Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 13, 2018
Total Value: $422M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CENTURYLINK INC | 2,545,668 | $53.97M | 12.8% | $16.68 | — | COM | 156700106 |
| — | CHIMERA INVT CORP | 2,822,081 | $51.26M | 12.1% | $13.78 | — | COM NEW | 16934Q208 |
| — | TWO HBRS INVT CORP | 1,426,085 | $21.45M | 5.1% | $15.43 | — | COM NEW | 90187B408 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $19.94M | 4.7% | $50.68 | — | COM | 293792107 |
| SYK | STRYKER CORP | 81,220 | $14.43M | 3.4% | $59.09 | +166.6% | COM | 863667101 |
| — | MVC CAPITAL INC | 1,211,629 | $11.69M | 2.8% | $10.94 | — | COM | 553829102 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $11.45M | 2.7% | $12.38 | — | COM | 035710409 |
| UNH | UNITEDHEALTH GROUP INC | 40,000 | $10.64M | 2.5% | $201.13 | +14.7% | COM | 91324P102 |
| SLRC | SOLAR CAP LTD | 479,013 | $10.29M | 2.4% | $6.98 | +48.5% | COM | 83413U100 |
| BKD | BROOKDALE SR LIVING INC | 940,940 | $9.249M | 2.2% | $23.28 | -60.5% | COM | 112463104 |
| FDUS | FIDUS INVT CORP | 620,824 | $9.076M | 2.1% | $5.44 | +17.0% | COM | 316500107 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $8.835M | 2.1% | $120.06 | +63.6% | COM | 38141G104 |
| — | CORPORATE CAP TR INC | 564,487 | $8.614M | 2.0% | $16.12 | — | COM | 219880101 |
| — | SOLAR SR CAP LTD | 495,609 | $8.292M | 2.0% | $16.25 | — | COM | 83416M105 |
| — | ELLINGTON FINANCIAL LLC | 491,555 | $7.87M | 1.9% | $21.83 | — | COM | 288522303 |
| — | SUTHERLAND ASSET MGMT CORP M | 410,322 | $6.931M | 1.6% | $13.58 | — | COM | 86933G105 |
| PNNT | PENNANTPARK INVT CORP | 908,714 | $6.779M | 1.6% | $2.50 | +22.0% | COM | 708062104 |
| — | BARRICK GOLD CORP | 582,197 | $6.451M | 1.5% | $14.59 | — | COM | 067901108 |
| — | ALPS ETF TR | 574,312 | $6.134M | 1.5% | $10.79 | — | ALERIAN MLP | 00162Q866 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $6.051M | 1.4% | $22.56 | — | COM | 85571B105 |
| CSCO | CISCO SYS INC | 120,000 | $5.838M | 1.4% | $15.24 | +136.5% | COM | 17275R102 |
| NEM | NEWMONT MINING CORP | 192,763 | $5.821M | 1.4% | $17.09 | +58.3% | COM | 651639106 |
| — | MFA FINL INC | 727,604 | $5.351M | 1.3% | $7.97 | — | COM | 55272X102 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $5.158M | 1.2% | $17.17 | — | COM | 38741L107 |
| — | THL CR INC | 614,798 | $4.961M | 1.2% | $10.59 | — | COM | 872438106 |
| MSFT | MICROSOFT CORP | 42,400 | $4.849M | 1.1% | $26.70 | +277.5% | COM | 594918104 |
| — | ETF MANAGERS TR | 116,600 | $4.679M | 1.1% | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| CMCSA | COMCAST CORP NEW | 120,000 | $4.249M | 1.0% | $29.43 | -0.3% | CL A | 20030N101 |
| — | SIERRA METALS INC | 1,606,944 | $4.003M | 0.9% | $2.52 | — | COM | 82639W106 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3.725M | 0.9% | $4.15 | +48.9% | COM | 647551100 |
| — | BUCKEYE PARTNERS L P | 101,963 | $3.641M | 0.9% | $51.73 | — | UNIT LTD PARTN | 118230101 |
| — | OAKTREE SPECIALTY LENDING CO | 723,165 | $3.587M | 0.8% | $4.49 | — | COM | 67401P108 |
| UAL | UNITED CONTL HLDGS INC | 40,000 | $3.562M | 0.8% | $69.09 | +19.4% | COM | 910047109 |
| CGBD | TCG BDC INC | 212,300 | $3.545M | 0.8% | $6.42 | +4.7% | COM | 872280102 |
| PFLT | PENNANTPARK FLOATING RATE CA | 266,417 | $3.505M | 0.8% | $4.72 | +28.1% | COM | 70806A106 |
| SYF | SYNCHRONY FINL | 110,362 | $3.43M | 0.8% | $24.93 | +6.1% | COM | 87165B103 |
| — | TC PIPELINES LP | 110,000 | $3.336M | 0.8% | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| — | GENERAL ELECTRIC CO | 279,952 | $3.163M | 0.7% | $17.46 | — | COM | 369604103 |
| — | NUSTAR ENERGY LP | 105,406 | $2.93M | 0.7% | $41.64 | — | UNIT COM | 67058H102 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.905M | 0.7% | $75.27 | +48.7% | COM | 98956P102 |
| TRGP | TARGA RES CORP | 47,178 | $2.657M | 0.6% | $15.07 | +174.0% | COM | 87612G101 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,460,392 | $2.264M | 0.5% | $4.60 | — | SHS NEW | G89982113 |
| TSLA | TESLA INC | 400 | $2.231M | 0.5% | — | — | Put | 88160R101 |
