Windsor Capital Management, LLC Diversified Active

Location: Phoenix, AZ

CIK: 0001543100 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Oct 17, 2017

Total Value: $198M (100.0% shares, 0.0% debt)

Holdings (106)

IVV ISHARES CORE S&P 500 ETF 6.6%
Value $13.11M Shares 53,851 Share Price $243.41 * Est. Cost/Share $213.54 Unrealized @ Report Date +18.4%
— SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF 6.4%
Value $12.74M Shares 342,551 Share Price $37.20 Est. Cost/Share $39.28 Unrealized @ Report Date —
VEA VANGUARD FTSE DEVELOPED MARKETS ETF 4.8%
Value $9.457M Shares 228,873 Share Price $41.32 * Est. Cost/Share $37.45 Unrealized @ Report Date +15.9%
IJH ISHARES S&P MIDCAP FUND 4.4%
Value $8.744M Shares 50,270 Share Price $173.94 * Est. Cost/Share $25.91 Unrealized @ Report Date +38.1%
CWB SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF 4.4%
Value $8.647M Shares 174,270 Share Price $49.62 * Est. Cost/Share $43.66 Unrealized @ Report Date +17.0%
PFF ISHARES U.S. PREFERRED STOCK ETF 4.2%
Value $8.371M Shares 213,716 Share Price $39.17 Est. Cost/Share $39.80 Unrealized @ Report Date -2.5%
VCSH VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND 4.2%
Value $8.293M Shares 103,615 Share Price $80.04 Est. Cost/Share $79.85 Unrealized @ Report Date +0.3%
IGSB ISHARES 1-3 YEAR CREDIT BOND ETF 4.1%
Value $8.08M Shares 76,727 Share Price $105.31 * Est. Cost/Share $52.67 Unrealized @ Report Date +0.0%
SPY SPDR S&P 500 ETF 2.9%
Value $5.666M Shares 23,436 Share Price $241.76 * Est. Cost/Share $176.19 Unrealized @ Report Date +42.6%
LQD ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 2.5%
Value $4.872M Shares 40,435 Share Price $120.49 Est. Cost/Share $118.64 Unrealized @ Report Date +2.2%
— ALERIAN MLP ETF 2.5%
Value $4.855M Shares 405,945 Share Price $11.96 Est. Cost/Share $17.84 Unrealized @ Report Date —
IJR ISHARES S&P SMALL-CAP FUND 2.2%
Value $4.43M Shares 63,194 Share Price $70.10 * Est. Cost/Share $60.61 Unrealized @ Report Date +22.4%
— ADVENT CLAYMORE CV SECS & INC COM 2.1%
Value $4.234M Shares 262,190 Share Price $16.15 Est. Cost/Share $16.94 Unrealized @ Report Date —
AGG ISHARES CORE U.S. AGGREGATE BOND ETF 2.1%
Value $4.196M Shares 38,316 Share Price $109.51 Est. Cost/Share $109.58 Unrealized @ Report Date +0.0%
— POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO 2.1%
Value $4.096M Shares 139,960 Share Price $29.27 Est. Cost/Share $27.58 Unrealized @ Report Date —
— TEMPLETON GLOBAL INCOME FD COM 2.0%
Value $4.016M Shares 597,761 Share Price $6.72 Est. Cost/Share $8.52 Unrealized @ Report Date —
BSV VANGUARD SHORT-TERM BOND INDEX FUND 1.9%
Value $3.767M Shares 47,176 Share Price $79.85 Est. Cost/Share $80.57 Unrealized @ Report Date -0.9%
VWO VANGUARD FTSE EMERGING MARKETS ETF 1.5%
Value $3.002M Shares 73,547 Share Price $40.82 * Est. Cost/Share $39.87 Unrealized @ Report Date +9.3%
— POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF 1.5%
Value $2.97M Shares 113,070 Share Price $26.27 Est. Cost/Share $25.95 Unrealized @ Report Date —
