CIK: 0001569356 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value ($000): $674,928 (66.3% shares, 33.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GOOGL | ALPHABET INC | 166,008 | $161,645 | 23.9% | $46.77 | +0.7% | CAP STK CL A | 02079K305 |
| — | SINA CORP | 86,500,000 | $101,097 | 15.0% | $0.98 | — | NOTE 1.000%12/0 | 82922RAD5 |
| — | ALTABA INC | 1,403,971 | $92,999 | 13.8% | $57.55 | — | COM | 021346101 |
| — | CTRIP COM INTL LTD | 35,000,000 | $39,878 | 5.9% | $1.09 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | CTRIP COM INTL LTD | 32,000,000 | $34,600 | 5.1% | $1.08 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| — | TWENTY FIRST CENTY FOX INC | 1,163,648 | $30,010 | 4.4% | $28.15 | — | CL B | 90130A200 |
| — | CTRIP COM INTL LTD | 20,000,000 | $27,663 | 4.1% | $1.33 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | TATA MTRS LTD | 826,500 | $25,529 | 3.8% | $34.96 | — | SPONSORED ADR | 876568502 |
| IBN | ICICI BK LTD | 2,915,875 | $24,831 | 3.7% | $8.87 | — | ADR | 45104G104 |
| — | CTRIP COM INTL LTD | 20,000,000 | $24,325 | 3.6% | $1.09 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | VALE S A | 853,100 | $7,976 | 1.2% | $9.35 | — | ADR REPSTG PFD | 91912E204 |
| — | FORTRESS INVESTMENT GROUP LL | 776,582 | $6,189 | 0.9% | $7.95 | — | CL A | 34958B106 |
| ZTO | ZTO EXPRESS CAYMAN INC | 435,300 | $6,112 | 0.9% | $14.04 | — | SPONSORED ADR | 98980A105 |
| NTES | NETEASE INC | 19,827 | $5,231 | 0.8% | $263.83 | — | SPONSORED ADR | 64110W102 |
| NFLX | NETFLIX INC | 20,794 | $3,771 | 0.6% | $17.44 | 0.0% | COM | 64110L106 |
| — | BLACKSTONE GROUP L P | 111,379 | $3,717 | 0.6% | $33.37 | — | COM UNIT LTD | 09253U108 |
| RYAAY | RYANAIR HLDGS PLC | 33,098 | $3,489 | 0.5% | $90.97 | — | SPONSORED ADR NE | 783513203 |
| — | MOMO INC | 108,134 | $3,389 | 0.5% | $31.62 | — | ADR | 60879B107 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 430,216 | $3,305 | 0.5% | $6.06 | — | SPONSORED ADR | 86562M209 |
| — | CHINA MOBILE LIMITED | 62,294 | $3,156 | 0.5% | $51.68 | — | SPONSORED ADR | 16941M109 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 482,330 | $3,134 | 0.5% | $5.96 | — | SPONSORED ADR | 606822104 |
| SONY | SONY CORP | 83,000 | $3,089 | 0.5% | $25.83 | — | SPONSORED ADR | 835699307 |
| NMR | NOMURA HLDGS INC | 530,200 | $2,970 | 0.4% | $4.59 | — | SPONSORED ADR | 65535H208 |
| CAT | CATERPILLAR INC DEL | 19,808 | $2,470 | 0.4% | $84.05 | +14.2% | COM | 149123101 |
| LMT | LOCKHEED MARTIN CORP | 7,938 | $2,463 | 0.4% | $238.57 | 0.0% | COM | 539830109 |
| — | CHINA UNICOM (HONG KONG) LTD | 168,200 | $2,338 | 0.3% | $11.86 | — | SPONSORED ADR | 16945R104 |
| NVDA | NVIDIA CORP | 11,993 | $2,144 | 0.3% | $3.13 | +31.0% | COM | 67066G104 |
| HSBC | HSBC HLDGS PLC | 41,708 | $2,044 | 0.3% | $49.01 | — | SPON ADR NEW | 404280406 |