| — | ENERGY TRANSFER PARTNERS LP | 92,071 | $2.05M | 0.5% | $18.29 | — | UNIT LTD PRT INT | 29278N103 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.976M | 0.5% | $53.69 | +8.4% | COM | 30231G102 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 135,574 | $1.939M | 0.5% | $14.58 | — | COM UNIT LTD | 866142102 |
| ZTS | ZOETIS INC | 21,174 | $1.939M | 0.5% | $29.32 | +185.4% | CL A | 98978V103 |
| LLY | LILLY ELI & CO | 18,000 | $1.932M | 0.5% | $42.21 | +113.9% | COM | 532457108 |
| — | GRUBHUB INC | 350 | $1.74M | 0.4% | — | — | Call | 400110102 |
| GM | GENERAL MTRS CO | 51,649 | $1.739M | 0.4% | $26.01 | +27.2% | COM | 37045V100 |
| RIG | TRANSOCEAN LTD | 121,138 | $1.69M | 0.4% | $24.77 | -49.9% | REG SHS | H8817H100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.666M | 0.4% | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | PDL BIOPHARMA INC | 627,800 | $1.651M | 0.4% | $2.47 | — | COM | 69329Y104 |
| AGNC | AGNC INVT CORP | 87,633 | $1.639M | 0.4% | $18.42 | — | COM | 00123Q104 |
| — | MB FINANCIAL INC NEW | 35,000 | $1.614M | 0.4% | $26.80 | — | COM | 55264U108 |
| — | OAKTREE STRATEGIC INCOME COR | 159,973 | $1.384M | 0.3% | $8.65 | — | COM | 67402D104 |
| UAL | UNITED CONTL HLDGS INC | 600 | $1.314M | 0.3% | $69.09 | +19.4% | Call | 910047109 |
| VALE | VALE S A | 88,132 | $1.308M | 0.3% | $11.93 | — | ADR | 91912E105 |
| THC | TENET HEALTHCARE CORP | 45,000 | $1.281M | 0.3% | $14.07 | +134.6% | COM NEW | 88033G407 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.251M | 0.3% | $4.62 | -29.9% | COM NO PAR | 496902404 |
| BBDC | BARINGS BDC INC | 114,834 | $1.149M | 0.3% | $5.31 | 0.0% | COM | 06759L103 |
| SYNA | SYNAPTICS INC | 25,073 | $1.144M | 0.3% | $66.96 | -29.0% | COM | 87157D109 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.126M | 0.3% | $16.14 | — | COM | 87265K102 |
| FRFHF | FAIRFAX FINL HLDGS LTD SUB VTG | 1,991 | $1.081M | 0.3% | $476.36 | 0.0% | COM | 303901102 |
| — | MEDLEY CAP CORP | 240,237 | $918K | 0.2% | $8.74 | — | COM | 58503F106 |
| — | CIDARA THERAPEUTICS INC | 200,000 | $880K | 0.2% | $6.32 | — | COM | 171757107 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $859K | 0.2% | $23.16 | +53.7% | CL A | 609207105 |
| EXC | EXELON CORP | 18,000 | $786K | 0.2% | $15.41 | +54.5% | COM | 30161N101 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $719K | 0.2% | $15.46 | — | COM | 70931T103 |
| TCPC | BLACKROCK TCP CAP CORP | 49,093 | $699K | 0.2% | $14.63 | 0.0% | COM | 09259E108 |
| CVS | CVS HEALTH CORP | 400 | $560K | 0.1% | — | — | Call | 126650100 |
| COP | CONOCOPHILLIPS | 7,200 | $557K | 0.1% | $39.96 | +41.0% | COM | 20825C104 |
| MRCC | MONROE CAP CORP | 39,116 | $531K | 0.1% | $5.25 | +5.6% | COM | 610335101 |
| JPM | JPMORGAN CHASE & CO | 4,710 | $531K | 0.1% | $91.43 | +1.3% | COM | 46625H100 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $484K | 0.1% | $2.39 | -11.0% | COM | 294766100 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $478K | 0.1% | $15.06 | — | COM | 67066V101 |
| — | SPX CORP | 355 | $438K | 0.1% | — | — | Put | 784635104 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $413K | 0.1% | $15.62 | — | COM SHS BEN INT | 288578107 |
| BMY | BRISTOL MYERS SQUIBB CO | 500 | $379K | 0.1% | — | — | Call | 110122108 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $355K | 0.1% | $11.12 | — | COM | 46133G107 |
| SLB | SCHLUMBERGER LTD | 5,000 | $305K | 0.1% | $51.22 | +1.6% | COM | 806857108 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $295K | 0.1% | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| — | EXPRESS SCRIPTS HLDG CO | 150 | $245K | 0.1% | — | — | Call | 30219G108 |
| SBUX | STARBUCKS CORP | 250 | $212K | 0.1% | — | — | Call | 855244109 |
| — | MEDLEY MGMT INC | 40,134 | $211K | 0.0% | $8.30 | — | CL A COM | 58503T106 |
| — | APOLLO INVT CORP | 15,000 | $84,000 | 0.0% | $6.21 | — | COM | 03761U106 |
| — | NEOVASC INC | 30,000 | $82,000 | 0.0% | $1.66 | — | COM | 64065J106 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $24,000 | 0.0% | $4.83 | — | CL A COM | 31679P109 |
| — | ALPS ETF TR | 500 | $10,000 | 0.0% | $10.79 | — | Call | 00162Q866 |