Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 16, 2016

Total Value ($000): $135,952 (100.0% shares, 0.0% debt)

Holdings (83)

FGVXX FIRST AMER GOVT OBLIG FUND CL Y 7.0%
Value ($000) $9,564 Shares 9,564,347 Est. Cost $1.00 Unrealized
VTI VANGUARD TOTAL STOCK MKT ETF 6.8%
Value ($000) $9,233 Shares 86,165 Est. Cost $101.77 Unrealized
MIPIX MATTHEWS ASIA DIVIDEND INS 5.4%
Value ($000) $7,374 Shares 456,335 Est. Cost $15.72 Unrealized
PRU PRUDENTIAL FINANCIAL INC 3.8%
Value ($000) $5,189 Shares 72,738 Est. Cost $51.48 Unrealized -4.9%
WMT WAL MART STORES INC 3.8%
Value ($000) $5,162 Shares 70,690 Est. Cost $20.75 Unrealized -6.0%
MET METLIFE INC 3.7%
Value ($000) $5,004 Shares 125,645 Est. Cost $30.35 Unrealized -7.3%
GLW CORNING INC 3.5%
Value ($000) $4,734 Shares 231,156 Est. Cost $14.14 Unrealized +9.7%
T AT&T INC 3.2%
Value ($000) $4,383 Shares 101,440 Est. Cost $12.28 Unrealized +23.1%
FDX FED EX CORP 3.1%
Value ($000) $4,248 Shares 27,990 Est. Cost $114.13 Unrealized +22.0%
FMC F M C CORPORATION 3.1%
Value ($000) $4,161 Shares 89,845 Est. Cost $32.73 Unrealized -4.3%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 2.9%
Value ($000) $3,889 Shares 144,084 Est. Cost $25.45 Unrealized
SGAPY SINGAPORE TELECOMMUNICATNS A D R 2.9%
Value ($000) $3,876 Shares 126,020 Est. Cost $29.46 Unrealized
IBM INTERNATIONAL BUSINESS MACHINES CORP 2.8%
Value ($000) $3,836 Shares 25,274 Est. Cost $106.69 Unrealized -10.8%
KRATON PERFORMANCE POLYMERS 2.8%
Value ($000) $3,740 Shares 133,900 Est. Cost $17.74 Unrealized
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.5%
Value ($000) $3,333 Shares 94,600 Est. Cost $40.87 Unrealized
EPOL ISHARES MSCI POLAND CAPPED INVST ETF 2.4%
Value ($000) $3,298 Shares 194,455 Est. Cost $24.56 Unrealized
GOOG ALPHABET INC CL C 2.4%
Value ($000) $3,254 Shares 4,702 Est. Cost $35.55 Unrealized +0.3%
SHIRE PLC A D R 2.4%
Value ($000) $3,221 Shares 17,500 Est. Cost $184.06 Unrealized
MITEX MATTHEWS ASIA SCIENCE AND TECHNOLOGY 2.3%
Value ($000) $3,113 Shares 264,679 Est. Cost $11.55 Unrealized
GS GOLDMAN SACHS GROUP INC 2.1%
Value ($000) $2,853 Shares 19,205 Est. Cost $136.36 Unrealized -6.2%
BA BOEING CO 2.0%
Value ($000) $2,775 Shares 21,365 Est. Cost $118.53 Unrealized 0.0%
TSN TYSON FOODS INC CL A 2.0%
Value ($000) $2,662 Shares 39,855 Est. Cost $29.96 Unrealized +70.4%
RF REGIONS FINL CORP 1.9%
Value ($000) $2,530 Shares 297,325 Est. Cost $7.00 Unrealized -8.7%
HBAN HUNTINGTON BANCSHARES INC 1.5%
Value ($000) $2,046 Shares 228,900 Est. Cost $6.04 Unrealized +8.9%
KEY KEYCORP 1.5%
Value ($000) $1,982 Shares 179,335 Est. Cost $8.04 Unrealized -0.7%
BOMBARDIER INC CL B 1.3%
Value ($000) $1,817 Shares 1,211,325 Est. Cost $1.97 Unrealized
