Rothschild Capital Partners, LLC Diversified Active

Location: New York, NY

CIK: 0001569833 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 3, 2020

Total Value: $253M (100.0% shares, 0.0% debt)

Holdings (36)

AMZN AMAZON COM INC 8.7%

Value $21.95M Shares 6,971 Share Price $3148.76 * Est. Cost/Share $19.23 Unrealized @ Report Date +720.0%

AAPL APPLE INC 8.6%

Value $21.77M Shares 187,968 Share Price $115.80 * Est. Cost/Share $84.28 Unrealized @ Report Date +25.7%

GLD SPDR GOLD TRUST 8.5%

Value $21.48M Shares 121,288 Share Price $177.12 Est. Cost/Share $133.63 Unrealized @ Report Date —

META FACEBOOK INC 6.9%

Value $17.52M Shares 66,909 Share Price $261.89 * Est. Cost/Share $26.68 Unrealized @ Report Date +859.8%

GOOGL ALPHABET INC CLASS A 6.7%

Value $16.99M Shares 11,592 Share Price $1465.58 * Est. Cost/Share $47.14 Unrealized @ Report Date +60.4%

ECL ECOLAB INC 4.4%

Value $11.05M Shares 55,297 Share Price $199.85 * Est. Cost/Share $74.60 Unrealized @ Report Date +152.6%

XLP SELECT SECTOR SPDR TR 4.1%

Value $10.38M Shares 161,878 Share Price $64.10 Est. Cost/Share $53.89 Unrealized @ Report Date —

JPM JPMORGAN CHASE & CO 4.1%

Value $10.26M Shares 106,612 Share Price $96.27 * Est. Cost/Share $46.78 Unrealized @ Report Date +82.7%

EEMV ISHARES TR 3.4%

Value $8.612M Shares 195,325 Share Price $44.09 Est. Cost/Share $44.09 Unrealized @ Report Date —

— PROSHARES TR 3.1%

Value $7.768M Shares 382,275 Share Price $20.32 Est. Cost/Share $27.42 Unrealized @ Report Date —

HEDJ WISDOMTREE TR 3.1%

Value $7.738M Shares 125,316 Share Price $61.75 Est. Cost/Share $60.71 Unrealized @ Report Date —

XLV SELECT SECTOR SPDR TR 3.1%

Value $7.736M Shares 73,340 Share Price $105.48 Est. Cost/Share $83.50 Unrealized @ Report Date —

MSFT MICROSOFT CORP 3.0%

Value $7.532M Shares 35,809 Share Price $210.34 * Est. Cost/Share $117.13 Unrealized @ Report Date +71.4%

V VISA INC 3.0%

Value $7.526M Shares 37,638 Share Price $199.96 * Est. Cost/Share $86.65 Unrealized @ Report Date +121.8%

CRM SALESFORCE COM INC 2.9%

Value $7.35M Shares 29,246 Share Price $251.32 * Est. Cost/Share $157.36 Unrealized @ Report Date +37.4%

LMT LOCKHEED MARTIN CORP 2.9%

Value $7.221M Shares 18,839 Share Price $383.30 * Est. Cost/Share $219.51 Unrealized @ Report Date +49.9%

SMH VANECK VECTORS ETF TR 2.5%

Value $6.377M Shares 36,609 Share Price $174.19 Est. Cost/Share $152.80 Unrealized @ Report Date —

XLU SELECT SECTOR SPDR TR 2.3%

Value $5.909M Shares 99,511 Share Price $59.38 Est. Cost/Share $54.58 Unrealized @ Report Date —

XLK SELECT SECTOR SPDR TR 2.2%

Value $5.664M Shares 48,535 Share Price $116.70 Est. Cost/Share $89.59 Unrealized @ Report Date —

UNH UNITEDHEALTH GROUP INC 1.9%

Value $4.778M Shares 15,326 Share Price $311.76 * Est. Cost/Share $122.31 Unrealized @ Report Date +129.9%

GOOG ALPHABET INC CLASS C 1.9%

Value $4.744M Shares 3,228 Share Price $1469.64 * Est. Cost/Share $46.23 Unrealized @ Report Date +63.8%

NOC NORTHROP GRUMMAN CORP 1.7%

Value $4.19M Shares 13,282 Share Price $315.46 * Est. Cost/Share $166.18 Unrealized @ Report Date +79.4%

IBB ISHARES TR 1.5%

Value $3.806M Shares 28,109 Share Price $135.40 Est. Cost/Share $100.92 Unrealized @ Report Date —

XLF SELECT SECTOR SPDR TR 1.4%

Value $3.505M Shares 145,605 Share Price $24.07 Est. Cost/Share $23.76 Unrealized @ Report Date —

EPD ENTERPRISE PRODS PARTNERS L 1.4%

Value $3.442M Shares 217,973 Share Price $15.79 Est. Cost/Share $42.43 Unrealized @ Report Date —

DCI DONALDSON INC 1.0%

Value $2.627M Shares 56,601 Share Price $46.41 * Est. Cost/Share $29.66 Unrealized @ Report Date +50.5%

BABA ALIBABA GROUP HLDG LTD 1.0%

Value $2.601M Shares 8,849 Share Price $293.93 Est. Cost/Share $194.71 Unrealized @ Report Date —

PODD INSULET CORP 1.0%

Value $2.423M Shares 10,242 Share Price $236.57 * Est. Cost/Share $185.33 Unrealized @ Report Date +13.6%

DXCM DEXCOM INC 1.0%

Value $2.405M Shares 5,835 Share Price $412.17 * Est. Cost/Share $67.12 Unrealized @ Report Date +55.6%

XLRE SELECT SECTOR SPDR TR 0.9%

Value $2.303M Shares 65,305 Share Price $35.27 Est. Cost/Share $33.58 Unrealized @ Report Date —

— PROSHARES TR 0.7%

Value $1.708M Shares 103,214 Share Price $16.55 Est. Cost/Share $19.00 Unrealized @ Report Date —

AGG ISHARES TR 0.5%

Value $1.334M Shares 11,303 Share Price $118.02 Est. Cost/Share $111.65 Unrealized @ Report Date —

XLI SELECT SECTOR SPDR TR 0.3%

Value $640K Shares 8,320 Share Price $76.92 Est. Cost/Share $68.75 Unrealized @ Report Date —

NSC NORFOLK SOUTHERN CORP 0.2%

Value $584K Shares 2,729 Share Price $214.00 * Est. Cost/Share $56.99 Unrealized @ Report Date +215.7%

JNJ JOHNSON & JOHNSON 0.1%

Value $321K Shares 2,156 Share Price $148.89 * Est. Cost/Share $67.90 Unrealized @ Report Date +87.1%

DGX QUEST DIAGNOSTICS INC 0.1%

Value $254K Shares 2,222 Share Price $114.31 * Est. Cost/Share $95.20 Unrealized @ Report Date +11.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AMZN	AMAZON COM INC	6,971	$21.95M	8.7%	$3148.76 *	$19.23	+720.0%	COM	023135106
AAPL	APPLE INC	187,968	$21.77M	8.6%	$115.80 *	$84.28	+25.7%	COM	037833100
GLD	SPDR GOLD TRUST	121,288	$21.48M	8.5%	$177.12	$133.63	—	GOLD SHS	78463V107
META	FACEBOOK INC	66,909	$17.52M	6.9%	$261.89 *	$26.68	+859.8%	CL A	30303M102
GOOGL	ALPHABET INC CLASS A	11,592	$16.99M	6.7%	$1465.58 *	$47.14	+60.4%	CL A	02079K305
ECL	ECOLAB INC	55,297	$11.05M	4.4%	$199.85 *	$74.60	+152.6%	COM	278865100
XLP	SELECT SECTOR SPDR TR	161,878	$10.38M	4.1%	$64.10	$53.89	—	SBI CONS STPLS	81369Y308
JPM	JPMORGAN CHASE & CO	106,612	$10.26M	4.1%	$96.27 *	$46.78	+82.7%	COM	46625H100
EEMV	ISHARES TR	195,325	$8.612M	3.4%	$44.09	$44.09	—	MSCI EMERG MKT	464286533
—	PROSHARES TR	382,275	$7.768M	3.1%	$20.32	$27.42	—	SHORT S&P 500 NE	74347B425
HEDJ	WISDOMTREE TR	125,316	$7.738M	3.1%	$61.75	$60.71	—	EUROPE HEDGED EQ	97717X701
XLV	SELECT SECTOR SPDR TR	73,340	$7.736M	3.1%	$105.48	$83.50	—	SBI HEALTHCARE	81369Y209
MSFT	MICROSOFT CORP	35,809	$7.532M	3.0%	$210.34 *	$117.13	+71.4%	COM	594918104
V	VISA INC	37,638	$7.526M	3.0%	$199.96 *	$86.65	+121.8%	COM CL A	92826C839
CRM	SALESFORCE COM INC	29,246	$7.35M	2.9%	$251.32 *	$157.36	+37.4%	COM	79466L302
LMT	LOCKHEED MARTIN CORP	18,839	$7.221M	2.9%	$383.30 *	$219.51	+49.9%	COM	539830109
SMH	VANECK VECTORS ETF TR	36,609	$6.377M	2.5%	$174.19	$152.80	—	SEMICONDUCTOR ET	92189F676
XLU	SELECT SECTOR SPDR TR	99,511	$5.909M	2.3%	$59.38	$54.58	—	SBI INT-UTILS	81369Y886
XLK	SELECT SECTOR SPDR TR	48,535	$5.664M	2.2%	$116.70	$89.59	—	TECHNOLOGY	81369Y803
UNH	UNITEDHEALTH GROUP INC	15,326	$4.778M	1.9%	$311.76 *	$122.31	+129.9%	COM	91324P102
GOOG	ALPHABET INC CLASS C	3,228	$4.744M	1.9%	$1469.64 *	$46.23	+63.8%	CL C	02079K107
NOC	NORTHROP GRUMMAN CORP	13,282	$4.19M	1.7%	$315.46 *	$166.18	+79.4%	COM	666807102
IBB	ISHARES TR	28,109	$3.806M	1.5%	$135.40	$100.92	—	NASDAQ BIOTECH	464287556
XLF	SELECT SECTOR SPDR TR	145,605	$3.505M	1.4%	$24.07	$23.76	—	SBI INT-FINL	81369Y605
EPD	ENTERPRISE PRODS PARTNERS L	217,973	$3.442M	1.4%	$15.79	$42.43	—	COM	293792107
DCI	DONALDSON INC	56,601	$2.627M	1.0%	$46.41 *	$29.66	+50.5%	COM	257651109
BABA	ALIBABA GROUP HLDG LTD	8,849	$2.601M	1.0%	$293.93	$194.71	—	SPONSORED ADS	01609W102
PODD	INSULET CORP	10,242	$2.423M	1.0%	$236.57 *	$185.33	+13.6%	COM	45784P101
DXCM	DEXCOM INC	5,835	$2.405M	1.0%	$412.17 *	$67.12	+55.6%	COM	252131107
XLRE	SELECT SECTOR SPDR TR	65,305	$2.303M	0.9%	$35.27	$33.58	—	RL EST SEL SEC	81369Y860
—	PROSHARES TR	103,214	$1.708M	0.7%	$16.55	$19.00	—	SHORT QQQ NEW	74374B714
AGG	ISHARES TR	11,303	$1.334M	0.5%	$118.02	$111.65	—	CORE US AGGBD ET	464287226
XLI	SELECT SECTOR SPDR TR	8,320	$640K	0.3%	$76.92	$68.75	—	SBI INT-INDS	81369Y704
NSC	NORFOLK SOUTHERN CORP	2,729	$584K	0.2%	$214.00 *	$56.99	+215.7%	COM	655844108
JNJ	JOHNSON & JOHNSON	2,156	$321K	0.1%	$148.89 *	$67.90	+87.1%	COM	478160104
DGX	QUEST DIAGNOSTICS INC	2,222	$254K	0.1%	$114.31 *	$95.20	+11.9%	COM	74834L100