| — | AKORN INC | 60,100 | $1,995 | 0.3% | $33.54 | — | COM | 009728106 |
| AIG | AMERICAN INTL GROUP INC | 31,063 | $1,907 | 0.3% | $50.15 | 0.0% | COM NEW | 026874784 |
| JCI | JOHNSON CTLS INTL PLC | 47,200 | $1,902 | 0.3% | $33.91 | -1.6% | SHS | G51502105 |
| KHC | KRAFT HEINZ CO | 24,163 | $1,874 | 0.3% | $56.41 | 0.0% | COM | 500754106 |
| — | GENERAL ELECTRIC CO | 64,784 | $1,566 | 0.2% | $24.75 | — | COM | 369604103 |
| BEN | FRANKLIN RES INC | 32,000 | $1,424 | 0.2% | $27.87 | 0.0% | COM | 354613101 |
| — | MOMO INC | 1,545 | $1,380 | 0.2% | $31.62 | — | Put | 60879B107 |
| ZLAB | ZAI LAB LTD | 50,000 | $1,350 | 0.2% | $27.00 | — | ADR | 98887Q104 |
| — | BED BATH & BEYOND INC | 57,291 | $1,345 | 0.2% | $23.48 | — | COM | 075896100 |
| TSN | TYSON FOODS INC | 18,315 | $1,290 | 0.2% | $49.36 | +3.6% | CL A | 902494103 |
| BHP | BHP BILLITON LTD | 29,862 | $1,208 | 0.2% | $35.76 | — | SPONSORED ADR | 088606108 |
| — | TIFFANY & CO NEW | 12,027 | $1,104 | 0.2% | $93.88 | — | COM | 886547108 |
| BA | BOEING CO | 4,264 | $1,084 | 0.2% | $220.44 | 0.0% | COM | 097023105 |
| — | FIREEYE INC | 63,991 | $1,073 | 0.2% | $16.77 | — | COM | 31816Q101 |
| FMC | F M C CORP | 11,050 | $987 | 0.1% | $58.25 | 0.0% | COM NEW | 302491303 |
| — | KANSAS CITY SOUTHERN | 8,721 | $948 | 0.1% | $108.70 | — | COM NEW | 485170302 |
| HRB | BLOCK H & R INC | 34,699 | $919 | 0.1% | $20.97 | 0.0% | COM | 093671105 |
| UPS | UNITED PARCEL SERVICE INC | 6,889 | $828 | 0.1% | $82.86 | 0.0% | CL B | 911312106 |
| JPM | JPMORGAN CHASE & CO | 8,556 | $817 | 0.1% | $73.66 | 0.0% | COM | 46625H100 |
| — | LINE CORP | 21,900 | $793 | 0.1% | $36.21 | — | SPONSORED ADR | 53567X101 |
| CMI | CUMMINS INC | 500 | $745 | 0.1% | — | — | Call | 231021106 |
| HMC | HONDA MOTOR LTD | 22,733 | $673 | 0.1% | $29.09 | — | AMERN SHS | 438128308 |
| TLK | P T TELEKOMUNIKASI INDONESIA | 17,677 | $614 | 0.1% | $34.73 | — | SPONSORED ADR | 715684106 |
| AMGN | AMGEN INC | 3,252 | $606 | 0.1% | $137.50 | 0.0% | COM | 031162100 |
| HUN | HUNTSMAN CORP | 21,683 | $595 | 0.1% | $26.65 | 0.0% | COM | 447011107 |
| NVDA | NVIDIA CORP | 1,750 | $580 | 0.1% | $3.13 | +31.0% | Put | 67066G104 |
| BIIB | BIOGEN INC | 1,820 | $570 | 0.1% | $264.42 | +12.0% | COM | 09062X103 |
| NTES | NETEASE INC | 650 | $553 | 0.1% | $263.83 | — | Put | 64110W102 |
| GWW | GRAINGER W W INC | 3,062 | $550 | 0.1% | $149.54 | 0.0% | COM | 384802104 |
| — | VALEANT PHARMACEUTICALS INTL | 35,254 | $505 | 0.1% | $14.32 | — | COM | 91911K102 |
| WB | WEIBO CORP | 1,766 | $502 | 0.1% | — | — | Put | 948596101 |
| NVDA | NVIDIA CORP | 350 | $497 | 0.1% | $3.13 | +31.0% | Call | 67066G104 |
| ZION | ZIONS BANCORPORATION | 900 | $477 | 0.1% | — | — | Call | 989701107 |
| DE | DEERE & CO | 500 | $466 | 0.1% | $102.78 | +5.6% | Call | 244199105 |
