AmeriServ Wealth Advisors Diversified Active

Location: Johnstown, PA

CIK: 0001102062 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Jan 30, 2017

Total Value: $85.61M (100.0% shares, 0.0% debt)

Holdings (32)

— BLACKROCK TAX MUNICPAL BD TR 41.0%

Value $35.13M Shares 1,626,320 Share Price $21.60 Est. Cost/Share $22.61 Unrealized @ Report Date —

VOO VANGUARD INDEX FDS 11.2%

Value $9.623M Shares 46,864 Share Price $205.34 Est. Cost/Share $193.37 Unrealized @ Report Date +6.2%

SSO PROSHARES TR 6.0%

Value $5.125M Shares 67,307 Share Price $76.14 * Est. Cost/Share $9.04 Unrealized @ Report Date +5.3%

MDY SPDR S&P MIDCAP 400 ETF TR 5.1%

Value $4.382M Shares 14,522 Share Price $301.75 Est. Cost/Share $288.67 Unrealized @ Report Date +4.5%

IJR ISHARES TR 4.9%

Value $4.234M Shares 30,953 Share Price $136.79 * Est. Cost/Share $64.49 Unrealized @ Report Date +6.6%

SHY ISHARES TR 3.4%

Value $2.941M Shares 34,831 Share Price $84.44 Est. Cost/Share $85.08 Unrealized @ Report Date -0.7%

LOB LIVE OAK BANCSHARES INC 2.4%

Value $2.041M Shares 110,344 Share Price $18.50 Est. Cost/Share $17.30 Unrealized @ Report Date +6.9%

JNJ JOHNSON & JOHNSON 2.3%

Value $1.974M Shares 17,197 Share Price $114.79 * Est. Cost/Share $65.83 Unrealized @ Report Date +36.4%

MO ALTRIA GROUP INC 2.1%

Value $1.76M Shares 26,023 Share Price $67.63 * Est. Cost/Share $17.60 Unrealized @ Report Date +104.3%

ASRV AMERISERV FINL INC 1.9%

Value $1.634M Shares 441,571 Share Price $3.70 * Est. Cost/Share $2.21 Unrealized @ Report Date +26.7%

AAPL APPLE INC 1.9%

Value $1.588M Shares 13,707 Share Price $115.85 * Est. Cost/Share $25.20 Unrealized @ Report Date +5.9%

VZ VERIZON COMMUNICATIONS INC 1.7%

Value $1.431M Shares 26,864 Share Price $53.27 * Est. Cost/Share $28.93 Unrealized @ Report Date +14.4%

EWZ ISHARES 1.5%

Value $1.248M Shares 37,439 Share Price $33.33 Est. Cost/Share $27.60 Unrealized @ Report Date +20.8%

T AT&T INC 1.4%

Value $1.188M Shares 27,951 Share Price $42.50 * Est. Cost/Share $11.97 Unrealized @ Report Date +40.7%

NKE NIKE INC 1.3%

Value $1.083M Shares 21,298 Share Price $50.85 * Est. Cost/Share $50.20 Unrealized @ Report Date -9.8%

TRN TRINITY INDS INC 1.2%

Value $1.07M Shares 38,541 Share Price $27.76 * Est. Cost/Share $15.66 Unrealized @ Report Date -5.5%

Value $1.008M Shares 26,968 Share Price $37.38 Est. Cost/Share $39.45 Unrealized @ Report Date -5.3%

F FORD MTR CO DEL 1.1%

Value $912K Shares 75,175 Share Price $12.13 * Est. Cost/Share $8.83 Unrealized @ Report Date -15.1%

BMY BRISTOL MYERS SQUIBB CO 1.0%

Value $883K Shares 15,142 Share Price $58.31 * Est. Cost/Share $32.17 Unrealized @ Report Date +31.4%

GIS GENERAL MLS INC 0.9%

Value $774K Shares 12,524 Share Price $61.80 * Est. Cost/Share $33.73 Unrealized @ Report Date +32.7%

MSFT MICROSOFT CORP 0.9%

Value $732K Shares 11,749 Share Price $62.30 * Est. Cost/Share $35.39 Unrealized @ Report Date +58.0%

FNB FNB CORP PA 0.8%

Value $676K Shares 42,200 Share Price $16.02 * Est. Cost/Share $7.63 Unrealized @ Report Date +48.0%

— GENERAL ELECTRIC CO 0.7%

Value $567K Shares 18,004 Share Price $31.49 Est. Cost/Share $24.79 Unrealized @ Report Date —

PFE PFIZER INC 0.6%

Value $551K Shares 16,966 Share Price $32.48 * Est. Cost/Share $18.54 Unrealized @ Report Date +12.1%

KO COCA COLA CO 0.6%

Value $542K Shares 13,083 Share Price $41.43 * Est. Cost/Share $33.31 Unrealized @ Report Date -6.2%

— ANNALY CAP MGMT INC 0.6%

Value $511K Shares 51,230 Share Price $9.97 Est. Cost/Share $10.80 Unrealized @ Report Date —

FCX FREEPORT-MCMORAN INC 0.5%

Value $436K Shares 33,074 Share Price $13.18 * Est. Cost/Share $7.39 Unrealized @ Report Date +61.9%

EXC EXELON CORP 0.5%

Value $431K Shares 12,140 Share Price $35.50 * Est. Cost/Share $15.09 Unrealized @ Report Date +22.4%

