Location: Louisville, KY
CIK: 0001595521 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $274M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 79,100 | $61.34M | 22.4% | — | — | Put | 88160R951 |
| — | TESLA INC | 25,000 | $19.39M | 7.1% | — | — | Call | 88160R901 |
| — | SPDR S&P 500 ETF TR | 23,500 | $10.09M | 3.7% | — | — | Call | 78462F903 |
| — | INVESCO QQQ TR | 24,000 | $8.591M | 3.1% | — | — | Call | 46090E903 |
| HIFS | HINGHAM INSTN SVGS MASS | 23,366 | $7.867M | 2.9% | $175.19 | +69.1% | COM | 433323102 |
| TSLA | TESLA INC | 8,500 | $6.592M | 2.4% | $235.37 | 0.0% | COM | 88160R101 |
| GOOGL | ALPHABET INC | 2,358 | $6.304M | 2.3% | $66.07 | +104.4% | CAP STK CL A | 02079K305 |
| HD | HOME DEPOT INC | 18,841 | $6.185M | 2.3% | $263.41 | +11.8% | COM | 437076102 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 216,852 | $5.888M | 2.2% | $11.05 | — | COM | 184692200 |
| — | ISHARES TR | 115,000 | $5.794M | 2.1% | — | — | Call | 464287904 |
| — | NIKOLA CORP | 540,000 | $5.762M | 2.1% | — | — | Put | 654110955 |
| — | MICROVISION INC DEL | 372,000 | $4.111M | 1.5% | — | — | Put | 594960954 |
| LEN/B | LENNAR CORP | 52,274 | $4.056M | 1.5% | $40.22 | +83.4% | CL B | 526057302 |
| — | TORTOISE ENERGY INFRA CORP | 148,904 | $4.035M | 1.5% | $15.50 | — | COM | 89147L886 |
| ALK | ALASKA AIR GROUP INC | 67,800 | $3.973M | 1.5% | $57.63 | 0.0% | COM | 011659109 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 179,937 | $3.932M | 1.4% | $8.77 | — | COM | 18469P209 |
| — | TORTOISE MIDSTRM ENERGY FD I | 129,348 | $3.734M | 1.4% | $18.82 | — | COM | 89148B200 |
| — | BEYOND MEAT INC | 30,000 | $3.158M | 1.2% | — | — | Put | 08862E959 |
| META | FACEBOOK INC | 8,300 | $2.817M | 1.0% | $204.12 | +75.2% | CL A | 30303M102 |
| — | BLINK CHARGING CO | 85,400 | $2.443M | 0.9% | — | — | Put | 09354A950 |
| — | CENTER COAST BRKFLD MLP ENRG | 171,939 | $2.392M | 0.9% | $9.00 | — | SHS BEN INT | 151461209 |
| NL | NL INDS INC | 403,025 | $2.321M | 0.8% | $2.66 | +68.5% | COM NEW | 629156407 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 102,482 | $2.217M | 0.8% | $11.97 | — | COM | 89148K200 |
| MSFT | MICROSOFT CORP | 7,502 | $2.115M | 0.8% | $173.06 | +62.2% | COM | 594918104 |
| — | ARC DOCUMENT SOLUTIONS INC | 716,040 | $2.112M | 0.8% | $1.06 | — | COM | 00191G103 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 87,033 | $2.084M | 0.8% | $17.01 | — | COM | 89148H207 |
| — | VIRGIN GALACTIC HOLDINGS INC | 81,800 | $2.07M | 0.8% | — | — | Put | 92766K956 |
| — | OCUGEN INC | 280,400 | $2.013M | 0.7% | — | — | Put | 67577C955 |
| IBB | ISHARES TR | 11,800 | $1.908M | 0.7% | $162.45 | — | ISHARES BIOTECH | 464287556 |
| JXN | JACKSON FINANCIAL INC | 70,000 | $1.82M | 0.7% | $21.96 | 0.0% | COM CL A | 46817M107 |
| — | HIGHLAND INCOME FD | 164,616 | $1.773M | 0.6% | $8.53 | — | HIGHLAND INCOME | 43010E404 |
