CIK: 0001000097 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value ($000): $2,068,353 (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | HORIZON PHARMA PLC | 6,682,618 | $108,125 | 5.2% | $17.27 | — | SHS | G4617B105 |
| SPY | SPDR S&P 500 ETF TR | 400,000 | $89,412 | 4.3% | — | — | Put | 78462F103 |
| — | HORIZON PHARMA PLC | 4,503,900 | $72,873 | 3.5% | $17.27 | — | Call | G4617B105 |
| IP | INTL PAPER CO | 1,237,866 | $65,681 | 3.2% | $29.88 | +4.6% | COM | 460146103 |
| UNP | UNION PAC CORP | 632,510 | $65,579 | 3.2% | $80.32 | 0.0% | COM | 907818108 |
| — | HESS CORP | 1,000,000 | $62,290 | 3.0% | — | — | Put | 42809H107 |
| — | APACHE CORP | 790,644 | $50,182 | 2.4% | $63.86 | — | COM | 037411105 |
| — | NOBLE ENERGY INC | 1,191,347 | $45,343 | 2.2% | $31.41 | — | COM | 655044105 |
| NWL | NEWELL BRANDS INC | 978,314 | $43,682 | 2.1% | $29.65 | +10.3% | COM | 651229106 |
| — | HORIZON PHARMA INVT LTD | 44,750,000 | $42,568 | 2.1% | $0.90 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| IWM | ISHARES TR | 300,000 | $40,455 | 2.0% | — | — | Put | 464287655 |
| TSN | TYSON FOODS INC | 652,655 | $40,256 | 1.9% | $51.69 | +0.6% | CL A | 902494103 |
| NXST | NEXSTAR BROADCASTING GROUP I | 609,869 | $38,605 | 1.9% | $36.44 | +22.6% | CL A | 65336K103 |
| LOW | LOWES COS INC | 524,786 | $37,323 | 1.8% | $60.04 | -0.4% | COM | 548661107 |
| HRTX | HERON THERAPEUTICS INC | 2,813,161 | $36,852 | 1.8% | $18.69 | -16.0% | COM | 427746102 |
| — | PINNACLE FOODS INC DEL | 650,000 | $34,743 | 1.7% | $48.91 | — | Call | 72348P104 |
| WMT | WAL-MART STORES INC | 500,000 | $34,560 | 1.7% | — | — | Put | 931142103 |
| — | WPX ENERGY INC | 2,345,210 | $34,170 | 1.7% | $9.48 | — | COM | 98212B103 |
| NTRS | NORTHERN TR CORP | 371,462 | $33,079 | 1.6% | $61.69 | 0.0% | COM | 665859104 |
| — | DELL TECHNOLOGIES INC | 568,368 | $31,243 | 1.5% | $48.99 | — | COM CL V | 24703L103 |
| LNC | LINCOLN NATL CORP IND | 457,070 | $30,290 | 1.5% | $40.64 | 0.0% | COM | 534187109 |
| C | CITIGROUP INC | 500,000 | $29,715 | 1.4% | $34.10 | +19.1% | Put | 172967424 |
| MDLZ | MONDELEZ INTL INC | 650,000 | $28,815 | 1.4% | $34.73 | 0.0% | Call | 609207105 |
| XLY | SELECT SECTOR SPDR TR | 350,000 | $28,490 | 1.4% | — | — | Put | 81369Y407 |
| XRT | SPDR SERIES TRUST | 600,000 | $26,442 | 1.3% | — | — | Put | 78464A714 |
| — | FLEXION THERAPEUTICS INC | 1,379,486 | $26,238 | 1.3% | $17.31 | — | COM | 33938J106 |
| — | CALLON PETE CO DEL | 1,649,869 | $25,358 | 1.2% | $15.63 | — | COM | 13123X102 |
| — | POWERSHS DB US DOLLAR INDEX | 917,900 | $24,288 | 1.2% | $26.46 | — | DOLL INDX BULL | 73936D107 |
| META | FACEBOOK INC | 206,668 | $23,777 | 1.1% | $121.96 | 0.0% | CL A | 30303M102 |
| GD | GENERAL DYNAMICS CORP | 137,370 | $23,718 | 1.1% | $134.10 | 0.0% | COM | 369550108 |
| FTV | FORTIVE CORP | 424,342 | $22,757 | 1.1% | $30.87 | +3.2% | COM | 34959J108 |
| LOW | LOWES COS INC | 300,000 | $21,336 | 1.0% | $60.04 | -0.4% | Put | 548661107 |
| — | DUNKIN BRANDS GROUP INC | 400,000 | $20,976 | 1.0% | — | — | Call | 265504100 |
| DVN | DEVON ENERGY CORP NEW | 450,506 | $20,575 | 1.0% | $16.97 | +83.5% | COM | 25179M103 |
| CL | COLGATE PALMOLIVE CO | 300,000 | $19,632 | 0.9% | — | — | Call | 194162103 |
| ADM | ARCHER DANIELS MIDLAND CO | 400,000 | $18,260 | 0.9% | $33.77 | 0.0% | Call | 039483102 |
| XBI | SPDR SERIES TRUST | 300,000 | $17,757 | 0.9% | $59.19 | — | Put | 78464A870 |
| MO | ALTRIA GROUP INC | 262,483 | $17,749 | 0.9% | $33.98 | 0.0% | COM | 02209S103 |
| AAL | AMERICAN AIRLS GROUP INC | 815,000 | $17,627 | 0.9% | $32.86 | +28.0% | COM | 02376R102 |
| SGI | TEMPUR SEALY INTL INC | 256,174 | $17,492 | 0.8% | $17.83 | -16.3% | COM | 88023U101 |
| ADNT | ADIENT PLC | 289,435 | $16,961 | 0.8% | $50.50 | 0.0% | ORD SHS | G0084W101 |
| SHW | SHERWIN WILLIAMS CO | 62,878 | $16,898 | 0.8% | $87.42 | -6.9% | COM | 824348106 |
| LXRX | LEXICON PHARMACEUTICALS INC | 1,217,575 | $16,839 | 0.8% | $14.16 | +13.3% | COM NEW | 528872302 |
| AMZN | AMAZON COM INC | 21,786 | $16,337 | 0.8% | $38.27 | +2.4% | COM | 023135106 |
| LITE | LUMENTUM HLDGS INC | 408,064 | $15,772 | 0.8% | $28.43 | +40.0% | COM | 55024U109 |
| LEN | LENNAR CORP | 367,125 | $15,761 | 0.8% | $40.40 | -8.6% | CL A | 526057104 |
| — | DOW CHEM CO | 274,912 | $15,730 | 0.8% | $57.22 | — | COM | 260543103 |
| CSX | CSX CORP | 426,989 | $15,342 | 0.7% | $8.64 | +14.4% | COM | 126408103 |
| CRM | SALESFORCE COM INC | 211,140 | $14,455 | 0.7% | $71.70 | 0.0% | COM | 79466L302 |
| — | SAGE THERAPEUTICS INC | 274,339 | $14,008 | 0.7% | $40.08 | — | COM | 78667J108 |
| MNST | MONSTER BEVERAGE CORP NEW | 312,645 | $13,863 | 0.7% | $22.88 | +0.1% | COM | 61174X109 |
| HRTX | HERON THERAPEUTICS INC | 1,035,000 | $13,559 | 0.7% | $18.69 | -16.0% | Call | 427746102 |
| LUV | SOUTHWEST AIRLS CO | 259,200 | $12,919 | 0.6% | $40.16 | 0.0% | COM | 844741108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,200,000 | $12,600 | 0.6% | $10.50 | — | CL A | G4182A102 |
| TMUS | T MOBILE US INC | 209,845 | $12,068 | 0.6% | $39.62 | +27.6% | COM | 872590104 |
| CLX | CLOROX CO DEL | 100,000 | $12,002 | 0.6% | — | — | Call | 189054109 |
| NOMD | NOMAD HLDGS LTD | 1,240,090 | $11,868 | 0.6% | $8.86 | +23.3% | USD ORD SHS | G6564A105 |
| XBI | SPDR SERIES TRUST | 200,000 | $11,838 | 0.6% | $59.19 | — | Call | 78464A870 |
| — | PINNACLE FOODS INC DEL | 218,077 | $11,656 | 0.6% | $48.91 | — | COM | 72348P104 |
| LLY | LILLY ELI & CO | 150,900 | $11,099 | 0.5% | — | — | Call | 532457108 |
| — | E TRADE FINANCIAL CORP | 309,088 | $10,710 | 0.5% | $34.65 | — | COM NEW | 269246401 |
| — | SAGE THERAPEUTICS INC | 200,000 | $10,212 | 0.5% | $40.08 | — | Put | 78667J108 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 173,500 | $9,789 | 0.5% | $49.27 | 0.0% | COM | 45866F104 |
| VOYA | VOYA FINL INC | 245,700 | $9,636 | 0.5% | $31.62 | 0.0% | COM | 929089100 |
| — | OTONOMY INC | 604,860 | $9,617 | 0.5% | $16.77 | — | COM | 68906L105 |
| — | SYNERGY PHARMACEUTICALS DEL | 1,568,487 | $9,552 | 0.5% | $3.84 | — | COM NEW | 871639308 |
| — | ATHENE HLDG LTD | 192,308 | $8,537 | 0.4% | $44.39 | — | CL A | G0684D107 |
| CHD | CHURCH & DWIGHT INC | 190,000 | $8,396 | 0.4% | $40.50 | 0.0% | COM | 171340102 |
| — | LIBERTY MEDIA CORP | 14,000,000 | $8,330 | 0.4% | $0.67 | — | DEB 4.000%11/1 | 530715AG6 |
| AZN | ASTRAZENECA PLC | 301,700 | $8,242 | 0.4% | — | — | Call | 046353108 |
| — | RETROPHIN INC | 413,591 | $7,829 | 0.4% | $22.10 | — | COM | 761299106 |
| — | VERSARTIS INC | 511,610 | $7,623 | 0.4% | $16.56 | — | COM | 92529L102 |
| XLE | SELECT SECTOR SPDR TR | 100,000 | $7,532 | 0.4% | $75.32 | — | SBI INT-ENERGY | 81369Y506 |
| — | SINCLAIR BROADCAST GROUP INC | 225,671 | $7,526 | 0.4% | $32.27 | — | CL A | 829226109 |
| XBI | SPDR SERIES TRUST | 125,000 | $7,399 | 0.4% | $59.19 | — | S&P BIOTECH | 78464A870 |
| — | TORCHMARK CORP | 99,934 | $7,371 | 0.4% | $73.76 | — | COM | 891027104 |
| — | SUNPOWER CORP | 10,000,000 | $7,131 | 0.3% | $0.71 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | NOVAN INC | 262,625 | $7,096 | 0.3% | $21.86 | — | COM | 66988N106 |
| PLAY | DAVE & BUSTERS ENTMT INC | 125,884 | $7,087 | 0.3% | $46.46 | 0.0% | COM | 238337109 |
| ULTA | ULTA SALON COSMETCS & FRAG I | 27,000 | $6,883 | 0.3% | $249.77 | 0.0% | COM | 90384S303 |
| — | NAVIGATORS GROUP INC | 57,798 | $6,806 | 0.3% | $117.75 | — | COM | 638904102 |
| VNDA | VANDA PHARMACEUTICALS INC | 418,732 | $6,679 | 0.3% | $10.88 | +47.7% | COM | 921659108 |
| PTCT | PTC THERAPEUTICS INC | 605,000 | $6,601 | 0.3% | $10.49 | 0.0% | COM | 69366J200 |
| FATE | FATE THERAPEUTICS INC | 2,615,847 | $6,566 | 0.3% | $5.33 | -49.7% | COM | 31189P102 |
| — | CSRA INC | 200,000 | $6,368 | 0.3% | $31.84 | — | COM | 12650T104 |
| DAL | DELTA AIR LINES INC DEL | 125,000 | $6,149 | 0.3% | $40.91 | 0.0% | COM NEW | 247361702 |
| — | INOTEK PHARMACEUTICALS CORP | 5,700,000 | $5,928 | 0.3% | $1.35 | — | NOTE 5.750% 8/0 | 45780VAB8 |
| KRE | SPDR SERIES TRUST | 100,000 | $5,557 | 0.3% | $55.57 | — | S&P REGL BKG | 78464A698 |
| TJX | TJX COS INC NEW | 73,400 | $5,515 | 0.3% | $33.23 | 0.0% | COM | 872540109 |
| — | ALEXION PHARMACEUTICALS INC | 45,000 | $5,506 | 0.3% | $122.36 | — | COM | 015351109 |
| GLPI | GAMING & LEISURE PPTYS INC | 178,954 | $5,480 | 0.3% | $34.48 | — | COM | 36467J108 |
