Location: New York, NY
CIK: 0001595082 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $9.134B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | AETNA INC NEW | 7,682,128 | $1.558B | 17.1% | $202.85 | $186.27 | — | COM | 00817Y108 |
| — | ROCKWELL COLLINS INC | 4,819,879 | $677M | 7.4% | $140.47 | $132.77 | — | COM | 774341101 |
| — | TWENTY FIRST CENTY FOX INC | 10,064,218 | $466M | 5.1% | $46.33 | $47.98 | — | CL A | 90130A101 |
| — | EXPRESS SCRIPTS HLDG CO | 4,438,040 | $422M | 4.6% | $95.02 | $94.31 | — | COM | 30219G108 |
| — | DELL TECHNOLOGIES INC | 4,198,552 | $408M | 4.5% | $97.12 | $97.12 | — | COM CL V | 24703L103 |
| — | ALTABA INC | 5,864,362 | $399M | 4.4% | $68.08 | $70.53 | — | COM | 021346101 |
| VST | VISTRA ENERGY CORP | 15,021,458 | $374M | 4.1% | $24.88 * | $14.87 | +32.4% | COM | 92840M102 |
| FTV | FORTIVE CORP | 4,000,000 | $337M | 3.7% | $84.20 * | $49.74 | 0.0% | PUT | 34959J108 |
| FTV | FORTIVE CORP | 3,998,255 | $337M | 3.7% | $84.20 * | $49.74 | 0.0% | COM | 34959J108 |
| — | AVAYA HLDGS CORP | 10,851,720 | $240M | 2.6% | $22.14 | $22.40 | — | COM | 05351X101 |
| — | ORBOTECH LTD | 2,358,011 | $140M | 1.5% | $59.44 | $61.82 | — | ORD | M75253100 |
| — | VECTREN CORP | 1,849,491 | $132M | 1.4% | $71.49 | $71.46 | — | COM | 92240G101 |
| — | MICROCHIP TECHNOLOGY INC | 110,000,000 | $117M | 1.3% | $1.06 | $1.18 | — | NOTE 1.625% 2/1 | 595017AF1 |
| THC | TENET HEALTHCARE CORP | 3,929,207 | $112M | 1.2% | $28.46 * | $17.39 | +89.8% | COM NEW | 88033G407 |
| TMUS | T MOBILE US INC | 1,350,000 | $94.74M | 1.0% | $70.18 * | $59.15 | +4.9% | COM | 872590104 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 625,000 | $86.24M | 0.9% | $137.98 * | $127.59 | 0.0% | COM | 874054109 |
| — | INTEGRATED DEVICE TECHNOLOGY | 1,775,626 | $83.4M | 0.9% | $46.97 | $46.97 | — | COM | 458118106 |
| — | TWENTY FIRST CENTY FOX INC | 1,800,100 | $82.53M | 0.9% | $45.85 | $46.61 | — | CL B | 90130A200 |
| — | WAYFAIR INC | 54,000,000 | $81.4M | 0.9% | $1.51 | $1.51 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | SERVICEMASTER GLOBAL HLDGS I | 1,250,000 | $77.54M | 0.8% | $62.03 | $53.16 | — | COM | 81761R109 |
| — | CAESARS ENTMT CORP | 7,500,000 | $76.88M | 0.8% | $10.25 | $10.55 | — | COM | 127686103 |
| — | IAC INTERACTIVECORP | 350,000 | $75.85M | 0.8% | $216.72 | $62.86 | — | COM | 44919P508 |
| TPR | TAPESTRY INC | 1,500,000 | $75.41M | 0.8% | $50.27 * | $39.85 | +0.3% | COM | 876030107 |
| — | TWITTER INC | 77,000,000 | $70.89M | 0.8% | $0.92 | $0.87 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | BROOKFIELD PROPERTY REIT INC | 3,343,918 | $69.95M | 0.8% | $20.92 | $20.92 | — | CL A | 11282X103 |
| — | DISH NETWORK CORP | 70,000,000 | $66.76M | 0.7% | $0.95 | $0.96 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| STZ | CONSTELLATION BRANDS INC | 300,000 | $64.69M | 0.7% | $215.62 * | $192.74 | -2.2% | CL A | 21036P108 |
| — | ARCH COAL INC | 678,010 | $60.61M | 0.7% | $89.40 | $76.75 | — | CL A | 039380407 |
