Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 13, 2015

Total Value ($000): $141,405 (100.0% shares, 0.0% debt)

Holdings (93)

FAAXX FIRST AMERICAN GOVERNMENT OBLIGATION 5.9%
Value ($000) $8,404 Shares 8,403,565 Est. Cost $1.00 Unrealized
MAPIX MATTHEWS ASIA DIVIDEND FUND 4.9%
Value ($000) $6,996 Shares 458,477 Est. Cost $15.67 Unrealized
WMT WAL MART STORES INC 4.6%
Value ($000) $6,548 Shares 76,545 Est. Cost $20.75 Unrealized +5.2%
MET METLIFE INC 4.3%
Value ($000) $6,029 Shares 111,470 Est. Cost $30.18 Unrealized +8.6%
PRU PRUDENTIAL FINANCIAL INC 3.4%
Value ($000) $4,870 Shares 53,840 Est. Cost $51.64 Unrealized +2.9%
FDX FED EX CORP 3.4%
Value ($000) $4,742 Shares 27,305 Est. Cost $113.45 Unrealized +26.8%
MSFT MICROSOFT CORP 3.2%
Value ($000) $4,583 Shares 98,655 Est. Cost $30.02 Unrealized +32.9%
DIRECTV 3.0%
Value ($000) $4,231 Shares 48,795 Est. Cost $77.21 Unrealized
IBM INTERNATIONAL BUSINESS MACHINES CORP 2.9%
Value ($000) $4,107 Shares 25,598 Est. Cost $106.90 Unrealized -6.0%
VTI VANGUARD TOTAL STOCK MKT ETF 2.8%
Value ($000) $3,986 Shares 37,600 Est. Cost $106.01 Unrealized
GLW CORNING INC 2.8%
Value ($000) $3,962 Shares 172,786 Est. Cost $12.64 Unrealized +20.3%
SGAPY SINGAPORE TELECOMMUNICATNS A D R 2.6%
Value ($000) $3,672 Shares 124,635 Est. Cost $29.57 Unrealized
KEY KEYCORP NEW 2.4%
Value ($000) $3,423 Shares 246,285 Est. Cost $8.05 Unrealized +7.0%
HAWAIIAN HLDGS INC 2.3%
Value ($000) $3,183 Shares 122,185 Est. Cost $9.81 Unrealized
GM GENERAL MOTORS CO 2.2%
Value ($000) $3,181 Shares 91,119 Est. Cost $26.83 Unrealized -8.7%
PFE PFIZER INC 2.2%
Value ($000) $3,173 Shares 101,868 Est. Cost $17.62 Unrealized +2.0%
BROADCOM CORP CL A 2.1%
Value ($000) $2,988 Shares 68,955 Est. Cost $29.65 Unrealized
TSN TYSON FOODS INC 2.0%
Value ($000) $2,877 Shares 71,765 Est. Cost $29.69 Unrealized +6.0%
SEADRILL LIMITED 2.0%
Value ($000) $2,857 Shares 239,292 Est. Cost $24.95 Unrealized
FMC F M C CORPORATION 2.0%
Value ($000) $2,842 Shares 49,825 Est. Cost $38.13 Unrealized 0.0%
GS GOLDMAN SACHS GROUP INC 2.0%
Value ($000) $2,775 Shares 14,315 Est. Cost $129.00 Unrealized +16.9%
RF REGIONS FINL CORP 1.9%
Value ($000) $2,745 Shares 259,950 Est. Cost $7.02 Unrealized -3.1%
HOLLYFRONTIER CORP 1.8%
Value ($000) $2,580 Shares 68,850 Est. Cost $37.47 Unrealized
QCOM QUALCOMM INC 1.7%
Value ($000) $2,450 Shares 32,961 Est. Cost $50.58 Unrealized +5.5%
THAI FUND INC 1.7%
Value ($000) $2,415 Shares 204,887 Est. Cost $14.25 Unrealized
HBAN HUNTINGTON BANCSHARES INC 1.7%
Value ($000) $2,336 Shares 222,075 Est. Cost $6.02 Unrealized +7.0%
HEWLETT PACKARD CO 1.6%
Value ($000) $2,292 Shares 57,116 Est. Cost $28.21 Unrealized
TM TOYOTA MTR CORP A D R 1.6%
Value ($000) $2,249 Shares 17,920 Est. Cost $119.71 Unrealized
PSX PHILLIPS 66 1.6%
Value ($000) $2,206 Shares 30,772 Est. Cost $49.15 Unrealized 0.0%