F FORD MOTOR CO 1.3%
Value ($000) $1,712 Shares 136,219 Est. Cost $9.00 Unrealized -11.8%
TM TOYOTA MTR CORP A D R 1.2%
Value ($000) $1,676 Shares 16,765 Est. Cost $119.68 Unrealized
STATE STREET CAP 1.38875% 6/15/37 1.1%
Value ($000) $1,562 Shares 1,870,000 Est. Cost $0.76 Unrealized
CYNOSURE INC CL A 1.1%
Value ($000) $1,444 Shares 29,685 Est. Cost $30.66 Unrealized
MORGAN STANLEY MTN 3.500% 9/30/17 1.0%
Value ($000) $1,390 Shares 1,370,000 Est. Cost $1.04 Unrealized
MITSUBISHI HVY IND 1.0%
Value ($000) $1,378 Shares 346,950 Est. Cost $4.45 Unrealized
US BANK CAPITAL IX 3.54413% 4/15/49 0.9%
Value ($000) $1,198 Shares 1,465,000 Est. Cost $0.78 Unrealized
MORGAN STANLEY MTN 2.750% 4/16/19 0.9%
Value ($000) $1,197 Shares 1,182,000 Est. Cost $0.99 Unrealized
GM GENERAL MOTORS CO 0.9%
Value ($000) $1,194 Shares 42,181 Est. Cost $26.83 Unrealized -7.5%
ENERGY TRANSFER 3.36889% 11/01/66 0.9%
Value ($000) $1,181 Shares 1,968,000 Est. Cost $0.85 Unrealized
FIRST RESOURCES LTD 0.8%
Value ($000) $1,114 Shares 958,250 Est. Cost $1.41 Unrealized
IMMUNOGEN INC 0.8%
Value ($000) $1,083 Shares 351,565 Est. Cost $7.19 Unrealized
BANK OF AMERICA MT 1.0642% 12/01/26 0.6%
Value ($000) $836 Shares 980,000 Est. Cost $0.87 Unrealized
FIRST MD CAP I 0.07833% 1/15/27 0.6%
Value ($000) $835 Shares 1,031,000 Est. Cost $0.81 Unrealized
XOM EXXON MOBIL CORP 0.6%
Value ($000) $830 Shares 8,856 Est. Cost $56.40 Unrealized +2.6%
BROADCOM LTD 0.6%
Value ($000) $819 Shares 5,269 Est. Cost $154.50 Unrealized
MELLON CAP IV 6.244% 6/29/49 0.6%
Value ($000) $758 Shares 944,000 Est. Cost $0.87 Unrealized
NTC CAPITAL II 0.82174% 4/15/27 0.5%
Value ($000) $659 Shares 758,000 Est. Cost $0.82 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.5%
Value ($000) $629 Shares 5,408 Est. Cost $69.20 Unrealized +21.7%
KEYCORP CAPITAL 1 1.3651% 7/01/28 0.4%
Value ($000) $596 Shares 742,000 Est. Cost $0.82 Unrealized
AMAT APPLIED MATERIALS INC 0.4%
Value ($000) $533 Shares 22,250 Est. Cost $14.86 Unrealized +33.1%
GENERAL ELECTRIC CO 0.4%
Value ($000) $526 Shares 16,700 Est. Cost $28.51 Unrealized
CMCSA COMCAST CORP CLASS A 0.3%
Value ($000) $471 Shares 7,221 Est. Cost $18.60 Unrealized +32.9%
LLY ELI LILLY CO 0.3%
Value ($000) $469 Shares 5,955 Est. Cost $50.99 Unrealized +25.7%
PM PHILIP MORRIS INTL 0.3%
Value ($000) $437 Shares 4,300 Est. Cost $52.28 Unrealized +17.4%
CITIGROUP INC 1.1791% 8/25/36 0.3%
Value ($000) $400 Shares 600,000 Est. Cost $0.78 Unrealized
MRK MERCK CO INC 0.2%
Value ($000) $339 Shares 5,880 Est. Cost $31.90 Unrealized +23.8%
NI NISOURCE INC 0.2%
Value ($000) $318 Shares 12,000 Est. Cost $8.50 Unrealized +107.8%
PEP PEPSICO INC 0.2%