| — | PINNACLE FOODS INC DEL | 924,088 | $59.89M | 0.7% | $64.81 | $64.81 | — | COM | 72348P104 |
| CVS | CVS HEALTH CORP | 750,000 | $59.04M | 0.6% | $78.72 | — | — | CALL | 126650100 |
| CAG | CONAGRA BRANDS INC | 1,651,734 | $56.11M | 0.6% | $33.97 * | $27.33 | 0.0% | COM | 205887102 |
| — | ZILLOW GROUP INC | 50,000,000 | $54.06M | 0.6% | $1.08 | $1.18 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | ALTRA INDL MOTION CORP | 1,295,902 | $53.59M | 0.6% | $41.35 | $41.35 | — | COM | 02208R106 |
| — | UNITED TECHNOLOGIES CORP | 350,000 | $48.93M | 0.5% | $139.81 | $140.00 | — | CALL | 913017109 |
| MSFT | MICROSOFT CORP | 425,000 | $48.65M | 0.5% | $114.46 * | $92.39 | +9.1% | COM | 594918104 |
| — | AT HOME GROUP INC | 1,450,000 | $45.72M | 0.5% | $31.53 | $31.53 | — | COM | 04650Y100 |
| — | INTEL CORP | 20,000,000 | $45.42M | 0.5% | $2.27 | $1.87 | — | SDCV 3.250% 8/0 | 458140AF7 |
| SGI | TEMPUR SEALY INTL INC | 850,000 | $44.97M | 0.5% | $52.90 * | $12.52 | +6.6% | COM | 88023U101 |
| GWRE | GUIDEWIRE SOFTWARE INC | 437,500 | $44.19M | 0.5% | $101.01 * | $96.09 | 0.0% | COM | 40171V100 |
| SGI | TEMPUR SEALY INTL INC | 825,000 | $43.64M | 0.5% | $52.90 * | $12.52 | +6.6% | CALL | 88023U101 |
| — | NICE SYS INC | 30,000,000 | $42.88M | 0.5% | $1.43 | $1.24 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| BC | BRUNSWICK CORP | 625,000 | $41.89M | 0.5% | $67.02 * | $57.09 | +1.0% | COM | 117043109 |
| QSR | RESTAURANT BRANDS INTL INC | 650,000 | $38.53M | 0.4% | $59.28 * | $57.62 | +5.6% | COM | 76131D103 |
| — | WORLD WRESTLING ENTMT INC | 393,680 | $38.08M | 0.4% | $96.73 | $78.51 | — | CL A | 98156Q108 |
| — | RADIUS HEALTH INC | 45,000,000 | $34.38M | 0.4% | $0.76 | $0.98 | — | NOTE 3.000% 9/0 | 750469AA6 |
| LOW | LOWES COS INC | 287,500 | $33.01M | 0.4% | $114.82 * | $80.93 | +12.5% | COM | 548661107 |
| DLTR | DOLLAR TREE INC | 400,000 | $32.62M | 0.4% | $81.55 * | $88.63 | -0.9% | CALL | 256746108 |
| STZ | CONSTELLATION BRANDS INC | 150,000 | $32.34M | 0.4% | $215.62 * | $192.74 | -2.2% | PUT | 21036P108 |
| — | SPARTAN ENERGY ACQUISITON CO | 3,000,000 | $30.45M | 0.3% | $10.15 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | INTERDIGITAL INC | 25,000,000 | $29.32M | 0.3% | $1.17 | $1.21 | — | NOTE 1.500% 3/0 | 458660AD9 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 1,450,000 | $28.64M | 0.3% | $19.75 * | $15.82 | -12.6% | SHS USD | G4863A108 |
| — | GORES HOLDINGS III INC | 2,800,000 | $28.59M | 0.3% | $10.21 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | AEROJET ROCKETDYNE HLDGS INC | 20,000,000 | $28.53M | 0.3% | $1.43 | $1.36 | — | NOTE 2.250%12/1 | 007800AB1 |
| BJ | BJS WHSL CLUB HLDGS INC | 1,000,000 | $26.78M | 0.3% | $26.78 | $24.79 | +7.9% | COM | 05550J101 |
| QSR | RESTAURANT BRANDS INTL INC | 450,000 | $26.68M | 0.3% | $59.28 * | $57.62 | +5.6% | CALL | 76131D103 |
| — | NOVAVAX INC | 43,000,000 | $26.12M | 0.3% | $0.61 | $0.51 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | J2 GLOBAL INC | 20,000,000 | $25.91M | 0.3% | $1.30 | $1.21 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| PRKS | SEAWORLD ENTMT INC | 820,195 | $25.78M | 0.3% | $31.43 * | $16.07 | +62.2% | COM | 81282V100 |
| — | NEW YORK REIT INC | 1,393,393 | $25.28M | 0.3% | $18.14 | $21.51 | — | COM NEW | 64976L208 |
| — | INTELSAT S A | 823,803 | $24.71M | 0.3% | $30.00 | $16.66 | — | COM | L5140P101 |
| — | REALPAGE INC | 15,000,000 | $24.51M | 0.3% | $1.63 | $1.42 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | CHURCHILL CAP CORP | 2,350,000 | $23.81M | 0.3% | $10.13 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| DIS | DISNEY WALT CO | 203,200 | $23.76M | 0.3% | $116.94 | — | — | PUT | 254687106 |
| — | OI S A | 8,479,487 | $23.15M | 0.3% | $2.73 | $2.73 | — | SPONSORED ADR NE | 670851500 |
| ITB | ISHARES TR | 650,000 | $22.97M | 0.3% | $35.34 | — | — | PUT | 464288752 |
| — | FEDERAL STR ACQUISITION CORP | 2,250,000 | $22.66M | 0.2% | $10.07 | $10.07 | — | CL A | 31421V107 |
| V | VISA INC | 150,000 | $22.51M | 0.2% | $150.09 * | $117.81 | +14.7% | COM CL A | 92826C839 |
| — | PLAYAGS INC | 712,500 | $21M | 0.2% | $29.47 | $28.18 | — | COM | 72814N104 |
| TPGH/U | TPG PACE HLDGS CORP | 1,988,000 | $20.99M | 0.2% | $10.56 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | VANTAGE ENERGY ACQUISITION | 2,000,000 | $20.8M | 0.2% | $10.40 | $10.04 | — | UNIT 04/12/2024 | 92211L204 |
| — | HAYMAKER ACQUISITION CORP | 2,000,000 | $20.76M | 0.2% | $10.38 | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 150,000 | $20.7M | 0.2% | $137.98 * | $127.59 | 0.0% | CALL | 874054109 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 2,016,582 | $20.57M | 0.2% | $10.20 | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| — | TESLA INC | 20,000,000 | $20.4M | 0.2% | $1.02 | $1.02 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | MOSAIC ACQUISITION CORP | 2,000,000 | $20.39M | 0.2% | $10.20 | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| GAP | GAP INC DEL | 700,000 | $20.2M | 0.2% | $28.85 * | $23.06 | 0.0% | COM | 364760108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,967,015 | $19.91M | 0.2% | $10.12 | $10.12 | — | CL A | G4182A102 |
| — | PENSARE ACQUISITION CORP | 1,849,800 | $19.48M | 0.2% | $10.53 | $10.15 | — | UNIT 07/27/2022 | 70957E204 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $19.47M | 0.2% | $1.30 | $1.23 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | OSI SYSTEMS INC | 20,000,000 | $19.06M | 0.2% | $0.95 | $0.92 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | INTEGRATED DEVICE TECHNOLOGY | 400,000 | $18.8M | 0.2% | $47.01 | $46.97 | — | PUT | 458118106 |
| — | CAPITOL INVT CORP IV | 1,800,000 | $18.68M | 0.2% | $10.38 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | GS ACQUISITION HLDGS CORP | 1,700,000 | $17.63M | 0.2% | $10.37 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| MBI | MBIA INC | 1,648,409 | $17.62M | 0.2% | $10.69 * | $3.70 | +20.7% | COM | 55262C100 |
| SMPL | SIMPLY GOOD FOODS CO | 900,000 | $17.5M | 0.2% | $19.44 * | $14.65 | +18.7% | COM | 82900L102 |
| — | QUORUM HEALTH CORP | 2,971,526 | $17.41M | 0.2% | $5.86 | $5.90 | — | COM | 74909E106 |
| SBUX | STARBUCKS CORP | 300,000 | $17.05M | 0.2% | $56.84 | — | — | PUT | 855244109 |
| ADBE | ADOBE SYS INC | 62,500 | $16.87M | 0.2% | $269.97 * | $257.84 | 0.0% | COM | 00724F101 |
| — | KAYNE ANDERSON ACQUISITION | 1,650,350 | $16.7M | 0.2% | $10.12 | $10.12 | — | COM CL A | 48661U102 |
| ELAN | ELANCO ANIMAL HEALTH INC | 457,500 | $15.96M | 0.2% | $34.89 | $35.17 | 0.0% | COM | 28414H103 |
| — | LEISURE ACQUISITION CORP | 1,500,000 | $15.3M | 0.2% | $10.20 | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| UAL | UNITED CONTL HLDGS INC | 170,257 | $15.16M | 0.2% | $89.06 * | $44.98 | +83.3% | COM | 910047109 |
| — | PLATINUM EAGLE ACQUISITIN CO | 1,470,000 | $15.05M | 0.2% | $10.24 | $10.11 | — | UNIT 01/09/2023 | G7126L126 |
| DG | DOLLAR GEN CORP NEW | 137,500 | $15.03M | 0.2% | $109.30 * | $94.45 | 0.0% | COM | 256677105 |
| POST | POST HLDGS INC | 150,000 | $14.71M | 0.2% | $98.04 * | $61.37 | 0.0% | COM | 737446104 |
| ROKU | ROKU INC | 200,000 | $14.61M | 0.2% | $73.03 | — | — | PUT | 77543R102 |
| MDB | MONGODB INC | 178,636 | $14.56M | 0.2% | $81.52 * | $44.87 | +48.6% | CL A | 60937P106 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 127,611 | $14.26M | 0.2% | $111.75 * | $118.20 | 0.0% | COM | 57164Y107 |
| — | SPIRIT RLTY CAP INC NEW | 1,769,000 | $14.26M | 0.2% | $8.06 | $7.41 | — | COM | 84860W102 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,400,000 | $14M | 0.2% | $10.00 | $10.00 | — | CL A | 57682V106 |
| — | FINISAR CORP | 15,000,000 | $13.74M | 0.2% | $0.92 | $0.90 | — | NOTE 0.500%12/1 | 31787AAP6 |
| PCG | PG&E CORP | 295,000 | $13.57M | 0.1% | $46.01 * | $44.02 | 0.0% | COM | 69331C108 |
| LKQ | LKQ CORP | 425,000 | $13.46M | 0.1% | $31.66 * | $29.84 | 0.0% | COM | 501889208 |
| — | GORES HLDGS II INC | 1,250,664 | $13.27M | 0.1% | $10.61 | $10.14 | — | COM CL A | 382867109 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,284,855 | $12.98M | 0.1% | $10.10 | $9.99 | — | CL A | G0726L125 |
| — | SANDERSON FARMS INC | 125,091 | $12.93M | 0.1% | $103.37 | $103.37 | — | COM | 800013104 |
| — | ELDORADO RESORTS INC | 262,500 | $12.74M | 0.1% | $48.55 | $48.55 | — | COM | 28470R102 |
| — | INDUSTREA ACQUISITION CORP | 1,200,000 | $12.22M | 0.1% | $10.18 | $10.18 | — | CL A | 45579J104 |
| WH | WYNDHAM HOTELS & RESORTS INC | 203,496 | $11.31M | 0.1% | $55.57 * | $59.07 | -3.1% | COM | 98311A105 |
| FTCHQ | FARFETCH LTD | 402,500 | $10.96M | 0.1% | $27.23 * | $28.31 | 0.0% | ORD SH CL A | 30744W107 |
| — | TKK SYMPHONY ACQUISITION COR | 1,080,000 | $10.91M | 0.1% | $10.10 | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,050,000 | $10.78M | 0.1% | $10.27 | $10.05 | — | UNIT 06/21/2023 | G9145A123 |
| — | FRONTIER COMMUNICATIONS CORP | 1,625,000 | $10.53M | 0.1% | $6.48 | $5.77 | — | COM NEW | 35906A306 |
| — | BEMIS INC | 213,787 | $10.39M | 0.1% | $48.60 | $48.60 | — | COM | 081437105 |
