Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 24, 2018
Total Value: $215M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES CORE S&P 500 ETF | 62,129 | $16.7M | 7.8% | $222.47 | — | CORE S&P500 ETF | 464287200 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 354,904 | $13.03M | 6.1% | $39.19 | — | BLOOMBERG BRCLYS | 78464A417 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 246,576 | $11.06M | 5.2% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| IJH | ISHARES S&P MIDCAP FUND | 53,755 | $10.2M | 4.8% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 187,370 | $9.48M | 4.4% | $44.07 | — | BLMBRG BRC CNVRT | 78464A359 |
| PFF | ISHARES U.S. PREFERRED STOCK ETF | 225,890 | $8.599M | 4.0% | $39.24 | — | S&P US PFD STK | 464288687 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 103,185 | $8.182M | 3.8% | $80.06 | — | SHRT TRM CORP BD | 92206C409 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND ETF | 70,032 | $7.321M | 3.4% | $105.09 | — | 1 3 YR CR BD ETF | 464288646 |
| SPY | SPDR S&P 500 ETF | 22,014 | $5.874M | 2.7% | $178.43 | — | TR UNIT | 78462F103 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 43,701 | $5.312M | 2.5% | $115.57 | — | IBOXX INV CP ETF | 464287242 |
| IJR | ISHARES S&P SMALL-CAP FUND | 68,558 | $5.266M | 2.5% | $85.45 | — | CORE S&P SCP ETF | 464287804 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 55,880 | $4.883M | 2.3% | $87.21 | — | INT-TERM CORP | 92206C870 |
| — | ALERIAN MLP ETF | 402,648 | $4.344M | 2.0% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO | 145,913 | $4.31M | 2.0% | $27.66 | — | SOVEREIGN DEBT | 73936T573 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 53,267 | $4.213M | 2.0% | $80.00 | — | SHORT TRM BOND | 921937827 |
| — | TEMPLETON GLOBAL INCOME FD COM | 580,882 | $3.752M | 1.7% | $8.52 | — | COM | 880198106 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 77,125 | $3.54M | 1.6% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| — | POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF | 124,032 | $3.422M | 1.6% | $26.10 | — | INTL CORP BOND | 73936Q835 |
| DIA | SPDR DOW JONES INDUSTRIAL AVERAGE ETF | 11,982 | $2.964M | 1.4% | $181.05 | — | UT SER 1 | 78467X109 |
| — | JPMORGAN ALERIAN MLP INDEX ETN | 107,562 | $2.954M | 1.4% | $37.21 | — | ALERIAN ML ETN | 46625H365 |
| VNQ | VANGUARD REIT ETF | 34,601 | $2.871M | 1.3% | $83.68 | — | REIT ETF | 922908553 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR FUND | 43,457 | $2.779M | 1.3% | $31.98 | — | TECHNOLOGY | 81369Y803 |
| SHY | ISHARES 1-3 YEAR TREASURY BOND ETF | 32,303 | $2.708M | 1.3% | $84.96 | — | 1 3 YR TREAS BD | 464287457 |
| — | ADVENT CLAYMORE CV SECS & INC COM | 156,758 | $2.489M | 1.2% | $16.94 | — | COM | 00764C109 |
| INTC | INTEL CORP COM | 46,212 | $2.133M | 1.0% | $24.05 | +52.0% | COM | 458140100 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 55,597 | $1.964M | 0.9% | $33.53 | — | BLOMBRG BRC INTL | 78464A151 |
| WMT | WAL-MART STORES INC COM | 18,898 | $1.866M | 0.9% | $20.40 | +31.4% | COM | 931142103 |
| AAPL | APPLE INC COM | 10,821 | $1.831M | 0.9% | $27.00 | +44.8% | COM | 037833100 |
| EFA | ISHARES MSCI EAFE ETF | 25,748 | $1.81M | 0.8% | $59.92 | — | MSCI EAFE ETF | 464287465 |
| XLE | ENERGY SELECT SECTOR SPDR FUND | 24,369 | $1.76M | 0.8% | $77.38 | — | ENERGY | 81369Y506 |
| XOM | EXXON MOBIL CORP COM | 20,581 | $1.721M | 0.8% | $53.65 | +6.5% | COM | 30231G102 |
| — | WESTERN ASSET HIGH INCM FD II COM | 241,466 | $1.683M | 0.8% | $9.22 | — | COM | 95766J102 |
| XLY | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | 16,810 | $1.658M | 0.8% | $58.84 | — | SBI CONS DISCR | 81369Y407 |
| — | GABELLI CONV&INCOM SECS FD INC COM | 268,488 | $1.583M | 0.7% | $6.18 | — | COM | 36240B109 |
| KO | COCA COLA CO COM | 34,106 | $1.564M | 0.7% | $29.23 | +21.9% | COM | 191216100 |
| JNJ | JOHNSON & JOHNSON COM | 11,114 | $1.552M | 0.7% | $66.09 | +67.9% | COM | 478160104 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR FUND | 19,910 | $1.506M | 0.7% | $43.39 | — | SBI INT-INDS | 81369Y704 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR FUND | 25,937 | $1.475M | 0.7% | $40.14 | — | SBI CONS STPLS | 81369Y308 |
| T | AT&T INC COM | 37,871 | $1.472M | 0.7% | $12.18 | +25.2% | COM | 00206R102 |
| XLV | HEALTH CARE SELECT SECTOR SPDR FUND | 16,823 | $1.39M | 0.6% | $48.97 | — | SBI HEALTHCARE | 81369Y209 |
| JPM | JPMORGAN CHASE & CO COM | 12,012 | $1.284M | 0.6% | $63.96 | +27.2% | COM | 46625H100 |
| PG | PROCTER AND GAMBLE CO COM | 13,610 | $1.25M | 0.6% | $58.51 | +24.2% | COM | 742718109 |
| ABBV | ABBVIE INC COM | 12,049 | $1.165M | 0.5% | $42.75 | +56.5% | COM | 00287Y109 |
| MCD | MCDONALDS CORP COM | 6,577 | $1.132M | 0.5% | $92.55 | +49.8% | COM | 580135101 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 21,647 | $1.084M | 0.5% | $50.08 | — | SHT MAT BD ETF | 46431W507 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 16,050 | $983K | 0.5% | $40.37 | +15.1% | COM | 110122108 |
| CVX | CHEVRON CORP NEW COM | 7,616 | $953K | 0.4% | $69.03 | +21.0% | COM | 166764100 |
| XLF | FINANCIAL SELECT SECTOR SPDR FUND | 33,013 | $921K | 0.4% | $20.14 | — | SBI INT-FINL | 81369Y605 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 19,341 | $911K | 0.4% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| V | VISA INC COM CL A | 7,903 | $901K | 0.4% | $84.24 | +23.9% | COM CL A | 92826C839 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 8,684 | $879K | 0.4% | $81.33 | — | COHEN STEER REIT | 464287564 |
| YUM | YUM BRANDS INC COM | 10,429 | $851K | 0.4% | $54.90 | +24.3% | COM | 988498101 |
| ADI | ANALOG DEVICES INC COM | 9,310 | $828K | 0.4% | $53.93 | +41.1% | COM | 032654105 |
| AXP | AMERICAN EXPRESS CO COM | 8,184 | $812K | 0.4% | $63.13 | +35.0% | COM | 025816109 |
| WFC | WELLS FARGO CO NEW COM | 13,141 | $797K | 0.4% | $33.88 | +33.1% | COM | 949746101 |
| NKE | NIKE INC CL B | 12,723 | $795K | 0.4% | $49.94 | +3.7% | CL B | 654106103 |
| HON | HONEYWELL INTL INC COM | 5,155 | $790K | 0.4% | $113.37 | 0.0% | COM | 438516106 |
| ARE | ALEXANDRIA REAL ESTATE EQ INC COM | 6,004 | $784K | 0.4% | $86.08 | +8.7% | COM | 015271109 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,145 | $784K | 0.4% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| ITOT | ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | 12,654 | $773K | 0.4% | $68.09 | — | CORE S&P TTL STK | 464287150 |
| UPS | UNITED PARCEL SERVICE INC CL B | 6,220 | $741K | 0.3% | $86.27 | 0.0% | CL B | 911312106 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 13,489 | $710K | 0.3% | $38.65 | — | SBI INT-UTILS | 81369Y886 |
| NFG | NATIONAL FUEL GAS CO N J COM | 12,735 | $699K | 0.3% | $56.37 | +1.4% | COM | 636180101 |
| MET | METLIFE INC COM | 13,636 | $689K | 0.3% | $35.97 | +10.9% | COM | 59156R108 |
| HD | HOME DEPOT INC COM | 3,610 | $684K | 0.3% | $120.72 | +17.3% | COM | 437076102 |
| MO | ALTRIA GROUP INC COM | 9,521 | $679K | 0.3% | $19.83 | +84.7% | COM | 02209S103 |
| VUG | VANGUARD GROWTH INDEX FUND | 4,799 | $675K | 0.3% | $114.17 | — | GROWTH ETF | 922908736 |
| XLB | MATERIALS SELECT SECTOR SPDR FUND | 11,051 | $668K | 0.3% | $39.14 | — | SBI MATERIALS | 81369Y100 |
| — | NUVEEN REAL ASSET INC & GROWTH COM | 35,867 | $638K | 0.3% | $17.79 | — | COM | 67074Y105 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 56,575 | $631K | 0.3% | $14.74 | — | COM | 880192109 |
| XEL | XCEL ENERGY INC COM | 12,938 | $622K | 0.3% | $19.78 | +95.0% | COM | 98389B100 |
| PM | PHILIP MORRIS INTL INC COM | 5,696 | $601K | 0.3% | $50.75 | +37.1% | COM | 718172109 |
| VTV | VANGUARD VALUE INDEX FUND | 5,638 | $599K | 0.3% | $89.34 | — | VALUE ETF | 922908744 |
| NSC | NORFOLK SOUTHERN CORP COM | 4,100 | $594K | 0.3% | $65.12 | +75.1% | COM | 655844108 |
| — | DOWDUPONT INC COM | 8,339 | $593K | 0.3% | $71.11 | — | COM | 26078J100 |
| PFE | PFIZER INC COM | 15,842 | $573K | 0.3% | $20.12 | +18.3% | COM | 717081103 |
| — | NUVEEN FLTNG RTE INCM OPP FD COM SHS | 50,034 | $570K | 0.3% | $13.12 | — | COM SHS | 6706EN100 |
| — | GENERAL ELECTRIC CO COM | 31,850 | $555K | 0.3% | $28.00 | — | COM | 369604103 |
| PSK | SPDR WELLS FARGO PREFERRED STOCK ETF | 11,797 | $519K | 0.2% | $43.38 | — | WELLS FG PFD ETF | 78464A292 |
| CSCO | CISCO SYS INC COM | 13,534 | $518K | 0.2% | $19.39 | +44.3% | COM | 17275R102 |
| HYG | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 5,895 | $514K | 0.2% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| VZ | VERIZON COMMUNICATIONS INC COM | 9,699 | $513K | 0.2% | $27.86 | +14.7% | COM | 92343V104 |
| MMM | 3M CO COM | 2,131 | $501K | 0.2% | $83.86 | +72.9% | COM | 88579Y101 |
| MRK | MERCK & CO INC COM | 8,895 | $500K | 0.2% | $36.10 | +19.1% | COM | 58933Y105 |
| PEP | PEPSICO INC COM | 3,952 | $473K | 0.2% | $58.27 | +52.7% | COM | 713448108 |
