CIK: 0001000097 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $2,181,167 (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,763,300 | $381,402 | 17.5% | — | — | Put | 78462F103 |
| NWL | NEWELL BRANDS INC | 2,423,128 | $127,602 | 5.9% | $29.65 | +17.5% | COM | 651229106 |
| — | HORIZON PHARMA PLC | 6,816,903 | $123,590 | 5.7% | $17.27 | — | SHS | G4617B105 |
| AMZN | AMAZON COM INC | 94,157 | $78,839 | 3.6% | $38.27 | 0.0% | COM | 023135106 |
| — | HORIZON PHARMA PLC | 3,650,700 | $66,187 | 3.0% | $17.27 | — | Call | G4617B105 |
| — | APACHE CORP | 761,308 | $48,625 | 2.2% | $63.87 | — | COM | 037411105 |
| NXST | NEXSTAR BROADCASTING GROUP I | 814,973 | $47,032 | 2.2% | $36.44 | +12.2% | CL A | 65336K103 |
| IP | INTL PAPER CO | 973,831 | $46,724 | 2.1% | $29.51 | 0.0% | COM | 460146103 |
| HRTX | HERON THERAPEUTICS INC | 2,695,997 | $46,452 | 2.1% | $18.82 | -1.4% | COM | 427746102 |
| — | NOBLE ENERGY INC | 1,202,805 | $42,988 | 2.0% | $31.41 | — | COM | 655044105 |
| — | CDK GLOBAL INC | 721,134 | $41,364 | 1.9% | $41.47 | — | COM | 12508E101 |
| — | HORIZON PHARMA INVT LTD | 42,250,000 | $40,850 | 1.9% | $0.89 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| HLF | HERBALIFE LTD | 637,449 | $39,515 | 1.8% | $31.19 | +1.2% | COM USD SHS | G4412G101 |
| GOOGL | ALPHABET INC | 47,543 | $38,227 | 1.8% | $36.66 | +5.9% | CAP STK CL A | 02079K305 |
| KBE | SPDR SERIES TRUST | 1,002,200 | $33,453 | 1.5% | — | — | Call | 78464A797 |
| C | CITIGROUP INC | 694,733 | $32,812 | 1.5% | $34.10 | +0.1% | COM NEW | 172967424 |
| — | WPX ENERGY INC | 2,359,722 | $31,125 | 1.4% | $9.48 | — | COM | 98212B103 |
| — | PINNACLE FOODS INC DEL | 613,226 | $30,766 | 1.4% | $48.91 | — | COM | 72348P104 |
| FTV | FORTIVE CORP | 511,333 | $26,027 | 1.2% | $30.87 | 0.0% | COM | 34959J108 |
| CB | CHUBB LIMITED | 193,705 | $24,339 | 1.1% | $103.75 | +3.4% | COM | H1467J104 |
| C | CITIGROUP INC | 501,100 | $23,667 | 1.1% | $34.10 | +0.1% | Call | 172967424 |
| — | SAGE THERAPEUTICS INC | 506,990 | $23,347 | 1.1% | $40.08 | — | COM | 78667J108 |
| — | DELL TECHNOLOGIES INC | 473,643 | $22,640 | 1.0% | $47.80 | — | COM CL V | 24703L103 |
| LEN | LENNAR CORP | 519,532 | $21,997 | 1.0% | $40.40 | 0.0% | CL A | 526057104 |
| DVN | DEVON ENERGY CORP NEW | 497,625 | $21,950 | 1.0% | $16.97 | +68.4% | COM | 25179M103 |
| — | FLEXION THERAPEUTICS INC | 1,067,621 | $20,861 | 1.0% | $16.81 | — | COM | 33938J106 |
| DHR | DANAHER CORP DEL | 260,871 | $20,450 | 0.9% | $40.08 | +67.8% | COM | 235851102 |
| — | CALLON PETE CO DEL | 1,280,198 | $20,099 | 0.9% | $15.70 | — | COM | 13123X102 |
| CMA | COMERICA INC | 420,623 | $19,904 | 0.9% | $29.09 | +6.9% | COM | 200340107 |
| GIS | GENERAL MLS INC | 300,000 | $19,164 | 0.9% | — | — | Call | 370334104 |
| TSN | TYSON FOODS INC | 223,309 | $16,674 | 0.8% | $51.07 | +13.3% | CL A | 902494103 |
| LOW | LOWES COS INC | 229,616 | $16,581 | 0.8% | $60.33 | +8.4% | COM | 548661107 |
| LITE | LUMENTUM HLDGS INC | 369,052 | $15,415 | 0.7% | $27.23 | +20.8% | COM | 55024U109 |
| NOMD | NOMAD HLDGS LTD | 1,278,750 | $15,115 | 0.7% | $8.86 | +13.5% | USD ORD SHS | G6564A105 |
| EXP | EAGLE MATERIALS INC | 193,305 | $14,942 | 0.7% | $76.77 | 0.0% | COM | 26969P108 |
| AAL | AMERICAN AIRLS GROUP INC | 838,238 | $14,641 | 0.7% | $32.86 | +3.5% | COM | 02376R102 |
| LXRX | LEXICON PHARMACEUTICALS INC | 809,666 | $14,631 | 0.7% | $13.21 | +21.9% | COM NEW | 528872302 |
| TMUS | T MOBILE US INC | 312,500 | $14,600 | 0.7% | $39.62 | +11.9% | COM | 872590104 |
| SGI | TEMPUR SEALY INTL INC | 254,700 | $14,452 | 0.7% | $17.83 | 0.0% | COM | 88023U101 |
| — | EXPRESS SCRIPTS HLDG CO | 200,400 | $14,134 | 0.6% | — | — | Put | 30219G108 |
| EXEL | EXELIXIS INC | 1,100,700 | $14,078 | 0.6% | $5.66 | +91.1% | Call | 30161Q104 |
| SHW | SHERWIN WILLIAMS CO | 49,880 | $13,800 | 0.6% | $89.00 | 0.0% | COM | 824348106 |
| — | DIPEXIUM PHARMACEUTICALS INC | 946,223 | $13,720 | 0.6% | $10.71 | — | COM | 25456J104 |
| — | GW PHARMACEUTICALS PLC | 100,100 | $13,286 | 0.6% | — | — | Put | 36197T103 |
| XBI | SPDR SERIES TRUST | 200,300 | $13,278 | 0.6% | — | — | Put | 78464A870 |
| — | DYNAVAX TECHNOLOGIES CORP | 1,205,300 | $12,644 | 0.6% | $14.58 | — | Call | 268158201 |
| PBF | PBF ENERGY INC | 531,700 | $12,038 | 0.6% | $31.97 | -29.7% | CL A | 69318G106 |
| FLS | FLOWSERVE CORP | 249,300 | $12,026 | 0.6% | $39.24 | 0.0% | COM | 34354P105 |
| LMT | LOCKHEED MARTIN CORP | 48,066 | $11,522 | 0.5% | $194.84 | 0.0% | COM | 539830109 |
| — | MELLANOX TECHNOLOGIES LTD | 249,913 | $10,809 | 0.5% | $43.39 | — | SHS | M51363113 |
| — | ENDURANCE SPECIALTY HLDGS LT | 161,700 | $10,583 | 0.5% | $66.54 | — | SHS | G30397106 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 12,500 | $10,269 | 0.5% | $960.44 | — | PFD CONV SER A | G0177J116 |
| CSX | CSX CORP | 333,320 | $10,166 | 0.5% | $8.29 | 0.0% | COM | 126408103 |
| TAP/A | MOLSON COORS BREWING CO | 89,473 | $9,824 | 0.5% | $101.05 | 0.0% | CL A | 60871R100 |
| BXMT | BLACKSTONE MTG TR INC | 324,000 | $9,542 | 0.4% | $29.45 | — | COM CL A | 09257W100 |
| — | SINCLAIR BROADCAST GROUP INC | 322,779 | $9,322 | 0.4% | $32.27 | — | CL A | 829226109 |
| — | SYNERGY PHARMACEUTICALS DEL | 1,638,410 | $9,028 | 0.4% | $3.84 | — | COM NEW | 871639308 |
| — | OTONOMY INC | 495,074 | $9,005 | 0.4% | $16.97 | — | COM | 68906L105 |
| — | WESTROCK CO | 182,155 | $8,831 | 0.4% | $39.03 | — | COM | 96145D105 |
| FATE | FATE THERAPEUTICS INC | 2,827,889 | $8,823 | 0.4% | $5.33 | -54.4% | COM | 31189P102 |
| MDLZ | MONDELEZ INTL INC | 200,000 | $8,780 | 0.4% | — | — | Call | 609207105 |
| — | LIBERTY MEDIA CORP | 14,000,000 | $8,645 | 0.4% | $0.67 | — | DEB 4.000%11/1 | 530715AG6 |
| — | RETROPHIN INC | 380,075 | $8,506 | 0.4% | $22.38 | — | COM | 761299106 |
| GLPI | GAMING & LEISURE PPTYS INC | 242,925 | $8,126 | 0.4% | $34.48 | — | COM | 36467J108 |
| LLY | LILLY ELI & CO | 100,800 | $8,090 | 0.4% | — | — | Call | 532457108 |
| PG | PROCTER AND GAMBLE CO | 89,985 | $8,076 | 0.4% | $67.52 | 0.0% | COM | 742718109 |
| — | KELLOGG CO | 100,000 | $7,747 | 0.4% | — | — | Call | 487836108 |
| — | INOTEK PHARMACEUTICALS CORP | 5,700,000 | $7,670 | 0.4% | $1.35 | — | NOTE 5.750% 8/0 | 45780VAB8 |
| VNDA | VANDA PHARMACEUTICALS INC | 452,200 | $7,525 | 0.3% | $10.67 | +26.1% | Call | 921659108 |
| — | VALEANT PHARMACEUTICALS INTL | 300,700 | $7,382 | 0.3% | — | — | Call | 91911K102 |
| CCEP | COCA COLA EUROPEAN PARTNERS | 178,808 | $7,134 | 0.3% | $29.28 | 0.0% | SHS | G25839104 |
| — | TESARO INC | 68,608 | $6,877 | 0.3% | $100.24 | — | COM | 881569107 |
| VNDA | VANDA PHARMACEUTICALS INC | 402,456 | $6,697 | 0.3% | $10.67 | +26.1% | COM | 921659108 |
| — | AMAG PHARMACEUTICALS INC | 272,526 | $6,680 | 0.3% | $24.51 | — | COM | 00163U106 |
| PEP | PEPSICO INC | 59,920 | $6,517 | 0.3% | $81.08 | 0.0% | COM | 713448108 |
| MNST | MONSTER BEVERAGE CORP NEW | 43,659 | $6,410 | 0.3% | $22.81 | +13.8% | COM | 61174X109 |
| — | INVUITY INC | 464,150 | $6,368 | 0.3% | $13.90 | — | COM NEW | 46187J205 |
| — | DYNAVAX TECHNOLOGIES CORP | 571,555 | $5,996 | 0.3% | $14.58 | — | COM NEW | 268158201 |
| — | COLUCID PHARMACEUTICALS INC | 154,963 | $5,912 | 0.3% | $38.15 | — | COM | 19716T101 |
| — | VERSARTIS INC | 481,056 | $5,893 | 0.3% | $16.66 | — | COM | 92529L102 |
| HOPE | HOPE BANCORP INC | 316,339 | $5,495 | 0.3% | $16.20 | 0.0% | COM | 43940T109 |
| — | KLX INC | 151,208 | $5,323 | 0.2% | $35.20 | — | COM | 482539103 |
| STZ | CONSTELLATION BRANDS INC | 30,790 | $5,126 | 0.2% | $143.07 | 0.0% | CL A | 21036P108 |
| — | ENTELLUS MED INC | 228,647 | $5,071 | 0.2% | $21.62 | — | COM | 29363K105 |
| — | TESARO INC | 50,100 | $5,022 | 0.2% | $100.24 | — | Call | 881569107 |