| NFLX | NETFLIX INC | 600 | $440 | 0.1% | $17.44 | 0.0% | Put | 64110L106 |
| — | BED BATH & BEYOND INC | 600 | $392 | 0.1% | $23.48 | — | Put | 075896100 |
| — | CTRIP COM INTL LTD | 1,000 | $380 | 0.1% | — | — | Put | 22943F100 |
| RDY | DR REDDYS LABS LTD | 10,600 | $380 | 0.1% | $35.85 | — | ADR | 256135203 |
| — | GENERAL ELECTRIC CO | 3,000 | $367 | 0.1% | $24.75 | — | Put | 369604103 |
| — | FIAT CHRYSLER AUTOMOBILES N | 18,803 | $337 | 0.0% | $17.92 | — | SHS | N31738102 |
| GM | GENERAL MTRS CO | 600 | $332 | 0.0% | — | — | Call | 37045V100 |
| — | TWITTER INC | 1,509 | $323 | 0.0% | $16.80 | — | Call | 90184L102 |
| TSCO | TRACTOR SUPPLY CO | 4,954 | $314 | 0.0% | $10.40 | -4.2% | COM | 892356106 |
| MDT | MEDTRONIC PLC | 3,790 | $295 | 0.0% | $66.95 | 0.0% | SHS | G5960L103 |
| — | MYLAN N V | 9,183 | $288 | 0.0% | $33.28 | — | SHS EURO | N59465109 |
| — | TWITTER INC | 4,009 | $288 | 0.0% | $16.80 | — | Put | 90184L102 |
| — | BLACKSTONE GROUP L P | 3,500 | $271 | 0.0% | $33.37 | — | Put | 09253U108 |
| KHC | KRAFT HEINZ CO | 250 | $254 | 0.0% | $56.41 | 0.0% | Put | 500754106 |
| CAT | CATERPILLAR INC DEL | 1,700 | $247 | 0.0% | $84.05 | +14.2% | Put | 149123101 |
| COP | CONOCOPHILLIPS | 4,571 | $229 | 0.0% | $34.44 | 0.0% | COM | 20825C104 |
| TGT | TARGET CORP | 1,051 | $218 | 0.0% | $42.57 | +3.7% | Call | 87612E106 |
| — | 58 COM INC | 480 | $218 | 0.0% | — | — | Call | 31680Q104 |
| — | FIREEYE INC | 3,000 | $212 | 0.0% | $16.77 | — | Put | 31816Q101 |
| NOC | NORTHROP GRUMMAN CORP | 729 | $210 | 0.0% | $217.50 | +8.0% | COM | 666807102 |
| — | VALEANT PHARMACEUTICALS INTL | 2,700 | $200 | 0.0% | $14.32 | — | Put | 91911K102 |
| IWM | ISHARES TR | 500 | $197 | 0.0% | — | — | Call | 464287655 |
| — | 58 COM INC | 500 | $188 | 0.0% | — | — | Put | 31680Q104 |
| SPY | SPDR S&P 500 ETF TR | 750 | $182 | 0.0% | — | — | Call | 78462F103 |
| YELP | YELP INC | 1,250 | $178 | 0.0% | — | — | Put | 985817105 |
| HRB | BLOCK H & R INC | 500 | $163 | 0.0% | $20.97 | 0.0% | Put | 093671105 |
| PVH | PVH CORP | 1,293 | $163 | 0.0% | $97.80 | +23.1% | COM | 693656100 |
| — | GENERAL ELECTRIC CO | 1,500 | $156 | 0.0% | $24.75 | — | Call | 369604103 |
| — | WEIGHT WATCHERS INTL INC NEW | 500 | $155 | 0.0% | — | — | Put | 948626106 |
| URI | UNITED RENTALS INC | 1,859 | $151 | 0.0% | $108.13 | +7.0% | COM | 911363109 |
| MDT | MEDTRONIC PLC | 500 | $143 | 0.0% | $66.95 | 0.0% | Put | G5960L103 |
| — | UNITED STATES STL CORP NEW | 2,850 | $141 | 0.0% | $22.14 | — | Put | 912909108 |
| MCD | MCDONALDS CORP | 400 | $139 | 0.0% | $117.92 | +9.1% | Call | 580135101 |
| FLR | FLUOR CORP NEW | 3,215 | $135 | 0.0% | $38.83 | 0.0% | COM | 343412102 |
| — | TIFFANY & CO NEW | 500 | $125 | 0.0% | $93.88 | — | Put | 886547108 |
