Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 21, 2018
Total Value: $389M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,757,881 | $50.97M | 13.1% | $18.48 | $13.69 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,537,148 | $42.32M | 10.9% | $16.68 | $16.68 | — | COM | 156700106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $18.4M | 4.7% | $26.51 | $50.68 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,063,092 | $16.57M | 4.3% | $8.03 | $8.46 | — | COM | 12673A108 |
| SYK | STRYKER CORP | 81,220 | $12.58M | 3.2% | $154.84 * | $59.09 | +136.2% | COM | 863667101 |
| — | ANNALY CAP MGMT INC | 1,036,022 | $12.32M | 3.2% | $11.89 | $12.54 | — | COM | 035710409 |
| — | MVC CAPITAL INC | 1,105,397 | $11.67M | 3.0% | $10.56 | $11.06 | — | COM | 553829102 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $10.04M | 2.6% | $254.77 * | $120.06 | +70.9% | COM | 38141G104 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.681M | 2.5% | $20.21 * | $6.98 | +39.2% | COM | 83413U100 |
| — | SOLAR SR CAP LTD | 495,609 | $8.802M | 2.3% | $17.76 | $16.25 | — | COM | 83416M105 |
| BKD | BROOKDALE SR LIVING INC | 870,940 | $8.448M | 2.2% | $9.70 * | $24.41 | -58.2% | COM | 112463104 |
| — | BARRICK GOLD CORP | 582,197 | $8.424M | 2.2% | $14.47 | $14.59 | — | COM | 067901108 |
| — | TWO HBRS INVT CORP | 455,562 | $7.407M | 1.9% | $16.26 | $16.26 | — | COM NEW | 90187B408 |
| NEM | NEWMONT MINING CORP | 192,763 | $7.232M | 1.9% | $37.52 * | $17.09 | +70.4% | COM | 651639106 |
| — | ELLINGTON FINANCIAL LLC | 489,584 | $7.104M | 1.8% | $14.51 | $21.83 | — | COM | 288522303 |
| PNNT | PENNANTPARK INVT CORP | 954,457 | $6.595M | 1.7% | $6.91 * | $2.48 | +11.8% | COM | 708062104 |
| — | SUTHERLAND ASSET MGMT CORP M | 410,322 | $6.216M | 1.6% | $15.15 | $13.58 | — | COM | 86933G105 |
| — | ALPS ETF TR | 574,312 | $6.197M | 1.6% | $10.79 | $10.79 | — | ALERIAN MLP | 00162Q866 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $5.996M | 1.5% | $21.35 | $22.56 | — | COM | 85571B105 |
| FDUS | FIDUS INVT CORP | 392,328 | $5.956M | 1.5% | $15.18 * | $5.29 | +20.4% | COM | 316500107 |
| — | MFA FINL INC | 727,604 | $5.763M | 1.5% | $7.92 | $7.97 | — | COM | 55272X102 |
| — | CORPORATE CAP TR INC | 357,494 | $5.711M | 1.5% | $15.98 | $15.98 | — | COM | 219880101 |
| — | THL CR INC | 613,713 | $5.554M | 1.4% | $9.05 | $11.11 | — | COM | 872438106 |
| SYF | SYNCHRONY FINL | 130,362 | $5.033M | 1.3% | $38.61 * | $24.93 | +12.3% | COM | 87165B103 |
| AMZN | AMAZON COM INC | 400 | $4.918M | 1.3% | $12295.00 | — | — | Call | 023135106 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.806M | 1.2% | $40.05 * | $29.43 | +4.3% | CL A | 20030N101 |
| CSCO | CISCO SYS INC | 120,000 | $4.596M | 1.2% | $38.30 * | $15.24 | +83.6% | COM | 17275R102 |
| CGBD | TCG BDC INC | 212,300 | $4.254M | 1.1% | $20.04 * | $6.42 | +4.4% | COM | 872280102 |
| — | BUCKEYE PARTNERS L P | 76,963 | $3.814M | 1.0% | $49.56 | $56.39 | — | UNIT LTD PARTN | 118230101 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3.739M | 1.0% | $13.55 * | $4.15 | +40.5% | COM | 647551100 |