Value ($000) $313 Shares 2,950 Est. Cost $58.29 Unrealized +32.2%
COLUMBIA PIPELINE GROUP W I 0.2%
Value ($000) $306 Shares 12,000 Est. Cost $18.25 Unrealized
CITIGROUP INC MTN 3.000% 12/15/20 0.2%
Value ($000) $301 Shares 300,000 Est. Cost $1.03 Unrealized
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $275 Shares 2,000 Est. Cost $85.00 Unrealized +10.5%
MSFT MICROSOFT CORP 0.2%
Value ($000) $256 Shares 5,000 Est. Cost $31.32 Unrealized +46.8%
MEXICO EQUITY & INCOME FD 0.1%
Value ($000) $199 Shares 18,315 Est. Cost $15.70 Unrealized
MANUF & TRADERS 5.585% 12/28/20 0.1%
Value ($000) $194 Shares 198,000 Est. Cost $1.04 Unrealized
SUNTRUST CAPITAL 1.28385% 3/15/28 0.1%
Value ($000) $174 Shares 219,000 Est. Cost $0.88 Unrealized
BAC BANK OF AMERICA CORP 0.1%
Value ($000) $173 Shares 13,050 Est. Cost $13.46 Unrealized -15.8%
SLM CORP MTN 8.450% 6/15/18 0.1%
Value ($000) $108 Shares 100,000 Est. Cost $1.05 Unrealized
BANK OF AMER MTN 3.3178% 6/29/20 0.1%
Value ($000) $100 Shares 100,000 Est. Cost $1.02 Unrealized
INGRAM MICRO INC 4.950% 12/15/24 0.1%
Value ($000) $90 Shares 90,000 Est. Cost $1.00 Unrealized
ALTRIA GROUP INC 9.700% 11/10/18 0.0%
Value ($000) $60 Shares 50,000 Est. Cost $1.20 Unrealized
SOUTHBOROUGH MA REF 4.000% 6/01/20 0.0%
Value ($000) $56 Shares 50,000 Est. Cost $1.14 Unrealized
WESTWOOD MA REF 4.000% 6/01/19 0.0%
Value ($000) $55 Shares 50,000 Est. Cost $1.14 Unrealized
WELLS FARGO MTN 3.500% 3/08/22 0.0%
Value ($000) $54 Shares 50,000 Est. Cost $1.04 Unrealized
MASSACHUSETTS ST SER 3.000% 12/01/23 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.04 Unrealized
US STEEL CORP 7.000% 2/01/18 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $0.70 Unrealized
KOHLS CORPORATION 4.250% 7/17/25 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $0.98 Unrealized
CONSTELLATION BRANDS 7.250% 9/01/16 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
GOLDMAN SACHS GR MTN 3.250% 8/15/18 0.0%
Value ($000) $41 Shares 40,000 Est. Cost $1.02 Unrealized
SPRINT NEXTEL CORP 6.000% 12/01/16 0.0%
Value ($000) $30 Shares 30,000 Est. Cost $1.00 Unrealized
TEXAS A M UNIV REVS 5.000% 5/15/18 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.16 Unrealized
PENNSYLVANIA ST 5.000% 7/01/18 0.0%
Value ($000) $27 Shares 25,000 Est. Cost $1.16 Unrealized
FORD MOTOR MTN 4.200% 9/20/25 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized
U S TREAS BDS 8.125% 8/15/19 0.0%
Value ($000) $12 Shares 10,000 Est. Cost $1.20 Unrealized
GABRIEL RESOURCES LTD 0.0%
Value ($000) $11 Shares 30,000 Est. Cost $0.37 Unrealized
EME REORGN TR 0.0%
Value ($000) $0 Shares 83,036 Est. Cost Unrealized
AMICUS WIND DOWN 0.00001% 6/15/12 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized