Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 8, 2019
Total Value: $397M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CHIMERA INVT CORP | 2,799,081 | $52.92M | 13.3% | $18.91 | $13.78 | — | COM NEW | 16934Q208 |
| — | CENTURYLINK INC | 2,585,668 | $30.41M | 7.7% | $11.76 | $16.63 | — | COM | 156700106 |
| SYK | STRYKER CORP | 113,620 | $23.36M | 5.9% | $205.61 * | $86.37 | +105.8% | COM | 863667101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 694,022 | $20.04M | 5.0% | $28.87 | $50.68 | — | COM | 293792107 |
| — | TWO HBRS INVT CORP | 1,426,085 | $18.27M | 4.6% | $12.81 | $15.43 | — | COM NEW | 90187B408 |
| — | FS KKR CAPITAL CORP | 2,167,969 | $12.92M | 3.3% | $5.96 | $5.22 | — | COM | 302635107 |
| — | MVC CAPITAL INC | 1,221,628 | $11.25M | 2.8% | $9.21 | $10.94 | — | COM | 553829102 |
| — | ANNALY CAP MGMT INC | 1,118,922 | $10.22M | 2.6% | $9.13 | $12.38 | — | COM | 035710409 |
| FDUS | FIDUS INVT CORP | 620,824 | $9.902M | 2.5% | $15.95 * | $5.44 | +36.8% | COM | 316500107 |
| SLRC | SOLAR CAP LTD | 479,013 | $9.881M | 2.5% | $20.63 * | $6.98 | +54.9% | COM | 83413U100 |
| — | BARRICK GOLD CORP | 582,197 | $9.181M | 2.3% | $15.77 | $14.59 | — | COM | 067901108 |
| EFC | ELLINGTON FINANCIAL INC | 491,555 | $8.833M | 2.2% | $17.97 | $17.90 | — | COM | 28852N109 |
| GS | GOLDMAN SACHS GROUP INC | 39,400 | $8.061M | 2.0% | $204.59 * | $120.06 | +40.8% | COM | 38141G104 |
| — | SOLAR SR CAP LTD | 495,609 | $7.895M | 2.0% | $15.93 | $16.25 | — | COM | 83416M105 |
| NEM | NEWMONT MINING CORP | 192,763 | $7.416M | 1.9% | $38.47 * | $17.09 | +63.5% | COM | 651639106 |
| BKD | BROOKDALE SR LIVING INC | 940,940 | $6.784M | 1.7% | $7.21 * | $23.28 | -71.7% | COM | 112463104 |
| CSCO | CISCO SYS INC | 120,000 | $6.568M | 1.7% | $54.73 * | $15.24 | +196.5% | COM | 17275R102 |
| PNNT | PENNANTPARK INVT CORP | 1,030,880 | $6.537M | 1.6% | $6.34 * | $2.55 | +15.4% | COM | 708062104 |
| STWD | STARWOOD PPTY TR INC | 280,853 | $6.388M | 1.6% | $22.74 | $22.56 | — | COM | 85571B105 |
| — | ALPS ETF TR | 624,312 | $6.149M | 1.5% | $9.85 | $10.73 | — | ALERIAN MLP | 00162Q866 |
| — | THL CR INC | 886,403 | $5.886M | 1.5% | $6.64 | $9.27 | — | COM | 872438106 |
| MSFT | MICROSOFT CORP | 42,400 | $5.68M | 1.4% | $133.96 * | $26.70 | +347.6% | COM | 594918104 |
| — | OAKTREE SPECIALTY LENDING CO | 1,035,721 | $5.614M | 1.4% | $5.42 | $4.41 | — | COM | 67401P108 |
| — | MFA FINL INC | 727,604 | $5.227M | 1.3% | $7.18 | $7.97 | — | COM | 55272X102 |
| GPMT | GRANITE PT MTG TR INC | 267,518 | $5.134M | 1.3% | $19.19 | $17.17 | — | COM | 38741L107 |
| CMCSA | COMCAST CORP NEW | 120,000 | $5.074M | 1.3% | $42.28 * | $29.43 | +20.7% | CL A | 20030N101 |
| — | ETF MANAGERS TR | 116,600 | $4.637M | 1.2% | $39.77 | $31.64 | — | PRIME CYBR SCRTY | 26924G201 |