— SPDR SERIES TRUST 0.5%

Value $427K Shares 11,720 Share Price $36.43 Est. Cost/Share $36.81 Unrealized @ Report Date —

— BLACKROCK MUNIYIELD PA QLTY 0.3%

Value $243K Shares 17,218 Share Price $14.11 Est. Cost/Share $15.48 Unrealized @ Report Date —

— BLACKROCK MUNIHLDNGS QLTY II 0.3%

Value $241K Shares 17,912 Share Price $13.45 Est. Cost/Share $14.28 Unrealized @ Report Date —

HBAN HUNTINGTON BANCSHARES INC 0.3%

Value $227K Shares 17,154 Share Price $13.23 * Est. Cost/Share $6.42 Unrealized @ Report Date +40.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	BLACKROCK TAX MUNICPAL BD TR	1,626,320	$35.13M	41.0%	$21.60	$22.61	—	SHS	09248X100
VOO	VANGUARD INDEX FDS	46,864	$9.623M	11.2%	$205.34	$193.37	+6.2%	S&P 500 ETF SHS	922908363
SSO	PROSHARES TR	67,307	$5.125M	6.0%	$76.14 *	$9.04	+5.3%	PSHS ULT S&P 500	74347R107
MDY	SPDR S&P MIDCAP 400 ETF TR	14,522	$4.382M	5.1%	$301.75	$288.67	+4.5%	UTSER1 S&PDCRP	78467Y107
IJR	ISHARES TR	30,953	$4.234M	4.9%	$136.79 *	$64.49	+6.6%	CORE S&P SCP ETF	464287804
SHY	ISHARES TR	34,831	$2.941M	3.4%	$84.44	$85.08	-0.7%	1-3 YR TR BD ETF	464287457
LOB	LIVE OAK BANCSHARES INC	110,344	$2.041M	2.4%	$18.50	$17.30	+6.9%	COM	53803X105
JNJ	JOHNSON & JOHNSON	17,197	$1.974M	2.3%	$114.79 *	$65.83	+36.4%	COM	478160104
MO	ALTRIA GROUP INC	26,023	$1.76M	2.1%	$67.63 *	$17.60	+104.3%	COM	02209S103
ASRV	AMERISERV FINL INC	441,571	$1.634M	1.9%	$3.70 *	$2.21	+26.7%	COM	03074A102
AAPL	APPLE INC	13,707	$1.588M	1.9%	$115.85 *	$25.20	+5.9%	COM	037833100
VZ	VERIZON COMMUNICATIONS INC	26,864	$1.431M	1.7%	$53.27 *	$28.93	+14.4%	COM	92343V104
EWZ	ISHARES	37,439	$1.248M	1.5%	$33.33	$27.60	+20.8%	MSCI BRZ CAP ETF	464286400
T	AT&T INC	27,951	$1.188M	1.4%	$42.50 *	$11.97	+40.7%	COM	00206R102
NKE	NIKE INC	21,298	$1.083M	1.3%	$50.85 *	$50.20	-9.8%	CL B	654106103
TRN	TRINITY INDS INC	38,541	$1.07M	1.2%	$27.76 *	$15.66	-5.5%	COM	896522109
BP	BP PLC	26,968	$1.008M	1.2%	$37.38	$39.45	-5.3%	SPONSORED ADR	055622104
F	FORD MTR CO DEL	75,175	$912K	1.1%	$12.13 *	$8.83	-15.1%	COM PAR $0.01	345370860
BMY	BRISTOL MYERS SQUIBB CO	15,142	$883K	1.0%	$58.31 *	$32.17	+31.4%	COM	110122108
GIS	GENERAL MLS INC	12,524	$774K	0.9%	$61.80 *	$33.73	+32.7%	COM	370334104
MSFT	MICROSOFT CORP	11,749	$732K	0.9%	$62.30 *	$35.39	+58.0%	COM	594918104
FNB	FNB CORP PA	42,200	$676K	0.8%	$16.02 *	$7.63	+48.0%	COM	302520101
—	GENERAL ELECTRIC CO	18,004	$567K	0.7%	$31.49	$24.79	—	COM	369604103
PFE	PFIZER INC	16,966	$551K	0.6%	$32.48 *	$18.54	+12.1%	COM	717081103
KO	COCA COLA CO	13,083	$542K	0.6%	$41.43 *	$33.31	-6.2%	COM	191216100
—	ANNALY CAP MGMT INC	51,230	$511K	0.6%	$9.97	$10.80	—	COM	035710409
FCX	FREEPORT-MCMORAN INC	33,074	$436K	0.5%	$13.18 *	$7.39	+61.9%	CL B	35671D857
EXC	EXELON CORP	12,140	$431K	0.5%	$35.50 *	$15.09	+22.4%	COM	30161N101
—	SPDR SERIES TRUST	11,720	$427K	0.5%	$36.43	$36.81	—	BLOOMBERG BRCLYS	78464A417
—	BLACKROCK MUNIYIELD PA QLTY	17,218	$243K	0.3%	$14.11	$15.48	—	COM	09255G107
—	BLACKROCK MUNIHLDNGS QLTY II	17,912	$241K	0.3%	$13.45	$14.28	—	COM	09254C107
HBAN	HUNTINGTON BANCSHARES INC	17,154	$227K	0.3%	$13.23 *	$6.42	+40.5%	COM	446150104