Rothschild Capital Partners, LLC Diversified Active

CIK: 0001569833 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 31, 2018

Total Value ($000): $225,092 (100.0% shares, 0.0% debt)

Holdings (43)

XLV SELECT SECTOR SPDR TR 9.8%

Value ($000) $22,090 Shares 232,159 Est. Cost $82.35 Unrealized —

XLP SELECT SECTOR SPDR TR 7.2%

Value ($000) $16,147 Shares 299,407 Est. Cost $53.67 Unrealized —

GOOGL ALPHABET INC CLASS A 7.1%

Value ($000) $15,962 Shares 13,224 Est. Cost $47.07 Unrealized +27.6%

META FACEBOOK INC 6.6%

Value ($000) $14,750 Shares 89,687 Est. Cost $26.68 Unrealized +573.7%

AMZN AMAZON COM INC 6.3%

Value ($000) $14,105 Shares 7,042 Est. Cost $19.23 Unrealized +389.1%

JPM JPMORGAN CHASE & CO 5.2%

Value ($000) $11,629 Shares 103,061 Est. Cost $45.29 Unrealized +104.5%

AAPL APPLE INC 4.9%

Value ($000) $11,033 Shares 48,876 Est. Cost $19.22 Unrealized +156.4%

ECL ECOLAB INC 4.4%

Value ($000) $9,798 Shares 62,493 Est. Cost $74.60 Unrealized +83.7%

XLU SELECT SECTOR SPDR TR 3.0%

Value ($000) $6,744 Shares 128,100 Est. Cost $51.84 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 2.8%

Value ($000) $6,369 Shares 221,680 Est. Cost $42.43 Unrealized —

HD HOME DEPOT INC 2.7%

Value ($000) $6,158 Shares 29,729 Est. Cost $129.73 Unrealized +29.5%

GLD SPDR GOLD TRUST 2.7%

Value ($000) $5,998 Shares 53,191 Est. Cost $121.94 Unrealized —

BURL BURLINGTON STORES INC 2.5%

Value ($000) $5,716 Shares 35,087 Est. Cost $112.07 Unrealized +42.4%

V VISA INC 2.4%

Value ($000) $5,423 Shares 36,130 Est. Cost $83.05 Unrealized +62.6%

XYL XYLEM INC 2.3%

Value ($000) $5,168 Shares 64,702 Est. Cost $37.04 Unrealized +84.4%

LMT LOCKHEED MARTIN CORP 2.2%

Value ($000) $4,998 Shares 14,446 Est. Cost $183.29 Unrealized +44.2%

— BARCLAYS BK PLC 2.1%

Value ($000) $4,667 Shares 175,000 Est. Cost — Unrealized —

NOC NORTHROP GRUMMAN CORP 2.1%

Value ($000) $4,666 Shares 14,702 Est. Cost $166.18 Unrealized +62.3%

XLRE SELECT SECTOR SPDR TR 1.8%

Value ($000) $4,134 Shares 126,775 Est. Cost $31.94 Unrealized —

XBI SPDR SERIES TRUST 1.8%

Value ($000) $4,129 Shares 43,072 Est. Cost $84.87 Unrealized —

UNH UNITEDHEALTH GROUP INC 1.8%

Value ($000) $4,125 Shares 15,504 Est. Cost $122.31 Unrealized +88.6%

— ULTIMATE SOFTWARE GROUP INC 1.8%

Value ($000) $4,014 Shares 12,460 Est. Cost $144.42 Unrealized —

KRE SPDR SERIES TRUST 1.8%

Value ($000) $3,961 Shares 66,662 Est. Cost $59.31 Unrealized —

GOOG ALPHABET INC CLASS C 1.7%

Value ($000) $3,906 Shares 3,273 Est. Cost $46.23 Unrealized +28.6%

EEM ISHARES TR 1.6%

Value ($000) $3,648 Shares 85,000 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 1.6%

Value ($000) $3,559 Shares 129,056 Est. Cost $24.49 Unrealized —

DCI DONALDSON INC 1.6%

Value ($000) $3,518 Shares 60,379 Est. Cost $29.66 Unrealized +50.4%

— SVB FINL GROUP 1.2%

Value ($000) $2,632 Shares 8,467 Est. Cost $233.74 Unrealized —

— CIMAREX ENERGY CO 1.0%

Value ($000) $2,202 Shares 23,690 Est. Cost $83.31 Unrealized —

USFD US FOODS HLDG CORP 0.9%

Value ($000) $1,957 Shares 63,505 Est. Cost $29.69 Unrealized +16.5%

GDX VANECK VECTORS ETF TR 0.8%

Value ($000) $1,852 Shares 100,000 Est. Cost — Unrealized —

GS GOLDMAN SACHS GROUP INC 0.8%

Value ($000) $1,740 Shares 7,761 Est. Cost $167.76 Unrealized +17.1%

— ON DECK CAP INC 0.7%

Value ($000) $1,490 Shares 196,833 Est. Cost $5.92 Unrealized —

— SPDR SERIES TRUST 0.5%

Value ($000) $1,180 Shares 27,260 Est. Cost $35.23 Unrealized —

XLI SELECT SECTOR SPDR TR 0.5%

Value ($000) $1,178 Shares 15,030 Est. Cost $78.38 Unrealized —

DVN DEVON ENERGY CORP NEW 0.4%

Value ($000) $1,012 Shares 25,350 Est. Cost $27.59 Unrealized +10.0%

MS MORGAN STANLEY 0.4%

Value ($000) $967 Shares 20,762 Est. Cost $29.14 Unrealized +33.6%

— CONCHO RES INC 0.4%

Value ($000) $790 Shares 5,172 Est. Cost $121.56 Unrealized —

NSC NORFOLK SOUTHERN CORP 0.2%

Value ($000) $493 Shares 2,729 Est. Cost $56.99 Unrealized +158.2%

DGX QUEST DIAGNOSTICS INC 0.2%

Value ($000) $348 Shares 3,222 Est. Cost $46.22 Unrealized +104.7%

XOM EXXON MOBIL CORP 0.1%

Value ($000) $315 Shares 3,700 Est. Cost $53.69 Unrealized +8.4%

JNJ JOHNSON & JOHNSON 0.1%

Value ($000) $298 Shares 2,156 Est. Cost $67.90 Unrealized +59.1%

CVX CHEVRON CORP NEW 0.1%

Value ($000) $223 Shares 1,821 Est. Cost $76.20 Unrealized +15.4%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
XLV	SELECT SECTOR SPDR TR	232,159	$22,090	9.8%	$82.35	—	SBI HEALTHCARE	81369Y209
XLP	SELECT SECTOR SPDR TR	299,407	$16,147	7.2%	$53.67	—	SBI CONS STPLS	81369Y308
GOOGL	ALPHABET INC CLASS A	13,224	$15,962	7.1%	$47.07	+27.6%	CL A	02079K305
META	FACEBOOK INC	89,687	$14,750	6.6%	$26.68	+573.7%	CL A	30303M102
AMZN	AMAZON COM INC	7,042	$14,105	6.3%	$19.23	+389.1%	COM	023135106
JPM	JPMORGAN CHASE & CO	103,061	$11,629	5.2%	$45.29	+104.5%	COM	46625H100
AAPL	APPLE INC	48,876	$11,033	4.9%	$19.22	+156.4%	COM	037833100
ECL	ECOLAB INC	62,493	$9,798	4.4%	$74.60	+83.7%	COM	278865100
XLU	SELECT SECTOR SPDR TR	128,100	$6,744	3.0%	$51.84	—	SBI INT-UTILS	81369Y886