| RC | READY CAP CORP | 299,659 | $4.564M | 1.1% | $15.23 | $14.16 | — | COM | 75574U101 |
| CGBD | TCG BDC INC | 280,000 | $4.267M | 1.1% | $15.24 * | $6.33 | +0.7% | COM | 872280102 |
| — | BUCKEYE PARTNERS L P | 101,963 | $4.186M | 1.1% | $41.05 | $51.73 | — | UNIT LTD PARTN | 118230101 |
| — | TC PIPELINES LP | 110,000 | $4.138M | 1.0% | $37.62 | $33.67 | — | UT COM LTD PRT | 87233Q108 |
| BBDC | BARINGS BDC INC | 398,382 | $3.92M | 1.0% | $9.84 * | $5.17 | +1.9% | COM | 06759L103 |
| NMFC | NEW MTN FIN CORP | 275,939 | $3.855M | 1.0% | $13.97 * | $4.15 | +62.1% | COM | 647551100 |
| SYF | SYNCHRONY FINL | 110,362 | $3.826M | 1.0% | $34.67 * | $24.93 | +15.3% | COM | 87165B103 |
| — | GENERAL ELECTRIC CO | 279,952 | $2.94M | 0.7% | $10.50 | $17.46 | — | COM | 369604103 |
| — | NUSTAR ENERGY LP | 105,406 | $2.861M | 0.7% | $27.14 | $41.64 | — | UNIT COM | 67058H102 |
| — | SIERRA METALS INC | 1,947,538 | $2.731M | 0.7% | $1.40 | $2.39 | — | COM | 82639W106 |
| PFLT | PENNANTPARK FLOATING RATE CA | 229,849 | $2.66M | 0.7% | $11.57 * | $5.03 | +17.0% | COM | 70806A106 |
| HUM | HUMANA INC | 10,000 | $2.653M | 0.7% | $265.30 * | $297.93 | -19.7% | COM | 444859102 |
| ZBH | ZIMMER BIOMET HLDGS INC | 22,100 | $2.602M | 0.7% | $117.74 * | $75.27 | +47.4% | COM | 98956P102 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 335,692 | $2.498M | 0.6% | $7.44 | $11.73 | — | COM UNIT LTD | 866142102 |
| ZTS | ZOETIS INC | 21,174 | $2.403M | 0.6% | $113.49 * | $29.32 | +238.5% | CL A | 98978V103 |
| — | OAKTREE STRATEGIC INCOME COR | 257,529 | $2.186M | 0.6% | $8.49 | $8.31 | — | COM | 67402D104 |
| GOOG | ALPHABET INC | 2,000 | $2.162M | 0.5% | $1081.00 * | $53.13 | +7.8% | CAP STK CL C | 02079K107 |
| GM | GENERAL MTRS CO | 51,649 | $1.99M | 0.5% | $38.53 * | $26.01 | +33.6% | COM | 37045V100 |
| TRGP | TARGA RES CORP | 47,178 | $1.852M | 0.5% | $39.26 * | $15.07 | +116.4% | COM | 87612G101 |
| KGC | KINROSS GOLD CORP | 463,352 | $1.798M | 0.5% | $3.88 * | $4.62 | -27.1% | COM NO PAR | 496902404 |
| XOM | EXXON MOBIL CORP | 23,240 | $1.781M | 0.4% | $76.64 * | $53.69 | +5.9% | COM | 30231G102 |
| — | PDL BIOPHARMA INC | 539,450 | $1.694M | 0.4% | $3.14 | $2.51 | — | COM | 69329Y104 |
| ET | ENERGY TRANSFER LP | 117,851 | $1.659M | 0.4% | $14.08 | $13.21 | — | COM UT LTD PTN | 29273V100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.574M | 0.4% | $63.98 | $54.51 | — | COM UNIT RP LP | 559080106 |
| AGNC | AGNC INVT CORP | 87,633 | $1.48M | 0.4% | $16.89 | $18.42 | — | COM | 00123Q104 |
| FITB | FIFTH THIRD BANCORP | 50,750 | $1.416M | 0.4% | $27.90 * | $20.28 | +3.8% | COM | 316773100 |
| — | CONTURA ENERGY INC | 24,032 | $1.247M | 0.3% | $51.89 | $65.75 | — | COM | 21241B100 |
