CIK: 0001042046 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 9, 2018
Total Value ($000): $1,014,038 (92.4% shares, 7.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 242,000 | $54,628 | 5.4% | $17.87 | +175.7% | COM | 037833100 |
| C | CITIGROUP INC | 705,000 | $50,576 | 5.0% | $38.31 | +43.0% | COM NEW | 172967424 |
| — | PDVWIRELESS INC | 1,090,969 | $36,984 | 3.6% | $27.50 | — | COM | 69290R104 |
| GM | GENERAL MTRS CO | 1,090,000 | $36,700 | 3.6% | $25.98 | +27.3% | COM | 37045V100 |
| — | ELLINGTON FINANCIAL LLC | 1,877,547 | $30,059 | 3.0% | $19.28 | — | COM | 288522303 |
| — | TRIBUNE MEDIA CO | 711,253 | $27,334 | 2.7% | $40.92 | — | CL A | 896047503 |
| — | ENERGY TRANSFER PARTNERS LP | 1,205,000 | $26,824 | 2.6% | $19.12 | — | UNIT LTD PRT INT | 29278N103 |
| — | SINCLAIR BROADCAST GROUP INC | 913,049 | $25,885 | 2.6% | $33.12 | — | CL A | 829226109 |
| — | SUTHERLAND ASSET MGMT CORP M | 1,480,212 | $24,646 | 2.4% | $13.45 | — | COM | 86933G105 |
| — | TWO HBRS INVT CORP | 1,589,600 | $23,733 | 2.3% | $15.90 | — | COM NEW | 90187B408 |
| — | VIACOM INC NEW | 695,000 | $23,464 | 2.3% | $45.66 | — | CL B | 92553P201 |
| NXST | NEXSTAR MEDIA GROUP INC | 284,900 | $23,191 | 2.3% | $57.71 | +9.9% | CL A | 65336K103 |
| — | COLONY CAP INC NEW | 3,731,375 | $22,724 | 2.2% | $6.24 | — | CL A COM | 19626G108 |
| VRSK | VERISK ANALYTICS INC | 186,191 | $22,445 | 2.2% | $57.10 | +94.7% | COM | 92345Y106 |
| — | GREAT AJAX CORP | 1,571,190 | $21,384 | 2.1% | $12.13 | — | COM | 38983D300 |
| CCS | CENTURY CMNTYS INC | 801,000 | $21,026 | 2.1% | $18.13 | +54.7% | COM | 156504300 |
| — | TPG SPECIALTY LENDING INC | 20,000,000 | $20,115 | 2.0% | $1.02 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | CARLYLE GROUP L P | 869,150 | $19,599 | 1.9% | $21.24 | — | COM UTS LTD PTN | 14309L102 |
| TPR | TAPESTRY INC | 385,000 | $19,354 | 1.9% | $32.95 | +21.3% | COM | 876030107 |
| PRU | PRUDENTIAL FINL INC | 188,823 | $19,132 | 1.9% | $48.51 | +41.5% | COM | 744320102 |
| — | TWO HBRS INVT CORP | 16,722,000 | $17,217 | 1.7% | $1.03 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| WTTR | SELECT ENERGY SVCS INC | 1,413,948 | $16,741 | 1.7% | $13.22 | — | CL A COM | 81617J301 |
| — | KAYNE ANDERSN MLP MIDS INVT | 934,194 | $16,676 | 1.6% | $17.11 | — | COM | 486606106 |
| — | SELECT INTERIOR CONCEPTS INC | 1,563,012 | $16,646 | 1.6% | $10.65 | — | CL A | 816120307 |
| CLPR | CLIPPER RLTY INC | 1,111,111 | $15,033 | 1.5% | $12.34 | — | COM | 18885T306 |
| — | BLACKSTONE GROUP L P | 392,000 | $14,928 | 1.5% | $32.61 | — | COM UNIT LTD | 09253U108 |
| KKR | KKR & CO INC | 530,600 | $14,469 | 1.4% | $24.47 | 0.0% | CL A | 48251W104 |
| — | NEW YORK MTG TR INC | 14,313,000 | $14,203 | 1.4% | $0.99 | — | NOTE 6.250% 1/1 | 649604AD7 |
| CB | CHUBB LIMITED | 105,734 | $14,130 | 1.4% | $99.11 | +20.3% | COM | H1467J104 |
| AGNC | AGNC INVT CORP | 704,800 | $13,130 | 1.3% | $18.13 | — | COM | 00123Q104 |
| — | ARLINGTON ASSET INVT CORP | 1,403,848 | $13,112 | 1.3% | $16.51 | — | CL A NEW | 041356205 |
| — | TORTOISE ENERGY INFRA CORP | 471,683 | $12,702 | 1.3% | $32.08 | — | COM | 89147L100 |
| — | PROSPECT CAPITAL CORPORATION | 12,200,000 | $12,313 | 1.2% | $0.92 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| ALLY | ALLY FINL INC | 412,500 | $10,911 | 1.1% | $16.60 | +29.9% | COM | 02005N100 |
| — | ENTERCOM COMMUNICATIONS CORP | 1,271,669 | $10,046 | 1.0% | $9.53 | — | CL A | 293639100 |
| — | BLACKSTONE MTG TR INC | 10,000,000 | $9,953 | 1.0% | $0.99 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| WRB | W R BERKLEY CORPORATION | 117,000 | $9,352 | 0.9% | $9.58 | +100.3% | COM | 084423102 |
| GILD | GILEAD SCIENCES INC | 120,000 | $9,265 | 0.9% | $55.32 | +2.8% | COM | 375558103 |
| — | SHIRE PLC | 50,000 | $9,064 | 0.9% | $149.39 | — | SPONSORED ADR | 82481R106 |
| — | MEDLEY CAP CORP | 2,274,013 | $8,687 | 0.9% | $8.32 | — | COM | 58503F106 |
| OMER | OMEROS CORP | 340,284 | $8,307 | 0.8% | $11.61 | +92.1% | COM | 682143102 |
| MT | ARCELORMITTAL SA LUXEMBOURG | 266,666 | $8,230 | 0.8% | $22.73 | — | NY REGISTRY SH | 03938L203 |
| — | ROYAL DUTCH SHELL PLC | 110,000 | $7,802 | 0.8% | $47.48 | — | SPON ADR B | 780259107 |
| CMCSA | COMCAST CORP NEW | 207,000 | $7,330 | 0.7% | $22.77 | +28.9% | CL A | 20030N101 |
| — | MYLAN N V | 200,000 | $7,320 | 0.7% | $38.16 | — | SHS EURO | N59465109 |
| ARI | APOLLO COML REAL EST FIN INC | 375,226 | $7,080 | 0.7% | $16.37 | — | COM | 03762U105 |
| — | LEGG MASON INC | 225,000 | $7,027 | 0.7% | $38.42 | — | COM | 524901105 |
| BEN | FRANKLIN RES INC | 230,000 | $6,995 | 0.7% | $26.49 | -13.9% | COM | 354613101 |
| — | ANWORTH MORTGAGE ASSET CP | 1,417,950 | $6,565 | 0.6% | $4.89 | — | COM | 037347101 |
| WFC | WELLS FARGO CO NEW | 122,000 | $6,412 | 0.6% | $27.36 | +70.0% | COM | 949746101 |
| — | HC2 HLDGS INC | 1,007,421 | $6,165 | 0.6% | $5.29 | — | COM | 404139107 |
| — | PEAK RESORTS INC | 1,245,986 | $6,105 | 0.6% | $7.81 | — | COM | 70469L100 |
| — | FLEXION THERAPEUTICS INC | 317,700 | $5,944 | 0.6% | $24.15 | — | COM | 33938J106 |
| MET | METLIFE INC | 125,010 | $5,840 | 0.6% | $27.00 | +31.6% | COM | 59156R108 |
| LILAK | LIBERTY LATIN AMERICA LTD | 250,000 | $5,158 | 0.5% | $20.25 | -8.4% | COM CL C | G9001E128 |
| M | MACYS INC | 135,000 | $4,689 | 0.5% | $21.99 | +69.2% | COM | 55616P104 |
| — | REVOLUTION LIGHTING TECHNOLO | 1,633,350 | $4,639 | 0.5% | $5.63 | — | COM NEW | 76155G206 |
| — | TWENTY FIRST CENTY FOX INC | 100,000 | $4,634 | 0.5% | $24.22 | — | CL A | 90130A101 |
| — | CELGENE CORP | 50,000 | $4,474 | 0.4% | $87.67 | — | COM | 151020104 |
| DAL | DELTA AIR LINES INC DEL | 76,048 | $4,398 | 0.4% | $25.55 | +101.1% | COM NEW | 247361702 |
| GPMT | GRANITE PT MTG TR INC | 204,688 | $3,946 | 0.4% | $17.74 | — | COM | 38741L107 |
| — | ENDO INTL PLC | 227,190 | $3,823 | 0.4% | $22.55 | — | SHS | G30401106 |
| BP | BP PLC | 82,500 | $3,803 | 0.4% | $41.74 | — | SPONSORED ADR | 055622104 |
| — | HOWARD BANCORP INC | 207,800 | $3,678 | 0.4% | $19.80 | — | COM | 442496105 |
| — | NEW YORK CMNTY BANCORP INC | 350,000 | $3,629 | 0.4% | $14.00 | — | COM | 649445103 |
| BCS | BARCLAYS PLC | 374,000 | $3,347 | 0.3% | $15.62 | — | ADR | 06738E204 |
| — | INVESCO MORTGAGE CAPITAL INC | 203,700 | $3,222 | 0.3% | $15.40 | — | COM | 46131B100 |
| AMWD | AMERICAN WOODMARK CORPORATIO | 39,903 | $3,130 | 0.3% | $85.40 | 0.0% | COM | 030506109 |
| TAP | MOLSON COORS BREWING CO | 50,000 | $3,076 | 0.3% | $54.34 | -0.1% | CL B | 60871R209 |
| — | MEDLEY MGMT INC | 579,100 | $3,040 | 0.3% | $16.35 | — | CL A COM | 58503T106 |
| — | TORTOISE MLP FD INC | 182,561 | $2,936 | 0.3% | $17.19 | — | COM | 89148B101 |
| VZ | VERIZON COMMUNICATIONS INC | 52,994 | $2,829 | 0.3% | $25.87 | +37.7% | COM | 92343V104 |
| — | KELLOGG CO | 38,850 | $2,720 | 0.3% | $38.95 | +31.8% | COM | 487836108 |
| — | MALLINCKRODT PUB LTD CO | 88,450 | $2,592 | 0.3% | $59.34 | — | SHS | G5785G107 |
| BIIB | BIOGEN INC | 7,000 | $2,472 | 0.2% | $330.23 | +4.3% | COM | 09062X103 |
| — | POTBELLY CORP | 200,000 | $2,460 | 0.2% | $13.38 | — | COM | 73754Y100 |
| — | DISH NETWORK CORP | 60,000 | $2,146 | 0.2% | $37.90 | — | CL A | 25470M109 |
| USAC | USA COMPRESSION PARTNERS LP | 129,871 | $2,144 | 0.2% | $17.64 | — | COMUNIT LTDPAR | 90290N109 |
| — | NORTHSTAR REALTY EUROPE CORP | 149,166 | $2,113 | 0.2% | $11.81 | — | COM | 66706L101 |
| — | OAKTREE CAP GROUP LLC | 50,000 | $2,070 | 0.2% | $50.31 | — | UNIT CL A | 674001201 |
| LCNB | LCNB CORP | 109,285 | $2,038 | 0.2% | $10.77 | +22.7% | COM | 50181P100 |
| — | PENNYMAC CORP | 2,000,000 | $1,991 | 0.2% | $1.00 | — | NOTE 5.375% 5/0 | 70932AAB9 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 90,000 | $1,939 | 0.2% | $36.26 | — | SPONSORED ADR | 881624209 |
| — | ALLERGAN PLC | 10,000 | $1,904 | 0.2% | $210.00 | — | SHS | G0177J108 |
| DB | DEUTSCHE BANK AG | 164,999 | $1,875 | 0.2% | $22.06 | -53.1% | NAMEN AKT | D18190898 |
| IIIN | INSTEEL INDUSTRIES INC | 46,825 | $1,680 | 0.2% | $10.58 | +156.5% | COM | 45774W108 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 21,000 | $1,570 | 0.2% | $84.61 | 0.0% | COM | 84790A105 |
| — | PROSPECT CAPITAL CORPORATION | 1,000,000 | $1,005 | 0.1% | $0.94 | — | NOTE 5.875% 1/1 | 74348TAM4 |
| — | ANNALY CAP MGMT INC | 68,260 | $698 | 0.1% | $11.38 | — | COM | 035710409 |
| SIG | SIGNET JEWELERS LIMITED | 10,000 | $660 | 0.1% | $41.98 | +26.1% | SHS | G81276100 |
| STWD | STARWOOD PPTY TR INC | 30,000 | $646 | 0.1% | $24.77 | — | COM | 85571B105 |
| — | ENBRIDGE ENERGY PARTNERS L P | 50,000 | $550 | 0.1% | $24.72 | — | COM | 29250R106 |
| COP | CONOCOPHILLIPS | 7,000 | $542 | 0.1% | $39.96 | +41.0% | COM | 20825C104 |
| PJT | PJT PARTNERS INC | 9,800 | $513 | 0.1% | $20.55 | +149.6% | COM CL A | 69343T107 |
| BHF | BRIGHTHOUSE FINL INC | 11,362 | $502 | 0.0% | $59.99 | -29.8% | COM | 10922N103 |
| CFFN | CAPITOL FED FINL INC | 36,000 | $459 | 0.0% | $5.11 | +55.7% | COM | 14057J101 |
| — | ROYAL DUTCH SHELL PLC | 6,500 | $443 | 0.0% | $47.39 | — | SPONS ADR A | 780259206 |
| — | MFA FINL INC | 50,000 | $368 | 0.0% | $8.46 | — | COM | 55272X102 |
| JEF | JEFFERIES FINL GROUP INC | 16,474 | $362 | 0.0% | $16.63 | -0.0% | COM | 47233W109 |
| — | ORGANOVO HLDGS INC | 251,500 | $289 | 0.0% | $5.77 | — | COM | 68620A104 |
| NRG | NRG ENERGY INC | 7,193 | $269 | 0.0% | $22.53 | +23.6% | COM NEW | 629377508 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 20,000 | $224 | 0.0% | $14.19 | 0.0% | COM | 462260100 |
| INVH | INVITATION HOMES INC | 9,684 | $222 | 0.0% | $18.66 | +1.9% | COM | 46187W107 |
| — | AXOVANT SCIENCES LTD | 86,197 | $209 | 0.0% | $18.03 | — | COM | G0750W104 |
| FLL | FULL HOUSE RESORTS INC | 66,948 | $193 | 0.0% | $2.86 | +7.2% | COM | 359678109 |
| — | NII HLDGS INC | 27,642 | $162 | 0.0% | $6.52 | — | COM PAR | 62913F508 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 20,000 | $54 | 0.0% | $30.95 | -93.3% | COM | 45665G303 |