SHY ISHARES 1-3 YEAR TREASURY BOND ETF 1.4%
Value $2.853M Shares 33,772 Share Price $84.48 Est. Cost/Share $84.88 Unrealized @ Report Date -0.5%
DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF 1.4%
Value $2.764M Shares 12,962 Share Price $213.24 * Est. Cost/Share $177.30 Unrealized @ Report Date +26.2%
— JPMORGAN ALERIAN MLP INDEX ETN 1.4%
Value $2.682M Shares 90,304 Share Price $29.70 Est. Cost/Share $39.08 Unrealized @ Report Date —
XLK TECHNOLOGY SELECT SECTOR SPDR FUND 1.3%
Value $2.537M Shares 46,381 Share Price $54.70 * Est. Cost/Share $16.13 Unrealized @ Report Date +83.2%
VNQ VANGUARD REIT ETF 1.3%
Value $2.508M Shares 30,139 Share Price $83.21 Est. Cost/Share $83.71 Unrealized @ Report Date -0.7%
IBND SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF 1.0%
Value $1.953M Shares 58,745 Share Price $33.25 * Est. Cost/Share $34.27 Unrealized @ Report Date +0.8%
EFA ISHARES MSCI EAFE ETF 0.9%
Value $1.854M Shares 28,445 Share Price $65.18 * Est. Cost/Share $62.03 Unrealized @ Report Date +10.4%
— WESTERN ASSET HIGH INCM FD II COM 0.9%
Value $1.828M Shares 254,317 Share Price $7.19 Est. Cost/Share $9.22 Unrealized @ Report Date —
XOM EXXON MOBIL CORP COM 0.8%
Value $1.649M Shares 20,438 Share Price $80.68 * Est. Cost/Share $53.65 Unrealized @ Report Date +5.0%
XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND 0.8%
Value $1.559M Shares 17,398 Share Price $89.61 * Est. Cost/Share $28.96 Unrealized @ Report Date +55.5%
XLE ENERGY SELECT SECTOR SPDR FUND 0.8%
Value $1.539M Shares 23,714 Share Price $64.90 * Est. Cost/Share $39.24 Unrealized @ Report Date -12.7%
XLP CONSUMER STAPLES SELECT SECTOR SPDR FUND 0.8%
Value $1.537M Shares 27,979 Share Price $54.93 Est. Cost/Share $41.02 Unrealized @ Report Date +31.6%
— GABELLI CONV&INCOM SECS FD INC COM 0.7%
Value $1.481M Shares 287,070 Share Price $5.16 Est. Cost/Share $6.18 Unrealized @ Report Date —
JNJ JOHNSON & JOHNSON COM 0.7%
Value $1.468M Shares 11,099 Share Price $132.26 * Est. Cost/Share $66.09 Unrealized @ Report Date +56.4%
AAPL APPLE INC COM 0.7%
Value $1.433M Shares 9,955 Share Price $143.95 * Est. Cost/Share $25.95 Unrealized @ Report Date +38.6%
XLV HEALTH CARE SELECT SECTOR SPDR FUND 0.7%
Value $1.429M Shares 18,042 Share Price $79.20 * Est. Cost/Share $49.17 Unrealized @ Report Date +66.2%
KO COCA COLA CO COM 0.7%
Value $1.421M Shares 31,703 Share Price $44.82 * Est. Cost/Share $28.75 Unrealized @ Report Date +21.0%
XLI INDUSTRIAL SELECT SECTOR SPDR FUND 0.7%
Value $1.42M Shares 20,863 Share Price $68.06 * Est. Cost/Share $43.27 Unrealized @ Report Date +64.1%
INTC INTEL CORP COM 0.7%
Value $1.407M Shares 41,720 Share Price $33.72 * Est. Cost/Share $22.70 Unrealized @ Report Date +40.0%
WMT WAL-MART STORES INC COM 0.7%
Value $1.365M Shares 18,045 Share Price $75.64 * Est. Cost/Share $20.10 Unrealized @ Report Date +13.4%
T AT&T INC COM 0.7%
Value $1.346M Shares 35,682 Share Price $37.72 * Est. Cost/Share $11.99 Unrealized @ Report Date +35.7%