| — | TRANSATLANTIC PETROLEUM LTD | 1,656,701 | $1.193M | 0.3% | $0.72 | $4.16 | — | SHS NEW | G89982113 |
| VALE | VALE S A | 88,132 | $1.184M | 0.3% | $13.43 | $11.93 | — | ADR | 91912E105 |
| — | TPG SPECIALTY LENDING INC | 55,220 | $1.082M | 0.3% | $19.59 | $16.14 | — | COM | 87265K102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $1.078M | 0.3% | $53.90 * | $23.16 | +90.5% | CL A | 609207105 |
| FRFHF | FAIRFAX FINL HLDGS LTD SUB VTG | 1,991 | $977K | 0.2% | $490.71 * | $476.36 | -12.0% | COM | 303901102 |
| THC | TENET HEALTHCARE CORP | 45,000 | $930K | 0.2% | $20.67 * | $14.07 | +63.8% | COM NEW | 88033G407 |
| SD | SANDRIDGE ENERGY INC | 127,100 | $880K | 0.2% | $6.92 * | $9.01 | -14.8% | COM NEW | 80007P869 |
| EXC | EXELON CORP | 18,000 | $863K | 0.2% | $47.94 * | $15.41 | +81.3% | COM | 30161N101 |
| RIG | TRANSOCEAN LTD | 121,138 | $776K | 0.2% | $6.41 * | $24.77 | -70.0% | REG SHS | H8817H100 |
| PMT | PENNYMAC MTG INVT TR | 35,500 | $775K | 0.2% | $21.83 | $15.46 | — | COM | 70931T103 |
| SYNA | SYNAPTICS INC | 25,073 | $731K | 0.2% | $29.15 * | $66.96 | -51.3% | COM | 87157D109 |
| TCPC | BLACKROCK TCP CAP CORP | 49,093 | $700K | 0.2% | $14.26 | $14.63 | -1.2% | COM | 09259E108 |
| XMPT | VANECK VECTORS ETF TR | 20,995 | $566K | 0.1% | $26.96 | $23.86 | — | CEF MUN INCOME E | 92189F460 |
| — | MEDLEY CAP CORP | 240,237 | $562K | 0.1% | $2.34 | $8.74 | — | COM | 58503F106 |
| JPM | JPMORGAN CHASE & CO | 4,700 | $525K | 0.1% | $111.70 * | $91.43 | +0.6% | COM | 46625H100 |
| — | NUVEEN QUALITY MUNCP INCOME | 37,385 | $523K | 0.1% | $13.99 | $15.06 | — | COM | 67066V101 |
| — | CIDARA THERAPEUTICS INC | 300,000 | $504K | 0.1% | $1.68 | $4.81 | — | COM | 171757107 |
| COP | CONOCOPHILLIPS | 7,200 | $439K | 0.1% | $60.97 * | $39.96 | +23.2% | COM | 20825C104 |
| EQS | EQUUS TOTAL RETURN INC | 243,803 | $398K | 0.1% | $1.63 * | $2.39 | -27.0% | COM | 294766100 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 36,573 | $394K | 0.1% | $10.77 | $15.62 | — | COM SHS BEN INT | 288578107 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $381K | 0.1% | $12.42 | $11.12 | — | COM | 46133G107 |
| PAGP | PLAINS GP HLDGS L P | 12,016 | $300K | 0.1% | $24.97 | $34.70 | — | LTD PARTNR INT A | 72651A207 |
| HUM | HUMANA INC | 100 | $225K | 0.1% | $2250.00 * | $297.93 | -19.7% | Put | 444859102 |
| — | TRAVELCENTERS AMER LLCC | 35,000 | $127K | 0.0% | $3.63 | $4.11 | — | COM | 894174101 |
| — | MEDLEY MGMT INC | 40,134 | $99,000 | 0.0% | $2.47 | $8.30 | — | CL A COM | 58503T106 |
| — | FIFTH STR ASSET MGMT INC | 17,793 | $26,000 | 0.0% | $1.46 | $4.83 | — | CL A COM | 31679P109 |
| — | NEOVASC INC | 30,000 | $14,000 | 0.0% | $0.47 | $0.60 | — | COM NEW | 64065J205 |
| — | ALPS ETF TR | 750 | $4,000 | 0.0% | $5.33 | $10.73 | — | Call | 00162Q866 |