| CMI | CUMMINS INC | 900 | $120 | 0.0% | — | — | Put | 231021106 |
| WDC | WESTERN DIGITAL CORP | 804 | $115 | 0.0% | $59.68 | +0.4% | Put | 958102105 |
| OXY | OCCIDENTAL PETE CORP DEL | 300 | $113 | 0.0% | — | — | Call | 674599105 |
| — | UNITED STATES STL CORP NEW | 1,350 | $111 | 0.0% | $22.14 | — | Call | 912909108 |
| AIG | AMERICAN INTL GROUP INC | 500 | $108 | 0.0% | $50.15 | 0.0% | Put | 026874784 |
| BEN | FRANKLIN RES INC | 1,000 | $108 | 0.0% | $27.87 | 0.0% | Put | 354613101 |
| CAT | CATERPILLAR INC DEL | 150 | $105 | 0.0% | $84.05 | +14.2% | Call | 149123101 |
| — | FOOT LOCKER INC | 2,922 | $103 | 0.0% | $35.25 | — | COM | 344849104 |
| — | TWITTER INC | 6,071 | $102 | 0.0% | $16.80 | — | COM | 90184L102 |
| LMT | LOCKHEED MARTIN CORP | 450 | $102 | 0.0% | $238.57 | 0.0% | Put | 539830109 |
| FLR | FLUOR CORP NEW | 186 | $98 | 0.0% | $38.83 | 0.0% | Call | 343412102 |
| FMC | F M C CORP | 303 | $89 | 0.0% | $58.25 | 0.0% | Put | 302491303 |
| CIEN | CIENA CORP | 709 | $83 | 0.0% | — | — | Call | 171779309 |
| MDT | MEDTRONIC PLC | 800 | $79 | 0.0% | $66.95 | 0.0% | Call | G5960L103 |
| — | VALEANT PHARMACEUTICALS INTL | 1,000 | $78 | 0.0% | $14.32 | — | Call | 91911K102 |
| BA | BOEING CO | 300 | $77 | 0.0% | $220.44 | 0.0% | Put | 097023105 |
| DOV | DOVER CORP | 500 | $75 | 0.0% | — | — | Call | 260003108 |
| SPY | SPDR S&P 500 ETF TR | 500 | $69 | 0.0% | — | — | Put | 78462F103 |
| CIEN | CIENA CORP | 409 | $65 | 0.0% | — | — | Put | 171779309 |
| MUR | MURPHY OIL CORP | 225 | $65 | 0.0% | — | — | Call | 626717102 |
| JD | JD COM INC | 1,000 | $65 | 0.0% | — | — | Call | 47215P106 |
| TAP | MOLSON COORS BREWING CO | 790 | $64 | 0.0% | $70.63 | 0.0% | CL B | 60871R209 |
| TSN | TYSON FOODS INC | 2,900 | $59 | 0.0% | $49.36 | +3.6% | Put | 902494103 |
| — | KANSAS CITY SOUTHERN | 400 | $58 | 0.0% | $108.70 | — | Put | 485170302 |
| JCI | JOHNSON CTLS INTL PLC | 1,000 | $57 | 0.0% | $33.91 | -1.6% | Put | G51502105 |
| FLR | FLUOR CORP NEW | 1,324 | $57 | 0.0% | $38.83 | 0.0% | Put | 343412102 |
| HUN | HUNTSMAN CORP | 1,528 | $56 | 0.0% | $26.65 | 0.0% | Put | 447011107 |
| MAT | MATTEL INC | 3,540 | $55 | 0.0% | $17.88 | 0.0% | COM | 577081102 |
| JPM | JPMORGAN CHASE & CO | 350 | $52 | 0.0% | $73.66 | 0.0% | Put | 46625H100 |
| MMM | 3M CO | 210 | $51 | 0.0% | $124.67 | +4.2% | Call | 88579Y101 |
| BIIB | BIOGEN INC | 300 | $49 | 0.0% | $264.42 | +12.0% | Put | 09062X103 |
| ETN | EATON CORP PLC | 559 | $48 | 0.0% | $63.97 | -0.2% | Call | G29183103 |
| — | FIAT CHRYSLER AUTOMOBILES N | 500 | $45 | 0.0% | $17.92 | — | Put | N31738102 |
| OXY | OCCIDENTAL PETE CORP DEL | 300 | $45 | 0.0% | — | — | Put | 674599105 |
| — | BARRICK GOLD CORP | 1,000 | $44 | 0.0% | — | — | Call | 067901108 |
| WDC | WESTERN DIGITAL CORP | 250 | $44 | 0.0% | $59.68 | +0.4% | Call | 958102105 |