| — | CAMBRIDGE BANCORP | 19,981 | $1.758M | 0.6% | $69.19 | — | COM | 132152109 |
| LUV | SOUTHWEST AIRLS CO | 31,600 | $1.625M | 0.6% | $46.99 | 0.0% | COM | 844741108 |
| — | ALASKA AIR GROUP INC | 27,400 | $1.606M | 0.6% | — | — | Call | 011659909 |
| — | OATLY GROUP AB | 104,800 | $1.585M | 0.6% | — | — | Put | 67421J958 |
| V | VISA INC | 7,000 | $1.559M | 0.6% | $180.69 | +25.6% | COM CL A | 92826C839 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 208,537 | $1.518M | 0.6% | $3.70 | — | COM | 48661E108 |
| STRT | STRATTEC SEC CORP | 37,858 | $1.473M | 0.5% | $36.53 | +9.9% | COM | 863111100 |
| GEF/B | GREIF INC | 22,199 | $1.438M | 0.5% | $50.02 | 0.0% | CL B | 397624206 |
| — | LAKESHORE ACQUISITION I CORP | 135,000 | $1.359M | 0.5% | $10.22 | — | UNIT 06/04/2026 | G53521129 |
| — | PONO CAPITAL CORP | 130,000 | $1.327M | 0.5% | $10.21 | — | UNIT 09/30/2028 | 732450200 |
| SPH | SUBURBAN PROPANE PARTNERS L | 78,000 | $1.197M | 0.4% | $14.82 | — | UNIT LTD PARTN | 864482104 |
| — | BIONANO GENOMICS INC | 215,700 | $1.186M | 0.4% | — | — | Put | 09075F957 |
| — | LORDSTOWN MOTORS CORP | 148,100 | $1.182M | 0.4% | — | — | Put | 54405Q950 |
| — | TORTOISE PWR & ENERGY INFRAS | 87,745 | $1.162M | 0.4% | $8.37 | — | COM | 89147X104 |
| FOX | FOX CORP | 31,200 | $1.158M | 0.4% | $32.23 | 0.0% | CL B COM | 35137L204 |
| — | NUANCE COMMUNICATIONS INC | 21,000 | $1.156M | 0.4% | $43.31 | — | COM | 67020Y100 |
| BWXT | BWX TECHNOLOGIES INC | 21,000 | $1.131M | 0.4% | $56.42 | -5.3% | COM | 05605H100 |
| BBW | BUILD-A-BEAR WORKSHOP INC | 66,114 | $1.12M | 0.4% | $3.77 | +267.5% | COM | 120076104 |
| HCKT | HACKETT GROUP INC | 57,042 | $1.119M | 0.4% | $15.01 | +24.8% | COM | 404609109 |
| — | CAMECO CORP | 50,000 | $1.087M | 0.4% | — | — | Call | 13321L908 |
| JOUT | JOHNSON OUTDOORS INC | 10,232 | $1.083M | 0.4% | $110.44 | +3.4% | CL A | 479167108 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 77,246 | $1.076M | 0.4% | $13.93 | — | COM SH BEN INT | 27901F109 |
| — | CHAVANT CAPITAL ACQUISITN CO | 100,000 | $1.054M | 0.4% | $10.54 | — | UNIT 07/16/2026 | G2058L129 |
| — | FACEBOOK INC | 3,000 | $1.018M | 0.4% | — | — | Call | 30303M902 |
| — | GLADSTONE ACQUISITION CORP | 100,000 | $1.015M | 0.4% | $10.15 | — | UNIT 04/01/2024 | 37653T207 |
| — | ENLINK MIDSTREAM LLC | 148,643 | $1.014M | 0.4% | $4.60 | — | COM UNIT REP LTD | 29336T100 |
| — | CEL-SCI CORP | 91,300 | $1.003M | 0.4% | — | — | Put | 150837957 |
| RCKY | ROCKY BRANDS INC | 19,695 | $938K | 0.3% | $25.63 | +94.0% | COM | 774515100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,394 | $926K | 0.3% | $217.17 | +29.3% | CL B NEW | 084670702 |
| — | LIBERTY MEDIA CORP DEL | 19,512 | $918K | 0.3% | $41.10 | — | COM SER A FRMLA | 531229870 |
| AGX | ARGAN INC | 21,000 | $917K | 0.3% | $37.60 | +10.0% | COM | 04010E109 |
