Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 13, 2019
Total Value: $403M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,799,081 | $54.85M | 13.6% | $19.60 | $13.78 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,585,668 | $32.27M | 8.0% | $12.48 | $16.63 | — | COM | 156700106 |
| SYK | STRYKER CORP | 113,620 | $24.58M | 6.1% | $216.33 * | $86.37 | +131.8% | COM | 863667101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $19.84M | 4.9% | $28.58 | $50.68 | — | COM | 293792107 |
| — | TWO HBRS INVT CORP | 1,426,085 | $18.93M | 4.7% | $13.27 | $15.43 | — | COM NEW | 90187B408 |
| — | FS KKR CAPITAL CORP | 2,167,969 | $12.64M | 3.1% | $5.83 | $5.22 | — | COM | 302635107 |
| — | MVC CAPITAL INC | 1,221,628 | $10.87M | 2.7% | $8.90 | $10.94 | — | COM | 553829102 |
| — | BARRICK GOLD CORPORATION | 590,503 | $10.24M | 2.5% | $17.34 | $14.63 | — | COM | 067901108 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.938M | 2.5% | $20.75 * | $6.98 | +54.4% | COM | 83413U100 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $9.847M | 2.4% | $8.80 | $12.38 | — | COM | 035710409 |
| FDUS | FIDUS INVT CORP | 640,824 | $9.503M | 2.4% | $14.83 * | $5.50 | +34.4% | COM | 316500107 |
| EFC | ELLINGTON FINANCIAL INC | 491,555 | $8.882M | 2.2% | $18.07 | $17.90 | — | COM | 28852N109 |
| — | SOLAR SR CAP LTD | 476,059 | $8.465M | 2.1% | $17.78 | $16.25 | — | COM | 83416M105 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $8.165M | 2.0% | $207.23 * | $120.06 | +49.6% | COM | 38141G104 |
| NEM | NEWMONT GOLDCORP CORPORATION | 192,763 | $7.31M | 1.8% | $37.92 * | $17.09 | +89.5% | COM | 651639106 |
| BKD | BROOKDALE SR LIVING INC | 940,940 | $7.132M | 1.8% | $7.58 * | $23.28 | -66.0% | COM | 112463104 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $6.809M | 1.7% | $24.24 | $22.56 | — | COM | 85571B105 |
| — | ALPS ETF TR | 724,312 | $6.62M | 1.6% | $9.14 | $10.51 | — | ALERIAN MLP | 00162Q866 |
| PNNT | PENNANTPARK INVT CORP | 1,042,062 | $6.558M | 1.6% | $6.29 * | $2.55 | +12.6% | COM | 708062104 |
| — | THL CREDIT INC | 901,763 | $6.132M | 1.5% | $6.80 | $9.23 | — | COM | 872438106 |
| CSCO | CISCO SYS INC | 120,000 | $5.929M | 1.5% | $49.41 * | $15.24 | +180.8% | COM | 17275R102 |
| MSFT | MICROSOFT CORP | 42,400 | $5.895M | 1.5% | $139.03 * | $26.70 | +386.5% | COM | 594918104 |
| — | OAKTREE SPECIALTY LENDING CO | 1,101,457 | $5.706M | 1.4% | $5.18 | $4.46 | — | COM | 67401P108 |
| CMCSA | COMCAST CORP NEW | 120,000 | $5.41M | 1.3% | $45.08 * | $29.43 | +27.4% | CL A | 20030N101 |
| — | MFA FINL INC | 727,604 | $5.358M | 1.3% | $7.36 | $7.97 | — | COM | 55272X102 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $5.013M | 1.2% | $18.74 | $17.17 | — | COM | 38741L107 |
| RC | READY CAP CORP | 299,659 | $4.87M | 1.2% | $16.25 | $14.16 | — | COM | 75574U101 |
| ET | ENERGY TRANSFER LP | 365,709 | $4.783M | 1.2% | $13.08 | $13.12 | — | COM UT LTD PTN | 29273V100 |
| — | TC PIPELINES LP | 110,000 | $4.474M | 1.1% | $40.67 | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| BBDC | BARINGS BDC INC | 440,682 | $4.473M | 1.1% | $10.15 * | $5.19 | +2.7% | COM | 06759L103 |
| — | ETF MANAGERS TR | 116,600 | $4.361M | 1.1% | $37.40 | $31.64 | — | PRIME JUNIR SLVR | 26924G201 |
| — | BUCKEYE PARTNERS L P | 101,963 | $4.19M | 1.0% | $41.09 | $51.73 | — | UNIT LTD PARTN | 118230101 |
| CGBD | TCG BDC INC | 280,000 | $4.032M | 1.0% | $14.40 * | $6.33 | +2.0% | COM | 872280102 |
| SYF | SYNCHRONY FINL | 110,362 | $3.762M | 0.9% | $34.09 * | $24.93 | +17.4% | COM | 87165B103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $3.034M | 0.8% | $137.29 * | $75.27 | +62.9% | COM | 98956P102 |
| — | NUSTAR ENERGY LP | 105,406 | $2.985M | 0.7% | $28.32 | $41.64 | — | UNIT COM | 67058H102 |
| PFLT | PENNANTPARK FLOATING RATE CA | 232,014 | $2.695M | 0.7% | $11.62 * | $5.03 | +12.7% | COM | 70806A106 |
| ZTS | ZOETIS INC | 21,174 | $2.638M | 0.7% | $124.59 * | $29.32 | +290.8% | CL A | 98978V103 |
| HUM | HUMANA INC | 10,000 | $2.557M | 0.6% | $255.70 * | $297.93 | -11.0% | COM | 444859102 |