| MSFT | MICROSOFT CORP COM | 5,402 | $462K | 0.2% | $61.90 | +21.6% | COM | 594918104 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 2,031 | $422K | 0.2% | $135.01 | — | RUS MID CAP ETF | 464287499 |
| — | HSBC HLDGS PLC ADR A 1/40PF A | 15,893 | $410K | 0.2% | $24.91 | — | ADR A 1/40PF A | 404280604 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 4,254 | $357K | 0.2% | $41.84 | +49.7% | COM NEW | 26441C204 |
| DIS | DISNEY WALT CO COM DISNEY | 3,307 | $355K | 0.2% | $101.15 | -3.8% | COM DISNEY | 254687106 |
| IBM | INTERNATIONAL BUSINESS MACHS COM | 2,297 | $352K | 0.2% | $103.32 | -1.2% | COM | 459200101 |
| AMAT | APPLIED MATLS INC COM | 6,822 | $348K | 0.2% | $25.33 | +95.1% | COM | 038222105 |
| XPHTX | PIONEER HIGH INCOME TR COM | 35,743 | $347K | 0.2% | $16.64 | — | COM | 72369H106 |
| CAT | CATERPILLAR INC DEL COM | 2,112 | $332K | 0.2% | $60.90 | +91.0% | COM | 149123101 |
| BA | BOEING CO COM | 1,124 | $331K | 0.2% | $124.23 | +107.2% | COM | 097023105 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 6,520 | $324K | 0.2% | $49.69 | — | SHT MAT MUN ETF | 46431W838 |
| STPZ | PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND | 5,855 | $304K | 0.1% | $52.69 | — | 1-5 US TIP IDX | 72201R205 |
| CL | COLGATE PALMOLIVE CO COM | 3,985 | $300K | 0.1% | $46.22 | +30.4% | COM | 194162103 |
| FE | FIRSTENERGY CORP COM | 9,760 | $298K | 0.1% | $20.72 | +12.5% | COM | 337932107 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 2,402 | $278K | 0.1% | $112.61 | — | JPMORGAN USD EMG | 464288281 |
| GS | GOLDMAN SACHS GROUP INC COM | 921 | $234K | 0.1% | $155.63 | +31.8% | COM | 38141G104 |
| AMZN | AMAZON COM INC COM | 195 | $228K | 0.1% | $55.02 | 0.0% | COM | 023135106 |
| EXC | EXELON CORP COM | 5,792 | $228K | 0.1% | $21.66 | 0.0% | COM | 30161N101 |
| — | UNITED TECHNOLOGIES CORP COM | 1,764 | $225K | 0.1% | $110.01 | — | COM | 913017109 |
| TRV | TRAVELERS COMPANIES INC COM | 1,633 | $221K | 0.1% | $110.50 | 0.0% | COM | 89417E109 |
| CVS | CVS HEALTH CORP COM | 2,975 | $215K | 0.1% | $77.48 | -27.4% | COM | 126650100 |
| VOE | VANGUARD MID-CAP VALUE INDEX FUND | 1,918 | $214K | 0.1% | $111.57 | — | MCAP VL IDXVIP | 922908512 |
| META | FACEBOOK INC CL A | 1,200 | $211K | 0.1% | $175.52 | 0.0% | CL A | 30303M102 |
| IWB | ISHARES RUSSELL 1000 ETF | 1,417 | $210K | 0.1% | $148.20 | — | RUS 1000 ETF | 464287622 |
| BAC | BANK AMER CORP COM | 7,073 | $208K | 0.1% | $22.78 | 0.0% | COM | 060505104 |
| — | CALAMOS CONV OPP AND INC FD SH BEN INT | 15,081 | $168K | 0.1% | $12.97 | — | SH BEN INT | 128117108 |
| — | ARES CAP CORP 4.375 01/15/2019 | 45,000 | $45,000 | 0.0% | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | ARES CAP CORP 4.75 01/15/2018 | 25,000 | $25,000 | 0.0% | $1.00 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | LIBERTY MEDIA CORP 4 11/15/2029 | 10,000 | $5,000 | 0.0% | — | — | DEB 4.000%11/1 | 530715AG6 |