AFC GAMMA INC

Ticker: AFCG CUSIP: 00109K105 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.1,353,384$3,857
VANGUARD GROUP INC936,193$2,668
CDC Financial, Inc.617,203$1,759
STATE STREET CORP409,715$1,168
GSA CAPITAL PARTNERS LLP362,396$1
NORTHERN TRUST CORP337,647$962
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.205,535$586
MORGAN STANLEY137,448$392
CITADEL ADVISORS LLC129,371$369
Cambria Investment Management, L.P.110,590$315
D. E. Shaw & Co., Inc.107,222$306
SUSQUEHANNA INTERNATIONAL GROUP, LLP106,474$303
ACADIAN ASSET MANAGEMENT LLC69,653$0
JANE STREET GROUP, LLC65,096$186
RENAISSANCE TECHNOLOGIES LLC58,500$167
OSAIC HOLDINGS, INC.56,373$161
AQR CAPITAL MANAGEMENT LLC54,277$155
CHARLES SCHWAB INVESTMENT MANAGEMENT INC43,829$125
Bank of New York Mellon Corp41,986$120
ALLIANCEBERNSTEIN L.P.35,800$102
BRIDGEWAY CAPITAL MANAGEMENT, LLC34,096$97
GEODE CAPITAL MANAGEMENT, LLC31,965$91
HighTower Advisors, LLC27,691$79
BARCLAYS PLC26,794$76
Invesco Ltd.26,144$75
SMH CAPITAL ADVISORS INC26,000$74
Catalyst Capital Advisors LLC26,000$74
RHUMBLINE ADVISERS25,925$74
Focus Partners Wealth25,681$98
Nuveen, LLC22,606$64
DECISION INVESTMENTS, INC22,242$63
Quantinno Capital Management LP20,664$59
JPMORGAN CHASE & CO20,405$58
BANK OF AMERICA CORP /DE/20,090$57
WELLS FARGO & COMPANY/MN19,352$55
DEUTSCHE BANK AG\15,828$45
HRT FINANCIAL LP13,698$0
Spire Wealth Management8,800$25
NEW YORK STATE COMMON RETIREMENT FUND6,838$19
Russell Investments Group, Ltd.6,100$17
BNP PARIBAS ARBITRAGE, SA5,631$16
Police & Firemen's Retirement System of New Jersey5,618$16
Newbridge Financial Services Group, Inc.5,300$15
CWM, LLC4,663$0
Tower Research Capital LLC (TRC)3,607$10
STRS OHIO3,300$9
NISA INVESTMENT ADVISORS, LLC2,948$8
ROYAL BANK OF CANADA2,691$8
SIMPLEX TRADING, LLC2,542$7
UBS Group AG1,671$5
Ameritas Investment Partners, Inc.1,617$5
Legal & General Group Plc1,596$5
Sterling Capital Management LLC1,263$4
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,055$3
EverSource Wealth Advisors, LLC840$2
AMALGAMATED BANK542$0
FLAGSHIP HARBOR ADVISORS, LLC479$1
CITIGROUP INC392$1
West Financial Advisors, LLC225$1
Allworth Financial LP129$0
Parallel Advisors, LLC124$0
Truvestments Capital LLC80$0
AlphaQuest LLC54$0
GAMMA Investing LLC52$0
Covestor Ltd51$0
True Wealth Design, LLC41$0
IFP Advisors, Inc19$0
ROTHSCHILD INVESTMENT LLC2$0
Total (68 institutions)5,712,143$15,020