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1,435 | 0.4% | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | MB FINANCIAL INC NEW | 35,000 | $1,417 | 0.4% | $26.80 | — | COM | 55264U108 |
| LLY | LILLY ELI & CO | 18,000 | $1,393 | 0.4% | $42.21 | +69.9% | COM | 532457108 |
| — | TC PIPELINES LP | 38,000 | $1,318 | 0.3% | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| RIG | TRANSOCEAN LTD | 121,138 | $1,199 | 0.3% | $24.77 | -58.4% | REG SHS | H8817H100 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 82,774 | $1,163 | 0.3% | $14.05 | — | COM UNIT LTD | 866142102 |
| SYNA | SYNAPTICS INC | 25,073 | $1,147 | 0.3% | $66.96 | -32.2% | COM | 87157D109 |
| VALE | VALE S A | 88,132 | $1,121 | 0.3% | $11.93 | — | ADR | 91912E105 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $986 | 0.3% | $16.14 | — | COM | 87265K102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $835 | 0.2% | $23.16 | +54.8% | CL A | 609207105 |
| JPM | JPMORGAN CHASE & CO | 7,210 | $793 | 0.2% | $91.43 | 0.0% | COM | 46625H100 |
| ARCC | ARES CAP CORP | 44,796 | $711 | 0.2% | $7.01 | +6.6% | COM | 04010L103 |
| EXC | EXELON CORP | 18,000 | $702 | 0.2% | $15.41 | +33.2% | COM | 30161N101 |
| — | TCP CAP CORP | 49,093 | $698 | 0.2% | $14.18 | — | COM | 87238Q103 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $640 | 0.2% | $15.46 | — | COM | 70931T103 |
| — | TRIANGLE CAP CORP | 45,700 | $509 | 0.1% | $11.14 | — | COM | 895848109 |
| UAL | UNITED CONTL HLDGS INC | 500 | $505 | 0.1% | $69.09 | 0.0% | Call | 910047109 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $491 | 0.1% | $15.06 | — | COM | 67066V101 |
| MRCC | MONROE CAP CORP | 39,116 | $481 | 0.1% | $5.25 | -1.8% | COM | 610335101 |
| COP | CONOCOPHILLIPS | 7,200 | $427 | 0.1% | $39.96 | +9.5% | COM | 20825C104 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $401 | 0.1% | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | CIDARA THERAPEUTICS INC | 100,000 | $400 | 0.1% | $7.80 | — | COM | 171757107 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $365 | 0.1% | $11.12 | — | COM | 46133G107 |
| SLB | SCHLUMBERGER LTD | 5,000 | $324 | 0.1% | $51.22 | +8.8% | COM | 806857108 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $323 | 0.1% | $15.02 | — | COM NEW | 64828T201 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $261 | 0.1% | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| — | MEDLEY MGMT INC | 40,134 | $229 | 0.1% | $8.30 | — | CL A COM | 58503T106 |
| — | NEOVASC INC | 3,000,010 | $183 | 0.0% | $1.66 | — | COM | 64065J106 |
| — | APOLLO INVT CORP | 15,000 | $78 | 0.0% | $6.21 | — | COM | 03761U106 |
| — | EXPRESS SCRIPTS HLDG CO | 200 | $57 | 0.0% | $69.08 | — | Call | 30219G108 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $23 | 0.0% | $4.83 | — | CL A COM | 31679P109 |
| — | ALPS ETF TR | 500 | $13 | 0.0% | $10.79 | — | Call | 00162Q866 |
| — | EXPRESS SCRIPTS HLDG CO | 300 | $7 | 0.0% | $69.08 | — | Put | 30219G108 |