F FORD MOTOR CO 1.6%
Value ($000) $2,196 Shares 141,694 Est. Cost $9.00 Unrealized -9.3%
EPOL ISHARES MSCI POLAND CAPPED INVSTBL 1.5%
Value ($000) $2,180 Shares 90,565 Est. Cost $29.58 Unrealized
KBR KBR INC 1.4%
Value ($000) $1,984 Shares 117,039 Est. Cost $21.04 Unrealized -27.8%
STATE STREET CAP TR IV 1.1%
Value ($000) $1,552 Shares 1,870,000 Est. Cost $0.76 Unrealized
MORGAN STANLEY 1.0%
Value ($000) $1,477 Shares 1,395,000 Est. Cost $1.04 Unrealized
FIRST RESOURCES LTD 1.0%
Value ($000) $1,411 Shares 1,000,000 Est. Cost $1.41 Unrealized
MORGAN STANLEY 0.9%
Value ($000) $1,241 Shares 1,205,000 Est. Cost $0.99 Unrealized
US BANK CAPITAL IX 0.8%
Value ($000) $1,193 Shares 1,482,000 Est. Cost $0.78 Unrealized
MARKET VECTORS VIETNAM ETF 0.8%
Value ($000) $1,104 Shares 57,460 Est. Cost $18.99 Unrealized
EPI WISDOMTREE INDIA EARNINGS 0.8%
Value ($000) $1,063 Shares 48,195 Est. Cost $21.92 Unrealized
ROYAL BK OF SCOTLAND NV 0.7%
Value ($000) $992 Shares 995,000 Est. Cost $0.99 Unrealized
EUROPEAN INVESTMENT BANK 0.7%
Value ($000) $946 Shares 2,208,000 Est. Cost $0.47 Unrealized
FIRST MD CAP I 0.6%
Value ($000) $903 Shares 1,050,000 Est. Cost $0.81 Unrealized
BANK OF AMERICA CORP 0.6%
Value ($000) $866 Shares 974,000 Est. Cost $0.87 Unrealized
MELLON CAP IV 0.6%
Value ($000) $790 Shares 1,000,000 Est. Cost $0.87 Unrealized
XOM EXXON MOBIL CORP 0.6%
Value ($000) $784 Shares 8,478 Est. Cost $57.08 Unrealized +1.6%
GENERAL ELEC CAP CORP 0.5%
Value ($000) $697 Shares 750,000 Est. Cost $0.90 Unrealized
MRK MERCK AND CO INC 0.5%
Value ($000) $671 Shares 11,810 Est. Cost $31.42 Unrealized +25.2%
IMMUNOGEN INC 0.5%
Value ($000) $669 Shares 109,635 Est. Cost $13.06 Unrealized
NTC CAPITAL II 0.5%
Value ($000) $650 Shares 758,000 Est. Cost $0.82 Unrealized
MARKET VECTORS INDIA SMALL CAP ETF 0.4%
Value ($000) $621 Shares 13,905 Est. Cost $44.14 Unrealized
AMAT APPLIED MATERIALS INC 0.4%
Value ($000) $607 Shares 24,350 Est. Cost $14.86 Unrealized +32.3%
GENERAL ELECTRIC CO 0.4%
Value ($000) $601 Shares 23,800 Est. Cost $27.99 Unrealized
FOVSY FORD OTOMOTIV SANAYI A S A D R 0.4%
Value ($000) $527 Shares 7,600 Est. Cost $52.82 Unrealized
NI NISOURCE INC 0.4%
Value ($000) $509 Shares 12,000 Est. Cost $8.50 Unrealized +35.0%
CITIGROUP INC 0.3%
Value ($000) $481 Shares 600,000 Est. Cost $0.78 Unrealized
CMCSA COMCAST CORP CL A 0.3%
Value ($000) $477 Shares 8,221 Est. Cost $18.38 Unrealized +15.7%
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $445 Shares 4,458 Est. Cost $68.28 Unrealized 0.0%
RPM RPM INTERNATIONAL INC 0.3%
Value ($000) $441 Shares 8,700 Est. Cost $38.93 Unrealized +19.5%
CVX CHEVRON CORPORATION 0.3%
Value ($000) $408 Shares 3,640 Est. Cost $72.49 Unrealized -2.7%
KMB KIMBERLY CLARK CORP 0.3%
Value ($000) $355 Shares 3,070 Est. Cost $66.48 Unrealized +14.5%
ORCL ORACLE CORPORATION 0.2%
Value ($000) $353 Shares 7,852 Est. Cost $29.05 Unrealized +18.7%
