Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 10, 2018
Total Value: $378M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,822,081 | $49.13M | 13.0% | $17.41 | $13.78 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,545,668 | $41.83M | 11.1% | $16.43 | $16.68 | — | COM | 156700106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $16.99M | 4.5% | $24.48 | $50.68 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,063,092 | $13.86M | 3.7% | $6.72 | $8.46 | — | COM | 12673A108 |
| SYK | STRYKER CORP | 81,220 | $13.07M | 3.5% | $160.92 * | $59.09 | +150.3% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $11.67M | 3.1% | $10.43 | $12.38 | — | COM | 035710409 |
| — | MVC CAPITAL INC | 1,105,397 | $10.98M | 2.9% | $9.93 | $11.06 | — | COM | 553829102 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $9.923M | 2.6% | $251.85 * | $120.06 | +81.9% | COM | 38141G104 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.729M | 2.6% | $20.31 * | $6.98 | +37.2% | COM | 83413U100 |
| — | CORPORATE CAP TR INC | 564,487 | $9.242M | 2.4% | $16.37 | $16.12 | — | COM | 219880101 |
| UNH | UNITEDHEALTH GROUP INC | 40,000 | $8.56M | 2.3% | $214.00 * | $201.13 | 0.0% | COM | 91324P102 |
| — | SOLAR SR CAP LTD | 495,609 | $8.326M | 2.2% | $16.80 | $16.25 | — | COM | 83416M105 |
| FDUS | FIDUS INVT CORP | 603,824 | $7.777M | 2.1% | $12.88 * | $5.43 | +4.6% | COM | 316500107 |
| NEM | NEWMONT MINING CORP | 192,763 | $7.531M | 2.0% | $39.07 * | $17.09 | +79.3% | COM | 651639106 |
| — | ELLINGTON FINANCIAL LLC | 491,555 | $7.28M | 1.9% | $14.81 | $21.83 | — | COM | 288522303 |
| — | BARRICK GOLD CORP | 582,197 | $7.248M | 1.9% | $12.45 | $14.59 | — | COM | 067901108 |
| — | TWO HBRS INVT CORP | 460,562 | $7.079M | 1.9% | $15.37 | $16.25 | — | COM NEW | 90187B408 |
| PNNT | PENNANTPARK INVT CORP | 963,557 | $6.437M | 1.7% | $6.68 * | $2.48 | +7.6% | COM | 708062104 |
| — | SUTHERLAND ASSET MGMT CORP M | 410,322 | $6.216M | 1.6% | $15.15 | $13.58 | — | COM | 86933G105 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $5.884M | 1.6% | $20.95 | $22.56 | — | COM | 85571B105 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $5.844M | 1.5% | $6.71 * | $24.41 | -65.4% | COM | 112463104 |
| — | MFA FINL INC | 727,604 | $5.479M | 1.4% | $7.53 | $7.97 | — | COM | 55272X102 |
| — | ALPS ETF TR | 574,312 | $5.471M | 1.4% | $9.53 | $10.79 | — | ALERIAN MLP | 00162Q866 |
| — | THL CR INC | 675,305 | $5.247M | 1.4% | $7.77 | $10.81 | — | COM | 872438106 |
| CSCO | CISCO SYS INC | 120,000 | $5.147M | 1.4% | $42.89 * | $15.24 | +119.6% | COM | 17275R102 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $4.425M | 1.2% | $16.54 | $17.17 | — | COM | 38741L107 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.1M | 1.1% | $34.17 * | $29.43 | +8.0% | CL A | 20030N101 |
| — | ETF MANAGERS TR | 116,600 | $3.996M | 1.1% | $34.27 | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| MSFT | MICROSOFT CORP | 42,400 | $3.87M | 1.0% | $91.27 * | $26.70 | +215.7% | COM | 594918104 |
| — | BUCKEYE PARTNERS L P | 101,963 | $3.812M | 1.0% | $37.39 | $51.73 | — | UNIT LTD PARTN | 118230101 |
| CGBD | TCG BDC INC | 212,300 | $3.8M | 1.0% | $17.90 * | $6.42 | +3.9% | COM | 872280102 |
| — | GENERAL ELECTRIC CO | 279,952 | $3.774M | 1.0% | $13.48 | $17.46 | — | COM | 369604103 |
| SYF | SYNCHRONY FINL | 110,362 | $3.7M | 1.0% | $33.53 * | $24.93 | +22.3% | COM | 87165B103 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3.629M | 1.0% | $13.15 * | $4.15 | +35.0% | COM | 647551100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 266,417 | $3.487M | 0.9% | $13.09 * | $4.72 | +19.6% | COM | 70806A106 |
| UAL | UNITED CONTL HLDGS INC | 40,000 | $2.779M | 0.7% | $69.47 | $69.09 | 0.0% | COM | 910047109 |
| — | SIERRA METALS INC | 1,082,625 | $2.774M | 0.7% | $2.56 | $2.52 | — | COM | 82639W106 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.41M | 0.6% | $109.05 | $75.27 | +44.6% | COM | 98956P102 |
| TRGP | TARGA RES CORP | 47,178 | $2.076M | 0.5% | $44.00 * | $15.07 | +135.4% | COM | 87612G101 |
| MOS | MOSAIC CO NEW | 85,000 | $2.064M | 0.5% | $24.28 * | $18.92 | +22.3% | COM | 61945C103 |
| — | OAKTREE SPECIALTY LENDING CO | 468,849 | $2.02M | 0.5% | $4.31 | $4.31 | — | COM | 67401P108 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,460,392 | $1.884M | 0.5% | $1.29 | $4.60 | — | SHS NEW | G89982113 |
| GM | GENERAL MTRS CO | 51,649 | $1.877M | 0.5% | $36.34 | $26.01 | +37.4% | COM | 37045V100 |
| — | NUSTAR ENERGY LP | 91,406 | $1.864M | 0.5% | $20.39 | $44.55 | — | UNIT COM | 67058H102 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.83M | 0.5% | $3.95 | $4.62 | -13.7% | COM NO PAR | 496902404 |
| ZTS | ZOETIS INC | 21,174 | $1.768M | 0.5% | $83.50 * | $29.32 | +152.7% | CL A | 98978V103 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.734M | 0.5% | $74.61 * | $53.69 | +3.8% | COM | 30231G102 |
| — | EXPRESS SCRIPTS HLDG CO | 25,000 | $1.727M | 0.5% | $69.08 | $69.08 | — | COM | 30219G108 |
| AGNC | AGNC INVT CORP | 87,633 | $1.658M | 0.4% | $18.92 | $18.42 | — | COM | 00123Q104 |
| THC | TENET HEALTHCARE CORP | 65,000 | $1.576M | 0.4% | $24.25 * | $14.07 | +41.5% | COM NEW | 88033G407 |
| — | ENERGY TRANSFER PARTNERS LP | 92,071 | $1.493M | 0.4% | $16.22 | $18.29 | — | UNIT LTD PRT INT | 29278N103 |
| — | MEDLEY CAP CORP | 367,236 | $1.462M | 0.4% | $3.98 | $8.74 | — | COM | 58503F106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.435M | 0.4% | $58.33 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.417M | 0.4% | $40.49 | $26.80 | — | COM | 55264U108 |
| LLY | LILLY ELI & CO | 18,000 | $1.393M | 0.4% | $77.39 * | $42.21 | +69.9% | COM | 532457108 |
| — | TC PIPELINES LP | 38,000 | $1.318M | 0.3% | $34.68 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.199M | 0.3% | $9.90 * | $24.77 | -58.4% | REG SHS | H8817H100 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 82,774 | $1.163M | 0.3% | $14.05 | $14.05 | — | COM UNIT LTD | 866142102 |
| SYNA | SYNAPTICS INC | 25,073 | $1.147M | 0.3% | $45.75 | $66.96 | -32.2% | COM | 87157D109 |
| VALE | VALE S A | 88,132 | $1.121M | 0.3% | $12.72 | $11.93 | — | ADR | 91912E105 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $986K | 0.3% | $17.86 | $16.14 | — | COM | 87265K102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $835K | 0.2% | $41.75 * | $23.16 | +54.8% | CL A | 609207105 |
| JPM | JPMORGAN CHASE & CO | 7,210 | $793K | 0.2% | $109.99 * | $91.43 | 0.0% | COM | 46625H100 |
| ARCC | ARES CAP CORP | 44,796 | $711K | 0.2% | $15.87 * | $7.01 | +6.6% | COM | 04010L103 |
| EXC | EXELON CORP | 18,000 | $702K | 0.2% | $39.00 * | $15.41 | +33.2% | COM | 30161N101 |
| — | TCP CAP CORP | 49,093 | $698K | 0.2% | $14.22 | $14.18 | — | COM | 87238Q103 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $640K | 0.2% | $18.03 | $15.46 | — | COM | 70931T103 |
| — | TRIANGLE CAP CORP | 45,700 | $509K | 0.1% | $11.14 | $11.14 | — | COM | 895848109 |
| UAL | UNITED CONTL HLDGS INC | 500 | $505K | 0.1% | $1010.00 * | $69.09 | 0.0% | Call | 910047109 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $491K | 0.1% | $13.13 | $15.06 | — | COM | 67066V101 |
| MRCC | MONROE CAP CORP | 39,116 | $481K | 0.1% | $12.30 * | $5.25 | -1.8% | COM | 610335101 |
| COP | CONOCOPHILLIPS | 7,200 | $427K | 0.1% | $59.31 * | $39.96 | +9.5% | COM | 20825C104 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $401K | 0.1% | $10.96 | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | CIDARA THERAPEUTICS INC | 100,000 | $400K | 0.1% | $4.00 | $7.80 | — | COM | 171757107 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $365K | 0.1% | $11.90 | $11.12 | — | COM | 46133G107 |
| SLB | SCHLUMBERGER LTD | 5,000 | $324K | 0.1% | $64.80 * | $51.22 | +8.8% | COM | 806857108 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $323K | 0.1% | $16.44 | $15.02 | — | COM NEW | 64828T201 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $261K | 0.1% | $21.72 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| — | MEDLEY MGMT INC | 40,134 | $229K | 0.1% | $5.71 | $8.30 | — | CL A COM | 58503T106 |
| — | NEOVASC INC | 3,000,010 | $183K | 0.0% | $0.06 | $1.66 | — | COM | 64065J106 |
| — | APOLLO INVT CORP | 15,000 | $78,000 | 0.0% | $5.20 | $6.21 | — | COM | 03761U106 |
| — | EXPRESS SCRIPTS HLDG CO | 200 | $57,000 | 0.0% | $285.00 | $69.08 | — | Call | 30219G108 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $23,000 | 0.0% | $1.29 | $4.83 | — | CL A COM | 31679P109 |
| — | ALPS ETF TR | 500 | $13,000 | 0.0% | $26.00 | $10.79 | — | Call | 00162Q866 |
| — | EXPRESS SCRIPTS HLDG CO | 300 | $7,000 | 0.0% | $23.33 | $69.08 | — | Put | 30219G108 |