Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 12, 2016

Total Value ($000): $136,382 (100.0% shares, 0.0% debt)

Holdings (82)

VTI VANGUARD TOTAL STOCK MKT ETF 9.2%
Value ($000) $12,542 Shares 119,655 Est. Cost $101.77 Unrealized
MIPIX MATTHEWS ASIA DIVIDEND INS 5.3%
Value ($000) $7,230 Shares 459,905 Est. Cost $15.72 Unrealized
FGVXX FIRST AMER GOVT OBLIG FUND CL Y 4.7%
Value ($000) $6,381 Shares 6,380,935 Est. Cost $1.00 Unrealized
TSN TYSON FOODS INC CL A 4.3%
Value ($000) $5,893 Shares 88,410 Est. Cost $29.96 Unrealized +57.7%
MET METLIFE INC 4.1%
Value ($000) $5,574 Shares 126,865 Est. Cost $30.35 Unrealized -11.9%
PRU PRUDENTIAL FINANCIAL INC 3.9%
Value ($000) $5,351 Shares 74,093 Est. Cost $51.48 Unrealized -13.0%
WMT WAL MART STORES INC 3.8%
Value ($000) $5,176 Shares 75,570 Est. Cost $20.75 Unrealized -11.8%
GLW CORNING INC 3.6%
Value ($000) $4,853 Shares 232,331 Est. Cost $14.14 Unrealized +0.8%
FDX FED EX CORP 3.4%
Value ($000) $4,680 Shares 28,760 Est. Cost $114.13 Unrealized +4.4%
EPOL ISHARES MSCI POLAND CAPPED INVST ETF 3.0%
Value ($000) $4,034 Shares 199,450 Est. Cost $24.56 Unrealized
T AT&T INC 2.9%
Value ($000) $3,985 Shares 101,731 Est. Cost $12.28 Unrealized +12.7%
IBM INTERNATIONAL BUSINESS MACHINES CORP 2.9%
Value ($000) $3,982 Shares 26,294 Est. Cost $106.69 Unrealized -21.2%
FMC F M C CORPORATION 2.7%
Value ($000) $3,746 Shares 92,780 Est. Cost $32.73 Unrealized -21.2%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 2.7%
Value ($000) $3,719 Shares 146,132 Est. Cost $25.45 Unrealized
MSFT MICROSOFT CORP 2.7%
Value ($000) $3,707 Shares 67,115 Est. Cost $31.32 Unrealized +47.1%
SGAPY SINGAPORE TELECOMMUNICATNS A D R 2.6%
Value ($000) $3,564 Shares 125,860 Est. Cost $29.46 Unrealized
GOOG ALPHABET INC CL C 2.5%
Value ($000) $3,454 Shares 4,637 Est. Cost $35.55 Unrealized 0.0%
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.4%
Value ($000) $3,292 Shares 95,190 Est. Cost $40.87 Unrealized
MITEX MATTHEWS ASIA SCIENCE AND TECHNOLOGY 2.3%
Value ($000) $3,100 Shares 268,370 Est. Cost $11.55 Unrealized
GS GOLDMAN SACHS GROUP INC 2.2%
Value ($000) $3,057 Shares 19,475 Est. Cost $136.36 Unrealized -7.4%
RF REGIONS FINL CORP 1.7%
Value ($000) $2,366 Shares 301,350 Est. Cost $7.00 Unrealized -19.5%
KRATON PERFORMANCE POLYMERS 1.7%
Value ($000) $2,352 Shares 135,975 Est. Cost $17.74 Unrealized
HBAN HUNTINGTON BANCSHARES INC 1.6%
Value ($000) $2,221 Shares 232,825 Est. Cost $6.04 Unrealized +1.5%
KEY KEYCORP 1.5%
Value ($000) $2,012 Shares 182,260 Est. Cost $8.04 Unrealized -7.6%
F FORD MOTOR CO 1.4%
Value ($000) $1,897 Shares 140,544 Est. Cost $9.00 Unrealized -17.2%
TM TOYOTA MTR CORP A D R 1.3%
Value ($000) $1,806 Shares 16,985 Est. Cost $119.68 Unrealized
FIRST RESOURCES LTD 1.1%
Value ($000) $1,472 Shares 981,100 Est. Cost $1.41 Unrealized
IMMUNOGEN INC 1.1%
Value ($000) $1,434 Shares 168,315 Est. Cost $11.66 Unrealized
MORGAN STANLEY MTN 3.500% 9/30/17 1.0%
Value ($000) $1,417 Shares 1,385,000 Est. Cost $1.04 Unrealized
STATE STREET CAP 1.38875% 6/15/37 1.0%
Value ($000) $1,367 Shares 1,870,000 Est. Cost $0.76 Unrealized
GM GENERAL MOTORS CO 1.0%
Value ($000) $1,353 Shares 43,036 Est. Cost $26.83 Unrealized -9.5%
CYNOSURE INC CL A 1.0%
Value ($000) $1,333 Shares 30,205 Est. Cost $30.66 Unrealized
MITSUBISHI HVY IND 0.9%
Value ($000) $1,291 Shares 347,125 Est. Cost $4.45 Unrealized
BOMBARDIER INC CL B 0.9%
Value ($000) $1,232 Shares 1,232,475 Est. Cost $1.97 Unrealized
MORGAN STANLEY MTN 2.750% 4/16/19 0.9%
Value ($000) $1,212 Shares 1,195,000 Est. Cost $0.99 Unrealized
ENERGY TRANSFER 3.36889% 11/01/66 0.8%
Value ($000) $1,135 Shares 1,992,000 Est. Cost $0.85 Unrealized
US BANK CAPITAL IX 3.57778% 4/15/49 0.8%
Value ($000) $1,090 Shares 1,473,000 Est. Cost $0.78 Unrealized
BROADCOM LTD 0.6%
Value ($000) $849 Shares 5,495 Est. Cost $154.50 Unrealized
FIRST MD CAP I 0.07833% 1/15/27 0.6%
Value ($000) $848 Shares 1,042,000 Est. Cost $0.81 Unrealized
BANK OF AMERICA MT 1.0642% 12/01/26 0.6%
Value ($000) $843 Shares 991,000 Est. Cost $0.87 Unrealized
XOM EXXON MOBIL CORP 0.5%
Value ($000) $740 Shares 8,856 Est. Cost $56.40 Unrealized -7.9%
MELLON CAP IV 6.244% 6/29/49 0.5%
Value ($000) $703 Shares 947,000 Est. Cost $0.87 Unrealized
NTC CAPITAL II 0.82174% 4/15/27 0.4%
Value ($000) $610 Shares 758,000 Est. Cost $0.82 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.4%
Value ($000) $606 Shares 5,408 Est. Cost $69.20 Unrealized +10.3%
KEYCORP CAPITAL 1 1.3522% 7/01/28 0.4%
Value ($000) $603 Shares 751,000 Est. Cost $0.82 Unrealized
GENERAL ELECTRIC CO 0.4%
Value ($000) $531 Shares 16,700 Est. Cost $28.51 Unrealized
AMAT APPLIED MATERIALS INC 0.3%
Value ($000) $477 Shares 22,500 Est. Cost $14.86 Unrealized +9.5%
CMCSA COMCAST CORP CLASS A 0.3%
Value ($000) $441 Shares 7,221 Est. Cost $18.60 Unrealized +22.3%
LLY ELI LILLY CO 0.3%
Value ($000) $429 Shares 5,955 Est. Cost $50.99 Unrealized +25.5%
PM PHILIP MORRIS INTL 0.3%
Value ($000) $422 Shares 4,300 Est. Cost $52.28 Unrealized +6.9%
CITIGROUP INC 0.96416% 8/25/36 0.3%
Value ($000) $388 Shares 600,000 Est. Cost $0.78 Unrealized
MRK MERCK AND CO INC 0.2%
Value ($000) $311 Shares 5,880 Est. Cost $31.90 Unrealized +12.9%
PEP PEPSICO INC 0.2%
Value ($000) $302 Shares 2,950 Est. Cost $58.29 Unrealized +25.7%
CITIGROUP INC MTN 3.000% 12/15/20 0.2%
Value ($000) $301 Shares 300,000 Est. Cost $1.03 Unrealized
COLUMBIA PIPELINE GROUP W I 0.2%
Value ($000) $301 Shares 12,000 Est. Cost $18.25 Unrealized
NI NISOURCE INC 0.2%
Value ($000) $283 Shares 12,000 Est. Cost $8.50 Unrealized +84.3%
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $269 Shares 2,000 Est. Cost $85.00 Unrealized +9.2%
MEXICO EQUITY & INCOME FD 0.2%
Value ($000) $217 Shares 19,386 Est. Cost $15.70 Unrealized
MANUF & TRADERS 5.585% 12/28/20 0.1%
Value ($000) $196 Shares 201,000 Est. Cost $1.04 Unrealized
BAC BANK OF AMERICA CORP 0.1%
Value ($000) $176 Shares 13,050 Est. Cost $13.46 Unrealized -19.4%
SUNTRUST CAPITAL 1.14937% 3/15/28 0.1%
Value ($000) $168 Shares 219,000 Est. Cost $0.88 Unrealized
SLM CORP MTN 8.450% 6/15/18 0.1%
Value ($000) $107 Shares 100,000 Est. Cost $1.05 Unrealized
BANK OF AMER MTN 2.47057% 6/29/20 0.1%
Value ($000) $102 Shares 100,000 Est. Cost $1.02 Unrealized
INGRAM MICRO INC 4.950% 12/15/24 0.1%
Value ($000) $88 Shares 90,000 Est. Cost $1.00 Unrealized
ALTRIA GROUP INC 9.700% 11/10/18 0.0%
Value ($000) $60 Shares 50,000 Est. Cost $1.20 Unrealized
SOUTHBOROUGH MA REF 4.000% 6/01/20 0.0%
Value ($000) $56 Shares 50,000 Est. Cost $1.14 Unrealized
WESTWOOD MA REF 4.000% 6/01/19 0.0%
Value ($000) $55 Shares 50,000 Est. Cost $1.14 Unrealized
WELLS FARGO MTN 3.500% 3/08/22 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.04 Unrealized
MASSACHUSETTS ST SER 3.000% 12/01/23 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.04 Unrealized
MILTON MA REF 2.000% 1/15/19 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.06 Unrealized
CONSTELLATION BRANDS 7.250% 9/01/16 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized
UNIV OF MA 5.000% 5/01/16 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.10 Unrealized
KOHLS CORPORATION 4.250% 7/17/25 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
US STEEL CORP 7.000% 2/01/18 0.0%
Value ($000) $45 Shares 50,000 Est. Cost $0.70 Unrealized
GOLDMAN SACHS GR MTN 3.250% 8/15/18 0.0%
Value ($000) $41 Shares 40,000 Est. Cost $1.02 Unrealized
UNIV OF MICHIGAN MI 5.000% 4/01/16 0.0%
Value ($000) $40 Shares 40,000 Est. Cost $1.10 Unrealized
TYSON FOODS INC 6.600% 4/01/16 0.0%
Value ($000) $35 Shares 35,000 Est. Cost $1.00 Unrealized
SPRINT NEXTEL CORP 6.000% 12/01/16 0.0%
Value ($000) $30 Shares 30,000 Est. Cost $1.00 Unrealized
PENNSYLVANIA ST 5.000% 7/01/18 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.16 Unrealized
TEXAS A M UNIV REVS 5.000% 5/15/18 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.16 Unrealized
FORD MOTOR MTN 4.200% 9/20/25 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
U S TREAS BDS 8.125% 8/15/19 0.0%
Value ($000) $12 Shares 10,000 Est. Cost $1.20 Unrealized