| — | GENERAL ELECTRIC CO | 279,952 | $2.503M | 0.6% | $8.94 | $17.46 | — | COM | 369604103 |
| — | SIERRA METALS INC | 1,947,538 | $2.309M | 0.6% | $1.19 | $2.39 | — | COM | 82639W106 |
| KGC | KINROSS GOLD CORP | 463,352 | $2.131M | 0.5% | $4.60 | $4.62 | +0.4% | COM | 496902404 |
| — | OAKTREE STRATEGIC INCOME COR | 257,529 | $2.125M | 0.5% | $8.25 | $8.31 | — | COM | 67402D104 |
| GM | GENERAL MTRS CO | 52,126 | $1.954M | 0.5% | $37.49 * | $26.01 | +38.5% | COM | 37045V100 |
| TRGP | TARGA RES CORP | 47,178 | $1.895M | 0.5% | $40.17 * | $15.07 | +112.9% | COM | 87612G101 |
| NMFC | NEW MTN FIN CORP | 135,068 | $1.841M | 0.5% | $13.63 * | $4.15 | +62.1% | COM | 647551100 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.641M | 0.4% | $70.61 * | $53.69 | +0.1% | COM | 30231G102 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 335,692 | $1.631M | 0.4% | $4.86 | $11.73 | — | COM UNIT LTD | 866142102 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.63M | 0.4% | $66.26 | $54.51 | — | COM UNIT RP LP | 559080106 |
| AGNC | AGNC INVT CORP | 87,633 | $1.416M | 0.4% | $16.16 | $18.42 | — | COM | 00123Q104 |
| IIPR | INNOVATIVE INDL PPTYS INC | 450 | $1.4M | 0.3% | $3111.11 | — | — | Put | 45781V101 |
| FITB | FIFTH THIRD BANCORP | 50,750 | $1.39M | 0.3% | $27.39 * | $20.28 | +4.8% | COM | 316773100 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,908,771 | $1.292M | 0.3% | $0.68 | $3.70 | — | SHS NEW | G89982113 |
| — | PDL BIOPHARMA INC | 539,450 | $1.165M | 0.3% | $2.16 | $2.51 | — | COM | 69329Y104 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.159M | 0.3% | $20.99 | $16.14 | — | COM | 87265K102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $1.106M | 0.3% | $55.30 * | $23.16 | +101.6% | CL A | 609207105 |
| VALE | VALE S A | 88,132 | $1.014M | 0.3% | $11.51 | $11.93 | — | SPONSORED ADS | 91912E105 |
| SYNA | SYNAPTICS INC | 25,073 | $1.002M | 0.2% | $39.96 * | $66.96 | -49.6% | COM | 87157D109 |
| THC | TENET HEALTHCARE CORP | 45,000 | $995K | 0.2% | $22.11 * | $14.07 | +51.4% | COM NEW | 88033G407 |
| EXC | EXELON CORP | 18,000 | $870K | 0.2% | $48.33 * | $15.41 | +73.8% | COM | 30161N101 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $789K | 0.2% | $22.23 | $15.46 | — | COM | 70931T103 |
| — | CONTURA ENERGY INC | 24,032 | $672K | 0.2% | $27.96 | $65.75 | — | COM | 21241B100 |
| TCPC | BLACKROCK TCP CAP CORP | 49,093 | $665K | 0.2% | $13.55 | $14.63 | -5.8% | COM | 09259E108 |
| — | MEDLEY CAP CORP | 240,237 | $622K | 0.2% | $2.59 | $8.74 | — | COM | 58503F106 |
| — | CIDARA THERAPEUTICS INC | 300,000 | $599K | 0.1% | $2.00 | $4.81 | — | COM | 171757107 |
| SD | SANDRIDGE ENERGY INC | 127,100 | $597K | 0.1% | $4.70 * | $9.01 | -36.4% | COM NEW | 80007P869 |
| XMPT | VANECK VECTORS ETF TR | 20,995 | $579K | 0.1% | $27.58 | $23.86 | — | CEF MUN INCOME E | 92189F460 |
| RIG | TRANSOCEAN LTD | 121,138 | $541K | 0.1% | $4.47 * | $24.77 | -78.6% | REG SHS | H8817H100 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $537K | 0.1% | $14.36 | $15.06 | — | COM | 67066V101 |
| COP | CONOCOPHILLIPS | 7,200 | $410K | 0.1% | $56.94 * | $39.96 | +13.4% | COM | 20825C104 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $393K | 0.1% | $1.61 | $2.39 | -30.6% | COM | 294766100 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $392K | 0.1% | $12.78 | $11.12 | — | COM | 46133G107 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $385K | 0.1% | $10.53 | $15.62 | — | COM SHS BEN INT | 288578107 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $255K | 0.1% | $21.22 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| MOV | MOVODA GROUP INC | 10,000 | $249K | 0.1% | $24.90 | $24.81 | 0.0% | COM | 624580106 |
| HUM | HUMANA INC | 100 | $249K | 0.1% | $2490.00 * | $297.93 | -11.0% | Put | 444859102 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 10,005 | $226K | 0.1% | $22.59 | $22.18 | 0.0% | COM NEW | 652526203 |
| — | MEDLEY MGMT INC | 40,134 | $140K | 0.0% | $3.49 | $8.30 | — | CL A COM | 58503T106 |
| — | ALPS ETF TR | 750 | $2,000 | 0.0% | $2.67 | $10.51 | — | Call | 00162Q866 |