| — | TRINA SOLAR LIMITED | 5,000,000 | $4,869 | 0.2% | $0.85 | — | DBCV 3.500% 6/1 | 89628EAC8 |
| GILD | GILEAD SCIENCES INC | 58,668 | $4,642 | 0.2% | $57.78 | 0.0% | COM | 375558103 |
| — | NIVALIS THERAPEUTICS INC | 541,700 | $4,404 | 0.2% | $9.37 | — | COM | 65481J109 |
| VIRT | VIRTU FINL INC | 288,408 | $4,317 | 0.2% | $16.85 | 0.0% | CL A | 928254101 |
| — | NOVAN INC | 197,940 | $3,994 | 0.2% | $20.18 | — | COM | 66988N106 |
| — | ZELTIQ AESTHETICS INC | 100,000 | $3,922 | 0.2% | — | — | Put | 98933Q108 |
| — | AERIE PHARMACEUTICALS INC | 100,000 | $3,774 | 0.2% | — | — | Put | 00771V108 |
| EBS | EMERGENT BIOSOLUTIONS INC | 103,400 | $3,260 | 0.1% | — | — | Call | 29089Q105 |
| SRPT | SAREPTA THERAPEUTICS INC | 50,000 | $3,071 | 0.1% | — | — | Put | 803607100 |
| HCA | HCA HOLDINGS INC | 40,496 | $3,063 | 0.1% | $64.77 | +9.9% | COM | 40412C101 |
| TRGP | TARGA RES CORP | 60,400 | $2,966 | 0.1% | $25.45 | +13.5% | COM | 87612G101 |
| KR | KROGER CO | 99,200 | $2,944 | 0.1% | $27.40 | 0.0% | COM | 501044101 |
| — | ANTARES PHARMA INC | 1,626,738 | $2,733 | 0.1% | $2.96 | — | COM | 036642106 |
| — | GREAT ELM CAP GROUP INC | 545,020 | $2,556 | 0.1% | $6.59 | — | COM | 39036P100 |
| — | DEPOMED INC | 100,000 | $2,497 | 0.1% | — | — | Put | 249908104 |
| INFY | INFOSYS LTD | 138,100 | $2,179 | 0.1% | — | — | Put | 456788108 |
| — | CYMABAY THERAPEUTICS INC | 958,822 | $1,860 | 0.1% | $1.93 | — | COM | 23257D103 |
| — | AXOVANT SCIENCES LTD | 124,188 | $1,739 | 0.1% | $14.00 | — | COM | G0750W104 |
| AZN | ASTRAZENECA PLC | 51,700 | $1,699 | 0.1% | — | — | Call | 046353108 |
| EXEL | EXELIXIS INC | 131,757 | $1,685 | 0.1% | $5.66 | +91.1% | COM | 30161Q104 |
| KNSL | KINSALE CAP GROUP INC | 75,000 | $1,650 | 0.1% | $19.59 | 0.0% | COM | 49714P108 |
| — | OPHTHOTECH CORP | 33,100 | $1,527 | 0.1% | — | — | Call | 683745103 |
| — | ARIAD PHARMACEUTICALS INC | 100,000 | $1,369 | 0.1% | — | — | Put | 04033A100 |
| — | JAGUAR ANIMAL HEALTH INC | 1,008,642 | $1,291 | 0.1% | $3.52 | — | COM | 47008L106 |
| HIG | HARTFORD FINL SVCS GROUP INC | 29,444 | $1,261 | 0.1% | $34.16 | 0.0% | COM | 416515104 |
| — | KEMPHARM INC | 259,967 | $1,167 | 0.1% | $16.78 | — | COM | 488445107 |
| — | RECRO PHARMA INC | 115,000 | $1,017 | 0.0% | $8.84 | — | COM | 75629F109 |
| — | ALCOBRA LTD | 396,800 | $980 | 0.0% | $2.47 | — | SHS | M2239P109 |
| — | TONIX PHARMACEUTICALS HLDG C | 1,227,832 | $856 | 0.0% | $5.67 | — | COM NEW | 890260201 |
| — | MEDIWOUND LTD | 84,590 | $651 | 0.0% | $8.54 | — | ORD SHS | M68830104 |
| — | KADMON HLDGS INC | 54,333 | $379 | 0.0% | $6.98 | — | COM | 48283N106 |