| — | MYLAN N V | 100 | $38 | 0.0% | $33.28 | — | Put | N59465109 |
| GWW | GRAINGER W W INC | 300 | $34 | 0.0% | $149.54 | 0.0% | Put | 384802104 |
| — | BARRICK GOLD CORP | 1,000 | $33 | 0.0% | — | — | Put | 067901108 |
| — | MOMO INC | 300 | $33 | 0.0% | $31.62 | — | Call | 60879B107 |
| MUR | MURPHY OIL CORP | 225 | $32 | 0.0% | — | — | Put | 626717102 |
| HSBC | HSBC HLDGS PLC | 500 | $28 | 0.0% | $49.01 | — | Put | 404280406 |
| NEM | NEWMONT MINING CORP | 70 | $26 | 0.0% | — | — | Call | 651639106 |
| HAS | HASBRO INC | 255 | $25 | 0.0% | $75.63 | 0.0% | COM | 418056107 |
| MAT | MATTEL INC | 102 | $24 | 0.0% | $17.88 | 0.0% | Put | 577081102 |
| ETN | EATON CORP PLC | 1,100 | $22 | 0.0% | $63.97 | -0.2% | Put | G29183103 |
| MMM | 3M CO | 90 | $21 | 0.0% | $124.67 | +4.2% | Put | 88579Y101 |
| TSCO | TRACTOR SUPPLY CO | 859 | $18 | 0.0% | $10.40 | -4.2% | Put | 892356106 |
| COP | CONOCOPHILLIPS | 250 | $17 | 0.0% | $34.44 | 0.0% | Put | 20825C104 |
| PVH | PVH CORP | 52 | $15 | 0.0% | $97.80 | +23.1% | Put | 693656100 |
| YELP | YELP INC | 50 | $15 | 0.0% | — | — | Call | 985817105 |
| AMGN | AMGEN INC | 800 | $14 | 0.0% | $137.50 | 0.0% | Put | 031162100 |
| — | FOOT LOCKER INC | 112 | $14 | 0.0% | $35.25 | — | Put | 344849104 |
| MCK | MCKESSON CORP | 10 | $13 | 0.0% | — | — | Call | 58155Q103 |
| JD | JD COM INC | 100 | $12 | 0.0% | — | — | Put | 47215P106 |
| DOV | DOVER CORP | 80 | $9 | 0.0% | — | — | Put | 260003108 |
| NEM | NEWMONT MINING CORP | 70 | $7 | 0.0% | — | — | Put | 651639106 |
| HUN | HUNTSMAN CORP | 28 | $7 | 0.0% | $26.65 | 0.0% | Call | 447011107 |
| MAT | MATTEL INC | 102 | $7 | 0.0% | $17.88 | 0.0% | Call | 577081102 |
| TAP | MOLSON COORS BREWING CO | 15 | $6 | 0.0% | $70.63 | 0.0% | Put | 60871R209 |
| WFC | WELLS FARGO CO NEW | 250 | $6 | 0.0% | — | — | Put | 949746101 |
| NOC | NORTHROP GRUMMAN CORP | 200 | $6 | 0.0% | $217.50 | +8.0% | Put | 666807102 |
| TGT | TARGET CORP | 2,000 | $6 | 0.0% | $42.57 | +3.7% | Put | 87612E106 |
| — | SEAGATE TECHNOLOGY PLC | 24 | $4 | 0.0% | $38.75 | — | Call | G7945M107 |
| MCK | MCKESSON CORP | 10 | $4 | 0.0% | — | — | Put | 58155Q103 |
| VRSN | VERISIGN INC | 5 | $3 | 0.0% | — | — | Call | 92343E102 |
| BABA | ALIBABA GROUP HLDG LTD | 1,020 | $2 | 0.0% | — | — | Put | 01609W102 |
| HAS | HASBRO INC | 6 | $2 | 0.0% | $75.63 | 0.0% | Put | 418056107 |
| — | BED BATH & BEYOND INC | 600 | $2 | 0.0% | $23.48 | — | Call | 075896100 |
| ZION | ZIONS BANCORPORATION | 100 | $2 | 0.0% | — | — | Put | 989701107 |
| GM | GENERAL MTRS CO | 600 | $2 | 0.0% | — | — | Put | 37045V100 |
| — | TIFFANY & CO NEW | 20 | $1 | 0.0% | $93.88 | — | Call | 886547108 |
| VRSN | VERISIGN INC | 5 | $1 | 0.0% | — | — | Put | 92343E102 |
| — | UNITED TECHNOLOGIES CORP | 34 | $1 | 0.0% | $122.16 | — | COM | 913017109 |