PG PROCTER AND GAMBLE CO COM 0.6%
Value $1.16M Shares 13,311 Share Price $87.15 * Est. Cost/Share $58.20 Unrealized @ Report Date +25.5%
— GENERAL ELECTRIC CO COM 0.5%
Value $1.022M Shares 37,858 Share Price $27.00 Est. Cost/Share $28.00 Unrealized @ Report Date —
ABBV ABBVIE INC COM 0.5%
Value $979K Shares 13,510 Share Price $72.46 * Est. Cost/Share $42.75 Unrealized @ Report Date +46.6%
PM PHILIP MORRIS INTL INC COM 0.5%
Value $946K Shares 8,056 Share Price $117.43 * Est. Cost/Share $50.75 Unrealized @ Report Date +42.7%
BA BOEING CO COM 0.5%
Value $938K Shares 4,744 Share Price $197.72 * Est. Cost/Share $124.23 Unrealized @ Report Date +94.0%
MCD MCDONALDS CORP COM 0.5%
Value $920K Shares 6,007 Share Price $153.15 * Est. Cost/Share $88.17 Unrealized @ Report Date +46.4%
MO ALTRIA GROUP INC COM 0.5%
Value $920K Shares 12,366 Share Price $74.40 * Est. Cost/Share $19.83 Unrealized @ Report Date +74.7%
ICF ISHARES COHEN & STEERS REIT ETF 0.5%
Value $895K Shares 8,858 Share Price $101.04 * Est. Cost/Share $42.20 Unrealized @ Report Date +19.2%
EEM ISHARES MSCI EMERGING MARKETS ETF 0.4%
Value $875K Shares 21,146 Share Price $41.38 * Est. Cost/Share $41.23 Unrealized @ Report Date +8.7%
XLF FINANCIAL SELECT SECTOR SPDR FUND 0.4%
Value $846K Shares 34,331 Share Price $24.64 * Est. Cost/Share $16.27 Unrealized @ Report Date +58.9%
BMY BRISTOL MYERS SQUIBB CO COM 0.4%
Value $827K Shares 14,854 Share Price $55.68 * Est. Cost/Share $39.88 Unrealized @ Report Date +18.0%
CVX CHEVRON CORP NEW COM 0.4%
Value $817K Shares 7,834 Share Price $104.29 * Est. Cost/Share $69.03 Unrealized @ Report Date +19.4%
WFC WELLS FARGO CO NEW COM 0.4%
Value $814K Shares 14,705 Share Price $55.36 * Est. Cost/Share $33.88 Unrealized @ Report Date +29.4%
IWM ISHARES RUSSELL 2000 ETF 0.4%
Value $760K Shares 5,393 Share Price $140.92 * Est. Cost/Share $100.30 Unrealized @ Report Date +47.7%
YUM YUM BRANDS INC COM 0.4%
Value $711K Shares 9,651 Share Price $73.67 * Est. Cost/Share $53.83 Unrealized @ Report Date +17.7%
XLU UTILITIES SELECT SECTOR SPDR FUND 0.3%
Value $685K Shares 13,200 Share Price $51.89 * Est. Cost/Share $19.76 Unrealized @ Report Date +34.3%
ADI ANALOG DEVICES INC COM 0.3%
Value $675K Shares 8,687 Share Price $77.70 * Est. Cost/Share $52.34 Unrealized @ Report Date +41.2%
ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 0.3%
Value $670K Shares 12,096 Share Price $55.39 * Est. Cost/Share $46.92 Unrealized @ Report Date +22.8%
— TEMPLETON EMERG MKTS INCOME FD COM 0.3%
Value $670K Shares 59,735 Share Price $11.22 Est. Cost/Share $14.74 Unrealized @ Report Date —
— NUVEEN FLTNG RTE INCM OPP FD COM SHS 0.3%
Value $659K Shares 56,537 Share Price $11.66 Est. Cost/Share $13.12 Unrealized @ Report Date —
AXP AMERICAN EXPRESS CO COM 0.3%
Value $659K Shares 7,828 Share Price $84.18 * Est. Cost/Share $62.12 Unrealized @ Report Date +29.9%
XEL XCEL ENERGY INC COM 0.3%
Value $648K Shares 14,144 Share Price $45.81 * Est. Cost/Share $19.78 Unrealized @ Report Date +85.9%