| BKNG | BOOKING HOLDINGS INC | 382 | $907K | 0.3% | $2206.84 | 0.0% | COM | 09857L108 |
| GS | GOLDMAN SACHS GROUP INC | 2,400 | $907K | 0.3% | $197.01 | +77.6% | COM | 38141G104 |
| FSBW | FS BANCORP INC | 25,141 | $870K | 0.3% | $30.01 | -0.1% | COM | 30263Y104 |
| — | NIKOLA CORP | 81,000 | $864K | 0.3% | $16.36 | — | COM | 654110105 |
| NVR | NVR INC | 180 | $863K | 0.3% | $4346.22 | +16.8% | COM | 62944T105 |
| DBI | DESIGNER BRANDS INC | 60,500 | $843K | 0.3% | $12.92 | 0.0% | CL A | 250565108 |
| CCJ | CAMECO CORP | 38,000 | $826K | 0.3% | $15.18 | +23.1% | COM | 13321L108 |
| KBR | KBR INC | 20,000 | $788K | 0.3% | $30.25 | +22.4% | COM | 48242W106 |
| VIRT | VIRTU FINL INC | 32,000 | $782K | 0.3% | $27.58 | -7.9% | CL A | 928254101 |
| — | PLUG POWER INC | 30,000 | $766K | 0.3% | — | — | Put | 72919P952 |
| — | WORKHORSE GROUP INC | 100,000 | $765K | 0.3% | — | — | Put | 98138J956 |
| CATO | CATO CORP NEW | 43,652 | $722K | 0.3% | $11.12 | +15.4% | CL A | 149205106 |
| — | APPHARVEST INC | 110,000 | $717K | 0.3% | — | — | Put | 03783T953 |
| TLYS | TILLYS INC | 49,803 | $698K | 0.3% | $6.13 | +132.5% | CL A | 886885102 |
| MGA | MAGNA INTL INC | 9,133 | $687K | 0.3% | $50.23 | +41.2% | COM | 559222401 |
| — | AMC ENTMT HLDGS INC | 18,000 | $685K | 0.3% | $49.72 | — | CL A COM | 00165C104 |
| GOOG | ALPHABET INC | 250 | $666K | 0.2% | $64.05 | +113.7% | CAP STK CL C | 02079K107 |
| IPO | RENAISSANCE CAP GREENWICH FD | 9,930 | $639K | 0.2% | $64.35 | — | IPO ETF | 759937204 |
| MOD | MODINE MFG CO | 56,253 | $637K | 0.2% | $13.96 | 0.0% | COM | 607828100 |
| NGS | NATURAL GAS SVCS GROUP INC | 60,925 | $632K | 0.2% | $5.74 | +69.0% | COM | 63886Q109 |
| — | VERSO CORP | 29,488 | $612K | 0.2% | $15.86 | — | CL A | 92531L207 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 8,800 | $607K | 0.2% | $68.98 | — | SPONSORED ADR | 82706C108 |
| UI | UBIQUITI INC | 2,000 | $597K | 0.2% | $300.53 | +2.8% | COM | 90353W103 |
| — | CUSHING NEXTGEN INFRA INCM F | 12,665 | $596K | 0.2% | $36.40 | — | COM | 231647207 |
| — | INOVIO PHARMACEUTICALS INC | 76,600 | $548K | 0.2% | — | — | Put | 45773H951 |
| AWRE | AWARE INC MASS | 135,729 | $544K | 0.2% | $4.23 | -7.5% | COM | 05453N100 |
| CUK | CARNIVAL PLC | 23,600 | $538K | 0.2% | $23.28 | — | ADR | 14365C103 |
| — | VIDLER WATER RESOUCES INC | 47,058 | $536K | 0.2% | $11.39 | — | COM | 92660E107 |
| — | HOME DEPOT INC | 1,600 | $525K | 0.2% | — | — | Call | 437076902 |
| — | NORTHERN LIGHTS ACQUISITN CO | 50,000 | $510K | 0.2% | $10.14 | — | UNIT 11/01/2027 | 66538L204 |
| BSM | BLACK STONE MINERALS L P | 41,735 | $503K | 0.2% | $10.50 | — | COM UNIT | 09225M101 |
| — | VUZIX CORP | 44,700 | $468K | 0.2% | — | — | Put | 92921W950 |
| TACT | TRANSACT TECHNOLOGIES INC | 32,711 | $455K | 0.2% | $7.96 | +78.8% | COM | 892918103 |