EPD	ENTERPRISE PRODS PARTNERS L	221,680	$6,369	2.8%	$42.43	—	COM	293792107
HD	HOME DEPOT INC	29,729	$6,158	2.7%	$129.73	+29.5%	COM	437076102
GLD	SPDR GOLD TRUST	53,191	$5,998	2.7%	$121.94	—	GOLD SHS	78463V107
BURL	BURLINGTON STORES INC	35,087	$5,716	2.5%	$112.07	+42.4%	COM	122017106
V	VISA INC	36,130	$5,423	2.4%	$83.05	+62.6%	COM CL A	92826C839
XYL	XYLEM INC	64,702	$5,168	2.3%	$37.04	+84.4%	COM	98419M100
LMT	LOCKHEED MARTIN CORP	14,446	$4,998	2.2%	$183.29	+44.2%	COM	539830109
—	BARCLAYS BK PLC	175,000	$4,667	2.1%	—	—	Call	06746L422
NOC	NORTHROP GRUMMAN CORP	14,702	$4,666	2.1%	$166.18	+62.3%	COM	666807102
XLRE	SELECT SECTOR SPDR TR	126,775	$4,134	1.8%	$31.94	—	RL EST SEL SEC	81369Y860
XBI	SPDR SERIES TRUST	43,072	$4,129	1.8%	$84.87	—	S&P BIOTECH	78464A870
UNH	UNITEDHEALTH GROUP INC	15,504	$4,125	1.8%	$122.31	+88.6%	COM	91324P102
—	ULTIMATE SOFTWARE GROUP INC	12,460	$4,014	1.8%	$144.42	—	COM	90385D107
KRE	SPDR SERIES TRUST	66,662	$3,961	1.8%	$59.31	—	S&P REGL BKG	78464A698
GOOG	ALPHABET INC CLASS C	3,273	$3,906	1.7%	$46.23	+28.6%	CL C	02079K107
EEM	ISHARES TR	85,000	$3,648	1.6%	—	—	Call	464287234
XLF	SELECT SECTOR SPDR TR	129,056	$3,559	1.6%	$24.49	—	SBI INT-FINL	81369Y605
DCI	DONALDSON INC	60,379	$3,518	1.6%	$29.66	+50.4%	COM	257651109
—	SVB FINL GROUP	8,467	$2,632	1.2%	$233.74	—	COM	78486Q101
—	CIMAREX ENERGY CO	23,690	$2,202	1.0%	$83.31	—	COM	171798101
USFD	US FOODS HLDG CORP	63,505	$1,957	0.9%	$29.69	+16.5%	COM	912008109
GDX	VANECK VECTORS ETF TR	100,000	$1,852	0.8%	—	—	Call	92189F106
GS	GOLDMAN SACHS GROUP INC	7,761	$1,740	0.8%	$167.76	+17.1%	COM	38141G104
—	ON DECK CAP INC	196,833	$1,490	0.7%	$5.92	—	COM	682163100
—	SPDR SERIES TRUST	27,260	$1,180	0.5%	$35.23	—	S&P OILGAS EXP	78464A730
XLI	SELECT SECTOR SPDR TR	15,030	$1,178	0.5%	$78.38	—	SBI INT-INDS	81369Y704
DVN	DEVON ENERGY CORP NEW	25,350	$1,012	0.4%	$27.59	+10.0%	COM	25179M103
MS	MORGAN STANLEY	20,762	$967	0.4%	$29.14	+33.6%	COM NEW	617446448
—	CONCHO RES INC	5,172	$790	0.4%	$121.56	—	COM	20605P101
NSC	NORFOLK SOUTHERN CORP	2,729	$493	0.2%	$56.99	+158.2%	COM	655844108
DGX	QUEST DIAGNOSTICS INC	3,222	$348	0.2%	$46.22	+104.7%	COM	74834L100
XOM	EXXON MOBIL CORP	3,700	$315	0.1%	$53.69	+8.4%	COM	30231G102
JNJ	JOHNSON & JOHNSON	2,156	$298	0.1%	$67.90	+59.1%	COM	478160104
CVX	CHEVRON CORP NEW	1,821	$223	0.1%	$76.20	+15.4%	COM	166764100