ARE ALEXANDRIA REAL ESTATE EQ INC COM 0.3%
Value $647K Shares 5,377 Share Price $120.33 * Est. Cost/Share $85.21 Unrealized @ Report Date +3.7%
V VISA INC COM CL A 0.3%
Value $647K Shares 6,909 Share Price $93.65 * Est. Cost/Share $81.35 Unrealized @ Report Date +22.2%
NFG NATIONAL FUEL GAS CO N J COM 0.3%
Value $643K Shares 11,526 Share Price $55.79 Est. Cost/Share $56.29 Unrealized @ Report Date +0.6%
MET METLIFE INC COM 0.3%
Value $643K Shares 11,713 Share Price $54.90 * Est. Cost/Share $35.32 Unrealized @ Report Date +10.9%
MMM 3M CO COM 0.3%
Value $624K Shares 3,001 Share Price $207.93 * Est. Cost/Share $83.86 Unrealized @ Report Date +57.3%
TROW PRICE T ROWE GROUP INC COM 0.3%
Value $619K Shares 8,343 Share Price $74.19 * Est. Cost/Share $51.14 Unrealized @ Report Date +30.3%
XLB MATERIALS SELECT SECTOR SPDR FUND 0.3%
Value $618K Shares 11,498 Share Price $53.75 * Est. Cost/Share $20.11 Unrealized @ Report Date +41.3%
VUG VANGUARD GROWTH INDEX FUND 0.3%
Value $605K Shares 4,763 Share Price $127.02 * Est. Cost/Share $18.88 Unrealized @ Report Date +17.2%
PSK SPDR WELLS FARGO PREFERRED STOCK ETF 0.3%
Value $574K Shares 12,767 Share Price $44.96 Est. Cost/Share $45.16 Unrealized @ Report Date -1.0%
VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF 0.3%
Value $549K Shares 6,277 Share Price $87.46 Est. Cost/Share $85.26 Unrealized @ Report Date +3.2%
VTV VANGUARD VALUE INDEX FUND 0.3%
Value $538K Shares 5,574 Share Price $96.52 * Est. Cost/Share $88.59 Unrealized @ Report Date +12.7%
MRK MERCK & CO INC COM 0.3%
Value $534K Shares 8,338 Share Price $64.04 * Est. Cost/Share $35.64 Unrealized @ Report Date +32.8%
HYG ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 0.3%
Value $516K Shares 5,846 Share Price $88.27 Est. Cost/Share $93.75 Unrealized @ Report Date -5.3%
— HSBC HLDGS PLC ADR A 1/40PF A 0.3%
Value $505K Shares 19,140 Share Price $26.38 Est. Cost/Share $24.91 Unrealized @ Report Date —
IBM INTERNATIONAL BUSINESS MACHS COM 0.3%
Value $503K Shares 3,271 Share Price $153.78 * Est. Cost/Share $103.32 Unrealized @ Report Date -6.3%
NSC NORFOLK SOUTHERN CORP COM 0.3%
Value $498K Shares 4,100 Share Price $121.46 * Est. Cost/Share $65.12 Unrealized @ Report Date +71.9%
JPM JPMORGAN CHASE & CO COM 0.2%
Value $490K Shares 5,368 Share Price $91.28 * Est. Cost/Share $42.46 Unrealized @ Report Date +79.7%
NKE NIKE INC CL B 0.2%
Value $479K Shares 8,120 Share Price $58.99 * Est. Cost/Share $48.90 Unrealized @ Report Date -4.6%
PFE PFIZER INC COM 0.2%
Value $476K Shares 14,183 Share Price $33.56 * Est. Cost/Share $19.69 Unrealized @ Report Date +19.5%
XPHTX PIONEER HIGH INCOME TR COM 0.2%
Value $475K Shares 48,033 Share Price $9.89 Est. Cost/Share $16.64 Unrealized @ Report Date —
VZ VERIZON COMMUNICATIONS INC COM 0.2%
Value $466K Shares 10,446 Share Price $44.61 * Est. Cost/Share $27.86 Unrealized @ Report Date +14.2%
HD HOME DEPOT INC COM 0.2%
Value $453K Shares 2,957 Share Price $153.20 * Est. Cost/Share $116.10 Unrealized @ Report Date +15.4%
PEP PEPSICO INC COM 0.2%
Value $435K Shares 3,771 Share Price $115.35 * Est. Cost/Share $56.79 Unrealized @ Report Date +52.5%
CAT CATERPILLAR INC DEL COM 0.2%
Value $433K Shares 4,035 Share Price $107.31 * Est. Cost/Share $60.90 Unrealized @ Report Date +70.9%
IWR ISHARES RUSSELL MID-CAP ETF 0.2%
Value $393K Shares 2,046 Share Price $192.08 * Est. Cost/Share $33.59 Unrealized @ Report Date +46.7%
CSCO CISCO SYS INC COM 0.2%
Value $386K Shares 12,363 Share Price $31.22 * Est. Cost/Share $18.57 Unrealized @ Report Date +40.6%
ABT ABBOTT LABS COM 0.2%
Value $375K Shares 7,733 Share Price $48.49 * Est. Cost/Share $36.93 Unrealized @ Report Date +24.9%
DUK DUKE ENERGY CORP NEW COM NEW 0.2%
Value $369K Shares 4,419 Share Price $83.50 * Est. Cost/Share $41.84 Unrealized @ Report Date +43.2%
SHM SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF 0.2%
Value $359K Shares 7,414 Share Price $48.42 Est. Cost/Share $48.94 Unrealized @ Report Date -0.7%
GS GOLDMAN SACHS GROUP INC COM 0.2%
Value $315K Shares 1,423 Share Price $221.36 * Est. Cost/Share $155.63 Unrealized @ Report Date +27.3%
CL COLGATE PALMOLIVE CO COM 0.2%
Value $314K Shares 4,242 Share Price $74.02 * Est. Cost/Share $46.22 Unrealized @ Report Date +29.6%
— UNITED TECHNOLOGIES CORP COM 0.2%
Value $312K Shares 2,560 Share Price $121.88 Est. Cost/Share $110.01 Unrealized @ Report Date —
MSFT MICROSOFT CORP COM 0.1%
Value $294K Shares 4,273 Share Price $68.80 Est. Cost/Share $58.37 Unrealized @ Report Date +16.8%
FE FIRSTENERGY CORP COM 0.1%
Value $284K Shares 9,760 Share Price $29.10 * Est. Cost/Share $20.72 Unrealized @ Report Date +6.0%
STPZ PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 0.1%
Value $283K Shares 5,442 Share Price $52.00 Est. Cost/Share $52.63 Unrealized @ Report Date -0.8%
EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 0.1%
Value $281K Shares 2,464 Share Price $114.04 * Est. Cost/Share $116.65 Unrealized @ Report Date -0.2%
AMAT APPLIED MATLS INC COM 0.1%
Value $281K Shares 6,822 Share Price $41.19 * Est. Cost/Share $25.33 Unrealized @ Report Date +87.5%
DIS DISNEY WALT CO COM DISNEY 0.1%
Value $240K Shares 2,263 Share Price $106.05 * Est. Cost/Share $102.93 Unrealized @ Report Date -9.7%
CVS CVS HEALTH CORP COM 0.1%
Value $239K Shares 2,971 Share Price $80.44 * Est. Cost/Share $77.48 Unrealized @ Report Date -19.2%
— UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN 0.1%
Value $224K Shares 8,412 Share Price $26.63 Est. Cost/Share $36.72 Unrealized @ Report Date —
— CALAMOS CONV OPP AND INC FD SH BEN INT 0.1%
Value $175K Shares 15,591 Share Price $11.22 Est. Cost/Share $12.97 Unrealized @ Report Date —
— ARES CAP CORP 4.375 01/15/2019 0.0%
Value $46,000 Shares 45,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —
— ARES CAP CORP 4.75 01/15/2018 0.0%
Value $25,000 Shares 25,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
— LIBERTY MEDIA CORP 4 11/15/2029 0.0%
Value $5,000 Shares 10,000 Share Price $0.50 Est. Cost/Share — Unrealized @ Report Date —