| PAYX | PAYCHEX INC | 4,000 | $450K | 0.2% | $65.42 | +51.8% | COM | 704326107 |
| MA | MASTERCARD INCORPORATED | 1,250 | $435K | 0.2% | $287.82 | +23.2% | CL A | 57636Q104 |
| — | PELOTON INTERACTIVE INC | 5,000 | $435K | 0.2% | — | — | Put | 70614W950 |
| — | HIGHLAND GLOBAL ALLOCATION F | 46,167 | $420K | 0.2% | $4.35 | — | COM | 43010T104 |
| ALOT | ASTRONOVA INC | 27,865 | $419K | 0.2% | $12.90 | +18.6% | COM | 04638F108 |
| IGF | ISHARES TR | 8,890 | $408K | 0.1% | $45.51 | — | GLB INFRASTR ETF | 464288372 |
| — | NANO X IMAGING LTD | 17,900 | $403K | 0.1% | — | — | Put | M70700955 |
| KALV | KALVISTA PHARMACEUTICALS INC | 23,000 | $401K | 0.1% | $26.16 | -22.5% | COM | 483497103 |
| — | ACTIVISION BLIZZARD INC | 5,100 | $395K | 0.1% | $77.45 | — | COM | 00507V109 |
| CSBR | CHAMPIONS ONCOLOGY INC | 36,750 | $375K | 0.1% | $10.31 | -1.4% | COM NEW | 15870P307 |
| — | CHARLES & COLVARD LTD | 125,145 | $375K | 0.1% | $1.38 | — | COM | 159765106 |
| DDD | 3-D SYS CORP DEL | 12,938 | $357K | 0.1% | $29.60 | 0.0% | COM NEW | 88554D205 |
| KBE | SPDR SER TR | 6,723 | $356K | 0.1% | $52.95 | — | S&P BK ETF | 78464A797 |
| CENT | CENTRAL GARDEN & PET CO | 7,316 | $351K | 0.1% | $36.86 | +2.1% | COM | 153527106 |
| WES | WESTERN MIDSTREAM PARTNERS L | 16,151 | $339K | 0.1% | $20.99 | — | COM UNIT LP INT | 958669103 |
| ATEN | A10 NETWORKS INC | 25,000 | $337K | 0.1% | $9.09 | +33.4% | COM | 002121101 |
| — | FUELCELL ENERGY INC | 50,000 | $335K | 0.1% | — | — | Put | 35952H951 |
| MOV | MOVADO GROUP INC | 10,605 | $334K | 0.1% | $14.28 | +123.9% | COM | 624580106 |
| VVV | VALVOLINE INC | 10,324 | $322K | 0.1% | $31.03 | 0.0% | COM | 92047W101 |
| VMI | VALMONT INDS INC | 1,299 | $305K | 0.1% | $237.72 | 0.0% | COM | 920253101 |
| — | CUTERA INC | 6,000 | $280K | 0.1% | $49.00 | — | COM | 232109108 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 58,804 | $273K | 0.1% | $3.41 | +28.4% | COM NEW | 64107N206 |
| GIFI | GULF IS FABRICATION INC | 68,022 | $270K | 0.1% | $4.49 | -2.1% | COM | 402307102 |
| — | CEL-SCI CORP | 24,430 | $268K | 0.1% | $13.29 | — | COM PAR NEW | 150837607 |
| GLD | SPDR GOLD TR | 1,500 | $246K | 0.1% | $160.00 | — | GOLD SHS | 78463V107 |
| — | SILICON MOTION TECHNOLOGY CO | 3,400 | $235K | 0.1% | — | — | Call | 82706C908 |
| CRVL | CORVEL CORP | 1,262 | $235K | 0.1% | $52.10 | 0.0% | COM | 221006109 |
| PPC | PILGRIMS PRIDE CORP | 7,902 | $230K | 0.1% | $25.07 | 0.0% | COM | 72147K108 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 2,396 | $229K | 0.1% | $84.99 | 0.0% | COM | 84790A105 |
| — | VIPER ENERGY PARTNERS LP | 10,382 | $227K | 0.1% | $21.86 | — | COM UNT RP INT | 92763M105 |
| — | HILL-ROM HLDGS INC | 1,497 | $225K | 0.1% | $150.30 | — | COM | 431475102 |
| ELMD | ELECTROMED INC | 20,400 | $221K | 0.1% | $10.82 | +11.0% | COM | 285409108 |
