CIK: 0001543100 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 1, 2018
Total Value ($000): $212,058 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 INDEX | 61,240 | $16,250 | 7.7% | $222.47 | — | CORE S&P500 ETF | 464287200 |
| — | SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | 343,797 | $12,325 | 5.8% | $39.19 | — | BLOOMBERG BRCLYS | 78464A417 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 240,086 | $10,623 | 5.0% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| CWB | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | 198,876 | $10,273 | 4.8% | $44.51 | — | BLMBRG BRC CNVRT | 78464A359 |
| IJH | ISHARES CORE S&P MID CAP ETF | 51,730 | $9,702 | 4.6% | $134.26 | — | CORE S&P MCP ETF | 464287507 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 219,824 | $8,256 | 3.9% | $39.24 | — | S&P US PFD STK | 464288687 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 87,970 | $6,899 | 3.3% | $80.06 | — | SHRT TRM CORP BD | 92206C409 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 54,878 | $5,696 | 2.7% | $105.09 | — | 1 3 YR CR BD ETF | 464288646 |
| SPY | SPDR S&P 500 ETF | 20,353 | $5,355 | 2.5% | $178.43 | — | TR UNIT | 78462F103 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 67,888 | $5,228 | 2.5% | $85.45 | — | CORE S&P SCP ETF | 464287804 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 39,387 | $4,623 | 2.2% | $115.57 | — | IBOXX INV CP ETF | 464287242 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 54,916 | $4,307 | 2.0% | $79.95 | — | SHORT TRM BOND | 921937827 |
| — | JP MORGAN ALERIAN MLP ETN | 175,193 | $4,204 | 2.0% | $32.11 | — | ALERIAN ML ETN | 46625H365 |
| — | POWERSHARES EMERGING MKTS SOVEREIGN DEBT | 140,824 | $3,969 | 1.9% | $27.66 | — | SOVEREIGN DEBT | 73936T573 |
| — | ALPS TRUST ETF ALERIAN MLP | 405,776 | $3,801 | 1.8% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 124,700 | $3,765 | 1.8% | $30.19 | — | PORTFOLIO SHORT | 78464A474 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 77,262 | $3,629 | 1.7% | $39.84 | — | FTSE EMR MKT ETF | 922042858 |
| — | TEMPLETON GLOBAL INCOME FD INC | 561,524 | $3,587 | 1.7% | $8.52 | — | COM | 880198106 |
| — | POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF | 121,112 | $3,370 | 1.6% | $26.10 | — | INTL CORP BOND | 73936Q835 |
| SPYM | SPDR PORTFOLIO LARGE CAP ETF | 103,053 | $3,188 | 1.5% | $30.94 | — | PORTFOLIO LR ETF | 78464A854 |
| IBND | SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 77,671 | $2,796 | 1.3% | $34.23 | — | BLOMBRG BRC INTL | 78464A151 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 10,446 | $2,521 | 1.2% | $181.05 | — | UT SER 1 | 78467X109 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 75,026 | $2,516 | 1.2% | $33.54 | — | PORTFOLIO INTRMD | 78464A375 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 36,979 | $2,418 | 1.1% | $31.98 | — | TECHNOLOGY | 81369Y803 |
| INTC | INTEL CORP COM | 43,616 | $2,271 | 1.1% | $24.05 | +66.6% | COM | 458140100 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 148,330 | $2,236 | 1.1% | $16.94 | — | COM | 00764C109 |
| SPSM | SPDR PORTFOLIO SMALL CAP ETF | 63,377 | $1,896 | 0.9% | $29.92 | — | PORTFOLIO SM ETF | 78468R853 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 34,911 | $1,751 | 0.8% | $50.11 | — | SHT MAT BD ETF | 46431W507 |
| EFA | ISHARES MSCI EAFE ETF | 24,578 | $1,712 | 0.8% | $59.92 | — | MSCI EAFE ETF | 464287465 |
| XOM | EXXON MOBIL CORP COM | 21,936 | $1,636 | 0.8% | $53.78 | +3.6% | COM | 30231G102 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 40,564 | $1,594 | 0.8% | $39.30 | — | PORTFOLIO EMG MK | 78463X509 |
| AAPL | APPLE INC | 9,470 | $1,588 | 0.7% | $27.00 | +49.7% | COM | 037833100 |
| VNQ | VANGUARD REIT INDEX ETF | 20,587 | $1,553 | 0.7% | $83.68 | — | REAL ESTATE ETF | 922908553 |
| WMT | WALMART INC COM | 16,862 | $1,500 | 0.7% | $20.40 | +38.9% | COM | 931142103 |
| — | GABELLI CONV & INCOME SECS FD INC | 256,966 | $1,491 | 0.7% | $6.18 | — | COM | 36240B109 |
| XLE | ENERGY SELECT SECTOR SPDR | 22,122 | $1,491 | 0.7% | $77.38 | — | ENERGY | 81369Y506 |
| KO | COCA COLA CO COM | 33,829 | $1,469 | 0.7% | $29.23 | +19.9% | COM | 191216100 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 17,313 | $1,468 | 0.7% | $87.21 | — | INT-TERM CORP | 92206C870 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 222,940 | $1,462 | 0.7% | $9.22 | — | COM | 95766J102 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 21,330 | $1,435 | 0.7% | $67.28 | — | MSCI EAFE ESG OP | 46435G516 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,694 | $1,386 | 0.7% | $58.84 | — | SBI CONS DISCR | 81369Y407 |
| T | AT&T INC COM | 38,746 | $1,381 | 0.7% | $12.26 | +29.0% | COM | 00206R102 |
| JPM | JPMORGAN CHASE & CO COM | 12,142 | $1,335 | 0.6% | $64.25 | +42.3% | COM | 46625H100 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 23,700 | $1,247 | 0.6% | $40.14 | — | SBI CONS STPLS | 81369Y308 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 16,474 | $1,223 | 0.6% | $43.39 | — | SBI INT-INDS | 81369Y704 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 14,815 | $1,205 | 0.6% | $48.97 | — | SBI HEALTHCARE | 81369Y209 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 27,239 | $1,183 | 0.6% | $43.41 | — | WELLS FG PFD ETF | 78464A292 |
| JNJ | JOHNSON & JOHNSON COM | 8,768 | $1,123 | 0.5% | $66.09 | +64.0% | COM | 478160104 |
| — | DOWDUPONT INC COM | 17,157 | $1,093 | 0.5% | $67.31 | — | COM | 26078J100 |
| SPMD | SPDR PORTFOLIO MID CAP ETF | 32,055 | $1,062 | 0.5% | $33.13 | — | PORTFOLIO MD ETF | 78464A847 |
| PG | PROCTER AND GAMBLE CO COM | 13,168 | $1,043 | 0.5% | $58.51 | +16.0% | COM | 742718109 |
| ABBV | ABBVIE INC COM | 10,557 | $999 | 0.5% | $42.75 | +83.7% | COM | 00287Y109 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 15,517 | $981 | 0.5% | $40.37 | +19.1% | COM | 110122108 |
| CVX | CHEVRON CORP NEW COM | 8,519 | $970 | 0.5% | $70.73 | +20.2% | COM | 166764100 |
| MCD | MCDONALDS CORP COM | 5,879 | $919 | 0.4% | $92.55 | +47.7% | COM | 580135101 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 31,695 | $873 | 0.4% | $20.14 | — | SBI INT-FINL | 81369Y605 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 17,788 | $858 | 0.4% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| — | GENERAL ELECTRIC CO COM | 63,110 | $850 | 0.4% | $20.80 | — | COM | 369604103 |
| BBHY | JPMORGAN DISCIPLINED HIGH YIELD ETF | 16,475 | $823 | 0.4% | $49.95 | — | DCPLND HG YLD | 46641Q878 |
| YUM | YUM! BRANDS INC | 9,546 | $812 | 0.4% | $54.90 | +29.3% | COM | 988498101 |
| V | VISA INC | 6,671 | $798 | 0.4% | $84.24 | +36.2% | COM CL A | 92826C839 |
| NKE | NIKE INC CLASS B | 11,863 | $788 | 0.4% | $49.94 | +19.4% | CL B | 654106103 |
| ADI | ANALOG DEVICES INC COM | 8,517 | $776 | 0.4% | $53.93 | +45.8% | COM | 032654105 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,066 | $769 | 0.4% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 12,669 | $765 | 0.4% | $68.09 | — | CORE S&P TTL STK | 464287150 |
| ARE | ALEXANDRIA REAL ESTATE EQ INC COM | 5,830 | $728 | 0.3% | $86.08 | +7.8% | COM | 015271109 |
| HON | HONEYWELL INTL INC | 4,947 | $714 | 0.3% | $113.37 | +3.6% | COM | 438516106 |
| VUG | VANGUARD GROWTH ETF | 4,801 | $681 | 0.3% | $114.17 | — | GROWTH ETF | 922908736 |
| CMI | CUMMINS INC COM | 4,078 | $661 | 0.3% | $139.76 | 0.0% | COM | 231021106 |
| WFC | WELLS FARGO CO NEW COM | 12,443 | $652 | 0.3% | $33.88 | +40.9% | COM | 949746101 |
| MRK | MERCK & CO INC | 11,823 | $644 | 0.3% | $37.63 | +12.3% | COM | 58933Y105 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 12,272 | $620 | 0.3% | $38.65 | — | SBI INT-UTILS | 81369Y886 |
| MET | METLIFE INC COM | 13,420 | $615 | 0.3% | $35.97 | +3.0% | COM | 59156R108 |
| — | TEMPLETON EMERGING MARKETS INC FD INC | 54,377 | $614 | 0.3% | $14.74 | — | COM | 880192109 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 5,374 | $606 | 0.3% | $112.70 | — | JPMORGAN USD EMG | 464288281 |
| MO | ALTRIA GROUP INC COM | 9,687 | $603 | 0.3% | $20.12 | +81.8% | COM | 02209S103 |
| CSCO | CISCO SYS INC | 13,699 | $587 | 0.3% | $19.56 | +71.1% | COM | 17275R102 |
| VTV | VANGUARD VALUE ETF | 5,644 | $582 | 0.3% | $89.34 | — | VALUE ETF | 922908744 |
| PFE | PFIZER INC COM | 16,108 | $571 | 0.3% | $20.19 | +20.1% | COM | 717081103 |
| NSC | NORFOLK SOUTHERN CRP | 4,100 | $556 | 0.3% | $65.12 | +88.4% | COM | 655844108 |
| HD | HOME DEPOT | 3,015 | $537 | 0.3% | $120.72 | +28.2% | COM | 437076102 |
| PM | PHILIP MORRIS INTL INC | 5,375 | $534 | 0.3% | $50.75 | +35.4% | COM | 718172109 |
| MMM | 3M CO COM | 2,302 | $505 | 0.2% | $88.79 | +69.1% | COM | 88579Y101 |
| XLB | MATERIALS SELECT SECTOR SPDR | 8,376 | $476 | 0.2% | $39.14 | — | SBI MATERIALS | 81369Y100 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 5,421 | $464 | 0.2% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,955 | $462 | 0.2% | $81.33 | — | COHEN STEER REIT | 464287564 |
| MEAR | ISHARES SHORT MATURITY MUNICIPAL BOND ETF | 8,814 | $438 | 0.2% | $49.69 | — | SHT MAT MUN ETF | 46431W838 |
| — | NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | 39,583 | $432 | 0.2% | $13.12 | — | COM SHS | 6706EN100 |
| GS | GOLDMAN SACHS GROUP INC | 1,669 | $420 | 0.2% | $183.76 | +18.9% | COM | 38141G104 |
| VZ | VERIZON COMMUNICATIONS | 8,478 | $405 | 0.2% | $27.86 | +18.6% | COM | 92343V104 |
| DIS | DISNEY WALT CO COM DISNEY | 4,031 | $404 | 0.2% | $101.12 | -0.2% | COM DISNEY | 254687106 |
| IBM | INTL BUSINESS MACHINES | 2,630 | $403 | 0.2% | $103.83 | +3.3% | COM | 459200101 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 1,916 | $395 | 0.2% | $135.01 | — | RUS MID CAP ETF | 464287499 |
| MSFT | MICROSOFT | 4,271 | $389 | 0.2% | $61.90 | +36.2% | COM | 594918104 |
| XEL | XCEL ENERGY INC COM | 8,396 | $381 | 0.2% | $19.78 | +76.7% | COM | 98389B100 |
| PEP | PEPSICO INC COM | 3,160 | $344 | 0.2% | $58.27 | +53.2% | COM | 713448108 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 6,678 | $334 | 0.2% | $50.01 | — | ULTRA SHRT INC | 46641Q837 |
| — | H S B C HLDGS 6.20 ADRF SPONSORED ADR | 12,534 | $322 | 0.2% | $24.91 | — | ADR A 1/40PF A | 404280604 |
| TRV | TRAVELERS COMPANIES INC COM | 2,214 | $307 | 0.1% | $112.36 | +4.7% | COM | 89417E109 |
| FE | FIRSTENERGY CORP | 8,760 | $297 | 0.1% | $20.72 | +12.5% | COM | 337932107 |
| CAT | CATERPILLAR INC DEL COM | 2,019 | $297 | 0.1% | $60.90 | +118.5% | COM | 149123101 |
| — | NUVEEN REAL ASSET INC & GROWTH COM | 18,284 | $296 | 0.1% | $17.79 | — | COM | 67074Y105 |
| XPHTX | PIONEER HIGH INCOME TR COM | 30,386 | $285 | 0.1% | $16.64 | — | COM | 72369H106 |
| CL | COLGATE PALMOLIVE CO COM | 3,987 | $285 | 0.1% | $46.22 | +29.2% | COM | 194162103 |
| AMZN | AMAZON.COM INC | 195 | $282 | 0.1% | $55.02 | +30.0% | COM | 023135106 |
| BA | BOEING CO COM | 747 | $244 | 0.1% | $124.23 | +159.9% | COM | 097023105 |
| STPZ | PIMCO 1-5 YEAR US TIPS INDEX FUND | 4,636 | $241 | 0.1% | $52.69 | — | 1-5 US TIP IDX | 72201R205 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 3,046 | $236 | 0.1% | $41.84 | +34.0% | COM NEW | 26441C204 |
| AXP | AMERICAN EXPRESS CO COM | 2,459 | $229 | 0.1% | $63.13 | +37.8% | COM | 025816109 |
| — | UNITED TECHNOLOGIES CORP COM | 1,815 | $228 | 0.1% | $110.45 | — | COM | 913017109 |
| VOE | VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF | 1,913 | $209 | 0.1% | $111.57 | — | MCAP VL IDXVIP | 922908512 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 1,417 | $208 | 0.1% | $148.20 | — | RUS 1000 ETF | 464287622 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 15,199 | $168 | 0.1% | $12.97 | — | SH BEN INT | 128117108 |
| — | ARES CAP CORP 4.375 01/15/2019 | 45,000 | $45 | 0.0% | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | LIBERTY MEDIA CORP 4 11/15/2029 | 10,000 | $6 | 0.0% | — | — | DEB 4.000%11/1 | 530715AG6 |