Location: Incline Village, NV
CIK: 0001009012 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 25, 2021
Total Value: $1.144B (9.1% shares, 90.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | AKAMAI TECH | 65,375,000 | $71.6M | 6.3% | $1.10 | $1.12 | — | NOTE 0.375% 9/0 | 00971TAL5 |
| — | LIBERTY MEDIA | 45,993,000 | $62.76M | 5.5% | $1.36 | $1.03 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | KAMAN CORPORATION | 59,834,000 | $60.88M | 5.3% | $1.02 | $1.12 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | PIONEER NATURAL RESOURCES | 37,205,000 | $60.14M | 5.3% | $1.62 | $1.60 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | JAZZ INVESTMENTS I | 37,190,000 | $43.05M | 3.8% | $1.16 | $1.28 | — | NOTE 2.000% 6/1 | 472145AF8 |
| — | INTERDIGITAL, INC | 33,056,000 | $35.82M | 3.1% | $1.08 | $1.04 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| — | CNX RESOURCES | 27,548,000 | $34.44M | 3.0% | $1.25 | $1.27 | — | NOTE 2.250% 5/0 | 12653CAG3 |
| — | ILLUMINA INC | 29,290,000 | $34.38M | 3.0% | $1.17 | $1.14 | — | NOTE 8/1 | 452327AK5 |
| — | SMART GLOBAL HOLDINGS | 25,240,000 | $33.16M | 2.9% | $1.31 | $1.32 | — | NOTE 2.250% 2/1 | 83205YAB0 |
| — | PEBBLEBROOK HOTEL TRUST | 24,170,000 | $27.07M | 2.4% | $1.12 | $1.08 | — | NOTE 1.750%12/1 | 70509VAA8 |
| — | EURONET WORLDWIDE INC | 24,340,000 | $27.02M | 2.4% | $1.11 | $1.10 | — | NOTE 0.750% 3/1 | 298736AL3 |
| — | LUMENTUM HOLDINGS | 23,747,000 | $26.1M | 2.3% | $1.10 | $1.17 | — | NOTE 0.500%12/1 | 55024UAD1 |
| — | SEA LIMITED | 24,650,000 | $24.98M | 2.2% | $1.01 | $1.01 | — | NOTE 0.250% 9/1 | 81141RAG5 |
| — | AIR TRANSPORT SERVICES GROUP | 22,971,000 | $24.75M | 2.2% | $1.08 | $0.96 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | PARSONS | 21,610,000 | $21.73M | 1.9% | $1.01 | $1.01 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| — | SPLUNK | 20,665,000 | $20.62M | 1.8% | $1.00 | $0.98 | — | NOTE 1.125% 6/1 | 848637AF1 |
| — | REVANCE THERAPEUTICS | 15,910,000 | $18.34M | 1.6% | $1.15 | $1.12 | — | NOTE 1.750% 2/1 | 761330AB5 |
| — | PINDUODUO | 18,055,000 | $16.79M | 1.5% | $0.93 | $1.22 | — | NOTE 12/0 | 722304AC6 |
| — | URBAN ONE | 2,413,966 | $16.44M | 1.4% | $6.81 | $1.98 | — | CL D NON VTG | 91705J204 |
| — | MIDDLEBY | 11,495,000 | $16.43M | 1.4% | $1.43 | $1.43 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | COUPA SOFTWARE | 14,850,000 | $16.15M | 1.4% | $1.09 | $1.14 | — | NOTE 0.375% 6/1 | 22266LAF3 |
| — | HC2 HOLDINGS | 12,363,000 | $15.18M | 1.3% | $1.23 | $1.17 | — | NOTE 7.500% 8/0 | 404139AG2 |
| — | ZYNGA | 13,275,000 | $15.17M | 1.3% | $1.14 | $1.14 | — | NOTE 0.250% 6/0 | 98986TAB4 |
| — | WINNEBAGO INDUSTRIES | 11,264,000 | $14.98M | 1.3% | $1.33 | $1.29 | — | NOTE 1.500% 4/0 | 974637AB6 |