| — | DR PEPPER SNAPPLE GROUP INC | 57,041 | $5,172 | 0.3% | $90.67 | — | COM | 26138E109 |
| — | AMAG PHARMACEUTICALS INC | 145,474 | $5,062 | 0.2% | $24.51 | — | COM | 00163U106 |
| DAN | DANA INCORPORATED | 261,040 | $4,955 | 0.2% | $13.83 | 0.0% | COM | 235825205 |
| TRGP | TARGA RES CORP | 86,694 | $4,861 | 0.2% | $28.14 | +22.0% | COM | 87612G101 |
| — | TRINA SOLAR LIMITED | 5,000,000 | $4,763 | 0.2% | $0.85 | — | DBCV 3.500% 6/1 | 89628EAC8 |
| — | GREAT ELM CAP GROUP INC | 1,269,197 | $4,759 | 0.2% | $3.75 | — | COM NEW | 39036P209 |
| — | ENTELLUS MED INC | 250,756 | $4,757 | 0.2% | $21.38 | — | COM | 29363K105 |
| — | ANTARES PHARMA INC | 2,016,830 | $4,699 | 0.2% | $2.84 | — | COM | 036642106 |
| — | ARCONIC INC | 236,000 | $4,375 | 0.2% | $18.54 | — | COM | 03965L100 |
| — | INVUITY INC | 723,432 | $4,160 | 0.2% | $10.98 | — | COM NEW | 46187J205 |
| LXRX | LEXICON PHARMACEUTICALS INC | 300,000 | $4,149 | 0.2% | $14.16 | +13.3% | Call | 528872302 |
| — | MELLANOX TECHNOLOGIES LTD | 92,443 | $3,781 | 0.2% | $43.39 | — | SHS | M51363113 |
| BLMN | BLOOMIN BRANDS INC | 175,000 | $3,155 | 0.2% | $14.30 | 0.0% | COM | 094235108 |
| EAT | BRINKER INTL INC | 60,000 | $2,972 | 0.1% | $45.35 | 0.0% | COM | 109641100 |
| — | RECRO PHARMA INC | 311,072 | $2,507 | 0.1% | $8.35 | — | COM | 75629F109 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 3,000 | $2,287 | 0.1% | $960.44 | — | PFD CONV SER A | G0177J116 |
| ADM | ARCHER DANIELS MIDLAND CO | 50,000 | $2,283 | 0.1% | $33.77 | 0.0% | COM | 039483102 |
| — | COLUCID PHARMACEUTICALS INC | 60,461 | $2,201 | 0.1% | $38.15 | — | COM | 19716T101 |
| PTCT | PTC THERAPEUTICS INC | 200,000 | $2,182 | 0.1% | $10.49 | 0.0% | Call | 69366J200 |
| — | SHIRE PLC | 11,900 | $2,028 | 0.1% | $170.42 | — | SPONSORED ADR | 82481R106 |
| — | CYMABAY THERAPEUTICS INC | 941,348 | $1,629 | 0.1% | $1.93 | — | COM | 23257D103 |
| — | ALCOBRA LTD | 650,000 | $1,365 | 0.1% | $2.33 | — | SHS | M2239P109 |
| KR | KROGER CO | 35,000 | $1,208 | 0.1% | $27.40 | -1.6% | COM | 501044101 |
| — | NIVALIS THERAPEUTICS INC | 519,910 | $1,165 | 0.1% | $9.37 | — | COM | 65481J109 |
| — | ARIAD PHARMACEUTICALS INC | 80,000 | $995 | 0.0% | — | — | Put | 04033A100 |
| — | JAGUAR ANIMAL HEALTH INC | 1,297,815 | $917 | 0.0% | $2.90 | — | COM | 47008L106 |
| CPRX | CATALYST PHARMACEUTICALS INC | 756,311 | $794 | 0.0% | $1.14 | 0.0% | COM | 14888U101 |
| MDLZ | MONDELEZ INTL INC | 14,951 | $663 | 0.0% | $34.73 | 0.0% | CL A | 609207105 |
| — | TONIX PHARMACEUTICALS HLDG C | 696,455 | $327 | 0.0% | $5.67 | — | COM NEW | 890260201 |
| — | KADMON HLDGS INC | 54,333 | $287 | 0.0% | $6.98 | — | COM | 48283N106 |
| — | DYNAVAX TECHNOLOGIES CORP | 65,100 | $257 | 0.0% | $14.58 | — | Call | 268158201 |
| — | OPHTHOTECH CORP | 20,000 | $97 | 0.0% | — | — | Call | 683745103 |