| — | ONE MADISON CORP | 1,000,000 | $10.37M | 0.1% | $10.37 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| GME | GAMESTOP CORP NEW | 650,000 | $9.926M | 0.1% | $15.27 | — | — | PUT | 36467W109 |
| — | BROOKFIELD PPTY PARTNERS L P | 446,685 | $9.331M | 0.1% | $20.89 | $20.89 | — | UNIT LTD PARTN | G16249107 |
| — | CHINA BIOLOGIC PRODS HLDGS I | 116,400 | $9.315M | 0.1% | $80.03 | $80.03 | — | COM | G21515104 |
| — | CM SEVEN STAR ACQUISITION CO | 849,305 | $9.13M | 0.1% | $10.75 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| MELI | MERCADOLIBRE INC | 25,500 | $8.68M | 0.1% | $340.39 | $338.65 | 0.0% | COM | 58733R102 |
| — | ALDER BIOPHARMACEUTICALS INC | 8,000,000 | $8.559M | 0.1% | $1.07 | $0.92 | — | NOTE 2.500% 2/0 | 014339AA3 |
| — | ACORDA THERAPEUTICS INC | 10,000,000 | $8.44M | 0.1% | $0.84 | $0.97 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | RETROPHIN INC | 8,000,000 | $8.195M | 0.1% | $1.02 | $1.02 | — | NOTE 2.500% 9/1 | 761299AB2 |
| VFC | V F CORP | 87,500 | $8.177M | 0.1% | $93.45 * | $85.30 | 0.0% | COM | 918204108 |
| HAS | HASBRO INC | 75,000 | $7.884M | 0.1% | $105.12 * | $66.75 | +14.8% | COM | 418056107 |
| — | SENTINEL ENERGY SVCS INC | 750,000 | $7.71M | 0.1% | $10.28 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| AEO | AMERICAN EAGLE OUTFITTERS NE | 300,700 | $7.466M | 0.1% | $24.83 * | $20.86 | 0.0% | COM | 02553E106 |
| — | WILLSCOT CORP | 436,309 | $7.461M | 0.1% | $17.10 | $17.10 | — | COM | 971375126 |
| — | MODERN MEDIA ACQUISITION | 547,731 | $5.915M | 0.1% | $10.80 | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 1,500,000 | $5.19M | 0.1% | $3.46 * | $3.25 | 0.0% | COM | 203668108 |
| — | JAZZ INVESTMENTS I LTD | 5,000,000 | $5.078M | 0.1% | $1.02 | $1.02 | — | NOTE 1.500% 8/1 | 472145AD3 |
| IBN | ICICI BK LTD | 593,900 | $5.042M | 0.1% | $8.49 | $8.49 | — | ADR | 45104G104 |
| CPB | CAMPBELL SOUP CO | 132,000 | $4.835M | 0.1% | $36.63 | — | — | CALL | 134429109 |
| DOCU | DOCUSIGN INC | 90,900 | $4.776M | 0.1% | $52.54 * | $56.71 | 0.0% | COM | 256163106 |
| HDB | HDFC BANK LTD | 50,000 | $4.705M | 0.1% | $94.10 | $105.02 | — | ADR REPS 3 SHS | 40415F101 |
| — | SABAN CAP ACQUISITION CORP | 461,369 | $4.651M | 0.1% | $10.08 | $10.08 | — | COM CL A | 78516C106 |
| — | DISH NETWORK CORP | 106,673 | $3.815M | 0.0% | $35.76 | $33.61 | — | CL A | 25470M109 |
| BOOT | BOOT BARN HLDGS INC | 119,062 | $3.383M | 0.0% | $28.41 * | $18.01 | +46.7% | COM | 099406100 |
| TENB | TENABLE HLDGS INC | 80,000 | $3.11M | 0.0% | $38.88 * | $33.25 | 0.0% | COM | 88025T102 |
| — | AKORN INC | 221,641 | $2.877M | 0.0% | $12.98 | $18.70 | — | COM | 009728106 |
| EMITF | ELBIT IMAGING LTD | 1,314,527 | $2.823M | 0.0% | $2.15 * | $1.98 | -13.3% | SHS | M37605124 |
| — | WILLSCOT CORP | 799,745 | $2.367M | 0.0% | $2.96 | $1.43 | — | *W EXP 09/10/202 | 971375118 |
| EYE | NATIONAL VISION HLDGS INC | 50,100 | $2.261M | 0.0% | $45.13 * | $36.49 | +15.5% | COM | 63845R107 |