| QRHC | QUEST RESOURCE HLDG CORP | 36,161 | $221K | 0.1% | $4.63 | +36.6% | COM NEW | 74836W203 |
| CTRN | CITI TRENDS INC | 3,000 | $219K | 0.1% | $17.23 | +364.7% | COM | 17306X102 |
| ASLE | AERSALE CORPORATION | 12,600 | $214K | 0.1% | $12.22 | +6.1% | COM | 00810F106 |
| MOH | MOLINA HEALTHCARE INC | 777 | $211K | 0.1% | $264.10 | 0.0% | COM | 60855R100 |
| NSP | INSPERITY INC | 1,862 | $206K | 0.1% | $89.83 | 0.0% | COM | 45778Q107 |
| WINA | WINMARK CORP | 946 | $203K | 0.1% | $205.75 | 0.0% | COM | 974250102 |
| DOO | BRP INC | 2,177 | $202K | 0.1% | $83.23 | 0.0% | COM SUN VTG | 05577W200 |
| OPCH | OPTION CARE HEALTH INC | 8,270 | $201K | 0.1% | $23.20 | 0.0% | COM NEW | 68404L201 |
| FLEX | FLEX LTD | 10,673 | $189K | 0.1% | $13.44 | 0.0% | ORD | Y2573F102 |
| — | SHELL MIDSTREAM PARTNERS L P | 15,569 | $183K | 0.1% | $11.75 | — | UNIT LTD INT | 822634101 |
| — | YALLA GROUP LTD | 22,800 | $173K | 0.1% | — | — | Put | 98459U953 |
| JVA | COFFEE HLDG CO INC | 37,807 | $172K | 0.1% | $2.86 | +71.2% | COM | 192176105 |
| MVIS | MICROVISION INC DEL | 15,392 | $170K | 0.1% | $4.14 | +235.4% | COM NEW | 594960304 |
| — | ABSOLUTE SOFTWARE CORP | 12,800 | $141K | 0.1% | $11.88 | — | COM | 00386B109 |
| JRSH | JERASH HLDGS US INC | 20,000 | $134K | 0.0% | $7.51 | 0.0% | COM | 47632P101 |
| — | TILE SHOP HLDGS INC | 16,949 | $130K | 0.0% | $8.02 | — | COM | 88677Q109 |
| — | AVALO THERAPEUTICS INC | 48,953 | $107K | 0.0% | $2.19 | — | COM | 05338F108 |
| DNABW | GINKGO BIOWORKS HOLDINGS INC | 30,000 | $102K | 0.0% | $3.40 | — | *W EXP 08/01/202 | 37611X118 |
| OCGN | OCUGEN INC | 14,000 | $101K | 0.0% | $8.44 | -13.0% | COM | 67577C105 |
| — | NEUBERGER BERMAN MLP & ENERG | 20,456 | $101K | 0.0% | $3.37 | — | COM | 64129H104 |
| — | VERU INC | 11,179 | $95,000 | 0.0% | $8.05 | — | COM | 92536C103 |
| — | FORESIGHT AUTONOMOUS HLDGS L | 30,000 | $94,000 | 0.0% | — | — | Put | 345523954 |
| — | HUMANIGEN INC | 15,700 | $93,000 | 0.0% | — | — | Call | 444863903 |
| VMD | VIEMED HEALTHCARE INC | 16,500 | $92,000 | 0.0% | $7.77 | -16.3% | COM | 92663R105 |
| ACTG | ACACIA RESH CORP | 13,437 | $91,000 | 0.0% | $6.12 | 0.0% | ACACIA TCH COM | 003881307 |
| GROW | U S GLOBAL INVS INC | 15,000 | $85,000 | 0.0% | $5.98 | 0.0% | CL A | 902952100 |
| — | IPOWER INC | 20,000 | $79,000 | 0.0% | $3.95 | — | CL A | 46265P107 |
| — | CSI COMPRESSCO LP | 24,800 | $45,000 | 0.0% | $1.81 | — | COM UNIT | 12637A103 |
| WSUPW | WHEELS UP EXPERIENCE INC | 35,000 | $44,000 | 0.0% | $1.26 | — | *W EXP 07/13/202 | 96328L114 |
| BRN | BARNWELL INDS INC | 10,508 | $32,000 | 0.0% | $2.36 | 0.0% | COM | 068221100 |
| OPFI/WS | OPPFI INC | 19,850 | $31,000 | 0.0% | $1.56 | — | *W EXP 07/20/202 | 68386H111 |
| — | GLRY STR NW MDIA GRUP HLDG L | 100,000 | $8,000 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |