Rothschild Capital Partners, LLC Diversified Active

Location: New York, NY

CIK: 0001569833 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 29, 2019

Total Value: $185M (100.0% shares, 0.0% debt)

Holdings (33)

— SPDR S&P 500 ETF TR 13.5%

Value $24.99M Shares 100,000 Share Price $249.92 Est. Cost/Share — Unrealized @ Report Date —

XLV SELECT SECTOR SPDR TR 8.3%

Value $15.45M Shares 178,604 Share Price $86.51 Est. Cost/Share $82.35 Unrealized @ Report Date —

GOOGL ALPHABET INC CLASS A 7.5%

Value $13.97M Shares 13,370 Share Price $1044.95 * Est. Cost/Share $47.14 Unrealized @ Report Date +13.8%

META FACEBOOK INC 6.4%

Value $11.78M Shares 89,842 Share Price $131.09 * Est. Cost/Share $26.68 Unrealized @ Report Date +439.1%

AMZN AMAZON COM INC 5.7%

Value $10.62M Shares 7,072 Share Price $1501.98 * Est. Cost/Share $19.23 Unrealized @ Report Date +332.4%

XLP SELECT SECTOR SPDR TR 5.6%

Value $10.42M Shares 205,167 Share Price $50.78 Est. Cost/Share $53.67 Unrealized @ Report Date —

JPM JPMORGAN CHASE & CO 5.5%

Value $10.12M Shares 103,671 Share Price $97.62 * Est. Cost/Share $45.29 Unrealized @ Report Date +93.3%

ECL ECOLAB INC 5.0%

Value $9.227M Shares 62,623 Share Price $147.34 * Est. Cost/Share $74.60 Unrealized @ Report Date +89.7%

AAPL APPLE INC 4.2%

Value $7.716M Shares 48,916 Share Price $157.74 * Est. Cost/Share $19.22 Unrealized @ Report Date +139.4%

GLD SPDR GOLD TRUST 3.5%

Value $6.482M Shares 53,461 Share Price $121.25 Est. Cost/Share $121.94 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 2.9%

Value $5.451M Shares 221,680 Share Price $24.59 Est. Cost/Share $42.43 Unrealized @ Report Date —

XLU SELECT SECTOR SPDR TR 2.6%

Value $4.835M Shares 91,361 Share Price $52.92 Est. Cost/Share $51.84 Unrealized @ Report Date —

V VISA INC 2.6%

Value $4.793M Shares 36,325 Share Price $131.95 Est. Cost/Share $83.05 Unrealized @ Report Date +58.2%

XYL XYLEM INC 2.3%

Value $4.345M Shares 65,120 Share Price $66.72 * Est. Cost/Share $37.04 Unrealized @ Report Date +71.5%

XLRE SELECT SECTOR SPDR TR 2.1%

Value $3.945M Shares 127,265 Share Price $31.00 Est. Cost/Share $31.94 Unrealized @ Report Date —

UNH UNITEDHEALTH GROUP INC 2.1%

Value $3.882M Shares 15,584 Share Price $249.10 * Est. Cost/Share $122.31 Unrealized @ Report Date +92.2%

LMT LOCKHEED MARTIN CORP 2.1%

Value $3.809M Shares 14,547 Share Price $261.84 * Est. Cost/Share $183.29 Unrealized @ Report Date +36.4%

BURL BURLINGTON STORES INC 2.0%

Value $3.748M Shares 23,043 Share Price $162.65 Est. Cost/Share $112.07 Unrealized @ Report Date +44.1%

NOC NORTHROP GRUMMAN CORP 2.0%

Value $3.621M Shares 14,785 Share Price $244.91 Est. Cost/Share $166.18 Unrealized @ Report Date +47.7%

GOOG ALPHABET INC CLASS C 1.8%

Value $3.39M Shares 3,273 Share Price $1035.75 * Est. Cost/Share $46.23 Unrealized @ Report Date +14.9%

EEM ISHARES TR 1.8%

Value $3.32M Shares 85,000 Share Price $39.06 Est. Cost/Share $39.06 Unrealized @ Report Date —

XLF SELECT SECTOR SPDR TR 1.7%

Value $3.194M Shares 134,070 Share Price $23.82 Est. Cost/Share $24.47 Unrealized @ Report Date —

— ULTIMATE SOFTWARE GROUP INC 1.7%

Value $3.067M Shares 12,523 Share Price $244.91 Est. Cost/Share $144.42 Unrealized @ Report Date —

DCI DONALDSON INC 1.4%

Value $2.605M Shares 60,029 Share Price $43.40 * Est. Cost/Share $29.66 Unrealized @ Report Date +55.2%

GDX VANECK VECTORS ETF TR 1.1%

Value $2.109M Shares 100,000 Share Price $21.09 Est. Cost/Share — Unrealized @ Report Date —

XLE SELECT SECTOR SPDR TR 1.1%

Value $2.102M Shares 36,650 Share Price $57.35 Est. Cost/Share $57.35 Unrealized @ Report Date —

HD HOME DEPOT INC 1.1%

Value $2.069M Shares 12,041 Share Price $171.83 * Est. Cost/Share $129.73 Unrealized @ Report Date +15.9%

IBB ISHARES TR 1.0%

Value $1.785M Shares 18,511 Share Price $96.43 Est. Cost/Share $96.43 Unrealized @ Report Date —

— ON DECK CAP INC 0.6%

Value $1.166M Shares 197,573 Share Price $5.90 Est. Cost/Share $5.92 Unrealized @ Report Date —

NSC NORFOLK SOUTHERN CORP 0.2%

Value $408K Shares 2,729 Share Price $149.51 * Est. Cost/Share $56.99 Unrealized @ Report Date +149.8%

JNJ JOHNSON & JOHNSON 0.2%

Value $278K Shares 2,156 Share Price $128.94 * Est. Cost/Share $67.90 Unrealized @ Report Date +68.1%

DGX QUEST DIAGNOSTICS INC 0.1%

Value $268K Shares 3,222 Share Price $83.18 * Est. Cost/Share $46.22 Unrealized @ Report Date +75.8%

XOM EXXON MOBIL CORP 0.1%

Value $252K Shares 3,700 Share Price $68.11 * Est. Cost/Share $53.69 Unrealized @ Report Date +5.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	SPDR S&P 500 ETF TR	100,000	$24.99M	13.5%	$249.92	—	—	Call	78462F903
XLV	SELECT SECTOR SPDR TR	178,604	$15.45M	8.3%	$86.51	$82.35	—	SBI HEALTHCARE	81369Y209
GOOGL	ALPHABET INC CLASS A	13,370	$13.97M	7.5%	$1044.95 *	$47.14	+13.8%	CL A	02079K305
META	FACEBOOK INC	89,842	$11.78M	6.4%	$131.09 *	$26.68	+439.1%	CL A	30303M102
AMZN	AMAZON COM INC	7,072	$10.62M	5.7%	$1501.98 *	$19.23	+332.4%	COM	023135106
XLP	SELECT SECTOR SPDR TR	205,167	$10.42M	5.6%	$50.78	$53.67	—	SBI CONS STPLS	81369Y308
JPM	JPMORGAN CHASE & CO	103,671	$10.12M	5.5%	$97.62 *	$45.29	+93.3%	COM	46625H100
ECL	ECOLAB INC	62,623	$9.227M	5.0%	$147.34 *	$74.60	+89.7%	COM	278865100
AAPL	APPLE INC	48,916	$7.716M	4.2%	$157.74 *	$19.22	+139.4%	COM	037833100
GLD	SPDR GOLD TRUST	53,461	$6.482M	3.5%	$121.25	$121.94	—	GOLD SHS	78463V107
EPD	ENTERPRISE PRODS PARTNERS L	221,680	$5.451M	2.9%	$24.59	$42.43	—	COM	293792107
XLU	SELECT SECTOR SPDR TR	91,361	$4.835M	2.6%	$52.92	$51.84	—	SBI INT-UTILS	81369Y886
V	VISA INC	36,325	$4.793M	2.6%	$131.95	$83.05	+58.2%	COM CL A	92826C839
XYL	XYLEM INC	65,120	$4.345M	2.3%	$66.72 *	$37.04	+71.5%	COM	98419M100
XLRE	SELECT SECTOR SPDR TR	127,265	$3.945M	2.1%	$31.00	$31.94	—	RL EST SEL SEC	81369Y860
UNH	UNITEDHEALTH GROUP INC	15,584	$3.882M	2.1%	$249.10 *	$122.31	+92.2%	COM	91324P102
LMT	LOCKHEED MARTIN CORP	14,547	$3.809M	2.1%	$261.84 *	$183.29	+36.4%	COM	539830109
BURL	BURLINGTON STORES INC	23,043	$3.748M	2.0%	$162.65	$112.07	+44.1%	COM	122017106
NOC	NORTHROP GRUMMAN CORP	14,785	$3.621M	2.0%	$244.91	$166.18	+47.7%	COM	666807102
GOOG	ALPHABET INC CLASS C	3,273	$3.39M	1.8%	$1035.75 *	$46.23	+14.9%	CL C	02079K107
EEM	ISHARES TR	85,000	$3.32M	1.8%	$39.06	$39.06	—	MSCI EMG MKT ETF	464287234
XLF	SELECT SECTOR SPDR TR	134,070	$3.194M	1.7%	$23.82	$24.47	—	SBI INT-FINL	81369Y605
—	ULTIMATE SOFTWARE GROUP INC	12,523	$3.067M	1.7%	$244.91	$144.42	—	COM	90385D107
DCI	DONALDSON INC	60,029	$2.605M	1.4%	$43.40 *	$29.66	+55.2%	COM	257651109
GDX	VANECK VECTORS ETF TR	100,000	$2.109M	1.1%	$21.09	—	—	Call	92189F106
XLE	SELECT SECTOR SPDR TR	36,650	$2.102M	1.1%	$57.35	$57.35	—	ENERGY	81369Y506
HD	HOME DEPOT INC	12,041	$2.069M	1.1%	$171.83 *	$129.73	+15.9%	COM	437076102
IBB	ISHARES TR	18,511	$1.785M	1.0%	$96.43	$96.43	—	NASDAQ BIOTECH	464287556
—	ON DECK CAP INC	197,573	$1.166M	0.6%	$5.90	$5.92	—	COM	682163100
NSC	NORFOLK SOUTHERN CORP	2,729	$408K	0.2%	$149.51 *	$56.99	+149.8%	COM	655844108
JNJ	JOHNSON & JOHNSON	2,156	$278K	0.2%	$128.94 *	$67.90	+68.1%	COM	478160104
DGX	QUEST DIAGNOSTICS INC	3,222	$268K	0.1%	$83.18 *	$46.22	+75.8%	COM	74834L100
XOM	EXXON MOBIL CORP	3,700	$252K	0.1%	$68.11 *	$53.69	+5.0%	COM	30231G102