| EB | EVENTBRITE INC | 51,000 | $1.936M | 0.0% | $37.96 * | $36.18 | 0.0% | COM CL A | 29975E109 |
| SONO | SONOS INC | 120,000 | $1.924M | 0.0% | $16.03 * | $17.69 | 0.0% | COM | 83570H108 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 12,500 | $1.739M | 0.0% | $139.12 * | $108.33 | 0.0% | COM | 459506101 |
| — | FEDERAL STR ACQUISITION CORP | 1,125,000 | $1.575M | 0.0% | $1.40 | $1.40 | — | *W EXP 07/24/202 | 31421V115 |
| PDD | PINDUODUO INC | 60,000 | $1.571M | 0.0% | $26.18 | $26.18 | — | SPONSORED ADS | 722304102 |
| — | SIMPLY GOOD FOODS CO | 199,998 | $1.558M | 0.0% | $7.79 | $2.30 | — | *W EXP 07/07/202 | 82900L110 |
| — | GORES HLDGS II INC | 671,111 | $1.423M | 0.0% | $2.12 | $1.60 | — | *W EXP 01/13/202 | 382867117 |
| — | INDUSTREA ACQUISITION CORP | 1,350,000 | $1.323M | 0.0% | $0.98 | $0.98 | — | *W EXP 08/01/202 | 45579J112 |
| — | FALCON MINERALS CORP | 764,618 | $1.3M | 0.0% | $1.70 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | AKORN INC | 100,100 | $1.299M | 0.0% | $12.98 | $18.70 | — | PUT | 009728106 |
| — | PERFICIENT INC | 47,800 | $1.273M | 0.0% | $26.63 | $26.63 | — | COM | 71375U101 |
| — | SVMK INC | 71,000 | $1.138M | 0.0% | $16.03 | $16.03 | — | COM | 78489X103 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,300,000 | $975K | 0.0% | $0.75 | $0.75 | — | *W EXP 05/28/202 | 57682V114 |
| — | GTY TECHNOLOGY HOLDINGS INC | 655,671 | $813K | 0.0% | $1.24 | $1.24 | — | *W EXP 10/25/202 | G4182A128 |
| — | NEXEO SOLUTIONS INC | 784,252 | $792K | 0.0% | $1.01 | $0.66 | — | *W EXP 06/09/202 | 65342H110 |
| — | KAYNE ANDERSON ACQUISITION | 583,298 | $729K | 0.0% | $1.25 | $1.25 | — | *W EXP 06/30/202 | 48661U110 |
| — | INTERNATIONAL MNY EXPRESS IN | 293,158 | $686K | 0.0% | $2.34 | $2.34 | — | *W EXP 01/19/202 | 46005L119 |
| — | ALTA MESA RES INC | 1,138,461 | $524K | 0.0% | $0.46 | $1.50 | — | *W EXP 03/28/202 | 02133L117 |
| — | SABAN CAP ACQUISITION CORP | 230,684 | $265K | 0.0% | $1.15 | $1.15 | — | *W EXP 09/21/202 | 78516C114 |
| — | ESTRE AMBIENTAL INC | 701,404 | $210K | 0.0% | $0.30 | $0.65 | — | *W EXP 12/21/202 | G3206V118 |
| — | BORQS TECHNOLOGIES INC | 41,679 | $190K | 0.0% | $4.56 | $5.59 | — | SHS | G1466B103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,365,000 | $152K | 0.0% | $0.11 | $0.40 | — | *W EXP 10/07/202 | G0726L117 |
| — | AGROFRESH SOLUTIONS | 439,956 | $84,000 | 0.0% | $0.19 | $1.82 | — | *W EXP 07/31/202 | 00856G117 |
| — | BARINGTON HILCO ACQUISITION | 398,000 | $48,000 | 0.0% | $0.12 | $0.26 | — | RIGHT 08/11/2017 | 06759V119 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,903,667 | $21,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 12/31/2019 | 203668116 |
| — | BARINGTON HILCO ACQUISITION | 398,000 | $20,000 | 0.0% | $0.05 | $0.16 | — | *W EXP 02/11/202 | 06759V127 |
| — | UNITED TECHNOLOGIES CORP | 100 | $14,000 | 0.0% | $140.00 | $140.00 | — | COM | 913017109 |
| — | JASON INDS INC | 1,056,616 | $11,000 | 0.0% | $0.01 | $1.52 | — | *W EXP 06/30/201 | 471172114 |