| — | ETF MANAGERS TR | 116,600 | $3.689M | 0.9% | $31.64 | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| MSFT | MICROSOFT CORP | 42,400 | $3.627M | 0.9% | $85.54 * | $26.70 | +181.8% | COM | 594918104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 246,417 | $3.381M | 0.9% | $13.72 * | $4.64 | +27.0% | COM | 70806A106 |
| PFE | PFIZER INC | 84,247 | $3.051M | 0.8% | $36.21 * | $16.46 | +44.6% | COM | 717081103 |
| — | GENERAL ELECTRIC CO | 164,752 | $2.875M | 0.7% | $17.45 | $20.24 | — | COM | 369604103 |
| — | NUSTAR ENERGY LP | 91,406 | $2.738M | 0.7% | $29.95 | $44.55 | — | UNIT COM | 67058H102 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.667M | 0.7% | $120.68 * | $75.27 | +40.5% | COM | 98956P102 |
| GPMT | GRANITE PT MTG TR INC | 141,402 | $2.508M | 0.6% | $17.74 | $17.74 | — | COM | 38741L107 |
| — | SIERRA METALS INC | 1,044,725 | $2.499M | 0.6% | $2.39 | $2.51 | — | COM | 82639W106 |
| TRGP | TARGA RES CORP | 47,178 | $2.284M | 0.6% | $48.41 * | $15.07 | +116.6% | COM | 87612G101 |
| MOS | MOSAIC CO NEW | 85,000 | $2.181M | 0.6% | $25.66 * | $18.92 | +6.7% | COM | 61945C103 |
| ABBV | ABBVIE INC | 22,000 | $2.128M | 0.5% | $96.73 * | $26.55 | +151.9% | COM | 00287Y109 |
| GM | GENERAL MTRS CO | 51,649 | $2.117M | 0.5% | $40.99 * | $26.01 | +45.6% | COM | 37045V100 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,460,392 | $2.03M | 0.5% | $1.39 | $4.60 | — | SHS NEW | G89982113 |
| — | TC PIPELINES LP | 38,000 | $2.018M | 0.5% | $53.11 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| KGC | KINROSS GOLD CORP | 463,352 | $2.002M | 0.5% | $4.32 * | $4.62 | -9.9% | COM NO PAR | 496902404 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.944M | 0.5% | $83.65 * | $53.69 | +6.4% | COM | 30231G102 |
| — | MEDLEY CAP CORP | 367,236 | $1.917M | 0.5% | $5.22 | $8.74 | — | COM | 58503F106 |
| — | JPMORGAN CHASE & CO | 27,700 | $1.84M | 0.5% | $66.43 | $23.69 | — | *W EXP 10/28/201 | 46634E114 |
| AGNC | AGNC INVT CORP | 87,633 | $1.837M | 0.5% | $20.96 | $18.42 | — | COM | 00123Q104 |
| — | NEOVASC INC | 3,000,010 | $1.8M | 0.5% | $0.60 | $1.66 | — | COM | 64065J106 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.745M | 0.4% | $70.93 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | ENERGY TRANSFER PARTNERS LP | 92,071 | $1.65M | 0.4% | $17.92 | $18.29 | — | UNIT LTD PRT INT | 29278N103 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.558M | 0.4% | $44.51 | $26.80 | — | COM | 55264U108 |
| ZTS | ZOETIS INC | 21,174 | $1.525M | 0.4% | $72.02 * | $29.32 | +119.8% | CL A | 98978V103 |
| LLY | LILLY ELI & CO | 18,000 | $1.52M | 0.4% | $84.44 * | $42.21 | +78.3% | COM | 532457108 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.294M | 0.3% | $10.68 * | $24.77 | -58.1% | REG SHS | H8817H100 |
| ABT | ABBOTT LABS | 22,000 | $1.256M | 0.3% | $57.09 * | $28.85 | +66.8% | COM | 002824100 |
| GOOG | ALPHABET INC | 50 | $1.137M | 0.3% | $22740.00 | — | — | Call | 02079K107 |
