LINEAGE CELL THERAPEUTICS IN

Ticker: LCTX CUSIP: 53566P109 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BROADWOOD CAPITAL INC49,560,992$82,767
VANGUARD GROUP INC9,644,276$16,106
Defender Capital, LLC.6,829,099$11,405
RAFFLES ASSOCIATES LP5,362,788$8,956
COMERICA BANK4,600,000$7,682
BlackRock, Inc.3,834,113$6,403
GEODE CAPITAL MANAGEMENT, LLC2,461,193$4,112
RENAISSANCE TECHNOLOGIES LLC2,404,800$4,016
MILLENNIUM MANAGEMENT LLC2,110,419$3,524
MORGAN STANLEY1,998,663$3,338
GOLDMAN SACHS GROUP INC1,438,746$2,403
MARSHALL WACE, LLP1,362,061$2,275
STATE STREET CORP1,016,211$1,697
JANE STREET GROUP, LLC1,004,794$1,678
SUSQUEHANNA INTERNATIONAL GROUP, LLP706,415$1,180
RED CRANE WEALTH MANAGEMENT, LLC597,263$997
CITADEL ADVISORS LLC507,052$847
NORTHERN TRUST CORP479,273$800
EAM Investors, LLC442,221$739
BARCLAYS PLC348,510$582
GSA CAPITAL PARTNERS LLP330,981$1
OMERS ADMINISTRATION Corp283,200$473
SEI INVESTMENTS CO269,311$450
TWO SIGMA INVESTMENTS, LP265,585$444
BRIDGEWAY CAPITAL MANAGEMENT, LLC221,000$369
McMillan Office, Inc.216,000$361
Qube Research & Technologies Ltd211,348$353
BANK OF AMERICA CORP /DE/197,849$330
FMR LLC191,960$321
UBS Group AG183,127$306
ExodusPoint Capital Management, LP181,694$303
Point72 Asset Management, L.P.159,408$266
CHARLES SCHWAB INVESTMENT MANAGEMENT INC129,909$217
COMMONWEALTH EQUITY SERVICES, LLC104,267$174
Williams Jones Wealth Management, LLC.101,300$169
HighTower Advisors, LLC98,370$164
Lighthouse Investment Partners, LLC84,600$141
RAYMOND JAMES FINANCIAL INC80,185$134
Hudson Bay Capital Management LP74,447$124
Voleon Capital Management LP70,968$119
CITIGROUP INC70,738$118
Squarepoint Ops LLC65,109$109
Catalyst Funds Management Pty Ltd62,400$104
NWAM LLC62,131$99
Jefferies Financial Group Inc.59,090$99
Fort Sheridan Advisors LLC55,177$92
CIBC WORLD MARKET INC.47,050$79
Beirne Wealth Consulting Services, LLC45,000$75
XTX Topco Ltd42,281$71
Jain Global LLC38,851$65
OSAIC HOLDINGS, INC.38,683$65
Rathbones Group PLC35,000$58
ORG Partners LLC34,600$58
TRUST CO OF TOLEDO NA /OH/33,795$56
Quadrature Capital Ltd30,632$51
Equitable Holdings, Inc.30,024$50
LPL Financial LLC27,785$46
Kestra Advisory Services, LLC27,747$46
SCOTIA CAPITAL INC.26,750$45
VICTORY CAPITAL MANAGEMENT INC25,058$42
TWO SIGMA SECURITIES, LLC23,598$39
IEQ CAPITAL, LLC23,447$39
Bank of New York Mellon Corp23,213$39
PFG Investments, LLC22,202$37
SummitTX Capital, L.P.21,319$36
Private Advisor Group, LLC20,058$33
CHAPIN DAVIS, INC.20,029$33
DLD Asset Management, LP20,000$33
Allegheny Financial Group LTD20,000$33
DEFINE FINANCIAL, LLC20,000$33
Tower Research Capital LLC (TRC)19,471$33
GC Wealth Management RIA, LLC18,714$31
Creative Planning18,207$30
WELLS FARGO & COMPANY/MN17,937$30
MAI Capital Management16,621$28
AssuredPartners Investment Advisors, LLC16,500$28
BNP PARIBAS ARBITRAGE, SA15,942$27
Elgethun Capital Management15,000$25
SkyOak Wealth, LLC15,000$25
SG Americas Securities, LLC14,789$0
Schonfeld Strategic Advisors LLC13,318$22
Mariner, LLC13,098$22
Lafayette Investments, Inc.13,000$22
OXFORD FINANCIAL GROUP LTD12,630$21
STONERIDGE INVESTMENT PARTNERS LLC12,540$0
Piscataqua Savings Bank12,499$21
Founders Capital Management12,000$20
TWO SIGMA ADVISERS, LP11,800$20
Farrow Financial, Inc.11,500$19
LAZARI CAPITAL MANAGEMENT, INC.10,500$18
Thrivent Financial for Lutherans10,000$0
SPROTT INC.10,000$17
BOOTHBAY FUND MANAGEMENT, LLC10,000$17
WoodTrust Financial Corp10,000$0
Quadrant Private Wealth Management, LLC10,000$17
Beverly Hills Private Wealth, LLC10,000$17
JPMORGAN CHASE & CO9,384$16
SBI Securities Co., Ltd.7,460$12
GROUP ONE TRADING, L.P.6,503$11
Rockefeller Capital Management L.P.5,507$9
22 other institutions20,829$30
Total (122 institutions)101,636,914$169,095