Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 9, 2018
Total Value: $405M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,822,081 | $51.59M | 12.7% | $18.28 | $13.78 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,545,668 | $47.45M | 11.7% | $18.64 | $16.68 | — | COM | 156700106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $19.2M | 4.7% | $27.67 | $50.68 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,063,092 | $15.47M | 3.8% | $7.50 | $8.46 | — | COM | 12673A108 |
| SYK | STRYKER CORP | 81,220 | $13.71M | 3.4% | $168.86 * | $59.09 | +162.0% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $11.51M | 2.8% | $10.29 | $12.38 | — | COM | 035710409 |
| — | MVC CAPITAL INC | 1,200,397 | $11.4M | 2.8% | $9.50 | $10.94 | — | COM | 553829102 |
| UNH | UNITEDHEALTH GROUP INC | 40,000 | $9.814M | 2.4% | $245.35 * | $201.13 | +5.5% | COM | 91324P102 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.791M | 2.4% | $20.44 * | $6.98 | +42.5% | COM | 83413U100 |
| FDUS | FIDUS INVT CORP | 620,824 | $8.822M | 2.2% | $14.21 * | $5.44 | +6.1% | COM | 316500107 |
| — | CORPORATE CAP TR INC | 564,487 | $8.817M | 2.2% | $15.62 | $16.12 | — | COM | 219880101 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $8.69M | 2.1% | $220.56 * | $120.06 | +67.1% | COM | 38141G104 |
| — | SOLAR SR CAP LTD | 495,609 | $8.083M | 2.0% | $16.31 | $16.25 | — | COM | 83416M105 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $7.917M | 2.0% | $9.09 * | $24.41 | -68.2% | COM | 112463104 |
| — | ELLINGTON FINANCIAL LLC | 491,555 | $7.673M | 1.9% | $15.61 | $21.83 | — | COM | 288522303 |
| — | BARRICK GOLD CORP | 582,197 | $7.644M | 1.9% | $13.13 | $14.59 | — | COM | 067901108 |
| — | TWO HBRS INVT CORP | 460,562 | $7.277M | 1.8% | $15.80 | $16.25 | — | COM NEW | 90187B408 |
| NEM | NEWMONT MINING CORP | 192,763 | $7.269M | 1.8% | $37.71 * | $17.09 | +83.4% | COM | 651639106 |
| PNNT | PENNANTPARK INVT CORP | 1,025,880 | $7.186M | 1.8% | $7.00 * | $2.50 | +11.2% | COM | 708062104 |
| — | SUTHERLAND ASSET MGMT CORP M | 410,322 | $6.668M | 1.6% | $16.25 | $13.58 | — | COM | 86933G105 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $6.097M | 1.5% | $21.71 | $22.56 | — | COM | 85571B105 |
| — | ALPS ETF TR | 574,312 | $5.801M | 1.4% | $10.10 | $10.79 | — | ALERIAN MLP | 00162Q866 |
| — | THL CR INC | 729,374 | $5.704M | 1.4% | $7.82 | $10.59 | — | COM | 872438106 |
| — | MFA FINL INC | 727,604 | $5.515M | 1.4% | $7.58 | $7.97 | — | COM | 55272X102 |
| CSCO | CISCO SYS INC | 120,000 | $5.164M | 1.3% | $43.03 * | $15.24 | +128.0% | COM | 17275R102 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $4.909M | 1.2% | $18.35 | $17.17 | — | COM | 38741L107 |
| — | ETF MANAGERS TR | 116,600 | $4.314M | 1.1% | $37.00 | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| MSFT | MICROSOFT CORP | 42,400 | $4.181M | 1.0% | $98.61 * | $26.70 | +236.1% | COM | 594918104 |
| CMCSA | COMCAST CORP NEW | 120,000 | $3.937M | 1.0% | $32.81 * | $29.43 | -8.8% | CL A | 20030N101 |
| — | GENERAL ELECTRIC CO | 279,952 | $3.81M | 0.9% | $13.61 | $17.46 | — | COM | 369604103 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3.753M | 0.9% | $13.60 * | $4.15 | +42.2% | COM | 647551100 |
| SYF | SYNCHRONY FINL | 110,362 | $3.684M | 0.9% | $33.38 * | $24.93 | +13.7% | COM | 87165B103 |
| PFLT | PENNANTPARK FLOATING RATE CA | 266,417 | $3.639M | 0.9% | $13.66 * | $4.72 | +25.4% | COM | 70806A106 |
| CGBD | TCG BDC INC | 212,300 | $3.613M | 0.9% | $17.02 * | $6.42 | +5.6% | COM | 872280102 |
| — | BUCKEYE PARTNERS L P | 101,963 | $3.584M | 0.9% | $35.15 | $51.73 | — | UNIT LTD PARTN | 118230101 |
| — | OAKTREE SPECIALTY LENDING CO | 667,875 | $3.192M | 0.8% | $4.78 | $4.45 | — | COM | 67401P108 |
| — | SIERRA METALS INC | 1,165,867 | $3.06M | 0.8% | $2.62 | $2.52 | — | COM | 82639W106 |
| — | TC PIPELINES LP | 110,000 | $2.855M | 0.7% | $25.95 | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| UAL | UNITED CONTL HLDGS INC | 40,000 | $2.789M | 0.7% | $69.72 | $69.09 | +0.6% | COM | 910047109 |
| — | SPX CORP | 355 | $2.542M | 0.6% | $7160.56 | — | — | Put | 784635104 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.463M | 0.6% | $111.45 * | $75.27 | +35.8% | COM | 98956P102 |
| — | NUSTAR ENERGY LP | 105,406 | $2.387M | 0.6% | $22.65 | $41.64 | — | UNIT COM | 67058H102 |