| THC | TENET HEALTHCARE CORP | 75,000 | $1.137M | 0.3% | $15.16 * | $14.07 | 0.0% | COM NEW | 88033G407 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.093M | 0.3% | $19.79 | $16.14 | — | COM | 87265K102 |
| VALE | VALE S A | 88,132 | $1.078M | 0.3% | $12.23 | $11.93 | — | ADR | 91912E105 |
| SYNA | SYNAPTICS INC | 25,073 | $1.001M | 0.3% | $39.92 * | $66.96 | -42.9% | COM | 87157D109 |
| — | LAYNE CHRISTENSEN CO | 1,000,000 | $972K | 0.2% | $0.97 | $0.70 | — | NOTE 4.250%11/2 | 521050AB0 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $856K | 0.2% | $42.80 * | $23.16 | +48.9% | CL A | 609207105 |
| CF | CF INDS HLDGS INC | 20,000 | $851K | 0.2% | $42.55 * | $25.79 | +19.2% | COM | 125269100 |
| — | TCP CAP CORP | 49,093 | $750K | 0.2% | $15.28 | $14.18 | — | COM | 87238Q103 |
| EXC | EXELON CORP | 18,000 | $709K | 0.2% | $39.39 * | $15.41 | +40.6% | COM | 30161N101 |
| ARCC | ARES CAP CORP | 44,796 | $704K | 0.2% | $15.72 * | $7.01 | +6.6% | COM | 04010L103 |
| — | CIDARA THERAPEUTICS INC | 100,000 | $680K | 0.2% | $6.80 | $7.80 | — | COM | 171757107 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 58,641 | $658K | 0.2% | $11.22 * | $3.60 | +19.4% | COM | 44045A102 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $570K | 0.1% | $16.06 | $15.46 | — | COM | 70931T103 |
| MRCC | MONROE CAP CORP | 39,116 | $538K | 0.1% | $13.75 * | $5.25 | +2.6% | COM | 610335101 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $526K | 0.1% | $14.07 | $15.06 | — | COM | 67066V101 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $439K | 0.1% | $12.00 | $15.62 | — | COM SHS BEN INT | 288578107 |
| COP | CONOCOPHILLIPS | 7,200 | $395K | 0.1% | $54.86 * | $39.96 | -0.8% | COM | 20825C104 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $384K | 0.1% | $12.52 | $11.12 | — | COM | 46133G107 |
| RITM | NEW RESIDENTIAL INVT CORP | 19,646 | $351K | 0.1% | $17.87 | $15.02 | — | COM NEW | 64828T201 |
| SLB | SCHLUMBERGER LTD | 5,000 | $337K | 0.1% | $67.40 * | $51.22 | 0.0% | COM | 806857108 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $264K | 0.1% | $21.97 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| — | MEDLEY MGMT INC | 40,134 | $261K | 0.1% | $6.50 | $8.30 | — | CL A COM | 58503T106 |
| CVS | CVS HEALTH CORP | 300 | $239K | 0.1% | $796.67 | — | — | Call | 126650100 |
| COP | CONOCOPHILLIPS | 250 | $188K | 0.0% | $752.00 * | $39.96 | -0.8% | Call | 20825C104 |
| — | OCWEN FINL CORP | 40,000 | $125K | 0.0% | $3.13 | $5.47 | — | COM | 675746309 |
| — | APOLLO INVT CORP | 15,000 | $85,000 | 0.0% | $5.67 | $6.21 | — | COM | 03761U106 |
| — | ALPS ETF TR | 500 | $36,000 | 0.0% | $72.00 | $10.79 | — | Call | 00162Q866 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $23,000 | 0.0% | $1.29 | $4.83 | — | CL A COM | 31679P109 |
| MDLZ | MONDELEZ INTL INC | 500 | $3,000 | 0.0% | $6.00 * | $23.16 | +48.9% | Call | 609207105 |
| — | GENERAL ELECTRIC CO | 2,000 | $1,000 | 0.0% | $0.50 | $20.24 | — | Call | 369604103 |
| SLB | SCHLUMBERGER LTD | 200 | $0 | 0.0% | $0.00 | $51.22 | 0.0% | Call | 806857108 |
| BKD | BROOKDALE SR LIVING INC | 69 | $0 | 0.0% | $0.00 | $24.41 | -58.2% | Call | 112463104 |