| — | NRG ENERGY, INC | 12,390,000 | $14.57M | 1.3% | $1.18 | $1.14 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | PETIQ INC | 11,903,000 | $14.22M | 1.2% | $1.19 | $1.19 | — | NOTE 4.000% 6/0 | 71639TAB2 |
| — | FLEXION THERAPEUTICS | 15,688,000 | $14.02M | 1.2% | $0.89 | $1.13 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| — | MESA LABORATORIES | 11,112,000 | $13.6M | 1.2% | $1.22 | $1.10 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | SSR MINING | 11,573,000 | $13.24M | 1.2% | $1.14 | $1.15 | — | NOTE 2.500% 4/0 | 784730AB9 |
| CMLS | CUMULUS MEDIA INC | 1,022,793 | $12.6M | 1.1% | $12.32 * | $12.41 | -2.9% | COM CL A | 231082801 |
| — | RINGCENTRAL | 13,380,000 | $12.54M | 1.1% | $0.94 | $0.94 | — | NOTE 3/1 | 76680RAH0 |
| — | SIXTH STREET SPECIALTY LENDING | 9,595,000 | $11.38M | 1.0% | $1.19 | $1.12 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | SUMMIT HOTEL PROPERTIES | 10,300,000 | $10.92M | 1.0% | $1.06 | $1.06 | — | NOTE 1.500% 2/1 | 866082AA8 |
| — | 1LIFE HEALTHCARE | 11,200,000 | $10.69M | 0.9% | $0.95 | $0.95 | — | NOTE 3.000% 6/1 | 68269GAB3 |
| — | WESTERN DIGITAL CORP | 10,425,000 | $10.55M | 0.9% | $1.01 | $1.07 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | HELIX ENERGY SOLUTIONS GROUP | 9,829,000 | $10.27M | 0.9% | $1.04 | $0.81 | — | NOTE 6.750% 2/1 | 42330PAK3 |
| — | AKAMAI TECH | 8,310,000 | $10.1M | 0.9% | $1.21 | $1.08 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | CYBERARK SOFTWARE | 8,439,000 | $10.03M | 0.9% | $1.19 | $1.16 | — | NOTE 11/1 | 23248VAB1 |
| — | SOLAREDGE TECHNOLOGIES | 7,500,000 | $9.267M | 0.8% | $1.24 | $1.24 | — | NOTE 9/1 | 83417MAD6 |
| BHR | BRAEMAR HOTELS & RESORTS | 1,730,181 | $8.391M | 0.7% | $4.85 | $5.76 | — | COM | 10482B101 |
| — | ARES CAPITAL CORPORATION | 7,750,000 | $8.351M | 0.7% | $1.08 | $1.08 | — | NOTE 3.750% 2/0 | 04010LAT0 |
| — | OKTA | 6,556,000 | $8.047M | 0.7% | $1.23 | $1.25 | — | NOTE 0.375% 6/1 | 679295AF2 |
| — | INSMED | 7,105,000 | $7.802M | 0.7% | $1.10 | $1.11 | — | NOTE 0.750% 6/0 | 457669AB5 |
| — | BLUEKNIGHT ENERGY PARTNERS | 2,402,670 | $7.328M | 0.6% | $3.05 | $1.62 | — | COM UNIT | 09625U109 |
| — | PROSPECT CAPITAL CORPORATION | 6,580,000 | $7.263M | 0.6% | $1.10 | $1.00 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | HOPE BANCORP | 6,386,000 | $6.322M | 0.6% | $0.99 | $0.91 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| CCO | CLEAR CHANNEL HOLDINGS, INC | 2,227,044 | $6.035M | 0.5% | $2.71 * | $3.21 | -22.3% | COM | 18453H106 |
| — | NEOGENOMICS | 5,915,000 | $5.997M | 0.5% | $1.01 | $1.02 | — | NOTE 0.250% 1/1 | 64049MAB6 |
| OXY/WS | OCCIDENTAL PETROLEUM | 500,000 | $5.898M | 0.5% | $11.80 | $6.81 | — | *W EXP 08/03/202 | 674599162 |