PG PROCTER & GAMBLE CO 0.2%
Value ($000) $315 Shares 3,455 Est. Cost $59.73 Unrealized +8.1%
PEP PEPSICO INC 0.2%
Value ($000) $303 Shares 3,200 Est. Cost $58.05 Unrealized +18.2%
PM PHILIP MORRIS INTL 0.2%
Value ($000) $295 Shares 3,620 Est. Cost $47.84 Unrealized +2.9%
MEXICO EQUITY & INCOME FD 0.2%
Value ($000) $283 Shares 22,425 Est. Cost $16.16 Unrealized
LLY ELI LILLY CO 0.2%
Value ($000) $276 Shares 4,000 Est. Cost $39.58 Unrealized +39.5%
GPC GENUINE PARTS COMPANY 0.2%
Value ($000) $264 Shares 2,480 Est. Cost $61.64 Unrealized +15.5%
ANADARKO PETROLEUM CORP 0.2%
Value ($000) $249 Shares 3,016 Est. Cost $79.58 Unrealized
MANUF & TRADERS TRUST CO 0.2%
Value ($000) $236 Shares 227,000 Est. Cost $1.04 Unrealized
SUNTRUST CAPITAL III 0.1%
Value ($000) $205 Shares 250,000 Est. Cost $0.88 Unrealized
DESARROLLADORA HOMEX A D R 0.1%
Value ($000) $114 Shares 289,575 Est. Cost $1.17 Unrealized
BELCHERTOWN MA 0.1%
Value ($000) $101 Shares 100,000 Est. Cost $1.03 Unrealized
BANK OF AMERICA CORP 0.1%
Value ($000) $98 Shares 100,000 Est. Cost $1.02 Unrealized
SOUTHBOROUGH MA REF 0.0%
Value ($000) $57 Shares 50,000 Est. Cost $1.14 Unrealized
WESTWOOD MA REF 0.0%
Value ($000) $56 Shares 50,000 Est. Cost $1.14 Unrealized
UNIV OF MASSACHUSETTS MA BLDG AUTH 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.10 Unrealized
WELLS FARGO COMPANY 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
MILTON MA REF 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.06 Unrealized
MASSACHUSETTS ST SER E 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
PROCTER & GAMBLE CO 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $6.06 Unrealized
GE ELEC CAP CORP 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.06 Unrealized
CELGENE CORP 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.00 Unrealized
EVERETT MA REF 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
UNIV OF MICHIGAN MI GEN SER A 0.0%
Value ($000) $42 Shares 40,000 Est. Cost $1.10 Unrealized
GOLDMAN SACHS GROUP INC 0.0%
Value ($000) $41 Shares 40,000 Est. Cost $1.02 Unrealized
TEXAS A M UNIV REVS FING SYS SER D 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.16 Unrealized
PENNSYLVANIA ST SECOND REF 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.16 Unrealized
NORTH FORK OH LOCAL SCH DIST SCH 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.08 Unrealized
WISCONSIN ST TRANSPRTN REVENUE SER A 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.08 Unrealized
GEORGIA PACIFIC LLC L P 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.08 Unrealized
DERRY NH COOPERATIVE SCH DIST 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized
DESARROLLADORA HOMEX SA 0.0%
Value ($000) $4 Shares 63,000 Est. Cost $0.13 Unrealized
COPY OF - BIOSHELTERS INC SERIES B 0.0%
Value ($000) $0 Shares 62,000 Est. Cost Unrealized