| TRGP | TARGA RES CORP | 47,178 | $2.335M | 0.6% | $49.49 * | $15.07 | +139.7% | COM | 87612G101 |
| THC | TENET HEALTHCARE CORP | 65,000 | $2.182M | 0.5% | $33.57 * | $14.07 | +120.9% | COM NEW | 88033G407 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 135,574 | $2.088M | 0.5% | $15.40 | $14.58 | — | COM UNIT LTD | 866142102 |
| GM | GENERAL MTRS CO | 51,649 | $2.035M | 0.5% | $39.40 * | $26.01 | +34.7% | COM | 37045V100 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,460,392 | $2.015M | 0.5% | $1.38 | $4.60 | — | SHS NEW | G89982113 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.923M | 0.5% | $82.75 * | $53.69 | +4.6% | COM | 30231G102 |
| ZTS | ZOETIS INC | 21,174 | $1.804M | 0.4% | $85.20 * | $29.32 | +171.2% | CL A | 98978V103 |
| — | ENERGY TRANSFER PARTNERS LP | 92,071 | $1.753M | 0.4% | $19.04 | $18.29 | — | UNIT LTD PRT INT | 29278N103 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.742M | 0.4% | $3.76 | $4.62 | -18.7% | COM NO PAR | 496902404 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.699M | 0.4% | $69.07 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.635M | 0.4% | $46.71 | $26.80 | — | COM | 55264U108 |
| AGNC | AGNC INVT CORP | 87,633 | $1.629M | 0.4% | $18.59 | $18.42 | — | COM | 00123Q104 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.628M | 0.4% | $13.44 * | $24.77 | -50.3% | REG SHS | H8817H100 |
| LLY | LILLY ELI & CO | 18,000 | $1.536M | 0.4% | $85.33 * | $42.21 | +74.6% | COM | 532457108 |
| — | MEDLEY CAP CORP | 367,236 | $1.274M | 0.3% | $3.47 | $8.74 | — | COM | 58503F106 |
| SYNA | SYNAPTICS INC | 25,073 | $1.263M | 0.3% | $50.37 * | $66.96 | -32.2% | COM | 87157D109 |
| VALE | VALE S A | 88,132 | $1.13M | 0.3% | $12.82 | $11.93 | — | ADR | 91912E105 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $991K | 0.2% | $17.95 | $16.14 | — | COM | 87265K102 |
| — | GRUBHUB INC | 350 | $859K | 0.2% | $2454.29 | — | — | Call | 400110102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $820K | 0.2% | $41.00 * | $23.16 | +44.0% | CL A | 609207105 |
| — | CIDARA THERAPEUTICS INC | 153,874 | $800K | 0.2% | $5.20 | $6.89 | — | COM | 171757107 |
| — | PDL BIOPHARMA INC | 338,141 | $791K | 0.2% | $2.34 | $2.34 | — | COM | 69329Y104 |
| EXC | EXELON CORP | 18,000 | $767K | 0.2% | $42.61 * | $15.41 | +42.6% | COM | 30161N101 |
| JPM | JPMORGAN CHASE & CO | 7,210 | $751K | 0.2% | $104.16 * | $91.43 | -2.6% | COM | 46625H100 |
| — | TCP CAP CORP | 49,093 | $709K | 0.2% | $14.44 | $14.18 | — | COM | 87238Q103 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $674K | 0.2% | $18.99 | $15.46 | — | COM | 70931T103 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 46,770 | $581K | 0.1% | $12.42 | $12.52 | 0.0% | COM | 89677Y100 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $575K | 0.1% | $2.36 | $2.39 | 0.0% | COM | 294766100 |
| MRCC | MONROE CAP CORP | 39,116 | $527K | 0.1% | $13.47 * | $5.25 | +0.7% | COM | 610335101 |
| — | TRIANGLE CAP CORP | 45,700 | $526K | 0.1% | $11.51 | $11.14 | — | COM | 895848109 |
| COP | CONOCOPHILLIPS | 7,200 | $501K | 0.1% | $69.58 * | $39.96 | +29.6% | COM | 20825C104 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $497K | 0.1% | $13.29 | $15.06 | — | COM | 67066V101 |
| UAL | UNITED CONTL HLDGS INC | 600 | $485K | 0.1% | $808.33 * | $69.09 | +0.6% | Call | 910047109 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $399K | 0.1% | $10.91 | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $366K | 0.1% | $11.93 | $11.12 | — | COM | 46133G107 |
| SLB | SCHLUMBERGER LTD | 5,000 | $335K | 0.1% | $67.00 * | $51.22 | +7.5% | COM | 806857108 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $287K | 0.1% | $23.88 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| BMY | BRISTOL MYERS SQUIBB CO | 500 | $200K | 0.0% | $400.00 | — | — | Call | 110122108 |
| — | MEDLEY MGMT INC | 40,134 | $142K | 0.0% | $3.54 | $8.30 | — | CL A COM | 58503T106 |
| — | NEOVASC INC | 3,000,010 | $128K | 0.0% | $0.04 | $1.66 | — | COM | 64065J106 |
| — | APOLLO INVT CORP | 15,000 | $84,000 | 0.0% | $5.60 | $6.21 | — | COM | 03761U106 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $23,000 | 0.0% | $1.29 | $4.83 | — | CL A COM | 31679P109 |
| — | ALPS ETF TR | 500 | $13,000 | 0.0% | $26.00 | $10.79 | — | Call | 00162Q866 |