| — | ARES CAPITAL CORP | 5,161,000 | $5.729M | 0.5% | $1.11 | $1.11 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | VAREX IMAGING | 3,236,000 | $4.99M | 0.4% | $1.54 | $1.48 | — | NOTE 4.000% 6/0 | 92214XAB2 |
| — | TEEKAY | 4,860,000 | $4.811M | 0.4% | $0.99 | $0.81 | — | NOTE 5.000% 1/1 | 87900YAE3 |
| — | ATLAS AIR WORLDWIDE HOLDINGS, INC | 3,279,000 | $4.757M | 0.4% | $1.45 | $1.16 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | SOUTHWEST AIRLINES | 3,110,000 | $4.646M | 0.4% | $1.49 | $1.20 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | RINGCENTRAL | 4,462,000 | $4.42M | 0.4% | $0.99 | $1.09 | — | NOTE 3/0 | 76680RAF4 |
| — | REVANCE THERAPEUTICS | 140,430 | $3.912M | 0.3% | $27.86 | $27.91 | — | COM | 761330109 |
| — | CHEESECAKE FACTORY | 3,950,000 | $3.768M | 0.3% | $0.95 | $0.97 | — | NOTE 0.375% 6/1 | 163072AA9 |
| — | STRIDE | 3,775,000 | $3.76M | 0.3% | $1.00 | $1.00 | — | NOTE 1.125% 9/0 | 86333MAA6 |
| — | BEAUTY HEALTH | 258,380 | $3.731M | 0.3% | $14.44 | $14.44 | — | *W EXP 05/04/202 | 88331L116 |
| — | KAYNE ANDERSON MLP INVESTMENT COMPANY | 433,088 | $3.465M | 0.3% | $8.00 | $8.28 | — | COM | 486606106 |
| — | PALO ALTO NETWORKS | 2,000,000 | $3.314M | 0.3% | $1.66 | $1.36 | — | NOTE 0.375% 6/0 | 697435AF2 |
| — | SPLUNK | 2,550,000 | $2.979M | 0.3% | $1.17 | $1.15 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | LANDSEA HOMES | 318,796 | $2.761M | 0.2% | $8.66 | $9.56 | — | COM | 51509P103 |
| — | PALO ALTO NETWORKS | 1,500,000 | $2.725M | 0.2% | $1.82 | $1.05 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | PAGERDUTY | 2,000,000 | $2.551M | 0.2% | $1.28 | $1.28 | — | NOTE 1.250% 7/0 | 69553PAB6 |
| USAC | USA COMPRESSION PARTNERS | 151,715 | $2.514M | 0.2% | $16.57 | $14.77 | — | COMUNIT LTDPAR | 90290N109 |
| — | SPIRIT AIRLINES | 2,545,000 | $2.406M | 0.2% | $0.95 | $0.96 | — | NOTE 1.000% 5/1 | 848577AB8 |
| — | NATIONAL VISION HOLDINGS | 1,250,000 | $2.404M | 0.2% | $1.92 | $1.77 | — | NOTE 2.500% 5/1 | 63845RAB3 |
| AM | ANTERO MIDSTREAM | 225,000 | $2.344M | 0.2% | $10.42 * | $4.34 | +63.1% | COM | 03676B102 |
| — | FLEXION THERAPEUTICS | 368,456 | $2.248M | 0.2% | $6.10 | $7.78 | — | COM | 33938J106 |
| — | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | 295,073 | $2.148M | 0.2% | $7.28 | $10.11 | — | COM | 48661E108 |
| PFIX | SIMPLIFY INTEREST RATE HEDGE | 52,380 | $2.13M | 0.2% | $40.66 | $41.41 | — | SIMPLIFY INTERST | 82889N855 |
| — | ALIGHT | 690,340 | $2.13M | 0.2% | $3.09 | $3.09 | — | *W EXP 05/26/202 | 01626W119 |
| — | MERITOR | 2,000,000 | $2.121M | 0.2% | $1.06 | $1.13 | — | NOTE 3.250%10/1 | 59001KAF7 |
| — | VISHAY INTERTECHNOLOGY, INC. | 2,000,000 | $2.062M | 0.2% | $1.03 | $1.05 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | LIBERTY LATIN AMERICA | 2,000,000 | $2.035M | 0.2% | $1.02 | $0.94 | — | NOTE 2.000% 7/1 | 53069QAB5 |
| — | NEVRO CORP | 1,500,000 | $2.026M | 0.2% | $1.35 | $1.39 | — | NOTE 2.750% 4/0 | 64157FAC7 |
| — | KBR | 1,250,000 | $2.01M | 0.2% | $1.61 | $1.11 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 291,105 | $1.91M | 0.2% | $6.56 | $8.87 | — | COM SHS | 67073D102 |
| — | DIGITALBRIDGE GROUP | 1,853,000 | $1.909M | 0.2% | $1.03 | $0.97 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | BAOZUN | 2,000,000 | $1.852M | 0.2% | $0.93 | $0.96 | — | NOTE 1.625% 5/0 | 06684LAB9 |
| — | GDL FUND | 203,318 | $1.826M | 0.2% | $8.98 | $8.98 | — | COM SH BEN IT | 361570104 |
| — | HARMONIC INC | 1,500,000 | $1.824M | 0.2% | $1.22 | $1.09 | — | DBCV 2.000% 9/0 | 413160AD4 |
| — | NEW YORK COMMUNITY BANCORP TRUST | 34,230 | $1.818M | 0.2% | $53.11 | $44.11 | — | UNIT 11/01/2051 | 64944P307 |
| — | EVENTBRITE | 1,000,000 | $1.736M | 0.2% | $1.74 | $1.76 | — | NOTE 5.000%12/0 | 29975EAB5 |
| — | HOSTESS BRANDS | 578,546 | $1.73M | 0.2% | $2.99 | $1.63 | — | *W EXP 11/04/202 | 44109J114 |
| — | NUVASIVE, INC | 1,710,000 | $1.66M | 0.1% | $0.97 | $1.02 | — | NOTE 0.375% 3/1 | 670704AJ4 |
| — | INTEGRA LIFESCIENCES HOLDINGS | 1,500,000 | $1.658M | 0.1% | $1.11 | $1.10 | — | NOTE 0.500% 8/1 | 457985AM1 |
| — | SHOPIFY | 1,340,000 | $1.642M | 0.1% | $1.23 | $1.15 | — | NOTE 0.125%11/0 | 82509LAA5 |
| — | PACIRA BIOSCIENCES | 1,500,000 | $1.622M | 0.1% | $1.08 | $1.08 | — | NOTE 0.750% 8/0 | 695127AF7 |
| — | SPLUNK | 1,290,000 | $1.58M | 0.1% | $1.22 | $1.18 | — | NOTE 1.125% 9/1 | 848637AD6 |
| — | MARRIOTT VACATIONS WORLDWIDE CORP | 1,319,000 | $1.561M | 0.1% | $1.18 | $1.30 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | NISOURCE | 14,560 | $1.513M | 0.1% | $103.91 | $102.82 | — | UNIT 12/01/2023 | 65473P121 |
| — | UGI | 15,000 | $1.496M | 0.1% | $99.73 | $106.40 | — | UNIT 99/99/9999 | 902681113 |
| — | CORENERGY INFRASTRUCTURE TRUST | 1,575,000 | $1.473M | 0.1% | $0.94 | $0.77 | — | NOTE 5.875% 8/1 | 21870UAC0 |
| — | ALGONQUIN POWER AND UTILITIES | 27,700 | $1.347M | 0.1% | $48.63 | $49.53 | — | UNIT 99/99/9999 | 015857873 |
| — | KNOWLES CORP | 1,250,000 | $1.291M | 0.1% | $1.03 | $1.11 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | OIL STATES INTERNATIONAL INC. | 1,350,000 | $1.266M | 0.1% | $0.94 | $0.47 | — | NOTE 1.500% 2/1 | 678026AH8 |
| — | EOS ENERGY ENTERPRISES | 253,067 | $1.262M | 0.1% | $4.99 | $8.36 | — | *W EXP 05/06/202 | 29415C119 |
| — | SHIP FINANCE INTERNATIONAL | 1,225,000 | $1.235M | 0.1% | $1.01 | $0.88 | — | NOTE 4.875% 5/0 | 824689AG8 |
| — | AUSTERLITZ ACQUISITION | 726,072 | $1.216M | 0.1% | $1.67 | $1.73 | — | *W EXP 02/19/202 | G0633D125 |
| — | US ECOLOGY | 217,965 | $1.203M | 0.1% | $5.52 | $9.15 | — | *W EXP 10/17/202 | 91734M111 |
| — | APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. | 1,150,000 | $1.172M | 0.1% | $1.02 | $1.02 | — | NOTE 5.375%10/1 | 03762UAC9 |
| — | THERAVANCE BIOPHARMA | 1,250,000 | $1.163M | 0.1% | $0.93 | $1.13 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | NABORS INDUSTRIES INC | 1,250,000 | $1.119M | 0.1% | $0.90 | $0.76 | — | NOTE 0.750% 1/1 | 62957HAB1 |
| — | FIRST MAJESTIC SILVER | 846,000 | $1.101M | 0.1% | $1.30 | $1.30 | — | NOTE 1.875% 3/0 | 32076VAB9 |
| TCOM 1.5 07/01/27 MTN | TRIP.COM GROUP | 850,000 | $1.092M | 0.1% | $1.28 | $1.43 | — | DEBT 1.500% 7/0 | G9066FAA9 |
| — | OMEROS | 1,000,000 | $1.074M | 0.1% | $1.07 | $0.84 | — | NOTE 5.250% 2/1 | 682143AG7 |
| — | TRANSOCEAN INC | 1,250,000 | $1.059M | 0.1% | $0.85 | $0.85 | — | DEB 0.500% 1/3 | 893830BJ7 |
| — | SILICON LABORATORIES | 790,000 | $1.018M | 0.1% | $1.29 | $1.39 | — | NOTE 0.625% 6/1 | 826919AD4 |
| — | BOOKING HOLDINGS | 678,000 | $1.012M | 0.1% | $1.49 | $1.41 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | TEAM | 1,046,000 | $1.009M | 0.1% | $0.96 | $0.99 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | SALIENT MIDSTREAM & MLP FUND | 156,650 | $995K | 0.1% | $6.35 | $6.65 | — | SH BEN INT | 79471V105 |
| — | LIBERTY INTERACTIVE LLC | 1,266,000 | $987K | 0.1% | $0.78 | $0.59 | — | DEB 3.750% 2/1 | 530715AL5 |
| — | DISH NETWORK | 1,000,000 | $978K | 0.1% | $0.98 | $0.85 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | IRONNET | 203,574 | $927K | 0.1% | $4.55 | $4.55 | — | *W EXP 08/26/202 | 46323Q113 |
| — | INTERCEPT PHARMACEUTICALS | 1,000,000 | $907K | 0.1% | $0.91 | $0.80 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | SOFI TECHNOLOGIES | 140,000 | $874K | 0.1% | $6.24 | $6.71 | — | *W EXP 05/28/202 | 83406F110 |
| — | JOYY INC | 860,000 | $809K | 0.1% | $0.94 | $1.06 | — | NOTE 0.750% 6/1 | 98426TAD8 |
| PSEWF | PAYSAFE | 404,123 | $750K | 0.1% | $1.86 | $4.11 | — | *W EXP 03/30/202 | G6964L115 |
| — | HELIX ENERGY SOLUTIONS GROUP | 750,000 | $750K | 0.1% | $1.00 | $0.84 | — | NOTE 4.250% 5/0 | 42330PAH0 |
| — | LANDSEA HOMES | 2,916,304 | $714K | 0.1% | $0.24 | $0.26 | — | *W EXP 01/07/202 | 51509P111 |
| TBPH | THERAVANCE BIOPHARMA | 91,669 | $678K | 0.1% | $7.40 * | $11.19 | 0.0% | COM | G8807B106 |
| FOACW | FINANCE OF AMERICA COMPANIES | 1,012,171 | $650K | 0.1% | $0.64 | $1.33 | — | *W EXP 04/08/202 | 31738L115 |
| — | CANO HEALTH | 129,450 | $536K | 0.0% | $4.14 | $3.76 | — | *W EXP 06/03/202 | 13781Y111 |
| — | MFA FINANCIAL | 518,000 | $532K | 0.0% | $1.03 | $1.01 | — | NOTE 6.250% 6/1 | 55272XAA0 |
| — | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | 38,276 | $511K | 0.0% | $13.35 | $11.89 | — | COM | 09255X100 |
| — | SUPERNUS PHARMACEUTICALS | 500,000 | $492K | 0.0% | $0.98 | $0.82 | — | NOTE 0.625% 4/0 | 868459AD0 |
| BFLYW | BUTTERFLY NETWORK | 174,427 | $487K | 0.0% | $2.79 | $3.39 | — | *W EXP 02/12/202 | 124155110 |
| — | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | 46,255 | $462K | 0.0% | $9.99 | $9.02 | — | COM SHS | 6706EN100 |
| — | CURIOSITYSTREAM | 150,157 | $444K | 0.0% | $2.96 | $4.27 | — | *W EXP 10/14/202 | 23130Q115 |
| — | FREYR BATTERY | 139,700 | $388K | 0.0% | $2.78 | $2.78 | — | *W EXP 10/31/202 | L4135L118 |
| MAPSW | WM TECHNOLOGY | 72,524 | $346K | 0.0% | $4.77 | $4.77 | — | *W EXP 06/16/202 | 92971A117 |
| EPD | ENTERPRISE PRODUCTS PARTNERS, L.P. | 14,710 | $318K | 0.0% | $21.62 | $14.28 | — | COM | 293792107 |
| — | CONMED CORP | 200,000 | $310K | 0.0% | $1.55 | $1.28 | — | NOTE 2.625% 2/0 | 207410AF8 |
| — | WIX.COM | 300,000 | $290K | 0.0% | $0.97 | $0.97 | — | NOTE 8/1 | 92940WAD1 |
| WSC | WILLSCOT MOBILE MINI HOLDINGS | 8,470 | $269K | 0.0% | $31.76 * | $15.98 | +80.8% | COM CL A | 971378104 |
| — | APOLLO SENIOR FLOATING RATE | 14,507 | $229K | 0.0% | $15.79 | $16.96 | — | COM | 037636107 |
| GEL | GENESIS ENERGY L.P. | 20,500 | $204K | 0.0% | $9.95 | $18.49 | — | UNIT LTD PARTN | 371927104 |
| WFRD | WEATHERFORD INT'L | 9,512 | $187K | 0.0% | $19.66 * | $13.22 | +25.9% | ORD SHS | G48833118 |
| TMCWW | THE METALS COMPANY | 187,526 | $181K | 0.0% | $0.97 | $0.97 | — | *W EXP 09/09/202 | 87261Y114 |
| JSPRW | JASPER THERAPEUTICS | 124,993 | $178K | 0.0% | $1.42 | $1.42 | — | *W EXP 12/01/202 | 471871111 |
| — | DASEKE | 621,375 | $128K | 0.0% | $0.21 | $0.82 | — | *W EXP 02/27/202 | 23753F115 |
| — | JAZZ INVESTMENTS I | 120,000 | $122K | 0.0% | $1.02 | $1.09 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | FORUM ENERGY TECHNOLOGIES | 92,399 | $89,000 | 0.0% | $0.96 | $1.00 | — | NOTE 9.000% 8/0 | 34984VAC4 |
| HLX | HELIX ENERGY SOLUTIONS GROUP | 20,000 | $78,000 | 0.0% | $3.90 * | $4.12 | 0.0% | COM | 42330P107 |
| XPHDX | PIONEER FLOATING RATE TRUST | 6,511 | $75,000 | 0.0% | $11.52 | $11.98 | — | COM | 72369J102 |
| — | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | 3,007 | $45,000 | 0.0% | $14.97 | $14.97 | — | COM | 67074X107 |
| — | MUDRICK CAPITAL ACQUISITION | 21,800 | $13,000 | 0.0% | $0.60 | $4.22 | — | *W EXP 09/10/202 | 62477L115 |
| LEVWQ | LION ELECTRIC | 3,405 | $12,000 | 0.0% | $3.52 | $6.75 | — | *W EXP 05/06/202 | 536221112 |
| — | NUVEEN FLOATING RATE INCOME FUND | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | COM | 67072T108 |
| — | PERSHING SQUARE TONTINE | 6,600 | $8,000 | 0.0% | $1.21 | $6.21 | — | *W EXP 07/24/202 | 71531R117 |
| SKILW | SKILLSOFT | 1,500 | $4,000 | 0.0% | $2.67 | $2.00 | — | *W EXP 06/11/202 | 83066P119 |
| PCTTW | PURECYCLE TECHNOLOGIES | 300 | $2,000 | 0.0% | $6.67 | $12.14 | — | *W EXP 03/17/202 | 74623V111 |